Recordkeepers
NAPAFIRMPARTNERS
Norfolk, NE • retirementplanconsultants.info
Tacoma, WA • spectrumpension.com
Retirement Plan Consultants
Spectrum Pension Consultants, Inc.
Key Contact(s)
Key Contact(s)
Alex Elwood 402.379.0108 • alexe@wealthfirm.info Josh Kegley 402.379.0108 • joshk@wealthfirm.info
Yannis Koumantaros 253.592.6687 • Yannis@SpectrumPension.com Chad Ridgway 253.592.6699 • cridgway@SpectrumPension.com Courtney A. Zanghi 678.926.3704 • czanghi@SpectrumPension.com
Firm Profile Retirement Plan Consultants is a firm committed to providing quality service and focusing on the success of our clients. We strive to make the retirement process as easy as possible by providing superior recordkeeping and administrative services for our Plan Sponsors, Participants, and Advisors. Our flexible, open architecture platform allows Advisors to create retirement plans that best suits the company goals. Whether it be through a 401(k), 403(b), Cash Balance or other type of plan.
Firm Profile
Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million
As an independent national recordkeeping technology provider, we partner with Plan Advisors/Brokers and Third Party Administrators (TPAs) who offer local personalized support to plan sponsors and participants. Spectrum Platform™ enables plan sponsors and participants to benefit from our leading technology solution, and also to engage their professionals to address unique needs. Spectrum Platform™ can integrate with payroll, plan compliance, and financial management system making the plan administration easier for plan sponsors, Plan Advisors/ Brokers, TPAs.
Plans / Participants Served by Type*
Primary Market(s) Served
Primary Market(s) Served
401(k): 1,800 / 35,000 403(b): 1,200 / 7,000 457: 30 / 600 Cash Balance: 50 / 600 Defined Benefit (Traditional): 14 / 392 NQDC: 5 / 300
Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million
Plans / Participants Served by Type*
Direct: 0 / Advisor: 3,000
401(k): 513 / 15,134 403(b): 3 / 332 457: 22 / 1,397 Cash Balance: 24 / 188 Defined Benefit (Traditional): 6 / 32 Money Purchase: 0 / 0 NQDC: 1 / 93 Other: 22 / 18,989
Platform(s) Used
Total Assets Administered
Total Assets Administered $2,000,000,000
Plans by Channel
Open Architecture
Asset Allocation Funds Custom Portfolios, 3(38)
Advisor Support Services
External Wholesalers Focused on Advisors: 4 External Wholesalers Focused on Institutional: 4 Internal Wholesalers Focused on Advisors: 3 Internal Wholesalers Focused on Institutional: 0 Compliance Support, Plan Benchmarking, Training for DC Plan Sales/Service, Investment Committee Meetings
Participant Support Services In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
Plan Sponsor Service(s) Available Plan design consulting, fiduciary service, notice delivery, single point of contact.
$1,380,827,467
Plans by Channel
Direct: 0 / Advisor: 591
Platform(s) Used FIS Relius ASP
Asset Allocation Funds 100% Open Architecture, Mutual Funds, CIT/CIFs, ETFs, etc.
Advisor Support Services
External Wholesalers Focused on Advisors: 2 External Wholesalers Focused on Institutional: 2 Internal Wholesalers Focused on Advisors: 1 Internal Wholesalers Focused on Institutional: 1 Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
Participant Support Services In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Facebook Page, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
Plan Sponsor Service(s) Available Fee & Expense Coordination, Fiduciary Coordination, Vendor Coordination, Communication Coordination *as of 6.30.23
NAPABLACKBOOK2023
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