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Product Management Essentials

Tools and Techniques for Becoming an Ef fective Technical Product Manager

Product Management Essentials

Tools and Techniques for Becoming an Effective Technical Product Manager

Aswin Pranam

Product Management Essentials

Aswin Pranam

Santa Clara, California, USA

ISBN-13 (pbk): 978-1-4842-3302-3

https://doi.org/10.1007/978-1-4842-3303-0

Library of Congress Control Number: 2017962635

Copyright © 2018 by Aswin Pranam

ISBN-13 (electronic): 978-1-4842-3303-0

This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed.

Trademarked names, logos, and images may appear in this book. Rather than use a trademark symbol with every occurrence of a trademarked name, logo, or image we use the names, logos, and images only in an editorial fashion and to the benefit of the trademark owner, with no intention of infringement of the trademark.

The use in this publication of trade names, trademarks, service marks, and similar terms, even if they are not identified as such, is not to be taken as an expression of opinion as to whether or not they are subject to proprietary rights.

While the advice and information in this book are believed to be true and accurate at the date of publication, neither the authors nor the editors nor the publisher can accept any legal responsibility for any errors or omissions that may be made. The publisher makes no warranty, express or implied, with respect to the material contained herein.

Cover image by Freepik (www.freepik.com )

Managing Director: Welmoed Spahr

Editorial Director: Todd Green

Acquisitions Editor: Nikhil Karkal

Development Editor: Matthew Moodie

Technical Reviewer: Bob Monroe and Tathagat Varma

Coordinating Editor: Prachi Deshpande

Copy Editor: Lori Lynn Cavanaugh

Distributed to the book trade worldwide by Springer Science+Business Media New York, 233 Spring Street, 6th Floor, New York, NY 10013. Phone 1-800-SPRINGER, fax (201) 348-4505, e-mail orders-ny@springer-sbm.com , or visit www.springeronline.com . Apress Media, LLC is a California LLC and the sole member (owner) is Springer Science + Business Media Finance Inc (SSBM Finance Inc). SSBM Finance Inc is a Delaware corporation.

For information on translations, please e-mail rights@apress.com , or visit http://www.apress.com/ rights-permissions

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Printed on acid-free paper

Dedicated to Ram, Priya, Abhijit, Rex, and the Waterford collective

About the Author

Aswin Pranam is a product manager, ex-software engineer, and avid technologist. Prior to his current role as a senior product manager in a venture group at a top-tier management consulting firm, Aswin spent time working in technical roles at Google, Boeing, Disney, and IBM. Aswin has a Bachelor of Science in Informatics (HCI) from the University of Washington, a Master of Science in Information Systems Engineering from Johns Hopkins University and an MBA from Carnegie Mellon University. In his free time, Aswin is the founder of elixirlabs.org, a non-profit organization dedicated to building technical infrastructure for NGOs and resource-constrained organizations. To get in touch, please send an email to contact @aswinpranam.com.

About the Technical Reviewer

Bob Monroe is an Associate Teaching Professor of Business Technologies and the Co-Director of the MS in Product Management Program at Carnegie Mellon University. His work at Carnegie Mellon focuses on developing and launching new educational programs to teach the next generation of technology and business leaders how to do great things.

Prior to joining the faculty at Carnegie Mellon, Dr. Monroe designed and developed a wide variety of software products for companies including FreeMarkets, IBM, Carnegie Group, and OptiMetrics. Dr. Monroe holds a Ph.D. in Computer Science from Carnegie Mellon University and a B.S. in Philosophy and Computer Science from the University of Michigan.

Disclaimer

All views expressed in this publication represent those of the author and do not reflect in any way those of associated organizations, institutions, or groups.

Foreword: Product Management Essentials

Over the course of their careers, many people wonder how they might become a product manager. Perhaps they’re a marketing analyst who would like to have more influence in deciding what products her company will build and sell, a software engineer who wants to work more closely with his company’s customers, or a recent MBA graduate who is trying to find the best way to make her mark in the tech industry.

