Invest Digital Brochure

MEET THE DIGITAL FUTURE OF WEALTH MANAGEMENT JUNE 18 - 19, 2015

NEW YORK CITY

invest.events INVEST.EVENTS

212.803.8388

THURSDAY, JUNE 18, 2015 10:00 a.m. – 12:00 p.m.

Pre-Conference Workshop: Idea Hackathon Sebastian Dovey Managing Partner & Co-Founder SCORPIO PARTNERSHIP

Zack Miller, Founder TRADESTREAMING.COM

Dan Raju, Co-Founder & CEO TRADIER

Raghav Sharma, CO-founder & CEO GUIDEVINE

Walt Vester, Founder & CEO HUYGENS CAPITAL

Michael Zeuner, Managing Partner WE FAMILY OFFICES

The landscape of wealth management is changing. We’ll kickoff the In|Vest conference with a pre-conference workshop that’s part roundtable discussion, part idea hackathon. This pre-conference workshop invites all innovators, problem solvers, entrepreneurs and creative thinkers to join members of the advisory board as they talk through the greatest challenges facing the wealth industry today and spitball solutions for them. Bring your Starbucks and creative thinking, leave your tie at home.

1:00 p.m. – 1:30 p.m.

Opening Keynote: Breaking More Barriers—What Wealth Needs Next in Investing and Saving Sebastian Dovey, Managing Partner and Co-Founder, SCORPIO PARTNERSHIP

This presentation will consider the waves of change sweeping across the financial services industry. The focus will be on the wealth client, what they like and dislike and what they want next. The remarks will spotlight transformations underway now. These developments will have a radical impact on the economic model for client engagement. Concepts such as ANW (Any-Net-Worth) versus HNW and UHNW, ratings and referrals, profile matching for relationships and planning, aggregation and segmentation, advisor evaluation, product and service access, and the new wave of clients. The assessments will draw on evidence from across the globe.

The purpose of this engaging 30 minute talk will be to engage and stimulate as well as show the audience what wealth needs next.

1:30 p.m. – 2:00 p.m.

Fidelity & Betterment—Better Together?

David Canter, EVP, Practice Management & Consulting FIDELITY INSTITUTIONAL WEALTH SERVICES

Jon Stein, Co-Founder & CEO BETTERMENT

Fidelity Institutional Wealth Services broke new ground when it announced a collaboration to offer Betterment Institutional’s platform to its financial advisors. Jon Stein, CEO of Betterment, and David Canter, EVP at Fidelity Institutional, were two of the folks that got the deal done. They’ll sit down for a chat about how it’s going, and why they are better together.

2:00 p.m. – 2:30 p.m.

The Battle For the Next—Generation Investor Jill Schlesinger, Business Analyst CBS NEWS

Hardeep Walia, Founder and CEO MOTIF INVESTING

When Motif Investing was founded in 2010, CEO Hardeep Walia’s vision was to change the landscape of online investing. Many would say he’s done just that. Hardeep will sit down with Jill Schlesinger to discuss how he’s progressing toward that goal, what’s going on with Motif, and how advisors can use technology to further clients’ goals.

2:30 p.m. – 3:10 p.m.

Money In, Money Out: The VC Perspective MODERATOR: Rob Foregger, Co-Founder

NEXTCAPITAL

Matt Harris, Managing Director BAIN CAPITAL VENTURES

Gareth Jones, Co-Founder & General Partner, FINTECH COLLECTIVE

An overview of what the wealth management/venture capital landscape looks like: which sectors are hot, which are consolidating, and what strategies haven’t panned out. Panelists to be announced.

3:10 p.m. – 3:30 p.m.

What Makes Digital Advisor Clients Click Bo Lu, Co-founder & CEO, FUTUREADVISOR

FutureAdvisor co-founder and CEO Bo Lu will discuss the key differences his firm has found between traditional wealth management and digital advisor clients, and what FutureAdvisor’s ops and relationship management teams (who hail from traditional wealth) have done as a result.

INVEST.EVENTS

212.803.8388

3:30 p.m. – 3:45 p.m. | Quick Breather — Get some coffee, say hi to friends 3:45 p.m. – 4:30 p.m.

