GENERAL INFORMATION SHEET
Corporate Name:
Is the Corporation a covered person under the Anti Money Laundering Act (AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)
Please check the appropriate box:
OffshoreBankingUnits
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managingofclientmoney,securitiesorother assets Banks Pawnshops InsuranceAgents
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YesNo YesNo
NAME/CURRENT RESIDENTIAL ADDRESS
GENERAL INFORMATION SHEET
NICASIOI.ALCANTARA
ROBERTOJOSEL.CASTILLO N/A N/A
MEDELT.NERA
RAULM.LEOPANDO
VICTORV.BENAVIDEZ
ERNESTINED.VILLAREAL-FERNANDO
MILAGROSV.REYES
BASILL.ONG
YVONNES.YUCHENGCO
SAMUELV.TORRES
LOUIEMARKR.LIMCOLIOC
VANESSAG.PERALTA Asst. Corporate Secretary
Data Privacy Officer
Audit/BROC-Chairman andCorporate GovernanceCommitteeMember
CorporateGovernance Committee-Chairman andAudit/BROCMember
CorporateGovernance Committee-Member andAudit/BROCMember
INSTRUCTION:
FOR SEXCOLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.
FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.
FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT. FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.
FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER, SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON. FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION AND ELECTION COMMITTEE. ADDITIONALLYWRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.
CORPORATE NAME:SEAFRONT RESOURCES CORPORATION
TOTALNUMBER OF STOCKHOLDERS:
TOTALASSETSBASED ON LATESTAUDITEDFINANCIAL STATEMENTS: 4,681
NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:
679,336,250.00
STOCKHOLDER'S INFORMATION
4,321
NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS
1PCDNOMINEECORPORATIONCommon66,704,58866,704,588.00 FILIPINO TOTAL 66,704,58866,704,588.00
37thFloor,Tower1,EnterpriseCenter,6766 AyalaAvenue,MakatiCity
2. PANMALAYANMANAGEMENT&INV'T.CORP Common30,469,85830,469,858.00 FILIPINO TOTAL 30,469,85830,469,858.00
RCBCBuilding,AyalaAvenue,MakatiCity
3.ALSONSCONSOLIDATEDRESOURCES,INC.Common15,544,91115,544,911.00 FILIPINO TOTAL 15,544,91115,544,911.00
2286PasongTamoExtension,MakatiCity
4.CBCT/A-SCA#0010Common14,178,62514,178,625.00 FILIPINO TOTAL 14,178,62514,178,625.00
CBCBuilding,TrustDepartment,Paseode Roxas,MakatiCity
5.CBCT/A-SCA#0011Common10,204,12010,204,120.00 FILIPINO TOTAL 10,204,12010,204,120.00
14,178,625.00320-000-444-210 10,204,120.00320-000-444-210 SHARES SUBSCRIBED
AMOUNT PAID (PhP) TAX IDENTIFICATION NUMBER 004-774-849-000 30,469,858.00 40.92%66,704,588.00
CBCBuilding,TrustDepartment,Paseode Roxas,MakatiCity 000-137-756-000 15,544,911.00001-748-412-000
6.HOUSEOFINVESTMENTS,INC.Common4,697,6134,697,613.00 FILIPINO TOTAL 4,697,6134,697,613.00
GrepalifeBuilding,221Sen.GilJ.PuyatAvenue, MakatiCity
7.YUCHENGCO,ALFONSOT.Common1,283,3481,283,348.00 FILIPINO TOTAL 1,283,3481,283,348.00
1,283,348.00 4,697,613.00321-000-463-069
INSTRUCTION:SPECIFYTHETOP20STOCKHOLDERSANDINDICATETHERESTASOTHERS TOTAL AMOUNT OF SUBSCRIBED
143,083,063.00
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.
