Aggregators, Broker-Dealers & RIAs
NAPAFIRMPARTNERS
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LPL Financial San Diego, CA lpl.com
Key Contact(s)
Primary Market(s) Served
Kate Winters 704.608.8110 Kate.winters@lplfinancial.com Andy Harper 973.943.5137 Andy.harper@lplfinancial.com Hassan Davis 858.230.5988 Hassan.davis@lplfinancal.com
Micro: <$1 million Small: $1-$10 million Mid: $10-$100 million Large: $100-$250 million Mega: >$250 million
Firm Profile
Options Available
LPL is a leader in the retail financial advice market and the nation’s largest independent broker-dealer. LPL supports retirement plan advisors through its integrated business platform and its Retirement Partners team of retirement industry professionals. LPL RP acts as an independent consultant and supports the operational and practice management needs of retirement plan advisors. Advisors can position themselves with confidence as a discretionary or non-discretionary investment fiduciary to their clients, offering them objective guidance on investment options while seeking to increase their marketing reach and strategically grow their practices through the power and commitment of LPL.
• Retirement Sales Desk Representative • Business Development Consultants • Recruiter for Retirement Plan Advisors • 3rd Party Vendor Analysis Tool • Other Tools • Benchmarking Tools • Participant Advice/Participant Services • CRM/Data Aggregation • Allows Fiduciary Declaration 3(21)/3(38) • 408(b) (2) - In-House or Outsourced
Home Office Employees Supporting the Business 60
64
NAPABLACKBOOK2023