2021 PERC SEC 17A

Page 5

-4TABLE OF CONTENTS Page No. PART I – BUSINESS AND GENERAL INFORMATION Item 1. Item 2. Item 3. Item 4.

Business Development Properties Legal Proceedings Submission of Matters to a Vote of Security Holders

5 20 20 20

PART II – OPERATIONAL AND FINANCIAL INFORMATION Item 5. Item 6. Item 7. Item 8.

Market for Registrant’s Common Equity and Related Stockholders Matters Management’s Discussion and Analysis or Plan of Operation Financial Statements Changes and Disagreements with Accountants on Accounting and Financial Disclosure

21 23 32 32

PART III – CONTROL AND COMPENSATION INFORMATION Item 9. Item 10. Item 11. Item 12.

Directors and Executive Officers of the Registrant Executive Compensation Security Ownership of Certain Beneficial Owners and Management Certain Relationships and Related Transactions

33 39 40 41

PART IV – EXHIBIT AND SCHEDULES Item 13. Exhibits

42 a. b. c. d. e. f.

Item 14.

2021 and 2020 Audited Financial Statements with Statement of Management Responsibility Letter Supplementary information and disclosures required on SRC Rule 68 and 68.1 as amended Report on SRO Proceeds Sustainability Report General Form for Financial Statements (GFFS) Reports on SEC Form 17-C (Current Reports)

General Notes to Financial Statements

SIGNATURES

42 43


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