GENERAL INFORMATION SHEET STOCKCORPORATION
CORPORATE NAME:SEAFRONT RESOURCES CORPORATION 4,681
TOTALNUMBEROFSTOCKHOLDERS:
TOTALASSETSBASEDONLATESTAUDITEDFS:
679,336,250.00
STOCKHOLDER'S INFORMATION
SHARES SUBSCRIBED
4,321
NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS
8.HYDEEMANAGEMENT&RESOURCESCORP.Common1,042,0931,042,093.00 FILIPINO TOTAL 1,042,0931,042,093.00
RCBCPlaza,Sen.GilJ.PuyatAvenue,MakatiCity
9.CBCT/A-SCA#0013Common571,427571,427.00 FILIPINO
CBCBuilding,TrustDepartment,PaseodeRoxas, MakatiCity
10.CBCT/A-SCA#0012Common556,122556,122.00 FILIPINO
CBCBuilding,TrustDepartment,PaseodeRoxas, MakatiCity
11.PCDNominee-NonFilipinoCommon340,419340,419.00 TOTAL 340,419340,419.00
37thFloor,Tower1,EnterpriseCenter,6766Ayala Avenue,MakatiCity
12.ONG,CLEMENTECommon287,644287,644.00 FILIPINO TOTAL 287,644287,644.00
#19DJLlorenteStreet,CapitolSite,CebuCity
13.PACIFICBASINSECURITIESCOMPANY,INC.Common271,248271,248.00 FILIPINO
NUMBER 3,283,057.00 271,248.00 214,104.00 TOTAL AMOUNT OF PAID-UP CAPITAL
230-000-334-038
7thFloor,YuchengcoTowerI,RCBCPlaza,Makati City 0.17%000-165-844 0.13%
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. TOTAL AMOUNT OF SUBSCRIBED CAPITAL
INSTRUCTION:SPECIFYTHETOP20STOCKHOLDERSANDINDICATETHERESTASOTHERS
CORPORATE NAME:SEAFRONT RESOURCES CORPORATION 4,681
TOTALNUMBEROFSTOCKHOLDERS:
TOTALASSETSBASEDONLATESTAUDITEDFS:679,336,250.00 NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:
4,321
15.PAZ,WENCESLAOR.DELACommon195,594195,594.00 FILIPINO TOTAL 195,594195,594.00
16.A.T.YUCHENGCO,INC.Common186,637186,637.00 FILIPINO
48thFloor,RCBCPlaza,Tower1,MakatiCity
17.PUA,YOKBINGCommon159,799159,799.00 FILIPINO
18.REYES,VICENTAS.Common147,850147,850.00 FILIPINO
19.SANTIAGO,VIOLETAS.Common147,655147,655.00 FILIPINO TOTAL 147,655147,655.00
20.KENSINGTONMANAGEMENTCORPORATIONCommon138,207138,207.00 FILIPINO
411QuirinoAvenuecor.NAIARoad,BarangayTambo, ParanaqueCity
21. OTHERS(Indicatethenumberofthe remaining stockholders) Common 15,805,79315,805,793.00
AMOUNT OF PAID-UP CAPITAL 163,000,000.00 9.70%15,805,793.00 006-500-198 GENERAL INFORMATION SHEET STOCKCORPORATION ==================================== PLEASE PRINT LEGIBLY ================================== STOCKHOLDER'S INFORMATION SHARES SUBSCRIBED NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS AMOUNT PAID (PhP)
AMOUNT OF SUBSCRIBED CAPITAL
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. INSTRUCTION:SPECIFYTHETOP20STOCKHOLDERSANDINDICATETHERESTASOTHERS
BONDS/COMMERCIAL PAPER (Issued by Private Corporations) LOANS/ CREDITS/ ADVANCES
GENERALINFORMATIONSHEET STOCKCORPORATION PLEASEPRINTLEGIBLY OTHERS
SEAFRONT RESOURCES CORPORATION
INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:)
INVESTMENT OF CORPORATE FUNDS IN ANOTHER CORPORATION N/A
UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR P91,275,372.00
GOVERNMENT TREASURY BILLS AMOUNT (PhP)DATE DECLARED N/A
ADDITIONAL SHARES ISSUED DURING THE PERIOD:
DATE OF BOARD RESOLUTION DATE OF STOCKHOLDERS RATIFICATION
DATE ISSUED: SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY:
DATE STARTED OPERATIONS: 16-Apr-70 N/A N/A N/A
NOTE:USEADDITIONALSHEETIFNECESSARY
Instructions:
1.IdentifytheBeneficialOwner/softhecorporationasdescribedintheCategoriesofBeneficialOwnershipinitemsAtoIbelow. Listdownasmanyasyoucanidentify.Youmayuseanadditionalsheetifnecessary.