Disrupt|Demos Jeff Baskin, EVP Financial Services, EVERFI

Brad Matthews, Founder & CEO, TRIZIC, INC.

Jacqueline Ko Matthews, Founder & CEO INVESTMENT POD

Raj Udeshi, Co-Founder HIDDENLEVERS

Jasen Yang, Founder & CEO, POLLY PORTFOLIO

Hussain Zaidi, Co-Founder & CEO, ADVIZR

This session of short demos will give a glimpse of the newest class of startups that are breaking new ground when it comes to investing, saving and advice.

4:30 p.m.-5:00 p.m.

CONCURRENT SESSIONS

INVESTING

SAVING

ADVICE

The Next Generation of Defined Contribution?

Has PFM’s Time Finally Arrived?

MODERATOR: Penny Crosman, Editor in Chief

The Advisors’ Perspective MODERATOR: Sam Allen, Digital Managing

Jeff Eng, Director, Retirement Income Solutions, RUSSELL INVESTMENTS Dirk Quayle, Founder & President NEXTCAPITAL

5:00 p.m.-5:30 p.m.

More than $700B of defined contribution assets are invested in target date funds, but new tools are allowing firms to automatically create more personalized portfolios that are updated more regularly. This panel discussion will be about the pros and cons of the integration of Next Capital’s digital advice solution with Russell’s Adapative Investing methodology. Their main contention: an open architecture is best for the industry as a whole.

Editor, FINANCIAL PLANNING

Matthew Lehman, SVP, Head of Online and Mobile, KEYBANK

David Lyon, CEO, MAIN STREET FINANCIAL

Tom White, CEO & Founder, IQUANTIFI

Barry Ritholtz, Chief Investment Officer

& ORANJ

Adding personal financial management tools is high on the agenda of many retail banking executives, just ask the folks at Capital One. This panel will explore advances in PFM tools, their integration into digital banking applications, and the notion that Millennials might actually use them.

RITHOLTZ WEALTH MANAGEMENT

Social Networks for Investing MODERATOR: April Rudin, Founder &

Invest the Change Jeff Cruttenden, Co-Founder

President, THE RUDIN GROUP Hart Lambur, Founder & Co-CEO

& COO, ACORNS

Retail Banks and the Mass Affluent: Innovations in the Market MODERATOR: Lee Conrad, Editor-in-Chief

OPENFOLIO

Patrick Williams, CEO VETR.COM Today’s version 2.0 of self-directed investing allows for the “wisdom” of the crowd to used to gather insights, ideas, or benchmark against.

Is this “crowdsourcing” of investment advice just another fad or will it permanently change the way wealth management firms need to consider their clients? What is the role of the financial advisor, the “crowd” and other influencers online to today’s investor?

5:30 p.m.-6:00 p.m.

BANK TECHNOLOGY NEWS

Samantha Sharf, Reporter, FORBES Banks started this trend a few years ago with Keep the Change type programs, the latest updates are app-based and offer users the ability to invest the change.

This session will feature advisors who have feet firmly planted in both the high touch and high tech worlds offering their perspectives on digital disruption.

BANK INVESTMENT CONSULTANT

Robert Corsarie, SVP, Regional Investment Manager, FIFTH THIRD SECURITIES Mark Jordahl, President, U.S. BANCORP WEALTH MANAGEMENT

If you can’t beat ‘em....This panel discussion will explore how retail banks are investing in new technology tools to help their wealth management teams compete in a market where robo advisors are increasingly attractive to the mass affluent market.

INVESTING

SAVING

ADVICE

Customers: The Heart of Disruption

Trends in Account Aggregation

USAA & Narrative Science: Automating Personalization Nick Beil, Chief Operating Officer

Kelli Keough, SVP, Trading Services CHARLES SCHWAB

MODERATOR: Anton Honikman, CEO,

MYVEST

Digital disruption in investing is about improving the client experience- making sure investors have the tools and information they need when and where they want it. Charles Schwab puts considerable energy into listening to what its clients want from technology today, and anticipating their needs in the future. This session will offer insights into the mindset of today’s retail traders, and how Schwab is meeting their evolving needs by providing an integrated experience that is optimized for the devices and platforms they use.

