Aggregators, Broker-Dealers & RIAs
NAPAFIRMPARTNERS
Dallas, TX • avantax.com
Milwaukee, WI • rwbaird.com
Avantax
Baird
Key Contact(s)
Key Contact(s)
Matthew Zokai 972.870.6121 • matthew.zokai@avantax.com
Firm Profile Avantax Wealth Management is an independent RIA broker-dealer supporting a network of over 3,100 financial professionals across the country. With access to both in-house and third-party resources, our team of seasoned professionals is dedicated to providing the education, tools, resources, and support needed to meet and exceed the unique needs of retirement plan clients. We provide retirement solutions such as SEP IRAs, SIMPLE IRAs, 401(k) plans, 403(b) plans, 457(b) plans, and defined benefit/ cash balance plans. Serving over 5,000 plans today, our goal is to improve retirement readiness, through tax-smart holistic financial planning.
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million
Options Available • Preferred Provider Program • Retirement Sales Desk Representative • Business Development Consultants
Deanna Wise 502.588.1796 • DWise@rwbaird.com Bobbie Henion-Green 414.792.2532 • bhenion-green@rwbaird.com
Firm Profile Baird is a privately held, employee-owned international financial services firm. We have been providing consulting services to employer-sponsored retirement plans for over 40 years. We understand special knowledge of, and dedication to, this area is paramount to the quality of our services and success of our clients’ retirement plans. Baird’s Qualified Plan Consulting Group, an exclusive group of highly credentialed Financial Advisor teams across the country, dedicate their businesses to retirement plan clients and provide highly specialized consulting services. They deliver an unbiased objective approach in serving their clients and are supported by professionals in Baird’s Wealth Solutions Group.
Primary Market(s) Served Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Options Available • Preferred Provider Program
• Recruiter for Retirement Plan Advisors
• Retirement Sales Desk Representative
• 3rd Party Vendor Analysis Tool
• Business Development Consultants
• Other Tools
• Recruiter for Retirement Plan Advisors
• Benchmarking Tools
• 3rd Party Vendor Analysis Tool
• CRM/Data Aggregation
• Other Tools
• Allows Fiduciary Declaration 3(21)/3(38)
• Benchmarking Tools
• Custom Risk Based/Target Date Models
• Participant Advice/Participant Services
• 408(b) (2) - In-House or Outsourced
• CRM/Data Aggregation • Allows Fiduciary Declaration 3(21)/3(38)
Home Office Employees Supporting the Business 9
• 408(b) (2) - In-House or Outsourced • Plan Sponsor Fiduciary Training • Stable Value Analysis • Minimum Fee Schedules
Home Office Employees Supporting the Business 12
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