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BACKGROUNDS
Throughoutthis course,thereader is assumedtohave acquaintancewithundergraduatealgebra,namelythebasicnotionsaboutsets,groups,ringsandmodules.Details canbefoundinanydecenttextbooksuchas[11].Inordertorecalltherelevantnotions (inEnglish!)andto xthenotations,wegivearecapitulationbelow.
Sets WeworkintheframeworkofZFCsettheory.Theusualoperationsonsetsare: ∩, ∪, ×, ⊔ (=disjointunion);theCartesianproduct(resp.intersection,union, disjointunion)ofafamilyofsets {Ei : i ∈ I} isdenotedby i∈I Ei (resp. i∈I Ei, i∈I Ei, i∈I );thesetofmapsfrom X to Y aredenotedby YX.Thecardinality ofaset E isdenotedby |E| or#E.Forthemostpartinthiscourse,weneglect set-theoreticissuessuchasproperclasses,etc.
If f : X → Y isamapand E ⊂ Y,wewrite f 1 (E ) : {x ∈ X : f ( x ) ∈ E};when E {y} weusetheshorthand f 1 ( y ) f 1 ( {y} ) ,commonlycalledthe ber of f over y.
Thesymbol A : B readsas“A isde nedtobe B”.Thearrow ֒→ (resp. ։)means aninjection(resp.surjection),and x → y meansthattheelement x ismapped to y.If ∼ isanequivalencerelationonaset E,thecorrespondingquotientsetis denotedby E/ ∼
Group Agroupisaset G endowedwithabinaryoperation(“multiplication”) ( x , y ) → x · y xy,suchthat
⋆ associativityholds: x ( yz ) ( xy ) z,sothatonemaysafelywritethemas xyz;
⋆ theunitelement1exists: x · 1 1 · x x forall x —werefrainfromthe commonbutawkwardsymbol e fortheunit;
⋆ everyelement x ∈ G isinvertible:thereexists x 1 ∈ G,necessarilyunique, suchthat xx 1 x 1x 1.
Ifweremovetheexistenceofinverses,thestructureso-obtainediscalleda monoid When G iscommutative/abelian,i.e. xy yx holdstrueforall x , y ∈ G,itis
customaryto writethegroupoperationsintheadditivemanner: x + y,0, x insteadof xy,1and x 1,respectively.Inthiscasewesay G isanadditivegroup.
Thenotation H ⊳ G meansthat H isanormalsubgroupof G.Thesymmetric groupon n letters,say {1,..., n},willbedenotedby Sn.
Rings Unlessotherwisespeci ed,theringsareassumedtohavemultiplicativeunit element1.Therefore,aring R isanadditivegroup ( R, +, 0) togetherwithamultiplicationmap ( x , y ) → x · y xy thatmakes ( R, · , 1) intoamonoid.These structuresarerelatedby distributivity:
x ( y + z ) xy + xz , z ( x + y ) zx + zy.
Thestandardexampleforacommutativeringistheringofintegers ,thenoncommutativecaseisbestillustratedbytheringof n × n-matrices.Anelement x ∈ R iscalled invertible (ora unit of R)if ∃y ∈ R, xy yx 1;inthiscase y isuniqueandwedenoteitas x 1.Theunitsformagroupundermultiplication, denotedas R× .
Fields When R {0} F×,wecall R a divisionring;a eldisacommutativedivision ring.Weshallwrite , , forthe eldsofrational,realandcomplexnumbers.The nite eldwith q elements(q:aprimepower)isdenotedas q.
Let F[X]standforthe ringofpolynomials intheindeterminate X withcoe cients in F.Its eldoffractionsisdenotedby F ( X ) ,calledtheringof rationalfunctions in X.Byconstruction, F ( X ) consistsofquotients P/Q where P, Q ∈ F[X]and Q 0. Likewise,onecande netheirmultivariateavatars F[X, Y,...]and F ( X, Y,... ) Wewillalsoencounterthebroadercaseofthepolynomialring R[X, ]overa commutativering R.
Homomorphisms aremapsthatrespectalgebraicstructures,namelytheconditions suchas ϕ ( xy ) ϕ ( x ) ϕ ( y ) and ϕ (1) 1areimposed.Forahomomorphism ϕ between groups(resp.rings),wedenoteits kernel and image byker ( ϕ ) : ϕ 1 (1) (resp.ker ( ϕ ) : ϕ 1 (0) )andim ( ϕ ) .
Thereisalsoanotionof“substructures”,namelythesubgroups,subrings,etc.A subgroup N ⊂ G iscalled normal if xNx 1 ⊂ N forall x ∈ G,inwhichcasewewrite N ⊳ G.Toanormalsubgrouponeassociatesthe quotientgroup G/N
Asforrings,itturnsoutthatthetwo-sided ideals playarôlesimilartothatofnormal subgroups.Let R bearing.Anadditivesubgroup I of R iscalleda(two-sided)idealif xI ⊂ I and Ix ⊂ I forall x ∈ R.Forcommutativeringsonemaysimplyspeakofideals, withoutspecifyingthesides.Thequotientring R/I istheadditivequotientgroup R/I equippedwiththemultiplication ( x + I )( y + I ) xy + I.
Thetwo-sidedidealgeneratedbyelements x1 ,..., xn ∈ R willbewrittenas
We beginbyreviewingtherudimentsof eldtheory.Anyring R admitsexactlyone homomorphismfrom ,namely
R a −→ a · 1.