James Carney, Head, ByAllAccounts & RIA Software, MORNINGSTAR, INC.

NARRATIVE SCIENCE

Lowell Putnam, CEO, QUOVO

Robots getting personal? Hear the USAA product innovation team discuss how the company is partnering with Narrative Science to advance and improve its member experience initiative; bringing personalization to the digital world at scale.

When Morningstar bought ByAllAccounts last year, it was $28 million dollars worth of evidence that easy, and total account aggregation will soon become mandatory. This panel discussion will explore trends and features in account aggregation from various institutional perspectives.

Zack Gipson, Chief Innovation Officer, USAA

6:00 p.m. – 7:30 p.m. | Drinks, finally. Meet our awesome exhibitors too.

INVEST.EVENTS

212.803.8388

FRIDAY, JUNE 19, 2015 8:30 a.m. – 9:00 a.m.

Morning Keynote 9:00 a.m. – 10:00 a.m.

Networking Breakfast in the Exhibit Hall 10:00 a.m. – 10:20 a.m.

Disruption and Emotion in the Digital World Devon McConnell, Managing Director, Head of Digital, WELLS FARGO ADVISORS, LLC 10:20 a.m. – 10:40 a.m.

The Intersection of Brokerage and Commerce Dan Schatt, Chief Commercial Officer, STOCKPILE

Buying stock today mostly requires a brokerage account. What if it were available as a gift card, or to purchase with credit card points? Stockpile is pioneering at the intersection of brokerage and commerce. Chief Commercial Officer Dan Schatt talks about what Stockpile is doing, and what it means for the democratization of stock ownership.

10:40 a.m. – 11:20 a.m.

Enterprise Technology Panel MODERATOR: Alois Pirker

Research Director AITE GROUP

Riley Etheridge, Jr., Managing Director, MERRILL LYNCH

Doug Fritz, Chief Technology Officer FIRST REPUBLIC PRIVATE WEALTH MANAGEMENT

Indy Reddy, Head of Global Operations & Technology, CITI PRIVATE BANK CITI WEALTH MANAGEMENT

For the industry’s largest global players, buying or building the next generation of consumer facing tools is a complicated process.

This panel will offer two case studies on upgrading the enterprise.

11:20 a.m. – 12:00 p.m.

Serving the HNW Client Base Today and Tomorrow MODERATOR: Gauthier Vincent

US Wealth Management Practice Lead DELOITTE CONSULTING

Harsh Kumar Global Chief Operating Officer CITI PRIVATE BANK

David Satler Chief Operating Officer BARCLAYS WEALTH & INVESTMENT MANAGEMENT

Phil Sieg Head of Ultra High Net Worth CLIENT SEGMENT & STRATEGY MERRILL LYNCH

It’s not just millennials that want a high-tech experience, even the wealthiest customers want technology tools to monitor portfolios. This session will delve into how today’s private banks are servicing HNW clients, and their approach to high-tech, high touch.

12:00 p.m. – 1:30 p.m. |

Lunch for All Participants

INVEST.EVENTS

212.803.8388

2:00 p.m.-2:30 p.m.

1:30 p.m.-2:00 p.m.

CONCURRENT SESSIONS INVESTING

RESEARCH

ADVICE (Sponsored by MyVest)

The Present and Future of Mobile Investing

Who Will Win the Robo Game?

The View From the Summit

Kunal Vaed, SVP, Digital Transformation & Active Trading Platforms, E*TRADE

Steffen Binder, Research Director & Co-Founder, MYPRIVATEBANKING RESEARCH

Joe Sicchitano, SVP, Head of Wealth Planning, SUNTRUST BANK

E*Trade has earned many accolades for its mobile app, including first in mobile by Kiplinger’s in 2014. In this session, Kunal Vaed, SVP of digital transformation, will discuss the current and evolving role of mobile devices in personal finance. Investors and traders are shifting to a multi-channel experience where they use the right channel for the right task in the right context. The talk will also delve into the role of wearables, as a natural extension of the mobile ecosystem in personal finance.

