Securian Financial
Slavic401k
St. Paul, MN | securian.com
Boca Raton, FL | slavic401k.com
KEY CONTACT(S)
KEY CONTACT(S)
Steve Chappell | 651.665.1074 | Steven.Chappell@securian.com John Erickson | 651.665.6739 | John.Erickson-SRS@securian.com Sales Desk | 877.876.4015
David Herlihy | 978.639.4969 | davidh@slavic401k.com Jim Schoenmaker | 561.961.7330 | jims@slavic401k.com
FIRM PROFILE
At Slavic401k, we provide pooled retirement savings solutions for small businesses. Established more than 30 years ago by our CEO John Slavic, we specialize in providing a cost efficient 401(k) administration platform that’s custom-tailored to the meet the unique needs of Professional Employer Organizations (PEOs), associations, service bureaus, financial advisors, and their small business clients.
Securian Financial provides insurance, investments, and retirement plans to more than 21 million customers. We have been offering adaptable, consultative retirement plan solutions since 1930. Our program includes the use of lowest cost share classes, extensive administrative outsourcing, unmatched depth of experience, and exceptional service. We provide a robust open architecture platform that offers access to target date and target risk funds, along with custom model portfolios and managed accounts.
NAPA FIRM PARTNERS
Recordkeepers
FIRM PROFILE
PRIMARY MARKET(S) SERVED
PRIMARY MARKET(S) SERVED PLANS / PARTICIPANTS SERVED BY TYPE [As of 6/30/21]
401(k): 14,000 | 300,000
PLANS / PARTICIPANTS SERVED BY TYPE [As of 6/30/21]
TOTAL ASSETS ADMINISTERED
401(k): 2,578 | 426,003 403(b): 3 | 344 457: 5 | 645 Cash Balance: 18 | 4,606 Defined Benefit (Traditional): 49 | 12,320 Money Purchase: 23 | 5,977 Other: 39 | 23,355
$9,500,000,000
TOTAL ASSETS ADMINISTERED
PARTICIPANT SUPPORT SERVICES
$24,262,890,181
PLANS BY CHANNEL Direct: 0 | Advisor: 100
PLATFORM(S) USED OmniDC interfaces with internal systems
47
PLATFORM(S) USED Relius
ASSET ALLOCATION FUNDS 0
Call Center Support, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
PLAN SPONSOR SERVICE(S) AVAILABLE Slavic401k provide pooled retirement savings solutions for small businesses. A cost efficient 401(k) custom-tailored platform that meets the needs of PEOs, associations, and financial advisors.
ASSET ALLOCATION FUNDS Customized age and risk models, Managed accounts
ADVISOR SUPPORT SERVICES
External Wholesalers Focused on Advisors: 26 External Wholesalers Focused on Institutional: 26 Internal Wholesalers Focused on Advisors: 11 Internal Wholesalers Focused on Institutional: 11 Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
PARTICIPANT SUPPORT SERVICES In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Facebook Page, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
PLAN SPONSOR SERVICE(S) AVAILABLE Relationship managers averaging 22 years of experience, extensive administrative outsourcing (distributions, hardships, QDROs, required notices, terminated employee tracking), 3(16) fiduciary service, platformlevel 3(38) fiduciary service
NAPA BLACK BOOK 2021