Whatever your reason for wanting to learn to be an effective product manager, this book can help you towards that goal. It provides a step-by-step, chapter-by-chapter overview of the broad array of skills and habits you will need to excel in the role. You’ll explore the technical foundations underpinning internet-based applications, the basics of data management and analytics, and user experience design principles. Perhaps more importantly, you will also hear great advice from leading high-tech product management experts who are out working every day to bring great products to market.

There are, of course, a lot of skills that you’ll need to learn to become an expert product manager and it will take more than reading a single book to master them all. But you have in your hands a roadmap and starting point for that journey, and a guide in Aswin Pranam who knows what it takes to succeed as a Product Manager. So read on, take notes, learn from the experts sharing their wisdom in interviews and interludes. The best way to get started on your path to becoming a product manager is, well, to get started. Take what you learn here and apply it to the project you’re working on now. And then do it again. With careful study of these principles and deliberate practice, you’ll soon become the expert product manager that your organization needs to bring great things to market. Here is where you start.

Bob Monroe, Associate Teaching Professor and co-Director, MS in Product Management Program at Carnegie Mellon University

Acknowledgments

I would be remiss if I didn’t acknowledge all of the wonderful people who made this book possible. From direct / indirect content contributions, to late-night motivational calls, to providing inspiration / support / friendship on a daily basis, I truly appreciate everything all of you have done to add a fingerprint to this final publication.

Thank you.

Ram Pranam

Priya Pranam

Abhijit Pranam

Bob Monroe

Umesh Unnikrishnan

Sean Ammirati

Leslie Shelton

Romy Macasieb

Daniel Csonth

Amelia Crook

Grant Small

Sulman Haque

Ariv Adiaman

Raghav Nair

Arun Adiaman

Vivek Bhupatiraju

Kasim Siddiqui

Teja Katta

Karisma Desai

Omi Iyamu

Joseph “Big Joe” Greco

Karthik Bhupatiraju

Christian Hahn

Adharsh Ranganathan

Arko Banik

Nikhil, Matthew, Prachi, Sanchita, and all the good people at Apress.

Honorable mentions to instant coffee, 24-hour hackerspaces, hip-hop, and Google Docs.

Introduction

Product Management Essentials aims to condense all of the techniques, teachings, tools, and methodologies required to be an effective first-time product manager into a simple, digestible read. Over the past decade, the demand for technically-capable PMs who can interface with management, stakeholders, customers, and the engineering team has skyrocketed. In fact, top business schools like Harvard, Cornell, and Carnegie Mellon have begun integrating product management courses into their MBA curriculum (or creating dedicated product management degree programs). Although the market requires more product-minded individuals, most people have no insight into the product role, and the position is ambiguously defined to outsiders. The overarching goal of this book is to help you understand the product manager role, give you concrete examples of what a product manager does, and build the foundational skillset that will gear you towards a career in product management.

Goals:

Describe the roles and responsibilities of a product manager

Understand the skills and qualifications necessary to transition into a product role

Break down the technical, business, and design knowledge required to be an effective product manager. Provide feedback and Q&A-style advice from top-tier product managers in the industry.

The primary audience of Product Management Essentials are individuals who are eyeing a transition into a PM role, or have just entered a PM role at a new organization for the first time. They currently hold positions as a software engineer, marketing manager, UX designer, or data analyst and want to move away from a feature-focused view to a high-level strategic view of the product vision. This publication is an all-in-one cookbook that covers the required foundational learnings to succeed as a product manager, and allows you to get a big picture understanding of the goals and expectations of a product lead.

PART I

Introduction: Getting Started

CHAPTER 1

Introduction

“Any sufficiently advanced technology is indistinguishable from magic.”

