
Chapter 1: Conceptual Base for Leadership and Management
LEARNING OUTCOMES AND SUGGESTED CLASSROOM AND CLINICAL ACTIVITIES
LEARNING OUTCOME 1
Examine The Future of Nursing report, and their relevance to nursing leadership and outcomes.
Suggestions and Strategies for Classroom Experience
Ask the students to review The Future of Nursing report and its recommendations. Divide students into teams and assign the recommendations to each team (due to class size there may be teams that have the same recommendation). What is the relevance of each recommendation to nursing leadership? Review the Progress Report and the website https://campaignforaction.org.
Suggestions and Strategies for Clinical Experience
Have students ask nursing staff if they know about The Future of Nursing report, and if so, what do they know.
Ask students to identify one aspect of The Future of Nursing report or an aspect from the website and observe if or how it is implemented in a practice setting. Discuss their choices and observations.
LEARNING OUTCOME 2
Interpret the implications of change in the healthcare delivery system on nursing leadership
Suggestions and Strategies for Classroom Experience
Ask students to describe how they react to change. Then have them apply this information about themselves to how they might respond in the workplace.
Suggestions and Strategies for Clinical Experience
Ask students to identify areas of change or areas that they think are in need of change in their clinical experiences, and how they think staff will respond.
LEARNING OUTCOME 3
Analyze the key modern leadership theories compared to older theories, and understand their implications for nursing leadership, management, and transformational leadership.
Select two of the competencies needed to be an effective leader and discuss how each one is relevant to nursing. This can be done in teams, during class, or as a written assignment.
Ask students to explain why transformational leadership is considered to be the most effective leadership style and how it integrates other styles.
Suggestions and Strategies for Classroom Experience
Prepare 3 × 5 cards, each with a name of a theory on it. Have students work in teams. Students each select one of the cards without knowing the content and then role-play that theory in response to a hypothetical case study.
Suggestions and Strategies for Clinical Experience
Ask students to identify types of leadership that they see demonstrated in clinical areas and have them provide examples.
LEARNING OUTCOME 4
Compare and contrast characteristics, roles, and responsibilities of leaders and managers.
Suggestions and Strategies for Classroom Experience
Have students develop a list of critical manager and leader descriptors to use when reviewing the descriptions of nurse manager positions. Ask students to get a copy of a nurse manager position description from a clinical site. So that all students do not go and ask for the same documentation, students can volunteer to get these documents from clinical sites and share them with the class. In class, students can compare and contrast the position descriptions.
Ask students to compare and contrast AONE, ANA, and AACN competencies in a written assignment.
Students can collect examples of how the image of nursing is portrayed in the media (e.g., in newspapers, magazines, television, radio, print ads, film). What is the image portrayed? Why is the image important to the nursing profession and to healthcare delivery?
Suggestions and Strategies for Clinical Experience
Clinical faculty can ask students for feedback about key persons on the units (e.g., nurse manager, team leader, and others). Compare and contrast management and leadership qualities. Advise students that they should continue doing this in all clinical settings to build on their appreciation of manager and leader roles. Remind students about privacy and confidentiality and making respectful, constructive comments. Names should not be used.
Ask students to determine if the factors described as important in developing a positive work environment by nurse leaders are applied in the work setting (clinical site) and provide examples.
Discuss what types of competencies the HCO uses for its nurse managers.
Ask students for examples of comments they have heard from patients and their families that describe what nurses do. Discuss the examples and implications for the nursing image and the profession itself.
LEARNING OUTCOME 5
Analyze critical aspects of the preparation and development of nurse leaders and managers.
Suggestions and
Strategies
for Classroom Experience
Ask students to write a brief response to the following question: What is your opinion of new graduates in management positions?
Ask students if managing care is the same as being a nurse manager and to explain their rationale.
Suggestions and Strategies for Clinical Experience
Observe how one staff nurse demonstrates leadership in practice. Discuss in clinical conference.
KEY CHAPTER CONCEPTS
1. The Future of Nursing report emphasizes the need for more nursing leadership and makes eight recommendations related to education, practice, leadership, and research. In response to The Future of Nursing, the Robert Wood Johnson Foundation (RWJF) and the American Association of Retired Persons (AARP) partnered to establish The Future of Nursing: Campaign for Action. The Center to Champion Nursing in America analyzes established data sets to evaluate the status of the work that has been done to meet the report’s recommendations to transform healthcare for the 21st century. The center also publishes updates on its website. This collaboration includes more than 80 healthcare, nursing, business, and consumer organizations, as described on its website, CampaignforAction.org
2. Examples of changes in healthcare are identified in Box 1-1.
3. Nurse leaders might or might not be in formal management positions. To accomplish leadership competency, nurses need to have an understanding of relevant leadership and management theories and styles. A historical review of the stages of leadership theory development indicates that there are four stages, which are highlighted in Box 1-2. Autocratic, bureaucratic, and laissez-faire approaches are still found in some organizations. These theories are not considered to be as effective in the current healthcare delivery system.