Itsimagemustbeoftheform /p forauniquelydeterminedinteger p ≥ 0.Assume that R hasnozero-divisors,i.e. xy 0 ⇐⇒ x 0 ∨ y 0,thensois /p ,andone concludesimmediatelythat p iseitheraprimenumberorzero.
De nition1.1.1. Let F bea eld.Its characteristic isthenumber p above.Denoteitby char ( F ) .
De nition1.1.2. Anintersectionofsub eldsof F isstillasub eld,thusitmakessense totalkaboutthesmallestsub eldinside F.Callitthe prime eld of F.
⋆ eitherchar ( F ) 0,inwhichcase ֒→ F andweobtainacopyof inside F by invertingthenonzerointegers;
⋆ orchar ( F ) p > 0,inwhichcaseweobtainacopyof /p : p inside F.
Summingup,theprime eldof F is or p,accordingtowhetherchar ( F ) iszeroora primenumber p. Nextcomesthenotionof compositum.
De nition1.1.3. Let F, F′ betwosub eldsofanambient eld L.Theircompositum, writtenas FF′,isthesmallestsub eldof L containingboth F and F′.Moreconcretely, theelementsof FF′ taketheform x1x′ 1 + ··· xn x′ n y1 y′ 1 + ··· ym y′ m ∈ L
with xi , yi ∈ F, x′ i , y′ i ∈ F′ suchthatthedenominatorisnonzero. Likewise,thecompositumofanarbitraryfamilyofsub eldsinside L canbede ned.
Notethataringhomomorphismbetween elds ϕ : F → E musthavekernelequal to {0}.Thus,insteadoftalkingabouthomomorphisms,onemayconcentrateon embeddings ofa eld F intoanother eld.If E ⊃ F,wesaythat E isa( eld)extensionof F;it iscustomarytowritesuchanextensionas E/F —donotconfusewithquotients!Field extensionswillbethemainconcernofthislecture.
Let E/F beanextension.Notethat E formsan F-vectorspace:theadditionin E and thescalarmultiplicationof F on E comefromtheirringstructures.
De nition1.1.4. The degree of E/F isde nedasdimF E,alsowrittenas[E : F].Extensionsof nitedegreearecalled niteextensions
Here[E : F]isregardedasacardinalnumber.
Lemma1.1.5 (Towerproperty). If F ⊂ E ⊂ L are elds,then [L : F] [L : E][E : F]
ascardinalnumbers.Inparticular, L/F is niteifandonlyif L/E and E/F areboth nite.
Proof. Chooseabasis B (resp. C)ofthe F-vectorspace E (resp.ofthe E-vectorspace L). Everyelement v ∈ L hasabeuniquelyexpression v c∈C γ
c ( nitesum),γc ∈ E.
Expandingeach γc asan F-linearcombination
,wearriveataunique expression
Thisprovidesabasisfor L whichisinbijectionwith B × C,provingourassertions.
1.2Algebraicity
Theinnocent-lookingnotionof nitenessisdirectlyrelatedto algebraicity,asreviewed below.Consideranextension E/F.Foranyelement u ∈ E,wewrite F ( u ) asthesub eld generatedby u,thatis:
( u )
Itselementscanbeexpressedas P ( u ) /Q ( u ) ,where P, Q ∈ F[X]arepolynomialsand Q ( u ) 0.Ontheotherhand,wedenote
whichisasubringof F ( u ) .Furthermore,wemayallowmorethanonegenerators u ,...,,andobtain F ( u ,... ) and F[u ,...]intheevidentmanner.
Theelement u issaidtobe algebraic over F,ifthereexistsanonzeropolynomial P ∈ F[X]suchthat P ( u ) 0.Non-algebraicelementsarecalled transcendental.When E ⊃ F,werecoverthefamiliarnotionofalgebraicnumbers.
Lemma1.2.1. If u ∈ E isalgebraicover F,thereexistsanirreduciblepolynomial P ∈ F[X], uniqueuptomultiplicationby F×,suchthat [Q ∈ F[X], Q ( u ) 0] ⇐⇒ P|Q
Wemaynormalize P sothat P is“monic”: P ( X ) Xn + an 1Xn 1 +··· a0.Callitthe minimal polynomial of u
Proof. Let P beapolynomialsatisfying P ( u ) 0withlowestpossibledegree.Itmust beirreducible.If Q ( u ) 0,Euclideandivisionfurnishes R ∈ F[X]withdeg R < deg P and P|Q R.Theminimalityofdeg P thusimplies R isthezeropolynomial.
Conversely, niteextensionsmaybeconstructedbytakinganirreducible P ∈ F[X] andformthequotientring F[X]/ (P ) ,whichisa eldandcontains F F · (1+ (P )) . Indeed,theirreducibilityof P impliesthat F[X]/ (P ) isa eld,byastandardresultin algebra.