Back in the early years, smack dab in the middle of my undergraduate studies at the University of Washington, I was unmotivated, lackadaisical, and uninspired by my general course list. Physics. Chemistry. Philosophy. Dinosaurs (yes, dinosaurs). The classes came and went, and none of the subjects captured my interest, or managed to convince me to formally sign away my remaining two years of dedicated focus. One day, as I was munching on a stale cinnamon roll and frantically trying to sign up for courses after sleeping through pre-registration, my friend sat down across from me and inquired about the level of stress visibly present on my face. We chatted about my difficulty in finding a topic that I connected with on a deeper level, and I had just about given up for the day until she said softly “why not computer or information science?” Full of ignorance and a false sense of understanding, I fired back with a hint of brashness: “you mean troubleshooting technical issues and plugging in ethernet cords? No thanks.” She laughed, shrugged off the sharp response, and proceeded to educate me for the next ten minutes about the power of product development, and the potential it had to change the state of the world. An architecture major, she likened software products as the virtual equivalent of constructing real-life dreamscapes with a blueprint, tools, materials, and labor. After ten minutes of drawn-out lecture, I decided to give in and slotted myself into an introductory computer science course. Hell, why not? The other majors weren’t clicking for me, so I had nothing to lose in this temporary pivot. Little did I know, those ten weeks to come would spark the drive I was desperately searching for, and completely immerse me into the challenging world of technological innovation and product creation.

Fast forward half a decade, and the technology industry is booming now more than ever. Students and aspiring technologists alike are ditching the traditional high-prestige titles of “investment banker” and “management consultant” to join the ranks of startups and established tech behemoths, all with the intention of adding their digital fingerprints to a piece of tech history. Empires are being built almost overnight, and company valuations have ballooned to heights the world has never seen. Perhaps the most compelling argument to be made for working in tech industry is the raw ability to create and deploy products that millions of people can use in a matter of minutes. Couple that with the growing demand for software engineers, product managers, and technical staff, and you quickly begin to realize that the opportunities are endless.

That’s where this book comes in.

The past few years have given rise to a relatively new role in technology: the product manager. Understandably, this creates a bit of confusion for practitioners who have become accustomed to titles like project manager, program manager, engineering manager, and so on. What’s the difference? Isn’t the product manager just a glorified idea guy? Is the PM part of the formal management team? What does a product manager actually DO? Over the course of the next couple hundred pages or so, I’ll attempt to break down the PM role, provide real-life examples of PMs and their daily set of duties, and dissect the three

© Aswin Pranam 2018

A. Pranam, Product Management

, https://doi.org/10.1007/978-1-4842-3303-0_1

main knowledge areas that make up the ideal product manager (technical, design, and product/business strategy). Everything will be explained from a ground-up, basic principles view, and I will attempt to trim the fat and avoid the fluff as much as possible. In the end, I want this to serve as a handbook for any new or aspiring PM to kickstart their journey and lay the foundation for their career in product. And with that, let’s begin.

What are the learning goals for this book?

At a high level, this handbook is meant to act as a primer for anyone interested in product management and strategy. Whether you’re a software engineer, first-time entrepreneur, or experience designer, the book will tackle the following areas of development in detail:

Technical Foundations

• The web software stack

Dive into standard web technologies (HTML, CSS, Javascript) and describe their role in building web apps. Also, touch on the front-end / back-end paradigm.

• Mechanics of the internet

Trace the route of a typical web request, and describe the technologies touched before content is served on the browser (DNS, CDN, load balancers, etc.).

• SQL

Spend time learning about the fundamentals of SQL, and why it is critical as a PM to know how to issue queries to a relational (or noSQL) database.

• Data analytics

Data is a PMs best friend, and being aware of the current tools on the market and how to use them effectively will come in handy. We will take a bird's-eye view of the current products PMs use to make informed decisions.

• Software Development Life Cycle (SDLC)

Walk through the differences between waterfall and agile (SCRUM) methodologies, and the typical process for running a development sprint.

• System Design

Deconstruct system design questions and increase awareness of the components that make up a typical tech product.

