DCIOs
NAPAFIRMPARTNERS
2023
ADVISORS’ CHOICE RECORDKEEPER
2023
ADVISOR
ALLIES NAPA TOP DC INDUSTRY WHOLESALER
Nuveen New York, NY nuveen.com/retirement
Key Contact(s)
Assets Managed*
Brendan McCarthy 774.721.5636 brendan.mccarthy@nuveen.com
Total AUM $1,160,732,585,770
Jessica Fox 847.738.5082 jessica.fox@nuveen.com Robert Wood 704.988.3105 robert.wood@nuveen.com
Firm Profile
Nuveen, the investment manager of TIAA, offers a comprehensive range of outcome-focused investment solutions designed to secure the long-term financial goals of institutional and individual investors. Nuveen has $1.1 trillion in assets under management as of 30 Jun 2023 and operations in 27 countries. Its investment specialists offer deep expertise across a comprehensive range of traditional and alternative investments through a wide array of vehicles and customized strategies.
Primary Market(s) Served
Micro: <$1 million Small: $1-$10 million Mid: $10-$100 million Large: $100-$250 million Mega: >$250 million
Total DCIO Assets $521,610,555,389 DCIO Assets Breakdown [%] Collective Trusts: 1.31% Money Markets: 0% Mutual Funds: 98.69% Separate Accounts: 0% Stable Value: 0% Other: 0%
Asset Allocation Funds
• TIAA-CREF Lifecycle Funds • TIAA-CREF Lifecycle Index Funds • TIAA-CREF Lifecycle Blend Series • Nuveen Lifecycle Income Index Series
Top 5 Funds by DC Assets [Fund Name / Total Assets] 1. TIAA-CREF Lifecycle Funds (Active & Index): $78,379,849,435 2. TIAA-CREF International Equity Index Fund: $5,227,959,250 3. TIAA-CREF S&P 500 Index Fund: $3,622,463,221 4. TIAA-CREF Social Choice Equity Fund: $2,745,576,751 5. TIAA-CREF Large Cap Growth Index Fund: $2,692,146,354
Advisor Support Services
• External Wholesalers Focused on Advisors • External Wholesalers Focused on Institutional • Plan Benchmarking • Target-Date Evaluation Tools • Training for DC Plan Sales/Service • Investment Committee Meetings
No. of External Wholesalers DC: 6 Retail: 28
*as of 6.30.23
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NAPABLACKBOOK2023