Tools & Technology
NAPAFIRMPARTNERS
Columbus, OH • pension-resources.com
Aliso Viejo, CA • planfees.com
Pension Resource Institute
PlanFees
Key Contact(s)
Key Contact(s)
Jason Roberts 310.210.1679 • jroberts@pension-resources.com Annie Messer 319.210.7381 • amesser@pension-resources.com Steve Niehoff 913.236.9841 • sniehoff@pension-resources.com
Jesse Taylor 949.305.3718 • jesse.taylor@planfees.com Luke Vandermillen, Jr. 949.305.3718 • lukev@planfees.com
Firm Profile In Business Since: 2010 Integrating expertise across ERISA, tax and securities laws, and regulations, PRI delivers compliance, training, and practice management resources to broker-dealers, RIAs, banks, and their advisors and representatives. Our technology platform includes a fully customizable suite of essential forms, agreements, disclosures, policies/procedures, and training to provide comprehensive solutions for retirement plans, IRAs, and rollovers. Our rule monitoring and unlimited consulting allows firms to keep pace with evolving technical requirements and best practices without increasing cost.
Product / Service Category Other
Product / Service Description At PRI, we have a singular mission: to make compliance accessible and affordable to help broker-dealers, RIAs, and banks save time and manage risk in their retirement business. We understand that compliance can be costly and cumbersome, but, done properly, can help firms improve their competitiveness in the marketplace. Combining leading-edge technology and unlimited consulting, the three pillars of our RetirementAdvantage program are:
Firm Profile In Business Since: 2019 PlanFees is a revolutionary technology platform that allows financial professionals to create the most accurate, yet easy-to-use, retirement plan fee benchmarking reports. Our platform offers a seamless and efficient fee benchmarking experience for advisors, institutions and their clients. Through cutting-edge technology, such as proprietary optical character recognition (OCR) of fee disclosure documents, advisors can help their clients with their fiduciary responsibilities while creating successful outcomes for their participants. Learn more at www.planfees.com.
Product / Service Category Advice/Guidance, Software, Other
Product / Service Description Features Include: • Customizable benchmark bands • Custom report branding • Ability to toggle off High, Mid or Low benchmarks • Competitive bid benchmark universe • Advisor Fee and Service Benchmarking
•C ompliance: PRI’s cost-effective compliance framework, model forms, and rule-monitoring services are tailored to meet the individual business requirements of broker-dealers, investment advisors, and banks; •S trategy: PRI’s strategic consulting is designed to balance risk management with growth and marketability in a manner that leads to profitable and sustainable outcomes for member firms; •P ractice Management: PRI works with each member firm to ensure advisors and supervisors develop the knowledge and skills to promote and keep pace with growth. Our technology platform can be configured to allow access based on the skills, knowledge, and experience of your advisor groups. As the regulatory landscape changes, so do our resources, with PRI team members at-the-ready to answer questions as they arise, with no hidden fees or additional hourly costs, enabling member firms to have the right information for critical decision-making without added expense. In addition to RetirementAdvantage, PRI offers our proprietary practice management Governance Model Administrative Procedures, or G-MAP, to broker-dealers, RIAs, and banks. PRI is also available for one-time consulting projects and speaking engagements.
NAPABLACKBOOK2023
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