Design Foundations

• Low-fidelity / High-fidelity wireframes

Develop wireframes with Balsamiq and brainstorm best practices in UI design

• UI mocks & rapid prototyping

Develop a rough, fleshed-out user interface for a mobile app using Sketch

• UX techniques

Cover the advantages of user research, storyboarding, diary studies, etc.

• Design in everyday life

Examine good design from bad design. Learn to spot the differences between a product that is intuitive for the user versus a product that needs improvement.

Product / Business Strategy Foundations

• Product vision

Develop a product roadmap, product requirements document (PRD), and go-to market strategy.

• Leadership

Learn to negotiate your views, lead without authority, and gain the respect of the development team.

• Product release

Touch on the post-launch phases and dealing with the aftermath of a product that is pushed into the wild.

Small Steps to Mastery

As you can see, we’re ambitiously trying to cover a ton of knowledge areas in the span of just a few hundred pages. Just remember: the goal here is breadth, not depth. You won’t magically become technical by reading through the technical foundations section, nor will you have all the design knowledge required to become a product designer overnight. Each section (and subsection) listed in the contents can be covered extensively on its own, but we will skim over the basics in a noncomprehensive fashion. I’ll give you enough awareness and savvy to be dangerous as a product manager, but I leave it to you to further explore these areas at the conclusion of this book. If you’re keen on continuing your technical journey and becoming the best technical product manager on the planet, by all means continue. Likewise, if design is your passion, fool around with Sketch, Photoshop, and InVision on your own time and explore what the tools can do for you. The best teacher is experience, and you’ll be infinitely more prepared if you apply the skills you develop in this process and supplement your learning by building your own products, attending meetups, and networking at conferences.

Lastly, please skip around if you’re already an expert in one of the foundational areas. Software engineers will not benefit from spending time in technical foundations, so fast forward to design and product/business strategy to save yourself time and effort. The foundational areas are meant to educate those who are new to that particular vertical, so jump around at your own discretion. For new entrants into the tech industry, welcome, and read all the way through!

What the %&!# is product management?

When I’m at a bar and the conversation of career choice inevitably comes up when chatting with a new acquaintance, the back-and-forth usually goes as follows:

Them: So what do you do?

Me: I’m a product manager

Them: Oh, what’s that?

Me: I’m responsible for a portfolio of products and held accountable for the vision, roadmap, and probability of success around what the team builds

Them: So do you code?

Me: Well…I did in a past life, but now I focus on higher level decision making. Usually around how the products are designed.

Them: Oh, so you’re a designer?

Me: Eh….no. We have UI/UX designers for that

Them: Got it. So you essentially have to convince engineers, designers, analysts, and business development to get behind your vision and respect your input, with zero direct authority over their day-to-day, and build a successful, complete product that satisfies all of the needs of the end user?

Me: EXACTLY!

At least that’s what I wish happened at the end of the conversation. Usually, I end up telling them I’m a project manager (a role they’re familiar with) and keep the conversation moving. Regardless, the sentiment stands: a product manager is the linchpin that holds the moving pieces together. If the product is a major hit, the team gets the credit. If the product dies as soon as it's shipped, the product manager usually takes the blame. A good PM understands the complexity of juggling the interests of distributed teams, and sources input from every single stakeholder to guarantee the best possible outcome.

In order to dig deeper into the archetype of a PM, let’s look at what real job postings for product manager roles ask for and tease out the similarities. Take a look at the descriptions below and try to notice overlaps in skill set.

PRODUCT MANAGER @ GOOGLE

• Ba/BS degree in Computer Science, related technical field or equivalent practical experience.

• 4 years of product management or product design experience

• product design experience, including in collaboration with stakeholders across internal and external organizations.

• entrepreneurial drive and demonstrated ability to achieve stretch goals in an innovative and fast-paced environment

• demonstrated ability to gather user requirements across diverse functional areas and convert them into a compelling product vision

PRODUCT MANAGER @ FACEBOOK

• 5+ years product management or product design experience

• organizational and analytical skills

• 5+ years of experience in technical architecture of web applications and/or media products.

