Aggregators, Broker-Dealers & RIAs
NAPAFIRMPARTNERS
Sarasota, FL • rbfcapitalmanagement.com
Minneapolis, MN • rbcwealthmanagement.com/en-us
RBC Wealth Management
RBF Capital Management, Inc.
Key Contact(s)
Key Contact(s)
Tracy Hanson 612.371.7843 • tracy.hanson@rbc.com Collin Royce 612.371.7702 • collin.royce@rbc.com Megan Mayer 612.373.1646 • megan.mayer@rbc.com
Rafal R Baranski 941.260.9097 • rbaranski@rbfcapitalmanagement.com
Firm Profile RBC Wealth Management is a company with global resources and a small-firm feel. One that is distinguished by a long heritage of financial strength, integrity and unwavering dedication to our clients. We are passionate about providing investment consulting services for retirement plans and service clients across public funds, corporations, religious organizations, foundations and endowments, health care and educational organizations, Taft-Hartley and municipalities. We do not offer proprietary recordkeeping products nor are we hindered by incentives or requirements to offer proprietary investments.
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Options Available • Retirement Sales Desk Representative • Business Development Consultants
Firm Profile Providing strategies, solutions and investment advisory services to corporations with qualified and non-qualified retirement plans. These solutions include qualified plan design consultation, fiduciary support, 3(38) & 3(21) investment advisory services and employee retirement readiness programs. In addition to, have over 12 years experience in the Multi-Employer Plan and Pooled Employer Plans market. Our investment management arm has served for more than a decade as a trusted partner of individuals, families, offices, and institutions in more than 16 states. We are an RIA working in a Fiduciary capacity and our independence allows us to provide unbiased, conflict free advice.
Primary Market(s) Served Mid: $10-$100 million
Options Available • Other Tools
Home Office Employees Supporting the Business
6
• 3rd Party Vendor Analysis Tool • Other Tools • Benchmarking Tools • Participant Advice/Participant Services • CRM/Data Aggregation • Internal Rollover Program • Allows Fiduciary Declaration 3(21)/3(38) • Custom Risk Based/Target Date Models • 408(b) (2) - In-House or Outsourced • Plan Sponsor Fiduciary Training • Stable Value Analysis
Home Office Employees Supporting the Business 30
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