Broker-Dealers & RIAs • NAPA Firm Partners
Plexus Financial Services, LLC
Precept Advisory Group
Deer Park, IL • plexusfs.com
Irvine, CA • www.preceptadvisory.com
Key Contact(s)
Key Contact(s)
Allison Winge • 847.307.6127 • awinge@plexusfs.com Keith Hamann • 847.307.6179 • khamann@plexusfs.com Pam Appell • 847.307.6165 • pappell@plexusfs.com
Linda Bright • 949.679.2147 • lbright@preceptgroup.com Vincent Ko • 949.798.1220 • vko@preceptgroup.com Marisa Meshot • 949.679.5044 • mmeshot@preceptgroup.com
Firm Profile
Firm Profile
We are an objective, independent firm specializing in corporate retirement plan advisory services, including 401(k), 403(b), 457, defined-contribution, defined-benefit, and non-qualified plans. We work to mitigate fiduciary risk faced by corporate plan sponsors, and we advocate for employers and their employees. We develop plan objectives, provider partnerships, and open-fund architectures to design and implement best-in-class solutions for our clients’ retirement planning needs and objectives. Corporate retirement planning is all we do.
Precept Advisory Group is a Registered Investment Advisory firm solely focused on offering plan consulting and ERISA 3(21) investment fiduciary services to retirement plans. With $4B in assets under advisement, our mission is to build customized, competitive, cost efficient & employee appreciated retirement plans that integrate with each company’s total compensation strategy. As nationally recognized retirement plan consulting experts, Precept Advisory Group provides independent and unbiased advice to fiduciaries and plan committees. Our strengths include: fiduciary stewardship & education, risk mitigation, investment analysis & recommendations, optimal plan design execution, vendor management, plan benchmarking & compliance support & oversight.
Primary Market(s) Served
Primary Market(s) Served
90
Options Available • 3rd Party Vendor Analysis Tool
NAPA BLACK BOOK 2020
• Benchmarking Tools • Participant Advice/Participant Services
Options Available • Preferred Provider Program
• Allows Fiduciary Declaration 3(21)/3(38)
• Retirement Sales Desk Representative
• Plan Sponsor Fiduciary Training
• Business Development Consultants
• Stable Value Analysis
• 3rd Party Vendor Analysis Tool
• Minimum Fee Schedules
• Other Tools
Home Office Employees Supporting the Business
• Benchmarking Tools
6
• Participant Advice/Participant Services • CRM/Data Aggregation • Allows Fiduciary Declaration 3(21)/3(38) • Plan Sponsor Fiduciary Training • Stable Value Analysis
Home Office Employees Supporting the Business 10
BB_WIN20_68-103_BDR.indd 90
11/19/20 12:07 PM