2020 NAPA Black Book

Page 27

NAPA Firm Partners • DCIOs

Lazard Asset Management

Lord Abbett

New York, NY • lazardassetmanagement.com

Jersey City, NJ • www.lordabbett.com

Key Contact(s)

Key Contact(s)

Brandy Swift • 212.632.6954 • Brandy.Swift@lazard.com Ralph Peluso • 212.632.6731 • Ralph.Peluso@lazard.com Ty Hix • 415.623.5060 • Ty.Hix@lazard.com

Stephen Dopp • 201.827.2311 • sdopp@lordabbett.com Bret Contreras • 201.827.2409 • bcontreras@lordabbett.com

Firm Profile

• • • •

For decades, we have been managing investment portfolios and providing investment advice to institutional and individual investors around the world. Lazard Asset Management now operates from 24 cities across 17 countries with a global staff of over 800. Our more than 300 investment personnel manage $190.6 billion across a wide range of global, regional and country-specific strategies – both traditional and alternative – in listed equity and fixed income.

Primary Market(s) Served

Firm Profile

• • • • •

Independent, privately held firm 46 partners Assets under management: $198.5 billion 158 investment professionals with an average of 19 years of industry experience A singular focus on the management of money since 1929 Delivering superior long-term investment performance and a client experience that exceeds expectations Independent Perspective Commitment to Active Management Intelligent Product Design

Primary Market(s) Served Assets Managed [As of 6/30/20] Total AUM............................................................. $190,600,000,000 Total DCIO Assets ..................................................... $709,000,000

Assets Managed [As of 6/30/20]

25

Total AUM............................................................. $198,500,000,000

Asset Allocation Funds Global Dynamic Allocation • VOLT Targeted Volatility Top 5 funds by DC Assets [Fund Name / Total Assets] 1. International Strategic Equity 2. International Equity 3. Global Listed Infrastructure

Total DCIO Assets .................................................. $9,400,000,000 DCIO Assets [%] Collective Trusts .......................................................................... 12% Money Markets.............................................................................. 0% Mutual Funds............................................................................... 86% Separate Accounts ........................................................................ 0% Stable Value................................................................................... 2% Other.............................................................................................. 0% Asset Allocation Funds Multi-Asset Balanced Opportunity • Multi-Asset Income

5. Emerging Markets Equity

Top 5 funds by DC Assets [Fund Name / Total Assets] 1. Short Duration Income: $1,800,000,000

Advisor Support Services

2. Total Return (40 act and CIT): $1,700,000,000

External Wholesalers Focused on Advisors

3. High Yield: $1,200,000,000

No. of External Wholesalers [DC / Retail]

4. Developing Growth: $1,200,000,000

4. US Equity Concentrated

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NAPA BLACK BOOK 2020

DCIO Assets [%] Collective Trusts ......................................................................... 25% Mutual Funds .............................................................................. 65% Separate Accounts ..................................................................... 10%

5. Bond Debenture: $828,000,000

Advisor Support Services External Wholesalers Focused on Advisors • External Wholesalers Focused on Institutional • Plan Benchmarking • Training for DC Plan Sales/Service • Investment Committee Meetings

No. of External Wholesalers [DC / Retail] 5 / 60

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