Online advisory firms like Betterment, WealthFront and others hold a tiny fraction of total AUM, but there’s no doubt that they pose a threat to traditional wealth managers with some customer segments. MyPrivateBanking research has quantified the threat potential of 14 leading robo-advisors companies worldwide, according to 13 criteria. This session will examine which represent the highest disruptive threat to the wealth management industry, particularly their ability to win new clients, their marketing prowess and their deep pockets funding-wise.

The analysis will also show the competitive reaction of existing wealth managers and how this will reinvent the whole wealth management industry.

One way to pre-empt the invasion of the robos is to arm your advisors with all the best tools.

Case in point: SunTrust’s SummitView, which marries eMoney Advisor and MoneyGuidePro in an advisor-led experience that encourages collaboration between the advisor and client, but maintains an up-to-date picture of all financial accounts. In this session, Joe Sicchitano, Senior Vice President and Head of Wealth Planning at Sun Trust Banks, will talk about the challenges the bank faced, and how SummitView is helping his advisors keep pace with digital.

INVESTING

RESEARCH

ADVICE (Sponsored by MyVest)

Where Wearables Intersect with Wealth MODERATOR: Penny Crosman, Editor in Chief

The Digital Approach to Affluent and High Net Worth Consumers

Democratizing Investing: Bringing High Powered Tools to the Masses

Liensa Rouse, Sr. Manager, Mobile Product Management, E*TRADE Andres Wolberg-Stok, Global Consumer Banking’s Global Head of Emerging Platforms and Services, CITI

RESEARCH

Analyst, MCKINSEY & COMPANY Mike Kane, CEO, HEDGEABLE

BANK TECHNOLOGY NEWS

Whether it’s the Apple watch or virtual reality applications, consumers will soon be using wearable devices to access their finances and make payments. This forward-looking panel will discuss the role wearable tech is likely to play in wealth management in the next two to three years.

Jim Van Dyke, CEO, JAVELIN STRATEGY & Javelin Strategy & Research has examined the digital and in-person banking habits and attitudes of wealthy consumers by segment and identified unmet needs. Javelin founder Jim Van Dyke will discuss what his team found out about what the mass affluent, core affluent, high net worth, and ultra-high net worth groups want.

MODERATOR: Tanay Jaipuria, Business

Gerard Michael , President, SMARTLEAF, INC. What happens when the average investor has access to easy to use algorithmic trading tools, or the ability to invest in hedge funds or bitcoin? This session looks at how tools and asset classes are trickling down and beefing up the capabilities of retail investors.

2:30 p.m.-3:00 p.m.

GENERAL SESSION

The Last Word: SigFig and Bank of the West MODERATOR: Lee Conrad, Editor-in-Chief

BANK INVESTMENT CONSULTANT

John Bahnken, Senior Executive Vice President, BANK OF THE WEST

Mike Sha, Co-Founder and CEO, SIGFIG

SigFig, which calls itself the largest portfolio optimization platform in the world, believes that banks are in the best position to win the robo game. In this panel discussion SigFig CEO Mike Sha and Bank of the West Senior Executive Vice President John Bahnken will discuss the future of wealth management.

3:00 p.m. | Conference Ends

INVEST.EVENTS

212.803.8388

2015 SPEAKERS

Steffen Binder Research Director and Co-founder MYPRIVATEBANKING RESEARCH

David Canter EVP, Practice Management and Consulting FIDELITY INSTITUTIONAL WEALTH SERVICES

Robert Corsarie SVP, Regional Investment Manager FIFTH THIRD SECURITIES

Penny Crosman Editor in Chief BANK TECHNOLOGY NEWS

Jeff Cruttenden Co-Founder & COO ACORNS

Rob Foregger Co-Founder NEXTCAPITAL

Doug Fritz Chief Technology Officer FIRST REPUBLIC PRIVATE WEALTH MANAGEMENT

Zack Gipson SVP, Product Innovation USAA

Tanay Jaipuria Business Analyst MCKINSEY & COMPANY

Gareth Jones Co-Founder and General Partner FINTECH COLLECTIVE

Mark Jordahl President U.S. BANCORP WEALTH MANAGEMENT

Sam Allen Digital Managing Editor FINANCIAL PLANNING

John Bahnken Senior EVP BANK OF THE WEST

Nick Beil Chief Operating Officer, NARRATIVE SCIENCE

James Carney Head, ByAllAccounts & RIA Software MORNINGSTAR, INC.

