NAPA FIRM PARTNERS
Broker-Dealers & RIAs
LeafHouse Financial
Lockton Investment Advisors, LLC
Austin, TX | leafhousefinancial.com
Kansas City, MO | lockton.com/retirement-overview KEY CONTACT(S)
KEY CONTACT(S)
FIRM PROFILE
FIRM PROFILE
LeafHouse Financial is an experienced, national discretionary investment manager and consultant for all types of retirement plans. The firm is an independent and FlexFiduciary™ that aims to provide the maximum level of protection at a low cost to avoid conflicts of interest. LeafHouse integrates technology and industry knowledge to provide a layer of protection to plan sponsors. LeafHouse developed proprietary technology (the LeafHouse GPA®) that aims to prudently select, evaluate, and monitor investments that are solely in the best interests of plan participants and their beneficiaries.
Lockton Companies’ 8,500+ professionals provide more than 65,000+ clients around the world with risk management, insurance, surety, employee benefits, and retirement plan consulting. Our retirement consulting services include strategic benefits plan design, both 3(21) and 3(38) investment advice, fiduciary training, plan governance documentation, employee education and advice, fiduciary outsourcing, plan errors correction services, and more. Lockton’s independence means we’re positioned to always do the right thing for our three key stakeholders: clients, associates, and communities. Our entrepreneurial spirit brings creative solutions to our clients and motivates our people. This is evident in Lockton’s 97% client retention rate. We believe that our strong growth and retention rates are a direct result of the healthy client relationships our dedicated associates create.
Kassandra Hendrix | 512.879.1505 | khendrix@lhadv.com Chad Brown | 512.879.1505 | cbrown@lhadv.com
PRIMARY MARKET(S) SERVED
68
OPTIONS AVAILABLE
Donn Hess | 816.751.2303 | dhess@lockton.com Sam Henson | 816.751.2245 | shenson@lockton.com
PRIMARY MARKET(S) SERVED
• Retirement Sales Desk Representative • Other Tools • Participant Advice/Participant Services
OPTIONS AVAILABLE
• CRM/Data Aggregation
• 3rd Party Vendor Analysis Tool
• Internal Rollover Program
• Other Tools
• Allows Fiduciary Declaration 3(21)/3(38)
• Benchmarking Tools
• Custom Risk Based/Target Date Models
• Participant Advice/Participant Services
• Stable Value Analysis
• Allows Fiduciary Declaration 3(21)/3(38)
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS 20
• Custom Risk Based/Target Date Models • Plan Sponsor Fiduciary Training • Stable Value Analysis
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS 207
NAPA BLACK BOOK 2021