4. Typically, the theories of the past emphasized control, competition, and getting the job completed; creativity was not a key part. The modern leadership theories and styles have their base in earlier theories, but they have been developed further as the needs of organizations changed, requiring different types of
leaders and managers. Emphasize three general types of leadership approaches: autocratic, bureaucratic, and laissez-faire. See Box 1-3.
5. Deming’s theory emphasizes groups and teamwork and team ownership of work.
6. Drucker’s theory emphasizes participatory management and that leadership can be nurtured. Staff should participate in as much of the planning and establishment of goals and decision making as possible.
7. Contingency theory focuses on situational variables that affect the leader–member relationship, task structure, and position power.
8. Management grid theory emphasizes five styles that focus on production and concern for people; they include impoverished leadership, country club leadership, authority obedience leadership, organizational “man,” and team leadership.
9. Connective leadership theory focuses on caring. Interconnectedness is a key element in healthcare today with an increasing emphasis on the continuum of services to meet the needs of patients and communities.
10. The theory of emotional intelligence emphasizes feelings, self-awareness, and emotional competence. Emotional competencies are learning abilities or job skills that can be learned.
11. Knowledge management theory emphasizes the importance of knowledge work, interprofessional collaboration, and accountability. This new age of knowledge growth requires workers to use information to produce knowledge, solve problems, and meet organizational goals.
12. Leadership 2.0 is a more current theory, combining many elements from other theories.
13. Servant leadership, collaborative leadership, and complexity leadership are more current views today, engaging staff in complex work environments and adaptation.
14. Transformational leadership theory focuses on the need for leaders to embrace change, reward staff, guide staff in understanding its role and the importance of a positive work environment, and work toward developing a self-aware staff that is able to take risks to improve. It emphasizes empowerment and is the most accepted theory today.
15. Transformational leadership is the leadership style recommended by the Institute of Medicine (IOM)/National Academy of Medicine (NAM).
16. Qualities that have been identified in transformational leaders are selfconfidence, self-direction, honesty, energy, loyalty, commitment, and the ability to develop and implement a vision. Empowerment is important. The transformational leader who has these qualities can lead staff during times of creative development but also can ensure that operational issues are addressed.
17. To cope with change, healthcare organizations need transformational leaders who express vision and creativity and empower staff.
18. Constant change in the healthcare delivery system requires nurses to be flexible in their role—to step outside the box.
19. Management levels are first, middle, and upper.
20. The key management functions are planning, organizing, leading, and controlling.
21. Managers maintain equilibrium; leaders manage change.
22. A manager is in a formal position in an organization; leaders do not have to be in a formal position; one can be an informal leader. Authority for a manager originates from the position held in the organization—for example, a nurse manager—while authority for a leader results from the ability to influence.
23. Key leader roles are expert, administrator, people person, and strategist for the future. Through these roles, the leader emphasizes quality and effective performance.
24. Myths about leadership persist, such as everyone can be a leader, leaders deliver business results, and leaders are coaches.
25. The image of nursing is improving, and along with this comes greater visibility of nurse leaders; however, more needs to be done to improve the image of nursing, as it has a great impact on recruitment and retention and the development of nurse leaders.
26. Nurses become leaders through a variety of methods. Simple promotion, as noted in comments about the Peter Principle, has not always been helpful, as it often takes the best practitioners away from direct care into an area in which they do not excel.
27. Leaders need to be developed by other nurse leaders through methods such as identifying potential candidates, helping them set goals, and providing mentorship and additional education, both academic and within the organization. Professional organizations also need to develop leaders.
28. Some key skills and competencies that make for effective managers and leaders include the following: critical-thinking and communication skills, ability to guide staff in using clinical resources and judgment, team-building, flexibility, collaboration, delegating, and ability to evaluate effectively.
29. Managers who are leaders need to care for their staff and develop trust. Transformational leadership has an impact on staff retention and productivity and impacts quality of care. We have a shortage of nurse leaders.
30. The AACN recognizes the need to incorporate more leadership development in graduate and undergraduate nursing programs. Leadership is required for all nursing positions.
31. The ANA states that leadership is a critical part of the nursing profession. Every nurse needs to develop leadership qualities and competencies.
32. The AONE states that nursing leadership plays a very important role in creating the work environment that attracts and keeps nurses. Leaders need to empower their staff and exemplify leadership.
33. Multiple strategies are needed to develop nursing leadership.
34. What difference does the value of the nurse clinical leader position make?