Recordkeepers
NAPAFIRMPARTNERS
ADVISORS’ CHOICE RECORDKEEPER
2023
401GO Salt Lake City, UT 401go.com
Key Contact(s)
Total Assets Administered
Ted Haase 415.358.5193 ted@401go.com
$210,000,000
Karli Maughan 801.616.3672 karli@401go.com
Direct: 530 Advisor: 1,227
Jared Porter 801.683.1285 jared@401go.com
In-house built proprietary platform
Firm Profile
401GO enables every hard-working American to build the future they want through financial independence. Their human-focused, advisorled platform is fully automated and affordable for even the smallest of businesses and their employees. 401GO ignites and enables individuals’ desire to save for the future and puts them on the path to financial independence. 401GO is rated #1 in customer service by G2, demonstrating their modern approach and advisor lead solutions are what every business really wants.
Primary Market(s) Served
Plans by Channel
Platform(s) Used
Asset Allocation Funds
Open Architecture, Advisor managed or 401GO Managed
Advisor Support Services
External Wholesalers Focused on Advisors: 8 External Wholesalers Focused on Institutional: 1 Internal Wholesalers Focused on Advisors: 7 Internal Wholesalers Focused on Institutional: 1 • Compliance Support • Plan Benchmarking • Target-Date Evaluation Tools • Training for DC Plan Sales/Service
Participant Support Services
Micro: <$1 million Small: $1-$10 million Mid: $10-$100 million
Plans / Participants Served by Type*
401(k): Plans: 1,757 / Participants: 18,000 403(b): Plans: 7 / Participants: 350
• In-Plan Lifetime Income Options • Rollover Services • Call Center Support • Facebook Page • Smartphone Access to Participant Balances • Smartphone Transaction Access for Participants
Plan Sponsor Service(s) Available
Plan sponsors have dedicated Client Success Managers with full phone, email and virtual meeting support. Payroll integrations and a Concierge team enable full hands-off administration.
Cash Balance: Plans: 48 / Participants: 400
*as of 6.30.23
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NAPABLACKBOOK2023