DCIOs
NAPAFIRMPARTNERS
Nashville, TN • alliancebernstein.com/us/en-us/ investments/retirement-plan-investments.html
Charlotte, NC • allspringglobal.com
AllianceBernstein
Allspring Global Investments
Key Contact(s)
Key Contact(s)
AllianceBernstein Retirement Sales Team 800.243.6812 • ABDCresources@alliancebernstein.com
Ron Cohen 617.798.6239 • ronald.cohen@allspringglobal.com Gary Shipper 415.699.7449 • gary.shipper@allspringglobal.com Jennifer Baldwin 414.279.9532 • jennifer.baldwin@allspringglobal.com
Firm Profile At AllianceBernstein (AB), we’re working to define the future of defined contribution, striving to keep clients ahead with visionary research and progressive innovation in investment solutions. With over $110 billion in DC assets under management (as of June 30, 2023), our insight stems from five decades of experience in designing asset-allocation strategies and managing portfolios for individuals and institutions globally.
Firm Profile
Total AUM: $691,000,000
Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients’ goals. With decades of trusted experience propelling us forward, we strive to build portfolios aimed at generating successful outcomes for our clients. We do this through the independence of thought that powers our investment strategies and by bringing a renewed approach to look around the corner to unlock what’s possible. Allspring is a company committed to thoughtful investing, purposeful planning, and the desire to deliver outcomes that expand above and beyond financial gains.
Total DCIO Assets: $110,358,000
Primary Market(s) Served
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million
Assets Managed*
Mid: $10-$100 million, Large: $100-$250 million, Mega: >$250 million DCIO Assets Breakdown [%] Collective Trusts: 6% Money Markets: 0% Mutual Funds: 15% Separate Accounts: 79% Stable Value: 0% Other: 0%
Asset Allocation Funds AB Multi-Manager Retirement Trusts Top 5 Funds by DC Assets [Fund Name / Total Assets] 1. AB Target-Date Strategies (CRS, LIS, MMRT): $79,017,000,000 2. AB Large Cap Growth Fund: $6,806,000,000 3. AB US Large Cap Growth CIT: $4,244,000,000 4. AB Small Cap Growth Fund: $1,858,000,000 5. AB Global Bond Fund:$1,171,000,000
Advisor Support Services External Wholesalers Focused on Advisors, External Wholesalers Focused on Institutional, Compliance Report, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
No. of External Wholesalers DC: 4 Retail: 40
Assets Managed*
Total AUM: $546,513,092,942 Total DCIO Assets: $106,319,902,541 DCIO Assets Breakdown [%] Collective Trusts: 5% Money Markets: 1% Mutual Funds: 15% Separate Accounts: 11% Stable Value: 67% Other: 0%
Asset Allocation Funds Absolute Return Fund, Asset Allocation Fund, Diversified Capital Builder Fund, Diversified Income Builder Fund, Dynamic Target Funds, Growth Balanced Fund, Index Asset Allocation Fund, Moderate Balanced Fund, Spectrum Aggressive Growth Fund, Spectrum Conservative Growth Fund, Spectrum Growth Fund, Spectrum Income Allocation Fund, Spectrum Moderate Growth Fund, VT Index Asset Allocation Fund Top 5 Funds by DC Assets [Fund Name / Total Assets] 1. Stable Value Fund: $70,954,516,106 2. Special Mid Cap Value Fund: $5,648,120,963 3. Special Small Cap Value Fund: $2,348,988,222 4. Core Bond Fund: $1,986,395,422 5. Growth Fund: $1,232,687,635
Advisor Support Services External Wholesalers Focused on Advisors, External Wholesalers Focused on Institutional, Training for DC Plan Sales/Service, Investment Committee Meetings
No. of External Wholesalers DC: 6 Retail: 29
*as of 6.30.23
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NAPABLACKBOOK2023