DCIOs
NAPAFIRMPARTNERS
Plano, TX • fisherinvestments.com/ en-us/institutional-investing
Smithfield, RI • institutional.fidelity.com/advisors
Fidelity Investments
Fisher Investments
Key Contact(s)
Key Contact(s)
Elizabeth Pathe 401.292.4745 • elizabeth.pathe@fmr.com
Loukas Stephens 415.829.8594 • l.stephens@fi.com Matthew Brown 360.833.6227 • m.brown@fi.com
Firm Profile The Fidelity Advisor DCIO team promotes distribution of Fidelity Investment solutions to firms and advisors who specialize in working with plan sponsors, participants, and their retirement plans
Primary Market(s) Served Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Assets Managed*
Total AUM: $933,991,300,000 Total DCIO Assets: $185,019,100,000 DCIO Assets Breakdown [%] Collective Trusts: 4% Money Markets: 1% Mutual Funds: 95% Separate Accounts: 0% Stable Value: 0% Other: 0%
Asset Allocation Funds Fidelity Freedom Funds Top 5 Funds by DC Assets [Fund Name / Total Assets] 1. Fidelity Contrafund: $9,750,500,000 2. Fidelity Freedom Blend: $4,309,200,000 3. Fidelity Freedom Active: $3,756,600,000 4. Fidelity/Advisor Total Bond: $2,666,100,000 5. Fidelity Advisor Equity Growth: $1,897,100,000
Advisor Support Services External Wholesalers Focused on Advisors, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
No. of External Wholesalers DC: 10 Retail: 62
Firm Profile Fisher Investments (FI) is a leading independent investment adviser managing over $210 billion USD as of June 30, 2023. The Fisher Investments Institutional Group (FIIG), a business unit of FI, is dedicated to supporting the defined contribution investment-only needs of retirement plan advisers, investment consultants, corporations, public and multi-employer plan sponsors, foundations, endowments, insurance companies, health care organizations, and governments. FIIG’s DCIO solutions include Personalized Retirement Outcomes (PRO) managed account as well as the collection of equity and fixed income investment strategies available through a variety of vehicles including mutual funds, collective investment trusts, separately-managed accounts, and others.
Primary Market(s) Served Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Assets Managed*
Total AUM: $210,965,000,000 Total DCIO Assets: $1,809,000,000 DCIO Assets Breakdown [%] Collective Trusts: 56% Money Markets: 0% Mutual Funds: 0% Separate Accounts: 38% Stable Value: 0% Other: 6%
Asset Allocation Funds N/A Top 5 Funds by DC Assets [Fund Name / Total Assets] 1. Fisher Investments All World Equity Collective Fund: $847,220,000 2. Fisher Investments U.S. Fixed Income Collective Fund: $209,620,000 3. Fisher Investments All Foreign Equity Collective Fund: $19,750,000 4. Fisher Investments Emerging Markets Equity Collective Fund: $3,170,000 5. N/A
Advisor Support Services External Wholesalers Focused on Advisors, External Wholesalers Focused on Institutional, Target-Date Evaluation Tools, Investment Committee Meetings
No. of External Wholesalers DC: 9 Retail: 0
*as of 6.30.23
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NAPABLACKBOOK2023