Employee Grievance Policy

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EMPLOYEEGRIEVANCEPOLICY&PROCEDURE

CATEGORY PeopleandCulture

POLICYOWNER DirectorofPeopleandCulture

DATE&VERSION November2025Version8

APPROVEDBY OperationsLeadershipTeam

REVIEWFREQUENCY Twoyears

1. PolicyPurpose

UWCAtlantic(theCollege)recognisesthatpositiveworkingrelationshipsarecentraltoourmission of promoting peace, understanding and collaborative action. We acknowledge that, at times, concerns or disagreements may arise. This policyoutlineshowemployeesmayraiseandresolve grievances in a manner that is fair, compassionate, transparent,andtimelyandwhichmaintains the dignity of everyone involvedintheprocess Theaimofthepolicyisforconstructivedialogue andresolutioninthefirstinstance (unlessamatterispotentiallysoseriousastowarrantinitiating theprocedureattheformalstage).

Wherever possible, concerns should be addressed at the lowest appropriate level,throughopen and respectful dialogue. Resolving issues early helps to preserve relationships, supports the wellbeing of individuals and the wider community and reflects our commitment to the UWC MissionandValues.Employeesandmanagersareencouragedtoworktogethertofindconstructive solutionsbeforeprogressingtoformalprocedures

Concerns raised through this policy will be treated sensitively and without prejudice to any employee who raises them in good faith All grievance proceedings must be treated with strict confidentiality. Breaches of confidentiality may themselves result in disciplinary action. Any grievance found to be malicious or vexatious may be addressed under theCollege’sDisciplinary Policy.

Allemployeeshavearesponsibilitytofamiliarisethemselveswiththepolicyandusethe designatedprocedure,shouldtheywishtoraiseagrievance.

2. PolicyStatement

ThispolicyappliestoallemployeesoftheCollege,regardlessofroleorseniority.

The College promotes a culture in which all individualsfeelsafeandabletospeakopenlyabout concerns that affect theirworkorworkingrelationships Weencourageemployeesandmanagers toengageinmeaningfuldialoguegroundedincuriosity,empathy,andmutualrespect.

Formalproceduresshouldonlybeusedwhereinformalresolutionhasnotbeenpossible,orwhere the matter is sufficiently serious. Matters relating to disciplinary or capability decisions are managedundertheCollege’sDisciplinaryandCapabilityprocedures.

This policyisguidedbytheprinciplesoftheACASCodeofPracticeonDisciplinaryandGrievance Procedures.

3. PolicyImplementation

ThedetailedproceduressupportingthispolicyareprovidedintheAppendices:

● Appendix1:InformalResolutionandMediationPrinciples

● Appendix2:FormalGrievanceProcedure

● Appendix3:RepresentationandUseofThirdParties

4. RelatedInformation

4.1DataProtection

Allpersonaldatacollectedaspartofthegrievanceprocesswillbehandledinaccordancewiththe College’sDataProtectionPolicy.Informationwillbestoredsecurelyandaccessedonlyforthe purposesofmanagingthegrievance

4.2AssociatedPolicies

DisciplinaryPolicy

CapabilityPolicy

WhistleblowingPolicy

SafeguardingPolicy

ConflictofInterestPolicy

EmployeeandVolunteerCodeofConduct

5. PolicyMeasurementandReporting

ThispolicyisreviewedeverytwoyearsbythePeopleandCultureCommitteeoftheBoardandthe DirectorofPeopleandCulture.Reviewswillconsider:

● AlignmentwithlegislationandACASguidance

● Howeffectivelythepolicysupportsearly,relationalresolutionofconcerns

● Feedbackfromemployeesandmanagersregardingitsuse

ThepolicyiscommunicatedtotheschoolcommunityelectronicallyonEvery.

Appendix1:InformalResolutionandMediation

1.1

InformalResolution

Employeesareencouragedtoraiseconcernsattheearliestopportunitywiththepersonwithwhom they have a concern.Earlyconversationscanpreventmisunderstandingsandhelpmaintaintrust and respect within working relationships.Informaldiscussionsshouldtakeplaceinasupportive, confidentialenvironment

Most issues can usually be discussed and dealt with satisfactorily within the course of normal workingrelationships.Wherepossible,problemsshouldbediscussedinaninformalsettingbefore theydevelopintomajorproblems.

