2020 NAPA Black Book

Page 49

NAPA Firm Partners • Recordkeepers

Alliance Benefit Group

American Funds

Peoria, IL • abgnational.com

Los Angeles, CA • www.capitalgroup.com

Key Contact(s)

Key Contact(s)

Don Mackanos • 904.610.4058 • don.mackanos@abgnational.com

1.800.421.9900

Firm Profile

Firm Profile

Alliance Benefit Group is a national organization of retirement plan, health, welfare consulting and benefit administration firms. Founded in 1991, ABG’s structure allows its Members to maintain independence and autonomy, yet provides access to broader service offerings, sharing of best practices, and collaborative technical support. Today ABG services 20,000 retirement plans and over $70 billion in assets. Emphasis on high service standards and continuing education helps our people to be recognized with industry awards.

Capital Group is one of the largest privately held investment management organizations in the world, serving thousands of leading institutions and millions of individual investors. With more than 85 years of investment experience, we are globally recognized by investors seeking superior long-term investment results. Capital Group offers retirement plan recordkeeping through PlanPremier and RecordkeeperDirect recordkeeping solutions and can support a bundled or unbundled arrangement.

Primary Market(s) Served

Plans/Participants Served by Type [As of 6/30/20]

Primary Market(s) Served

Plans/Participants Served by Type [As of 6/30/20] 401(k) .................................................................... 58,899 / 1,266,862 403(b)........................................................................... 1,102 / 55,087 457............................................................................................... 0 / 0 Cash Balance .............................................................................. 0 / 0 Defined Benefit (Traditional) ........................................................ 0 / 0 Money Purchase................................................................. 74 / 1,615 NQDC ........................................................................................ 5 / 53 Other............................................................................... 696 / 15,142

Platforms Used

Total Assets Administered

Relius, SRT, Omni

$83,200,000,000

Asset Allocation Funds

Plans by Channel [Direct / Advisor]

Varies by ABG member firm

0 / 60,771

Advisor Support Services

Platforms Used

Compliance Support • Plan Benchmarking • Target-Date Evaluation Tools • Training for DC Plan Sales/Service • Investment Committee Meetings

DST TRAC (RecordkeeperDirect), Empower (PlanPremier)

Participant Support Services In-Plan Lifetime Income Options • Rollover Services • Call Center Support • Facebook Page • Smartphone Access to Participant Balances • Smartphone Transaction Access for Participants

Plan Sponsor Service(s) Available Varies by ABG member office

Asset Allocation Funds

47 NAPA BLACK BOOK 2020

401(k) ........................................................................13,830 / 758,347 403(b).............................................................................826 / 306,108 457.................................................................................381 / 152,124 Cash Balance .........................................................................25 / 200 Defined Benefit (Traditional) .......................................2,078 / 300,083 NQDC ................................................................................139 / 8,316 Other.............................................................................1,215 / 74,709

Target Date Retirement Series • American Funds Portfolio Series • American Funds Retirement Income Portfolio Series • American Funds American Balanced Fund • American Funds Global Balanced Fund

Advisor Support Services External Wholesalers Focused on Advisors .................................. 143 External Wholesalers Focused on Institutional ............................. 143 Internal Wholesalers Focused on Advisors ................................... 139 Internal Wholesalers Focused on Institutional .............................. 139 Compliance Support • Plan Benchmarking • Target-Date Evaluation Tools • Training for DC Plan Sales/Service • Investment Committee Meetings

Participant Support Services Rollover Services • Call Center Support • Facebook Page • Smartphone Access to Participant Balances • Smartphone Transaction Access for Participants

Plan Sponsor Service(s) Available Customized enrollment education site, Online distribution and loan approval, Relationship manager at designated plan asset levels, Payroll integration, Online Plan Review reporting, Educational Resources.

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11/19/20 1:20 PM


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