Aggregators, Broker-Dealers & RIAs
NAPAFIRMPARTNERS
Waltham, MA • commonwealth.com
Mesa, AZ •decisionpointfinancial.com
Commonwealth Financial Network
DecisionPoint Financial, LLC
Key Contact(s)
Key Contact(s)
Jon Good 858.828.5744 • jgood@commonwealth.com Mat Powers 781.464.7245 • mpowers@commonwealth.com
Firm Profile Commonwealth, one of the nation’s largest privately-held independent RIA – broker/dealer, offers expertise, high-quality solutions, and innovative tools that empower you to manage and grow your retirement business. Our Strategic Retirement Solutions team provides: • Informed, reliable guidance on retirement products and technical questions • Practice management consulting on pricing, service models, and business structure • Fiduciary programs for 3(21) or 3(38) investment services • Comprehensive participant education and plan sponsor marketing • 95% payout at >$100k in RP revenue
Brett Adams 480.553.6249 • brett@dpplanners.com
Firm Profile DecisionPoint Financial is a fee-only, financial planning firm specializing in 401(k), 403(b), 457(b), and Cash Balance plans. We serve as an ERISA 3(38)/3(21) on all qualified plans and we have over 12 years experience in working with governmental 457(b) plans. Our primary markets are Arizona and Washington, but we serve retirement plans throughout the Country.
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million
Options Available • 3rd Party Vendor Analysis Tool • Other Tools
Whether you work with individuals or businesses, our Strategic Retirement Solutions team supports you as you create a path that fits your clients’ retirement goals.
• Benchmarking Tools
Primary Market(s) Served
• Allows Fiduciary Declaration 3(21)/3(38)
• Participant Advice/Participant Services • Internal Rollover Program
Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
• Custom Risk Based/Target Date Models • 408(b) (2) - In-House or Outsourced
Options Available
• Plan Sponsor Fiduciary Training
• Retirement Sales Desk Representative • 3rd Party Vendor Analysis Tool • Other Tools
Home Office Employees Supporting the Business 10
• Benchmarking Tools • Participant Advice/Participant Services • CRM/Data Aggregation • Allows Fiduciary Declaration 3(21)/3(38) • 408(b) (2) - In-House or Outsourced • Stable Value Analysis
Home Office Employees Supporting the Business 41
NAPABLACKBOOK2023
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