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The Home Office will handle the transfer and contact you if additional requirements are necessary.
Remember to collect one year of dues if the applicant is a new member.
If the money is being transferred from a ROTH IRA at another company, is the investment vehicle at the transferring company an Annuity? If yes, 2 additional forms required: ROTH IRA Transfer Request Form Agent Compliance Letter If no, 1 additional form required: ROTH IRA Transfer Request Form Submit all of the above.
If no, Submit all of the above with initial deposit. (Cash not accepted) Remember to collect one year of dues if the applicant is a new member.
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CLIENT RESOURCE SECTION
The Home Office will handle the transfer and contact you if additional requirements are necessary.
Remember to collect one year of dues if the applicant is a new member.
If the client tells you that the initial deposit is to be handled as an indirect rollover, 1 additional form required: ROTH IRA Contribution Eligibility Form Submit all of the above.
Revised 05/01/2023
The Home Office will handle the transfer and contact you if additional requirements are necessary.
Remember to collect one year of dues if the applicant is a new member.
If the money is being converted from a Traditional IRA to a ROTH IRA, 1 additional form required: Direct Conversion Request Form Submit all of the above.
If yes, From what type of account is the money coming from?
Is money being used to open the Roth IRA Annuity coming from an account with another company?
7 Standard Forms Required Annuity Application Replacement Form Needs Analysis Annuity Best Interest Forms Needs and Financial Objectives
Minimum Deposit $500 (with monthly bank draft)
ROTH IRA Annuity