Proposition1.2.2. Let u ∈ E beasabove.Then u isalgebraicover F ifandonlyif F ( u ) /F is nite;inthiscase F ( u ) F[u] andthereisaringisomorphism (1.1)
F[X]/ (P ) ∼ −→ F ( u ) Q −→ Q ( u ) , where P istheminimalpolynomialof u.Inparticular, [F ( u ) : F] deg P
Proof. Assume u algebraicandlet P Xn + an 1Xn 1 + ··· + a0 bethemonicminimal polynomialof u.Weclaimthateveryelementin F[u] {0} isinvertible,andtherefore F ( u ) F[u].Indeed,if Q ( u ) 0,then P ∤ Q andirreducibilityof P togetherwiththe Euclideandivisionentailthat
1 PU + QV
forsome U, V ∈ F[X].Evaluationat u furnishes Q ( u ) V ( u ) 1,whenceourclaim.It followsthatthehomomorphism(1.1)issurjective.ThepreviousLemmaimpliesthe injectivityof(1.1).Therefore F[X]/ (P ) ∼ → F ( u ) .
Conversely,if F ( u ) /F is nite,thentheremustbean F-linearrelationbetween1, u , u2 ,... whicha ordstherequiredalgebraicequationfor u
Ontheotherhand,thestructureof F ( u ) inthetranscendentalcaseissimpler—it isjustthe eldofrationalfunctions.
Proposition1.2.3. Anelement u ∈ E istranscendentalover F ifandonlyif
( X ) −→ F ( u )
de nesaringhomomorphism,inwhichcaseitisactuallyanisomorphism.
Proof. Since F ( u ) consistsofthe“rationalfunctions”in u,themapwillbeasurjective ringhomomorphismprovidedthatitiswell-de ned,whichisinturnequivalentto that R 0 ⇐⇒ R ( u ) 0forany R ∈ F[X].Thelastconditionisclearlyequivalentto thetranscendenceof u over F;italsoimpliesthat F ( X ) → F ( u ) isinjective,thusisan isomorphism.
Proposition1.2.4. Let E/F beanextension.If α,β ∈ E arealgebraicover F,then
Proof. Considertheextensions F ⊂ F ( α ) ⊂ F ( α,β ) .Theelementslistedaboveallbelongto F ( α,β ) .Notethat β isalgebraicover F ( α ) (ofcourse,enlargingthebase eld preservesalgebraicity).ByProposition1.2.2,both[F ( α ) : F]and[F ( α,β ) : F ( α ) ]are nite.TheassertionfollowsfromLemma1.1.5
Notethatthisisjustanabstractresult: itisnotsoeasytodeterminetheminimal polynomialof α + β,etc.inpractice.Anotherconsequenceisthatthealgebraicelements in E formsasubextension Ealg/F.
Exercise1.2.5. Determinetheminimalpolynomialofthealgebraicnumber √2+ √3 over
Anextension E/F iscalledalgebraicifeveryelement u ∈ E isalgebraicover F
Proposition1.2.2impliesthat E/F isalgebraicifandonlyifitisaunionof niteextensionsof F
Exercise1.2.6. If L/E and E/F arebothalgebraic,then L/F isalgebraicaswell.
Attheotherextreme,givena eld F andapossiblyin niteset Γ,wemayform the eld F (Γ) ofrationalfunctionswithindeterminatesin Γ;when Γ {X1 ,..., Xn } werecoverthefamiliar F ( X1 ,..., Xn ) .Unlikethealgebraicsetting, Γ is algebraically independent:therearenonon-trivialpolynomialrelationsamongelementsin Γ.Itcan beshownthatevery eldextension E/F hasadecomposition
algebraic
forsomealgebraicallyindependentsubset Γ ⊂ E;moreoverthecardinalityof Γ is uniquelydeterminedby E/F,calledthe transcendencedegree of E/F.Thisshouldbe comparedwiththethenotioofbasesanddimensionsinlinearalgebra.
1.3Thealgebraicclosure
De nition1.3.1. A eld F iscalled algebraicallyclosed ifeverypolynomial P ∈ F[X]has arootin F.Thisisequivalenttothatevery P ∈ F[X]splitsintolinearfactors(i.e.of degreeone).
Equivalently,beingalgebraicallyclosedmeansthatevery P ∈ F[X]factorsintolinearfactors: P ( X ) deg P i 1 ( X ai ) where ai ∈ F.Thebestknownexampleis Henceforthwe xour“ground eld” F andstudyvariousextensionsthereof.Let E/F, E′/F betwoextensions,an F-embeddingisanembedding E → E′ of eldswhich inducesidon F.Likewisewehavethenotionof F-isomorphisms,etc.
Lemma1.3.2. Consideranextension F ( u ) /F where u isalgebraicwithminimalpolynomial P.If E/F isanextensionand v ∈ E satis es P ( v ) 0,thenthereexistsaunique F-embedding ι : F ( u ) → E suchthat ι ( u ) v.
Theorem1.3.4 (E.Steinitz). Forevery eld F,thereexistsanalgebraicclosure F of F.Moreover, F isuniqueupto F-isomorphisms.
Proof. Establishtheuniqueness rst.Let F, F′ betwoalgebraicclosures.Introducethe relation ≤ onthenonemptyset P of F-embeddings E → F′,where E/F isasubextension of F/F,bystipulatingthat
Itiseasytoseethat ( P , ≤ ) isapartiallyorderedset.WewanttoapplyZorn’sLemmato getamaximal ι : E → F′;indeed,everychainin ( P , ≤ ) hasanupperbound—simply takeunion!ByLemma1.3.2,maximalityimplies E F.