• 5+ years experience designing user interfaces

• 5+ years experience creating examples through wireframes and mockups

PRODUCT MANAGER, INSPIRE @ AIRBNB

• product management leadership in the consumer internet space

• experience design centered approach. Candidates should have personalization, dynamic content, discovery experience

• Success developing products from concept to launch

• Incorporated data/insights into the user experience

• ability to interact with, present to, and distill feedback from stakeholders of varying backgrounds

• extremely capable communicator at all levels across all disciplines, clear presenter

PRODUCT MANAGER, MAPS @ UBER

• a computer science undergraduate degree or equivalent plus hands-on software engineering experience. technical understanding should go from the highest abstractions down to the metal

• 2–5 years experience delivering highly successful and innovative consumer Internet products with your fingerprints all over them. You’re very proud of what you’ve accomplished

• Stellar design instincts and product taste

• a high bar across the board, from your own contributions to the people you work with to the products you work on

• Finger-tippiness with data: you just go get the data you need with no muss/fuss and can whip it into an insightful story with no help. You know how to leverage data to make decisions without getting stuck in analysis paralysis.

• a never-ending desire to grow and learn.

Based on the job descriptions, do you notice any patterns? A lot of you may be wondering: where’s the mention of agile? Why is there no mention of knowledge related to methodologies and development processes? If you’re included in this vein of thinking, you’re identifying qualities that are closely associated with a “project manager” role at high-tech companies. Granted, knowing the inner workings of an agile environment is necessary for a product manager as well, but that alone won’t get you in the door. If you distill the core requirements for a product manager into a set of terms based on the listings above, the overlaps that are most likely to surface are technical, design, data, user/customer experience, and strategy. No PMP, Scrum Master, or Agile certification necessary. Instead of settling on a process-focused view, the PM needs to be creative, flexible, and product-centric. Anyone can learn the ins-and-outs of running a successful sprint after they’re hired into the company (or by reading a textbook), but the other skills in a PM toolset take much longer to develop.

Project vs. program vs. product management

To further drive home the differences between a product manager and project / program manager, refer to Table 1-1. In a nutshell, a project manager role is task oriented and delivery minded, a program manager role is technically centered and implementation heavy, and a product manager role is aggressively strategic and long-term focused.

Table 1-1. Project vs. Program vs. Product Management

Product Manager Project Manager

- Responsible for the success / failure of product

- Often referred to as the “CEO of the product”

- Voice of the customer

- High-level vision setting and feature development

- Responsible for on-time delivery and tracking of a project

- Ability to execute and influence the timelines

- Breaks down milestones into manageable tasks

- Operations-focused

Program Manager

- Responsible for implementation and technical decisions

- Ownership over a set of projects in some organizations

- Works in tandem with engineering and often runs the daily sprints

â–  Note due to the rising popularity of the product manager role, companies have begun to re-label traditional project or program manager titles to product manager to generate interest. Be sure to ask questions, read the description, and uncover whether the role is truly focused on the product-level duties.

The big fundamentals

Tim Duncan was one of the most prolific power forwards in the history of professional basketball. Nicknamed “the big fundamental,” Duncan adopted a style of play that the majority of fans would classify as boring or monotonous. Duncan would either float near the basket and execute a turnaround hook shot, step back for the classic bank shot off the backboard, or simply lay it up if he could shake the defenders. Throughout his career, Duncan followed the same basic formula, over and over again, and ended up as a hall-of-fame caliber athlete.

Why am I telling you this? To drive home the point that fundamentals are everything, in basketball and in technology. If you exercise the part of your mind that gives you a competitive advantage over the competition, you distance yourself far away from the rest of the pack. Our approach will be to introduce the three pillars of product management and set the introductory seeds in your mind so they grow over time. The sharpest PMs who I’ve personally had the pleasure of working with have a potent mix of each individual area of study: technical, design, and product / business strategy. This doesn’t mean you need to transform yourself into a rockstar software engineer or UX designer to succeed as a PM, but building awareness of the terminology and raw concepts can go a long way in a conference room.