Lee Conrad Editor-in-Chief BANK INVESTMENT CONSULTANT

Sebastian Dovey Managing Partner and Co-Founder SCORPIO PARTNERSHIP

Jeff Eng Director, RETIREMENT INCOME SOLUTIONS RUSSELL INVESTMENTS

Matt Harris Managing Director BAIN CAPITAL VENTURES

Anton Honikman CEO MYVEST

Mike Kane CEO HEDGEABLE

Kelli Keough SVP, Trading Services CHARLES SCHWAB

Harsh Kumar Global Chief Operating Officer CITI PRIVATE BANK

Hart Lambur Founder and co-CEO OPENFOLIO

David Lyon CEO MAIN STREET FINANCIAL & ORANJ

Brad Matthews

Jacqueline Ko Matthews Founder & CEO INVESTMENT POD

Bo Lu Co-founder & CEO FUTUREADVISOR

Founder & CEO TRIZIC, INC.

Matthew Lehman SVP, Head of Online and Mobile KEYBANK

Devon McConnell Managing Director Head of Digital INVEST.EVENTS 212.803.8388 WELLS FARGO ADVISORS, LLC

2015 SPEAKERS

Gerard Michael President SMARTLEAF, INC.

Alois Pirker Research Director AITE GROUP

Lowell Putnam CEO QUOVO

Dirk Quayle Founder & President NEXTCAPITAL

Indy Reddy Head of Global Operations & Technology CITI PRIVATE BANK, CITI WEALTH MANAGEMENT

Barry Ritholtz Chief Investment Officer RITHOLTZ WEALTH MANAGEMENT

Liensa Rouse Sr. Manager, Mobile Product Management E*TRADE

April Rudin Founder and President THE RUDIN GROUP

David Satler Chief Operating Officer BARCLAYS WEALTH AND INVESTMENT MANAGEMENT

Dan Schatt Chief Commercial Officer STOCKPILE

Jill Schlesinger Business Analyst

Mike Sha Co-Founder and CEO SIGFIG

Samantha Sharf Reporter FORBES

Joe Sicchitano SVP, Head of Wealth Planning SUNTRUST BANK

Phil Sieg Head of Ultra High Net Worth Client, Segment & Strategy MERRILL LYNCH

Jon Stein Co-Founder & CEO BETTERMENT

Raj Udeshi Co-Founder HIDDENLEVERS

Kunal Vaed SVP, Digital Transformation and Active Trading Platforms E*TRADE

Jim Van Dyke CEO JAVELIN STRATEGY & RESEARCH

Gauthier Vincent US Wealth Management Practice Lead DELOITTE CONSULTING

Hardeep Walia Founder and CEO MOTIF INVESTING

Tom White CEO & Founder IQUANTIFI

Andres Wolberg-Stok Global Consumer Banking’s Global Head of Emerging Platforms and Services CITI

Jasen Yang CEO and Founder POLLY PORTFOLIO

CBS NEWS

Hussain Zaidi Co-Founder and CEO ADVIZR

INVEST.EVENTS

212.803.8388

SPONSOR AND EXHIBITORS

Innovest

Forward thinking financial technology

For more information please contact Stacy Gellman at 212.803.8841 or stacy.gellman@sourcemedia.com.

PUBLICATION PARTNERS MEDIA PARTNERS

REGISTRATION INFORMATION PRICING SCHEDULE: REGISTER NOW:

Standard: $1,295 Onsite (After 6/16/15): $1,795 ONLINE: I nvest.events or CALL: Austin Hart at (212) 803-8388

* Don’t forget to ask about our discounted group rates!

NEW YORK HILTON MIDTOWN

1335 Avenue of the Americas New York, NY 10019 The In|Vest team has secured a block of rooms exclusive to conference attendees.

To reserve your room, please call (800) 445-8667 and refer to In|Vest 2015 Conference.

INVEST.EVENTS

212.803.8388