Itremainstoshowthat ι ( F ) F′.Toseethis,notethatthealgebraically-closeness of F transportsto ι ( F ) .Thisimplies ι ( F ) F′,sinceforevery u ∈ F′,therootsofthe minimalpolynomialof u over F alreadyliein ι ( F )
Asfortheexistenceof F,oneseekssomesortof“maximalalgebraicextension”of F andtheconstructionisagainbasedonZorn’sLemma.However,manipulatingthe collection(hum?)ofallalgebraicextensionsof F issomehowhazardous.Soweappeal tothefollowingdevice:thereexistsaset Ω suchthatforeveryalgebraicextension E/F, theset E isinbijectionwithasubsetof Ω.Thebasicideaissketchedasfollows.write E n≥1 En , En : {u ∈ E :[F ( u
Forevery n,themapthatassociates u ∈ En withitsminimalpolynomialover F is atmost n-to-1,soeverythingboilsdowntoboundthecardinaltiyof F[X] n≥1{P : deg P n}.
Nowweconsiderthenonemptypartiallyorderedsetformedbyalgebraicextensions E/F,where E ⊂ Ω set-theoretically,and ≤ isde nedby eldextension.Again, Zorn’sLemmaimpliestheexistenceofsomemaximal E/F.If E isnotalgebraically closed,wemayconstructanextension E′/E with ∞ > [E′ : E] > 1byLemma1.2.2.The set E′ beingalgebraicover E,thusover F byExercise1.2.6,itcanbere-embeddedinto Ω;thiswouldviolatethemaximalityof E.
Lemma1.3.5. Let K/F beanalgebraicextension,thenevery F-embedding ι : K → K isan F-automorphism.
Proof. Let v ∈ K anddenoteitsminimalpolynomialover F by P.Enumeratetheroots of P inside K as v v1 ,..., vn andset K0 : F ( v1 ,..., vm ) ,whichis niteover F.It followsthat ι inducesan F-embedding K0 → K0,whichmustbean F-automorphism fordimensionalreasons.As v isarbitrary,thesurjectivityfollowsatonce.
1.4Splitting eldsandnormality
De nition1.4.1. Analgebraicextension E/F iscalled normal ifeveryirreduciblepolynomialin F[X]splitsintolinearfactorswheneverithasarootin E
Exercise1.4.2. Let p beaprimenumberand a ∈ ≥1 whichisnota p-thpower.Show that ( a 1 p ) isnotanormalextensionof .
De nition1.4.3. Let P ∈ F[X].Anextension E/F iscalleda splitting eld for P ifthere exists n deg P roots u1 ,..., un ∈ E of P,andthat E F ( u1 ,..., un )
Moregenerally,let {Pi : i ∈ I} beafamilyofpolynomialsin F[X].Anextension E/F iscalledasplitting eldthereofifeach Pi splitsintolinearfactorsover E and E is generatedbytherootsofallthe Pi (i ∈ I)over F.
Forthestudyofsplitting eldsandnormality,itisoftenconvenienttochoosean algebraicclosure F/F.Notethatthesplitting eldinside F ofafamilyofpolynomials in F[X]istrulycanonical:simplyaddto F therootsofthesepolynomialsin F.Itis actuallythecomposituminside F ofthesplitting eldsofeach Pi.
Proof. Toprovetheexistence,we x F/F andtakethesubextensionof F/F generated bytherootsofevery Pi,asmentionedabove.
Toshowtheuniqueness,let E/F and E′/F betwosplitting eldsfor (Pi )i∈I .Take algebraicclosures E/F and E′/F;notethattheyarealsoalgebraicclosuresof F.Hence thereexistsan F-isomorphism σ : E ∼ → E′ byTheorem1.3.4.Theimage σ (E ) isstill asplitting eldof (Pi )i∈I sittinginside F′ —suchargumentisknownas transportof structure.Thereforewehave σ (E ) E′ bythepreviousdiscussionaboutsplitting elds insideanalgebraicclosure,and σ : E → E′ istherequired F-isomorphism.
Proposition1.4.5. Let E/F beanalgebraicextension,andchooseanalgebraicclosure F of E. Thefollowingareequivalent.
(i) E/F isnormal.
(ii)Every F-embedding ι of E into F satis es ι (E ) E,thusinducesan F-automorphismof E
(iii) E isthesplitting eldinside F ofafamilyofpolynomialsin F[X].
Proof. (i) ⇐⇒ (ii):Assume(i).Givenan F-embedding ι : E → F,forany u ∈ E withminimalpolynomial P ∈ F[X],weseethat ι ( u ) isstillarootof P since P has coe cientsin F.Byassumption, P splitsintolinearfactorsover E,hence ι ( u ) ∈ E andweconcludebyLemma1.3.5since u isarbitrary.Conversely,assume(ii)andlet P ∈ F[X]beirreduciblewitharoot u ∈ E.Foranyroot v ∈ F of P,Lemma1.3.2 furnishesan F-embedding E → F mapping u to v,therefore v ∈ E aswell.Itfollows that P splitsintolinearfactorsover E.Thecaseofreducible P followsatonce.
(ii) ⇒ (iii):Wecontendthat E isthesplitting eld(in F)ofthefamily {Pu : u ∈ E},where Pu ∈ F[X]istheminimalpolynomialof u.Theinclusion E ⊂ K isclear.
Conversely,the splitting eldof Pu liesin E forevery u ∈ E sincewehaveseenthat(ii) implies(i).
