2023 NAPA Black Book

Page 28

DCIOs

NAPAFIRMPARTNERS

Denver, CO • janushenderson.com

Boston, MA • jhinvestments.com

Janus Henderson Investors

John Hancock Investment Management

Key Contact(s)

Key Contact(s)

Kevin Neuhart 303.638.7213 • kevin.neuhart@janushenderson.com Phil Collins 614.580.4089 • philip.collins@janushenderson.com

Gene Huxhold 847.224.9862 • gene_huxhold@jhancock.com

Firm Profile Janus Henderson Group is a leading global active asset manager dedicated to helping clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. As of June 30, 2023, Janus Henderson had approximately US$322 billion in assets under management, more than 2,000 employees, and offices in 24 cities worldwide. Headquartered in London, Janus Henderson is listed on the New York Stock Exchange (NYSE) and the Australian Securities Exchange (ASX).

Primary Market(s) Served

Firm Profile A company of Manulife Investment Management, we serve investors through a unique multimanager approach, complementing our extensive in-house capabilities with an unrivaled network of specialized asset managers, backed by some of the most rigorous investment oversight in the industry. The result is a diverse lineup of time-tested investments from a premier asset manager with a heritage of financial stewardship.

Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million

Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million

Assets Managed*

Assets Managed*

Total DCIO Assets: $26,985,616,160

Total AUM: $116,199,647,459

Total AUM: $322,000,000,000 Total DCIO Assets: $22,700,000,000 DCIO Assets Breakdown [%] Collective Trusts: 4% Money Markets: 0% Mutual Funds: 95% Separate Accounts: .5% Stable Value: 0% Other: .5%

Asset Allocation Funds Janus Henderson Balanced Fund, Janus Henderson Global Allocation - Growth Fund, Janus Henderson Global Allocation - Moderate Fund, Janus Henderson Global Allocation - Conservative Fund, Janus Henderson Adaptive Global Allocation Fund Top 5 Funds by DC Assets [Fund Name / Total Assets] 1. Janus Henderson Enterprise Fund: $20,600,000,000 2. Janus Henderson Triton Fund: $7,100,000,000 3. Janus Henderson Balanced Fund: $38,600,000,000 4. Janus Henderson Forty Fund: $18,200,000,000 5. Janus Henderson Flexible Bond Fund: $3,400,000,000

Advisor Support Services External Wholesalers Focused on Advisors, External Wholesalers Focused on Institutional, Training for DC Plan Sales/Service, Investment Committee Meetings

DCIO Assets Breakdown [%] Collective Trusts: 17% Money Markets: 0% Mutual Funds: 77% Separate Accounts: 0% Stable Value: 6% Other: 0%

Asset Allocation Funds John Hancock Lifetime Blend Funds, John Hancock Multimanager Lifetime Funds, John Hancock Multimanager Lifestyle Funds Top 5 Funds by DC Assets [Fund Name / Total Assets] 1. John Hancock Disciplined Value Mid Cap: $5,637,215,102 2. John Hancock Disciplined Value: $2,988,070,595 3. John Hancock Bond: $2,610,003,491 4. John Hancock Lifetime Blend Funds: $853,034,873 5. John Hancock International Growth: $806,048,394

Advisor Support Services External Wholesalers Focused on Advisors, External Wholesalers Focused on Institutional, Target-Date Evaluation Tools, Investment Committee Meetings

No. of External Wholesalers DC: 6 Retail: 64

No. of External Wholesalers DC: 3 Retail: 40

*as of 6.30.23

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NAPABLACKBOOK2023


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