Non-Qualified Annuity

Minimum Deposit $2,500 Is money being transferred from a non-qualified annuity at another company?

If yes, 2 additional forms are required 1035 Exchange Form Agent Compliance Letter Submit all of the above. (Cash not accepted)

Remember to collect one year of dues if the applicant is a new member. The Home Office will handle the transfer and contact you if additional requirements are necessary.

7 Standard Forms Required Annuity Application Needs Analysis Needs and Financial Objectives Replacement Form Annuity Best Interest Forms

If no, Submit all of the above with initial deposit. (Cash not accepted) Remember to collect one year of dues if the applicant is a new member.

Traditional IRA Annuity

Insert B

If yes, From what type of account is the money coming from? 7 Standard Forms Required

If the client tells you that the initial deposit is to be handled as an indirect rollover, 1 additional form required: Traditional IRA Contribution Eligibility Form Submit all of the above. Remember to collect one year of dues if the applicant is a new member. The Home Office will handle the transfer and contact you if additional requirements are necessary.

Replacement Form Annuity Best Interest Forms

Minimum Deposit $500 (with monthly bank draft) Is money being used to open the Traditional IRA Annuity coming from an account with another company? Annuity Application Needs Analysis Needs and Financial Objectives

If the money is being rolled over from a 401(k), 403(b), 457, or any other employer pension plan, will the company where the funds are currently held accept an HSL Rollover Form?

If no, Submit all of the above with initial deposit. (Cash not accepted) Remember to collect one year of dues if the applicant is a new member. If the money is being transferred from a Traditional IRA at another company, is the investment vehicle at the transferring company an Annuity?

If yes, 1 additional form required: Direct Rollover Request Form

If no, have the client obtain the necessary form from the company directly. Submit all of the above. Remember to collect one year of dues if the applicant is a new member. The Home Office will handle the transfer and contact you if additional requirements are necessary.

If yes, 2 additional forms required: IRA Transfer Request Form Agent Compliance Letter

If no, 1 additional form required: IRA Transfer Request Form Submit all of the above. Remember to collect one year of dues if the applicant is a new member. The Home Office will handle the transfer and contact you if additional requirements are necessary.