DCIOs
NAPAFIRMPARTNERS
New York City, NY • GSAMFunds.com
Atlanta, GA • invesco.com/dcadvisor
Goldman Sachs Asset Management
Invesco
Key Contact(s)
Key Contact(s)
Erik Karpinski 802.383.4076 • erik.karpinski@gs.com Kevin Johnston 513-885-6510 • kevin.johnston@gs.com
Bill Schories 212.323.0220 • william.schories@invesco.com John Galateria 404.439.4588 • john.galateria@invesco.com
Firm Profile
Firm Profile
Founded in 1869, the Goldman Sachs Group is a leading global financial institution that delivers a broad range of financial services to a large and diversified client base. For more than 150 years, a culture of teamwork and client service has defined our firm. Today, nearly 40,000 Goldman Sachs colleagues work together to serve our clients and communities around the world. We provide investment and advisory services for the world’s leading pension plans, sovereign wealth funds, governments, financial institutions, endowments, foundations, family offices and individuals, for which we oversee more than $2 trillion in assets under supervision.
Invesco has been managing DC assets for nearly 40 years. As an industry leader in mutual funds, collective investment trusts and ETFs, we offer a wide range of investments across equity, fixed income and alternatives. Our dedicated advisory team averages 24 years of experience focused on the retirement business. Our insights and research programs are centered around the four key tenants of DC plan management that help drive optimal participant outcomes – investment menu design, plan design, participant engagement and plan governance.
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Disclosure: Invesco Distributors, Inc. and Invesco Advisers, Inc are indirect, wholly owned subsidiaries of Invesco Ltd.
Assets Managed*
Primary Market(s) Served
Total AUM: $2,457,000,000 Total DCIO Assets: $90,000,000 DCIO Assets Breakdown [%] Collective Trusts: 3% Money Markets: 0% Mutual Funds: 13% Separate Accounts: 18% Stable Value: 66% Other: 0%
Asset Allocation Funds N/A
Advisor Support Services
Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Assets Managed*
Total AUM: $1,538,248,023,000 Total DCIO Assets: $130,681,016,708 DCIO Assets Breakdown [%] Collective Trusts: 3.0% Money Markets: 1.3% Mutual Funds: 38.5% Separate Accounts: 3.7% Stable Value: 53.4% Other: 0%
External Wholesalers Focused on Advisors, Plan Benchmarking, Training for DC Plan Sales/Service, Investment Committee Meetings
Asset Allocation Funds
No. of External Wholesalers
Top 5 Funds by DC Assets [Fund Name / Total Assets] 1. INVESCO DEVELOPING MARKETS FUND: $6,377,158,229 2. INVESCO DIVERSIFIED DIVIDEND FUND: $3,747,067,510 3. INVESCO GLOBAL FUND: $2,731,283,249 4. INVESCO MAIN STREET FUND: $2,624,908,875 5. INVESCO COMSTOCK FUND: $2,016,682,687
DC: 6 Retail: 62
N/A
Advisor Support Services External Wholesalers Focused on Advisors, External Wholesalers Focused on Institutional, Compliance Report, Plan Benchmarking, Training for DC Plan Sales/Service, Investment Committee Meetings
No. of External Wholesalers DC: 7 Retail: 85
AUM includes all assets under advisement, distributed and overseen by Invesco Ltd. *as of 6.30.23
NAPABLACKBOOK2023
25