Where more support may be required then individuals should discuss with their line manager and/or a member of thePeople&Cultureteamtoseektheirsupportandinsightstohelpresolve the matter. They should listen carefully, seek to understand the employee’s perspective, and explore potential solutions together Where appropriate,abriefrecordoftheinformaldiscussion mayberetainedontheemployee(s’)PeopleandCulturepersonalfiletoensurethereisareference point,whilemaintainingconfidentialityandtrust.

WhereanemployeefeelstheycannotraiseamatterorgrievancedirectlywiththeirManager(thisis more likely to happen if the grievance is with them), then they should talk to a member of the People&Cultureteamonaninformalbasisinthefirstinstance. Theymaysuggestinformalwaysof resolvingtheissue,includinginvolvinganeutralthirdpartywhereappropriate.

1.2 Mediation

Where appropriate, the College may offer mediation. Mediation is voluntary and involves an impartial mediator supporting those involved to rebuild understanding and identify mutually acceptablesolutions.

UWC Atlantic believes that mediation, when used appropriately can offer a fresh approach and avoid the potentially destructive effects of drawn out conflict This approach is aligned withthe College’scommitmenttonurturingrelationshipsandresolvingconflictconstructively.

The mediator or mediators will meet withbothpartiesseparatelyinadvanceofameetingwhere they are brought together. They will help infacilitatingthediscussion,ensureeveryoneisheard, and help explore possible compromise solutions and workable outcomes. Mediation may be suggestedatanystageoftheprocess.

1.3WhenaFormalGrievanceMayBeNeeded

Ifinformalresolutionisnotpossible,oriftheconcernisseriousinnature,anemployeemayraisea formal grievance. The principles of fairness, impartiality and timely resolution will apply throughouttheformalprocess.

Appendix2:FormalGrievanceProcedure

2.1RaisingaFormalGrievance

Toinitiatetheformalstage,theemployeeshouldsetouttheirgrievanceinwritingandsendittothePeople &CultureTeam,explaining:

● Thenatureoftheconcern

● Thestepstakentoresolvetheissueinformally(whereapplicable)

● anyevidence,forexampleapaysliporemploymentcontract

● Theoutcomesought

Whereappropriate,thePeople&CultureTeammayexplorewhetherfurtherinformalresolutioncouldstill beeffectivebeforeprogressing.

2.2Principles

● Employeesbringingforwardagrievancewillbegiventheopportunityofafairhearing.

● Anyemployeewhoisthesubjectofagrievancewillbegiventheopportunitytopresenttheircase atafairhearing.

● Grievanceswillbedealtwithaspromptlyaspossibleandfairly Nodecisionwillbetakenuntilthe casehasbeensufficientlyinvestigated

● Ifatanytime,thetimescaleswithintheprocedurecannotbemetforanyreason,theemployeewill beinformedofthereasonforthedelayandhowlongthedelayislikelytolastfor.

● Allgrievanceproceedingsandrelatedinformationmustbekeptconfidential.Anybreachof confidentialitymayresultindisciplinaryaction.

● Allemployeesinvolvedinthegrievanceprocesshavetherighttorepresentationatanygrievance hearing(theymaybringacolleagueoratradeunionrepresentative)

● Shouldpeople’slinemanagersbeinvolvedinthegrievance,thenanindependentpersonmaybe identifiedandofferedtoprovidesupporttotheindividualasadutyofcare.Theywillbeidentified andassignedbythePeople&Cultureteam.Theywillberequiredtomaintaincomplete confidentialityandshouldnotadviseorofferanopiniononthecaseitself.

● ThefinalstageofanyappealwillusuallybetoamemberoftheLeadershipteamnotpreviously involvedintheprocess

● Thegrievanceprocedurecomplieswithstatutoryobligationsandemploymentlegislation.

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● Allemployeeswithmanagerialresponsibilitiesmustfullyunderstandandbesupportedtoapply theseprocedureseffectively.SupportandadviceshouldbesoughtasnecessaryfromPeopleand Culture.

2.3InvestigatingandHearingtheGrievance

An Investigating Officer will be appointed.The employee will be invited to a formal meeting to discuss the grievance. The employee may be accompanied by a colleague or trade union representative.

Furtherinvestigationmayincludemeetingwithwitnessesandreviewingevidence.Employeesare expectedtocooperatefullyandrespectfullyinthisprocess.

Alldecisionswillbegiveninwriting,withclearreasonsexplained.

All participants (complainant, respondent and witnesses)willbeinformedoncetheinvestigation processhasbeenconcluded.

