Recordkeepers
NAPAFIRMPARTNERS
Seattle, WA •.advisor.nwpsbenefits.com
Indianapolis, IN • oneamerica.com
NWPS
OneAmerica
Key Contact(s)
Key Contact(s)
Tom O’Brien 847.492.0132 • tobrien@nwpsbenefits.com Tom Rouse 443.797.1040 • trouse@nwspbenefits.com
Alan Blaskowski 414.287.8751 • Alan.Blaskowski@oneamerica.com Pete Schroedle 317.285.1602 • Pete.Schroedle@oneamerica.com Steven Kofkoff 317.285.4828 • Steven.Kofkoff@oneamerica.com
Firm Profile At NWPS, advisors and clients are the decision makers. We handle plan operations, participant services and compliance. Advisors select the plan’s investments. We’re independent and not in the investment advisory business (no proprietary products). Since 1994, NWPS has been dedicated to retirement plan success. As a subsidiary wholly-owned entity of Raymond James Financial, we rely on this respected financial institution’s strength while collaborating independently with advisors affiliated with other firms.
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Plans / Participants Served by Type*
401(k): 847 / 274,103 403(b): 50 / 23,556 457: 33 / 3,151 Cash Balance: 13 / 720 Defined Benefit (Traditional): 60 / 95,628 Money Purchase: 4 / 3,862 NQDC: 21 / 14,462 Other: 98 / 100,243
Total Assets Administered $47,096,382,236
Plans by Channel
Direct: 61 / Advisor: 1,065
Platform(s) Used FIS Relius and FIS Omni
Asset Allocation Funds N/A - NWPS has no proprietary funds
Advisor Support Services
External Wholesalers Focused on Advisors: 6 External Wholesalers Focused on Institutional: 1 Internal Wholesalers Focused on Advisors: 1 Internal Wholesalers Focused on Institutional: 0 Compliance Support, Plan Benchmarking, Training for DC Plan Sales/Service, Investment Committee Meetings
Participant Support Services In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
Plan Sponsor Service(s) Available Comprehensive compliance testing, plan document maintenance, eligibility calculation, prepare all required DOL/IRS notices, online access to participantlevel information, provide audit support, complete government filings
Firm Profile We believe that working collaboratively with advisors allows us to achieve more together. For our mutual clients, our goal is to help create more security for participants so they can live their best lives, today and into retirement. Advisors appreciate our ability to manage complex, multiple plan types on a single platform (i.e. DC, DB, and ESOP), no proprietary fund requirements, dedicated service teams and customizable webpages and communications.
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Plans / Participants Served by Type*
401(k): 4,462 / 734,745 403(b): 4,837 / 224,224 457: 2,588 / 65,888 Cash Balance: 32 / 273 Defined Benefit (Traditional): 143 / 23,523 Money Purchase: 16 / 4,190 NQDC: 21 / 1,468 Other: 756 / 173,157
Total Assets Administered $69,453,246,498
Plans by Channel
Direct: 0 / Advisor: 12,855
Platform(s) Used FIS OMNI Plus
Asset Allocation Funds Custom Target Date Funds, Managed Accounts, Model Portfolios
Advisor Support Services
External Wholesalers Focused on Advisors: 21 External Wholesalers Focused on Institutional: 2 Internal Wholesalers Focused on Advisors: 12 Internal Wholesalers Focused on Institutional: 2 Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
Participant Support Services In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Facebook Page, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
Plan Sponsor Service(s) Available Custom Participant Communication & Education Programs, Financial Wellness Programs, Plan Health Reports, Plan Consulting Support, Plan Sponsor Educational Resources, Dedicated Client Relationship Manager *as of 6.30.23
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NAPABLACKBOOK2023