2.Fillintherequiredinformationonthebeneficialownerinthefieldsprovidedfor.
3.Inthe“CategoryofBeneficialOwnership”column,indicatetheletter(s)correspondingthereto.Intheeventthattheperson identifiedasbeneficialownerfallsunderseveralcategories,indicatealltheletterscorrespondingtosuchcategories.
4.Ifthecategoryisunderletter“I”,indicatethepositionheld(i.e.,Director/Trustee,President,ChiefExecutiveOfficer,Chief OperatingOfficer,ChiefFinancialOfficer,etc.).
5.Donotleaveanyitemblank.Write“N/A”iftheinformationrequiredisnotapplicableor“NONE”ifnon-existent.
“Beneficial Owner”referstoanynaturalperson(s)whoultimatelyown(s)orcontrol(s)orexercise(s)ultimateeffectivecontrol overthecorporation.Thisdefinitioncoversthenaturalperson(s)whoactuallyownorcontrolthecorporationasdistinguishedfrom thelegalowners.Suchbeneficialownershipmaybedeterminedonthebasisofthefollowing:
Description
Naturalperson(s)owning,directlyorindirectlyorthroughachainofownership,atleasttwenty-fivepercent (25%)ofthevotingrights,votingsharesorcapitalofthereportingcorporation.
Naturalperson(s)whoexercisecontroloverthereportingcorporation,aloneortogetherwithothers,throughany contract,understanding,relationship,intermediaryortieredentity.
Naturalperson(s)havingtheabilitytoelectamajorityoftheboardofdirectors/trustees,oranysimilarbody,of thecorporation.
Naturalperson(s)havingtheabilitytoexertadominantinfluenceoverthemanagementorpoliciesofthe corporation.
Naturalperson(s)whosedirections,instructions,orwishesinconductingtheaffairsofthecorporationarecarried outbymajorityofthemembersoftheboardofdirectorsofsuchcorporationwhoareaccustomedorunderan obligationtoactinaccordancewithsuchperson'sdirections,instructionsorwishes.
Naturalperson(s)actingasstewardsofthepropertiesofcorporations,wheresuchpropertiesareunderthecare oradministrationofsaidnaturalperson(s).
Naturalperson(s)whoactuallyownorcontrolthereportingcorporationthroughnomineeshareholdersor nomineedirectorsactingfororonbehalfofsuchnaturalpersons.
Naturalperson(s)ultimatelyowningorcontrollingorexercisingultimateeffectivecontroloverthecorporation throughothermeansnotfallingunderanyoftheforegoingcategories.
Naturalperson(s)exercisingcontrolthroughpositionsheldwithinacorporation(i.e.,responsibleforstrategic decisionsthatfundamentallyaffectthebusinesspracticesorgeneraldirectionofthecorporationsuchasthe membersoftheboardofdirectorsortrusteesorsimilarbodywithinthecorporation;orexercisingexecutive controloverthedailyorregularaffairsofthecorporationthroughaseniormanagementposition).Thiscategoryis onlyapplicableinexceptionalcaseswherenonaturalpersonisidentifiablewhoultimatelyownsorexertscontrol overthecorporation,thereportingcorporationhavingexhaustedallreasonablemeansofidentificationand providedtherearenogroundsforsuspicion.
COMPLETE NAME (Surname, Given Name, Middle Name, Name Extension (i.e., Jr., Sr., III) SPECIFIC RESIDENTIAL ADDRESS NATIONALITY
CASTILLO,ROBERTOJOSE LARIEGO
ALCANTARA,NICASIO INQUIMBOY
NERA,MEDEL TORRES LEOPANDO, RAUL MACAPANPAN
BENAVIDEZ,VICTOR VILLAMOR
VILLAREAL-FERNANDO, ERNESTIE CARMEN JO DESIDERIO
REYES,MILAGROS VILLAVICENCIO
ONG,BASIL LIM
YUCHENGCO,YVONNE SYCIP
DATE OF BIRTH TAX IDENTIFICATION NO.
TYPE OF BENEFICIAL OWNER3
Direct (D) or Indirect (I)
CATEGORY OF BENEFICIAL OWNERSHIP
(I) Chairman of the Board
(I) IndependentDirector
(I) Director