TheInvestigatingOfficerroleisto lookintothegrievance,gatherfacts,talktoanyoneinvolved, andwriteareport.Theymaymakerecommendationsanddrawthefollowingconclusions:

○ Notupheld

○ Partiallyupheld

○ Upheld.

Shoulditbecomeapparentthattheinvestigationmayrequiretheinitiationofadisciplinary processthenanewpersonwillbeappointedtoundertaketheroleofDecisionMakingOfficer.They wouldnotpreviouslybeinvolvedinthecase,andwillactasDecisionMakingOfficeroncethe grievanceinvestigationhasbeencompleted

Whenthedecisionmakingmaybeundertakenbyadifferentpersonfromtheinvestigatingofficer:

● Ifthegrievancecouldleadtosomeonebeingdisciplined.

● Ifusingthesamepersonmightmaketheprocessseemunfairorbiased.

● InanyothersituationwheretheCollegethinksaseparatedecision-makerisneededtokeepthings fair

2.4Outcome Employee Grievance Policy and Procedure

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Employee Handbook

Followinginvestigation,theInvestigatingofficerwillprovidetheemployeewithawrittendecision and, where relevant, an explanationofactionstobetaken Thiswillnormallybeprovidedwithin sevenworkingdaysofthefinalmeeting.

2.5Appeal

If an employee is dissatisfied with the decision, they may submit a written appeal within five workingdays.Appealsmaybebasedon:

● disagreementwiththeoutcomeofthegrievancedecision,or

● concernsthattheprocedurewasnotfollowedcorrectly,or

● newevidencethatwasnotavailableduringtheoriginalgrievanceprocess

TheappealshouldbesenttothePeople&Cultureteam,whowillassignittoanAppealManager, normally a member of the Leadership Team and not previouslyinvolvedinthecase.TheAppeal Manager will review the grievance andassociatedevidenceandholdanappealmeetingwiththe employee.ThedecisionoftheAppealManageratthisstageisfinal.

The Appeal Manager will arrange an appeal meeting within 10 working days or at the earliest opportunityofreceiptoftheemployee’srequest

The employee will be invited to attend the Appeal meeting and maybeaccompaniedbyhis/her TradeUnionrepresentativeorworkcolleague

At that meeting, the Appeal Manager will be entitled torequestandreviewanywrittenevidence andrepresentationsastothebasisoftheemployee’scomplaint/concerns.

It shall be the duty of the AppealManagertoinvestigatethesubstanceoftheemployee’sappeal and submissionsfromthemortheirrepresentativewithsuchothersubmissionsandevidence,as theyconsiderappropriate

The Appeal Manager who hears the appeal will provide the employee with a written response settingoutthefinaldecisionassoonaspossible,usuallywithin5workingdaysofthemeeting.

Thedecisionatthisstagewillbefinalandthegrievanceprocedurewillbedeemedtobeexhausted.

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3.1Representation

Employeeshavetherighttobeaccompaniedatallformalstagegrievancemeetingsbyacolleague or trade union representative Representativesmayspeakandaskquestionsbutmaynotanswer questionsontheemployee’sbehalf.

It is the employee’s duty to arrange for therepresentativetoattendwiththemandtoassessthe suitabilityoftheirchosencompanionorTradeUnionrepresentative.

Prior to the formal grievance meeting the employeemustinformPeopleandCulturewhomthey have chosen to act as their representative at the meeting. The employee is responsible for providingtheirrepresentativewithcopiesofanysupportingevidence/statements.

If an employee’s choice ofcompanionorTradeUnionrepresentativeisconsideredunreasonable, employeesmaybeaskedtochoosesomeoneelse,forexample:

a) If in the college’s opinion employees’ companion or Trade Union representative may have a conflictofinterestormayprejudicethemeeting;or

b)IfthecompanionorTradeUnionrepresentativeisunavailableatthetimeameetingisscheduled andwillnotbeavailableformorethanfiveworkingdays.

A representative who accompanies an employee to a formal grievance meeting may do the following:

● Attend at and address the meeting and ask questions (but should not answer on employees’behalf)

● Conferwiththeemployee

● Takenoteoftheproceedings

Theemployeewillansweranyquestionputdirectlytothematahearing.Therepresentativemay askquestionsbutmaynotanswerontheemployee’sbehalf.

3.2ThirdPartyInvestigators

The College may appoint an external investigator where appropriate to ensure fairness or protectthose involved.Thefindingsandrecommendationswillbeconsideredbyanappropriateseniordecisionmaker.

Employee Grievance Policy and Procedure

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