(iii) ⇒ (ii):Supposethat E isthesplitting eldof {Pi :∈ I} inside F.Let ι : E → F be an F-embedding,itsu cestoshowthat ι inducesan F-automorphismofthesplitting eldofeach Pi.Thisisclearsince ι permutestherootsof Pi
LECTURE2
SEPARABILITYANDFINITEGALOIS EXTENSIONS
2.1Separability
Wealways xaground eld F.If E, E′ aretwo extensionsof F,wedenotebyHomF (E, E′ ) thesetof F-embeddings E → E′.Similarly,wede nethegroupof F-automorphisms
AutF (E ) ,etc.
Considera niteextension F ( u ) /F generatedbyasingleelement u,andlet L/F be analgebraicextensioninwhich P,theminimalpolynomialof u over F,splitsintolinear factors.Recallthatwehaveestablishedthebijection
HomF ( F ( u ) , L ) ∼ −→{v ∈ L : P ( v ) 0} ϕ −→ ϕ ( u ) .
Inparticular, |HomF ( F ( u ) , L ) |≤ deg P.Strictinequalitycanholdwhenthecharacteristic p : char ( F ) ispositive.Thisleadstothenotionof separability
Lemma2.1.2. Let L/F beanextensioninwhich P ∈ F[X] splitsintolinearfactors.Then P hasmultiplerootsin L ifandonlyif (P, P′ ) 1.When P isirreducible,thelattercondition holdsifandonlyif P′ 0
Proof. Write P ∈ L[X]as n k 1 ( X ak ) with a1 ,..., an ∈ L beingtheroots.Astraightforwardmanipulationgivesthe rstassertion.When P isirreducible, (P, P′ ) 1 ⇒
P|P′ ⇒ P′ 0sincedeg P′ < deg P.
De nition2.1.3. Apolynomial P ∈ F[X]iscalled separable ifithasnomultipleroots, i.e. (P, P′ ) 1.
Weturntothestudyofirreduciblepolynomials P ( X ) k ak Xk with P′ 0.This isequivalentto kak 0forall k ≥ 1.Whenchar ( F ) 0,theonlycandidatesarethe constantpolynomials.Assumehereafterthat p : char ( F ) isaprimenumber.
Thenthepolynomials P with P′ 0taketheform P ( X ) k≥0 p|k ak Xk .
Write P P1 ( Xp ) bytaking P1 ( X )
P′ 1 0,theprocedurecanbe iteratedsothateventually
(2.1)
forsome m ∈ ≥0.Notethat P ♭ isirreduciblesince P is.Fixanalgebraicclosure F/F Itturnsoutthat {α ∈
(2.2) where βp m is the pm-throotof β in F.Infact,wehave
over F;thisisbecause p · 1 0in F andthebinomialcoe cient x y x! ( x y ) !y! satis es p | p
,
a < p , hence ( u + v ) p up + vp holdstrueinanyextensionof F. (2.3)
Iftherootsin(2.2)aretobecountedwithmultiplicities,each βp m shouldappear pm times.Summingup,thestudyofaninseparableirreducible P breaksintotwostages: (i)thestudyof P ♭ ,whichisirreducibleseparable,and(ii)thestudyof“purelyinseparable”polynomialsoftheform Xpm b
Exercise2.1.4. Thestudyofpurely inseparablepolynomialscanbefurtherreducedto thecase b Fp.Underthisassumption,showthatthepolynomial Xpm b isirreducible. Usethistoproduceexamplesofinseparable eldextensions.
Proof. Extendingtheinclusion F ֒→ F to τ : L → F isequivalentto(i)extendingit tovarious σ : E → F,andthen(ii)extendingeach E σ −→ σ (E ) ֒→ F to τ : L → F. Thereare[E : F]s choicesforthe rststep.Asregardsthesecondstep,since[L : E]s is independentofthechoiceoftheembeddingof E into F E,thereare[L : E]s choices foreach σ.
De nition-Proposition2.1.7. Let E/F bea niteextension,then[E : F]s [E : F].Call E/F a separableextension if[E : F]s [E : F].
Proof. Choose u1 ,..., un sothat E F ( u1 ,..., un ) .Usingthetower
(2.4)
andthetowerpropertiesof[E : F]s and[E : F],wereduceimmediatelytothecase E F ( u ) .Let P ∈ F[X]betheminimalpolynomialof u,andexpressitas P ( X ) P ♭ ( Xpm ) as intheearlierdiscussions,where P ♭ isseparable.Itfollowsthatdeg P [F ( u ) : F]equals [E : F]s deg P ♭ (whichisthenumberofdistinctrootsof P)times[E : F]i : pm .
Wehavejustusedtheobservationthat F ( u ) /F isseparableifandonlyif u hasseparableminimalpolynomial.Inthiscasewesay u isaseparableelement.If u ∈ E is separableover F,then u isseparableoveranyintermediate eldbetween E and F indeed,ifapolynomialhasnomultipleroots,thenthesameholdsforitsfactors.
Lemma2.1.8. A niteextension E/F isseparableifandonlyifevery u ∈ E isseparable.
De nition2.1.9. Analgebraicextension E/F iscalledseparableifeveryelementin E isseparableover F.
Exercise2.1.10. If L/E and E/F areseparable,thensois L/F
Exercise2.1.11. Suppose E is generatedbyafamily {ui : i ∈ I} over F,showthat E/F is separableifeach ui is.Henceacompositumofseparableextensionsisstillseparable.
