THE DISTRIBUTORS: BROKER-DEALERS & RIAs
NAPA FIRM PARTNERS
SAGEVIEW ADVISORY GROUP
SOLTIS INVESTMENT ADVISORS, LLC ST. GEORGE, UT • SOLTISADVISORS.COM
IRVINE, CA • SAGEVIEWADVISORY.COM
KEY CONTACTS
KEY CONTACTS
Randy Long • 800.814.8742 • rlong@sageviewadvisory.com Jon Upham • 800.814.8742 • jupham@sageviewadvisory.com
Tyler Finlinson • 435.674.1600 • tfinlinson soltisadvisors.com Clark Taylor • 435. 674.1600 • clark soltisadvisors.com Brent Moore • 435. 674.1600 • brent soltisadvisors.com Kim D. Anderson • 435.674.1600 • Kim@soltisadvisors.com
FIRM PROFILE
SageView Advisory Group, LLC is an independent Registered Investment dvisor ith over 1 0 employees located in 2 o fices nation ide. The firm provides unbiased retirement plan and ealth management consulting services to clients throughout the U.S. age ie has been evaluating and advising retirement plans and participants since 1 . age ie advises on over 1250 defined contribution, defined benefit and de erred compensation plans totaling more than $ billion o client assets. age ie advisors each have e tensive e perience in the financial industry and have orked ith some of the largest plans in the nation.
FIRM PROFILE
Our Mission Statement: To create, build, and manage ealth so our clients are ree to pursue life’s most important endeavors.
PRIMARY MARKET(S) SERVED
Small [$1-$10 million] • Mid [$10-$100 million] Large [$100-$250 million] • Mega [> $250 million]
OPTIONS AVAILABLE
PRIMARY MARKET(S) SERVED
• Business Development Consultants
Mid [$10-$100 million] • Large [$100-$250 million] Mega [> $250 million]
• Other Tools • enchmarking Tools
OPTIONS AVAILABLE
• Participant Advice/Participant Services
• Business Development Consultants
• Custom isk ased Target Date Models
• Other Tools
• Plan Design Consulting
• enchmarking Tools
• Plan Sponsor Fiduciary Training
• Participant Advice/Participant Services
• table alue nalysis
• CRM/Data Aggregation
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS
• Allows Fiduciary Declaration 3(21)/3(38) • Custom isk ased Target Date Models
25
• Plan Design Consulting
3RD PARTY CLEARING BD
• Consulting on SMAs
N/A
• Plan Sponsor Fiduciary Training • table alue nalysis
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS
135
3RD PARTY CLEARING BD N/A
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2018
12/4/18 8:32 AM