TPAs • NAPA Firm Partners
DWC – The 401(k) Experts
FuturePlan
Minneapolis/St. Paul, MN • www.dwc401k.com
Dresher, PA • futureplan.com
Key Contact(s)
Key Contact(s)
Doug Hoefer • 651.204.2600 • doug.hoefer@dwc401k.com Keith Clark • 651.204.2600 • keith.clark@dwc401k.com Adam Pozek • 651.204.2600 • adam.pozek@dwc401k.com
Kasey Price • 706.842.5773 • kasey.price@futureplan.com Steve Hale • 512.658.8225 • steve.hale@futureplan.com
Firm Profile
Established: 1980 FuturePlan by Ascensus is the nation’s largest retirement thirdparty administrator, combining high-touch local service with the strength and security of an industry leader. A line of business within Ascensus, the firm was created by bringing together the leading experts on every type of retirement plan. FuturePlan is committed to providing customized retirement plan design and administration services; competitive, transparent pricing; and the highest level of efficient, accurate service.
Established: 1999 DWC provides consulting, actuarial, compliance, and government reporting services for over 2,300 defined contribution and defined benefit plans across the country. Our Compliance Services group works with all the top recordkeepers (that offer a recordkeeping only solution) and DWC’s consulting practice includes plan corrections, government audit prep, merger and acquisition employee benefits review, and controlled group affiliated services analysis. In addition to our renowned responsiveness and obsession with detail, we put a commitment to client service at the center of everything we do, which means our clients never have to choose between fast turnaround times and quality.
State(s) Where We Have a Physical Presence: AL, DC, FL,
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Firm Profile
NOTE: Plan and participant counts listed in the 401(k) category below are representative of all defined contribution plans on FuturePlan’s administrative system.
State(s) Where We Have a Physical Presence:
GA, IA, IL, MA, MD, MN, MO, NC, NM, NY, OR, PA, TX, UT, VA, WI
AL, AZ, CA, CO, FL, GA, IL, IN, MA, MO, NJ, NC, NY, OH, PA, TN, TX, VA, VT, WA
Primary Market(s) Served
Primary Market(s) Served
Plans/Participants Served By Type [As of 6/30/20] 401(k) ........................................................................... 2,262 / 67,860 403(b).................................................................................. 31 / 2,883 457............................................................................................... 2 / 6 Cash Balance ....................................................................... 54 / 412 Defined Benefit (Traditional) .................................................... 15 / 75 Money Purchase.......................................................................... 0 / 0 NQDC .......................................................................................... 0 / 0 Other............................................................................................ 0 / 0
Total Assets Administered $3,489,567,319
Custodian(s) Used All custodians that integrate with industry recordkeepers
Fee Structure Per Participant Fee, Base Fee
Service(s) Provided • Compliance Support • Non-discrimination Testing • Plan Design Consulting • Actuarial Calculations & Support
Plans/Participants Served By Type [As of 6/30/20] 401(k) .....................................................................39,739 / 1,382,702 Cash Balance ..............................................................3,455 / 39,040 Defined Benefit (Traditional) .........................................5,625 / 32,298
Total Assets Administered $89,000,000,000
Custodian(s) Used N/A
Fee Structure Per Participant Fee, Asset-based, Base Fee
Service(s) Provided • Compliance Support • Preparation of Loan Paperwork • Processing of Loan Application • Non-discrimination Testing • Plan Design Consulting • Actuarial Calculations & Support • Form 5500 Preparation
• Form 5500 Preparation • Plan Committee Meetings
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