July—September 2020

Page 40

QAP STRAIGHT TALK

Remote Audits— Adapting to the Times by Chuck Hardy NMEDA DIRECTOR OF QUALITY ASSURANCE & COMPLIANCE

F

our years ago, we began

reading this now and wondering if

have brought us to this point. Why

looking into remote auditing as

in-person audits are going away,

shouldn’t we leverage these tools

a viable method for validating

the answer is ‘no’. In-person audits

and technological advances? I think

dealer compliance to QAP. Looking

will always be a part of QAP

we would be foolish if we didn’t try

back at that decision, boy was it was

auditing and will still be conducted

and see if we could still provide a

a good thing we did. There were a

moving forward. In-person audits

comprehensive, robust audit that lived

lot of ‘kinks’ to work out. A lot of

are especially useful for initial

up to the high standards of QAP. And

testing to identify best methods.

accreditation audits where facility

that’s what we did.

A lot of writing and re-writing of

visual inspection is mandatory. But

procedures and processes. A lot of

remote auditing will be one of the

trial-and-error. But I am proud to say,

primary methods for auditing in

at this time, we have a remote audit

the future as far as I can tell. It’s not

process that is working, and nicely

just our industry, many industries

at that. I don’t think any of us could

have adopted some form of remote

have predicted the situation we find

auditing and it continues to grow

ourselves in today. But, being able

as an audit methodology of choice

to pivot from primarily on-site audits

around the globe.

to remote audits is paying dividends for us now as travel is not advised, social distancing is a must, and a dealer’s availability to host audits is at a premium. Frankly, I don’t know what shape we would currently be in if not for the ability to conduct QAP audits remotely.

The big question for NMEDA regarding remote auditing was, “Is it possible to audit a dealer remotely and have the same integrity and thoroughness as an on-site audit?” I can tell you without naming names that we had our share of sceptics. But there was only one way to find out—we had to try it. So, in May 2015,

The big question for NMEDA regarding remote auditing was, ‘Is it possible to audit a dealer remotely and have the same integrity and thoroughness as an on-site audit?’”

So, what is a remote audit? A remote audit is one carried out

The strength of a remote auditing is

a remote audit task force was formed.

with the auditor in a location away

efficiency through technology. Ten

The primary objective of the task

from the dealer’s physical location.

years ago, I don’t think we would

force was to identify the hardware,

Traditionally, and until now, all dealer

have considered remote auditing for

software, and methods that would be

QAP audits have been conducted

our dealers as not many people were

required to conduct the audit, and to

in-person. Whereas remote audits

using the technology we have today.

layout an audit process that would

are conducted using audio-video

Smart device availability, audio-

work for all dealers. Then finally, to

conferencing software with the

video and conferencing apps such as

run a pilot.

auditor sharing a computer screen

Facetime, Skype, and GoToMeeting,

with the dealer over an internet

and then the enormous increases

connection. And, in case you’re

we have seen in internet speeds

40

NMEDA Circuit Breaker

The first remote audit pilot was conducted at the Sidewinder facility in Chilliwack, British Columbia. We


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