Recordkeepers
NAPAFIRMPARTNERS
Lincoln, NE • ameritas.com
Dresher, PA • ascensus.com
Ameritas Retirement Plans
Ascensus
Key Contact(s)
Key Contact(s)
Barbara Redstone 214.862.2479 • barbara.redstone@ameritas.com David Rogers 215.801.1040 • david.rogers@ameritas.com
Jason Crane 215.648.5351 • jason.crane@ascensus.com Jeff Hockenbrock 925.328.4496 • jeff.hockenbrock@ascensus.com
Firm Profile
Firm Profile
Ameritas® retirement plans is a main street market leader. We’re strong in core markets and specialized in niche markets, making us a preferred provider for small to mid-size organizations. We offer personalized products and platforms, high-touch service, high-tech capabilities, and 60+ years of retirement plan experience. Ameritas is a strong and stable mutual-based organization providing insurance, financial services, and employee benefits to more than four million customers
Ascensus helps millions of people save for a better future by partnering with advisors and financial institutions to bring tax-advantaged savings solutions to employers of every size and type. With flexible solutions that are simple to implement, administer, and use, we enable advisors to deliver greater value— and enable organizations and savers to confidently pursue their goals and achieve better outcomes. Wherever you and your clients want to be, get there with Ascensus.
Primary Market(s) Served
Learn more: https://www.ascensus.com/resources/advisor-toolkit/
Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million
Plans / Participants Served by Type*
401(k): 8,000 / 209,500 403(b): 29 / 2,500 457: 215 / 50,200 Cash Balance: 110 / 220 Defined Benefit (Traditional): 110 / 220 Money Purchase: 85 / 5,600 NQDC: 0 / 0 Other: 75 / 1,170
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Plans / Participants Served by Type*
$14,900,000,000
401(k): 76,751 / 2,559,268 403(b): 13,107 / 353,174 457: 581 / 29,715 Cash Balance: 236 / 3,890 Defined Benefit (Traditional): 106 / 16,674 Money Purchase: 79 / 12,159 NQDC: 1,571 / 135,596 Other: 1,304 / 260,717
Plans by Channel
Total Assets Administered
Platform(s) Used
Plans by Channel
Total Assets Administered
Direct: 0 / Advisor: 8,500
$251,000,000,000
NAV & GVA
Direct: 0 / Advisor: 110,104
Asset Allocation Funds
Platform(s) Used
Various leading target date fund families available. Various diverse managed account offerings also available.
Proprietary and open architecture platforms
Advisor Support Services
Balanced, Target Date, Risk Based, Models, Managed Accounts
External Wholesalers Focused on Advisors: 18 External Wholesalers Focused on Institutional: 3 Internal Wholesalers Focused on Advisors: 9 Internal Wholesalers Focused on Institutional: 2
Asset Allocation Funds Advisor Support Services
Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
External Wholesalers Focused on Advisors: 30 External Wholesalers Focused on Institutional: 30 Internal Wholesalers Focused on Advisors: 25 Internal Wholesalers Focused on Institutional: 25
Participant Support Services
Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
Rollover Services, Call Center Support, Facebook Page, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
Participant Support Services
Plan Sponsor Service(s) Available
Rollover Services, Call Center Support, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
Plan design, Fiduciary guidance, investment selection and due diligence, Recordkeeping services, Retirement readiness
Plan Sponsor Service(s) Available 3(16) Administrative Fiduciary Services; Managed account platforms; Financial Finesse-powered wellness solutions; Payroll integrations, Trust services, Integrated qualified & nonqualified plans; MEPs/PEPs, Industry leading ERISA team
*as of 6.30.23
NAPABLACKBOOK2023
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