Recordkeepers
NAPAFIRMPARTNERS
San Francisco, CA • humaninterest.com
Boston, MA • retirement.johnhancock.com
Human Interest
John Hancock
Key Contact(s)
Key Contact(s)
Vinnie Allard 617.586.9603 • vinnie.allard@humaninterest.com Ashley Lehaf 949.579.0214 • ashley.lehaf@humaninterest.com
Gary Tankersley 617. 572.4100 • Tank@jhancock.com Jenifer Stromfors 781.619.2565 • JStromfors@jhancock.com
Firm Profile
Firm Profile
Human Interest is an affordable, full-service 401(k) provider that aims to make it easy for small and medium-sized businesses to help their employees save for retirement. The San Francisco HQ company helps almost 350,000 employees at 17,000+ businesses across the US. For more information please visit humaninterest.com or follow us on LinkedIn. All investment advisory services are provided through Human Interest Advisors, a Registered Investment Adviser and subsidiary of Human Interest.
Making decisions easier and lives better. We help people around the world confidently save and invest for their retirement goals. With more than 50 years of retirement plan experience, we’ll consult with you to understand your goals. As part of Manulife Investment Management, we’re one of the world’s largest retirement plan providers, with the commitment and scale to help you deliver your desired outcomes.
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million
Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million
Plans / Participants Served by Type*
Plans / Participants Served by Type*
401(k): 17,336 / 350,000 403(b): 274 / 4,800
Primary Market(s) Served
Direct: 15,000 / Advisor: 2,000
401(k): 53,478 / 954,296 403(b): 0 / 0 457: 327 / 11990 Cash Balance: 16 / 34,824 Defined Benefit (Traditional): 1,698 / 267,129 Money Purchase: 376 / 2,759 NQDC: 124 / 10,137 Other: 477 / 1,321,573
Platform(s) Used
Total Assets Administered
Total Assets Administered $3,550,000,000
Plans by Channel
Proprietary Platform
$207,325,898,222
Asset Allocation Funds
Plans by Channel
Model Portfolios, Open-Architecture Lineup
Direct: 1,435 / Advisor: 55,035
Advisor Support Services
Platform(s) Used
External Wholesalers Focused on Advisors: 80 External Wholesalers Focused on Institutional: 5 Internal Wholesalers Focused on Advisors: 4 Internal Wholesalers Focused on Institutional: 4 Compliance Support, Plan Benchmarking, Training for DC Plan Sales/Service
Proprietary
Asset Allocation Funds Target Date/Risk, Custom Portfolios, Managed Accounts, CITs
Advisor Support Services
In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Facebook Page, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
External Wholesalers Focused on Advisors: 59 External Wholesalers Focused on Institutional: 0 Internal Wholesalers Focused on Advisors: 59 Internal Wholesalers Focused on Institutional: 0
Plan Sponsor Service(s) Available
Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
Participant Support Services
Compliance Support, 500+ Payroll Integrations, Dedicated Account Support, 5500 & Document Preparation/Filing, Customized Reporting, Online/Phone Support, Education, Participant Notices, ERISA Bond Procurement, 3(16) administrative services
Participant Support Services Rollover Services, Call Center Support, Facebook Page, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
Plan Sponsor Service(s) Available Defined contribution recordkeeping and administration; Trustee, custodial, ERISA, and consulting services; Compliance testing; Participant communications and engagement programs; Plan sponsor service and reporting; Investment services
*as of 6.30.23
NAPABLACKBOOK2023
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