Wesaya eld L is separablyclosed ifanyseparableirreduciblepolynomialhasaroot in L.Asinthecaseofalgebraicextensions,thereisanotionof separableclosure Fsep/F, whichisaseparableextensionwith Fsep separablyclosed.Again,wehave:
Proof. Wemayassume Fsep ⊂ F.Thenitisthesplitting eldofthefamilyofseparable irreduciblepolynomialsover F
2.2Purelyinseparableextensions
Inthissectionweassume p : char ( F ) > 0,otherwiseeverythingwouldbeseparable.
De nition2.2.1. Callanalgebraicextension E/F purelyinseparable ifeveryelement u ∈ E satis es upm ∈ F forsome m.
Weusetheshorthand E ⊂ F1/p∞ forthelastconditionde ningpureinseparability. Itmakesperfectsenseif E isembeddedintoanalgebraicclosure F and F1/p∞ istaken tobe m {u ∈ F : upm ∈ F},whichformsasub eldby(2.3).
Notethat[E : F]s 1if E ispurelyinseparable,sincewehaveobservedthatapolynomialoftheform Xpm b hasonlyonerootin F.Theassertionsbelowareimmediate.
Exercise2.2.2. If L/E and E/F arepurelyinseparable,thensois L/F.Acompositumof purelyinseparableextensionsof F isstillpurelyinseparable.
Fora niteextension E/F,wesetthe inseparabledegree tobe
Proposition2.2.3. Suppose E/F isanalgebraicextensionwith p : char ( F ) > 0.Let Es be themaximalseparablesubextension,whichmakessensebytheprecedingexercises.Then E/Es ispurelyinseparable.When E/F is nite,wehave [E : F]s [Es : F] and [E : F]i [E : Es ].
Proof. Let u ∈ E.By(2.1),there exists m ≥ 0suchthat upm hasaseparableminimal polynomial P ♭ ∈ F[X],thus u ∈ (Es ) 1/p∞ ∩ E.Weconcludethat E/Es ispurelyinseparable.Therestfollowsreadilybytowerproperties.
Exercise2.2.4. A eldiscalled perfect ifeveryalgebraicextensionof F isseparable. Showthata eld F with p : char ( F ) > 0isperfectifandonlyif F Fp : {xp : x ∈ F}.
2.3Theprimitiveelementtheorem
Theorem2.3.1 (Steinitz). Let L/F bea niteextension.Thereexistsanelement u ∈ E with L F ( u ) ifandonlyifthereareonly nitelymanyintermediate elds E (thatis, L ⊂ E ⊂ F).
Proof. Tobeginwith,weassume F nite.Thenthereareonly nitelymanyintermediate eldsbetween L and F.Ontheotherhand,awell-knownfact(eg.[11,Theorem2.18]) saysthatthe nitegroup L× iscyclic;anygeneratorof L× willthengenerate L asan extensionof F.
Assume F in niteand L F ( u ) .Foranyintermediate eld E weset PE ∈ E[X]tobe theminimalpolynomialof u over E,thus PE |PF;recallthattheminimalpolynomials arenormalizedtohaveleadingcoe cientone.Weclaimthat E E ( c0 ,... ) where c0 ,... arethecoe cientsof PE.Indeed, PE isirreducibleover E ( c0 ,... ) ⊂ E,so
[L : E] deg PE
[L : E ( c0 ,... ) ]
whichimplies E E ( c0 ,... ) .Itfollowsthatthemap {intermediate elds}−→{monicfactorsof PF in F[X]} E −→ PE isinjective.Theright-handsideis nite.
Conversely,if F isin niteandthereareonly nitelymanyintermediate elds,we maychoose u ∈ L o the( nite)unionofpropersubextensionof L,byusingthenext exercise,Then F ( u ) L
Exercise2.3.2. Let F beanin nite eld, n ≥ 1and f ( X1 ,..., Xn ) ∈ F[X1 ,..., Xn]bea nonzeropolynomial.Showthatthereexists ( x1 ,..., xn ) ∈ Fn with f ( x1 ,..., xn ) 0.
Example2.3.3. Let k bea eldwithcharacteristic p > 0.Considerthe eldofrational functions F : k ( X, Y ) intwovariables.Take x X1/p and y Y1/p insideanalgebraic closure F,andformtheextension F ( x , y ) /F.Notethat
⋆ [F ( x , y ) : F] [F ( x , y ) : F ( x ) ][F ( x ) : F] p2,and
⋆ every γ ∈ F ( x , y ) satis es γp ∈ F. Thereforethereisnoelement u ∈ F ( x , y ) suchthat F ( x , y ) F ( u ) .
Theorem2.3.4. Let E/F beaseparable niteextension.Thereexists u ∈ E suchthat E F ( u ) . If F isin niteand E F ( u1 ,..., un ) ,then u canbetakentobean F-linearcombinationof u1 ,..., un
Proof. As intheproofofTheorem2.3.1,wemayassume F in nite.Letusbeginwiththe case E F ( u , v ) .Let P, Q ∈ F[X]betheminimalpolynomialsof u and v,respectively. Wesetouttoshowthatfor“general” t ∈ F× wehave v ∈ F ( u + tv ) ,thenitfollowsthat u ( u + tv ) tv ∈ F ( u + tv ) aswell,hence F ( u , v ) F ( u + tv )
Embed F ( u , v ) into F andconsiderthepolynomials
P ( u + tv tX ) , Q ( X ) ∈ F ( u + tv ) [X].
