2020 NAPA Black Book

Page 77

NAPA Firm Partners • Broker-Dealers & RIAs

Cambridge Investment Group, Inc.

Cannon Capital Management, Inc

Fairfield, IA • www.JoinCambridge.com

Salt Lake City, UT • www.cannoncap.com

Key Contact(s)

Key Contact(s)

Tammy Robbins • 1.877.688.2369 • TheFeeExperts@cir2.com Matt Goodwin • 1.877.688.2369 • TheFeeExperts@cir2.com Lizzie Warner • 833.388.3353 • TheFeeExperts@cir2.com

Clinton C. Cannon • 801.566.3190 • clint@cannoncap.com Chace Cannon • 801.566.3190 • chace@cannoncap.com Chris Harris • 801.566.3190 • charris@cannoncap.com

Firm Profile

Firm Profile

Cambridge Investment Group, Inc. is a privately controlled financial solutions firm focused on serving independent financial professionals and their investing clients. Cambridge offers a broad range of choices for independent financial professionals regarding solutions for advice, growth, technology, and independence. Cambridge’s national reach includes: Cambridge Investment Research Advisors, Inc. – a large corporate RIA; and Cambridge Investment Research, Inc. – an independent broker-dealer, member FINRA/SIPC, that is among the largest privately controlled independent broker-dealers in the country.

Cannon Capital Management, Inc. is a Registered Investment Advisor serving as a 3(38) Investment Fiduciary for clients who have 401(k) Profit Sharing and Cash Balance Plans. Cannon Capital uses an open architecture investment process with the use of low cost index funds to develop proprietary target date models for our 401(k) clients.

Primary Market(s) Served

Primary Market(s) Served

Options Available • Benchmarking Tools • Participant Advice/Participant Services

Options Available

• Allows Fiduciary Declaration 3(21)/3(38)

• Preferred Provider Program

• 408(b) (2) – In-House or Outsourced

• Business Development Consultants • Recruiter for Retirement Plan Advisors • 3rd Party Vendor Analysis Tool • Other Tools • Benchmarking Tools • Participant Advice/Participant Services • CRM/Data Aggregation • Allows Fiduciary Declaration 3(21)/3(38) • Custom Risk Based/Target Date Models

Home Office Employees Supporting the Business 7

NAPA BLACK BOOK 2020

• Retirement Sales Desk Representative

75

• 408(b) (2) – In-House or Outsourced • Plan Sponsor Fiduciary Training • Stable Value Analysis • Minimum Fee Schedules

Home Office Employees Supporting the Business 863

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