Formtheirgreatestcommondivisor R.Since v isacommonrootof P ( u + tv tX ) and Q ( X ) in F,wehavedeg R ≥ 1.Weproceedtoshowthatdeg R 1,whichwillimply that R ( X ) X v andthus v ∈ F ( u + tv ) asrequired.
Ifdeg R > 1,thenthefact R|Q andtheseparabilityof Q wouldimplythatsome root v′ v in F isalsoarootof R.Hence P ( u + t ( v v′ )) 0,and ( u u′ ) + t ( v v′ ) 0, u u′ :rootsof P , v v′ :rootsof Q (2.5)
in F.Since F isin nite,wecanalwayschoose t ∈ F× toruleout(2.5)foranypairsof roots u u′ and v v′.Ingeneral,thisprocedureyieldsasequence v1 ,..., vn 1 ∈ L suchthat
2 , v1 ) F ( u1 ,..., un 3 )( v2 ) ··· F ( vn 1 ) and vn 1 isan F-linearcombinationof u1 ,..., un,asrequired.
ThisresultcanalsobededucedfromTheorem2.3.1bytakingtheGaloisclosure (De nition2.4.3)of E andappealtoresultsinGaloistheory,namelytheLemma2.4.5.
2.4GaloisextensionsandGaloisgroups
Let E/F beanextension,wewriteAutF (E ) forthegroupof F-automorphisms,thebinaryoperationbeingthecompositionofautomorphisms ( σ,τ ) → σ ◦ τ.Weshallwrite Aut (E ) forthegroupofall eldautomorphismsof E;itequalsAutk (E ) where k stands fortheprime eldof E,sothisisactuallyaspecialcase. Therelationcalled“transportofstructure”(afterN.Bourbaki) Autσ ( K ) (E ) σAutK (E ) σ 1 ,σ ∈ AutF (E ) (2.6) holdstrueforanyintermediate eld E ⊃ K ⊃ F. Therearetwobasicoperations.
1.Toanysubgroup H ofAutF (E ) weattachthecorresponding xed eld EH : {α ∈ E : ∀τ ∈ H,τ ( α ) α} Obviously EΓ isasubextensionof E/F.
2.Toanysubextension K/F of E weattachthesubgroupAutK (E ) ofAutF (E )
Thereoperationssatisfy
(2.7)
AutK2 (E )
De nition2.4.1. Bya Galoisextension of F wemeananormalandseparablealgebraic extension.The Galoisgroup ofaGaloisextension E/F isGal (E/F ) : AutF (E ) .
(iii)CompositaofGaloisextensionsof F arestillGalois.
De nition2.4.3. Let E/F beaseparableextension.The Galoisclosure insidesomealgebraicclosure F isthesmallestGaloisextensioncontaining E;itisgivenbythecompositumof σ (E ) , σ ∈ HomF (E, F ) .
Fixanalgebraicclosure F/F,thenthenormalityimpliesthatGal (E/F ) equalsthe setHomF (E, F ) ,andseparabilityimpliesthatthelattersethascardinality[E : F]when E/F is nite.Hence
Lemma2.4.5. Let E/F beaGaloisextension,then EGal (E/F ) F.Furthermore,themapthat sendsanintermediate eld K tothesubgroup Gal (E/K ) of Gal (E/F ) isaninjection.
Proof. Evidently F ⊂ EGal (E/F ) .Forany u ∈ EGal (E/F ) ,denoteitsminimalpolynomialby P ∈ F[X],whichmustbeseparable.If v ∈ F (achosenalgebraicclosure)isarootof P, wehaveseenthatthereisan F-embedding F ( u ) → F mapping u to v;itextendstoan element σ ofGal (E/F ) AutF (E ) .Byassumption v σ ( u ) u.Thereforedeg P 1 and u ∈ F. Sinceforanyintermediate eld K,wehaveseenthat E/K isGaloisand K EGal (E/K ) , thesecondassertionfollowsimmediately.
Noticethatthemap K → Gal (E/K ) isnotsurjectiveingeneralforin niteGalois extensions.
Lemma2.4.6 (E.Artin). Let E bea eldand H ⊂ Aut (E ) isa nitesubgroup.Then E/EH is aGaloisextensionofdegree |H|,withGaloisgroup Gal (EH /E ) H
Proof. Let u ∈ E andconsiderthe nite H-orbit O : {τ ( u ) : τ ∈ H} (withoutmultiplicities)in E.Let Pu ( X ) : α∈O ( X α ) ∈ E[X].NoticethatAut (E ) actsonthering E[X]byactingonthecoe cientsofpolynomials.Thus Pu is H- xedso Pu ∈ EH [X]; moreover Pu isseparableofdegree |O|≤|H|.Itisclearthat H ⊂ Gal (E/EH ) (2.9)
Next,weclaimthat[E : EH ] ≤|H|.Indeed,pickany u ∈ E withlargestpossible [EH ( u ) : EH ](boundedby |H|).Wemusthave E EH ( u ) ,otherwisethereexists v ∈ E withatower EH ( u , v ) EH ( u ) ⊃ EH .ByTheorem2.3.4wehave EH ( u , v ) EH ( w ) for some w ∈ E,whichcontradictsthemaximalityof[EH ( u ) : EH ].Allinall, E/EH is nite and
Theorem2.4.8 (Galoiscorrespondencefor niteextensions). Let E/F bea niteGalois extension.
(i)Therearemutuallyinversebijections
intermediate elds 1:1 ←→ subgroupsof Gal (E/F )
[E ⊃ K ⊃ F] −→ Gal (E/K )
EH ←− [H ⊂ Gal (E/F ) ], whichareorder-reversinginthesenseof (2.7)
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One instant in close speech
With them he doth confer: God-sped, he hasteneth on, That anxious traveller...
I was that man—in a dream: And each world's night in vain I patient wait on sleep to unveil Those vivid hills again.
Would that they three could know How yet burns on in me Love—from one lost in Paradise— For their grave courtesy.
ALEXANDER
It was the Great Alexander, Capped with a golden helm, Sate in the ages, in his floating ship, In a dead calm.
Voices of sea-maids singing Wandered across the deep: The sailors labouring on their oars Rowed, as in sleep.
All the high pomp of Asia, Charmed by that siren lay, Out of their weary and dreaming minds, Faded away.
Like a bold boy sate their Captain, His glamour withered and gone, In the souls of his brooding mariners, While the song pined on.
Time, like a falling dew, Life, like the scene of a dream, Laid between slumber and slumber, Only did seem....
O Alexander, then, In all us mortals too, Wax thou not bold—too bold On the wave dark-blue!
Come the calm, infinite night, Who then will hear Aught save the singing Of the sea-maids clear?
THE REAWAKENING
Green in light are the hills, and a calm wind flowing Filleth the void with a flood of the fragrance of Spring; Wings in this mansion of life are coming and going, Voices of unseen loveliness carol and sing.
Coloured with buds of delight the boughs are swaying, Beauty walks in the woods, and wherever she rove Flowers from wintry sleep, her enchantment obeying, Stir in the deep of her dream, reawaken to love.
Oh, now begone sullen care—this light is my seeing; I am the palace, and mine are its windows and walls; Daybreak is come, and life from the darkness of being Springs, like a child from the womb, when the lonely one calls.
THE VACANT DAY
As I did walk in meadows green I heard the summer noon resound With call of myriad things unseen That leapt and crept upon the ground.
High overhead the windless air
Throbbed with the homesick coursing cry Of swallows that did everywhere Wake echo in the sky.
Beside me, too, clear waters coursed Which willow branches, lapsing low, Breaking their crystal gliding forced To sing as they did flow.
I listened; and my heart was dumb With praise no language could express; Longing in vain for him to come Who had breathed such blessedness.
On this fair world, wherein we pass So chequered and so brief a stay; And yearned in spirit to learn, alas, What kept him still away.
THE FLIGHT
How do the days press on, and lay Their fallen locks at evening down, Whileas the stars in darkness play And moonbeams weave a crown—
A crown of flower-like light in heaven, Where in the hollow arch of space
Morn's mistress dreams, and the Pleiads seven Stand watch about her place.
Stand watch—O days no number keep Of hours when this dark clay is blind. When the world's clocks are dumb in sleep 'Tis then I seek my kind.
THE TWO HOUSES
In the strange city of Life
Two houses I know well: One wherein Silence a garden hath, And one where Dark doth dwell.
Roof unto roof they stand, Shadowing the dizzied street, Where Vanity flaunts her gilded booths In the noontide glare and heat.
Green-graped upon their walls
An ancient hoary vine Hath clustered their carven, lichenous stones With tendril serpentine.
And ever and anon, Dazed in that clamorous throng, I thirst for the soundless fount that stills Those orchards mute of song.
Knock, knock, nor knock in vain: Heart all thy secrets tell Where Silence a fast-sealed garden hath, Where Dark doth dwell.
FOR ALL THE GRIEF
For all the grief I have given with words May now a few clear flowers blow, In the dust, and the heat, and the silence of birds, Where the lonely go.
For the thing unsaid that heart asked of me Be a dark, cool water calling—calling To the footsore, benighted, solitary, When the shadows are falling.
O, be beauty for all my blindness, A moon in the air where the weary wend, And dews burdened with loving-kindness In the dark of the end.
THE SCRIBE
What lovely things
Thy hand hath made:
The smooth-plumed bird
In its emerald shade, The seed of the grass, The speck of stone
Which the wayfaring ant Stirs—and hastes on!
Though I should sit By some tarn in thy hills, Using its ink
As the spirit wills
To write of Earth's wonders, Its live, willed things, Flit would the ages On soundless wings
Ere unto Z
My pen drew nigh; Leviathan told, And the honey-fly: And still would remain My wit to try—
My worn reeds broken, The dark tarn dry, All words forgotten— Thou, Lord, and I.
FARE WELL
When I lie where shades of darkness
Shall no more assail mine eyes,
Nor the rain make lamentation
When the wind sighs; How will fare the world whose wonder Was the very proof of me?
Memory fades, must the remembered Perishing be?
Oh, when this my dust surrenders
Hand, foot, lip, to dust again, May these loved and loving faces
Please other men!
May the rusting harvest hedgerow
Still the Traveller's Joy entwine, And as happy children gather Posies once mine.
Look thy last on all things lovely, Every hour. Let no night
Seal thy sense in deathly slumber
Till to delight
Thou have paid thy utmost blessing; Since that all things thou wouldst praise Beauty took from those who loved them
In other days.
Printed by T. and A. CONSTABLE, Printers to His Majesty at the Edinburgh University Press
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