Technical Foundations - A PM is tasked with creating a tech product that produces a solution to a problem that currently exists. If you view your product as a black box that magically functions because your engineers are talented, it removes you from discussion about tradeoffs, technical capabilities, and the state of tech advancement. At a basic level, we will cover how common technologies work and cover principles of software development.

Design Foundations - Just as important as the tech itself, the user experience and design of the product needs to be distinctive. Why is Uber so successful when taxis were readily available to the masses? Because it enabled the user to call a car, set a destination, and pay for the service in an effortless and intuitive way. Design is rapidly shifting from being a brief afterthought in the product timeline to placing itself at the forefront of product success, so learning how to test the experience with users and crafting a plan for designing solutions that work as intended should be part of the core ethos of every product manager.

Product / Business Strategy - Great PMs have foresight into the future that isn’t immediately clear to the rest of the world. Everyone can spot current market trends and tell you “what’s hot” this year, but what about the next three, five, or ten years? Putting together a complete roadmap, requirements document, and business strategy is mandatory for any PM, so we’ll dig into the best practices for drafting up these artifacts as the book naturally progresses.

2

Guiding Principles

“Congratulations! On behalf of FutureTech Labs, we are delighted to confirm your offer to join our team as a Product Manager. We look forward to hearing your decision soon…”.

After months of heads-down study, carefully honing your craft in dimly lit coffee shops or co-working spaces, and guzzling five-hour energy drinks, you’ve finally secured a role at the company of your dreams. After a brief orientation period, you receive your top-of-the-line, fully loaded Macbook on your first day at work, with a shiny employee badge with the title “product manager” superimposed over a less-thanflattering headshot taken of yourself weeks prior. You feel energized, proud, and ready to execute on your Steve Jobs-style vision to elevate the organization to heights it has never seen. In your first 100 days, you focus on setting up one-on-ones with engineering and design teams, introducing yourself to leadership and executive management, and drafting up a strategy for the next year and beyond.

Six months later, the dream suddenly becomes a nightmare. Your enthusiasm and false sense of pride will transform into a vicious cycle of feeling defeated, stressed, and frustrated by the lack of movement. The initial product roadmap you developed was detailed down to a T, but the engineering team hasn’t bought into your goals, and you’ve failed to make any significant progress. Leadership is pissed, and your confidence is at an all-time low.

If the picture I’m painting seems bleak and hopeless, then I’ve done my job of alerting you early as to what happens when you don’t follow the guiding principles of product management. If you walk away with anything from this book, I want you to remember the five basic principles that could make or break your introductory role in product management. From the day you sign on the dotted line of the employment contract, your presence is instrumental in the success of the team. Often, capable PMs fail early because they don’t recognize the core principles of their field, and misinterpret the expectations leadership has set for them. Let’s dive into the five cardinal rules of product management and break them down in understandable terms. Accept them as dogma early, and you’re immediately in a headspace that prepares you to tackle any issue, technical or political, that presents itself in the work environment you’re thrust into.

Kill your ego

A product manager has an enormous amount of responsibility, sometimes more so than other roles within an organization. However, the inflated sense of purpose and pressure can lead to negative consequences, including feeding directly into a personal sense of ego. A product manager that views himself/herself on a pedestal when compared to his or her peers is losing sight of the goal of building an incredible product. A raging god-complex isn’t the least bit productive, and humbling yourself from time to time can foster the growth of a cooperative, collaborative environment.

© Aswin Pranam 2018

A. Pranam, Product Management

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declamation, and repeated the performance to the other members of the party. Next he offered drink to and apostrophised Douglas, and finally Hose. The two officials received tremendous applause from the crowded throng. I then gave a drink to Tama Bulan, and delivered a little recitative in the English tongue but in the Kenyah manner, and we cheered him again and again, and sang—

“For he’s a jolly good fellow.”

Tama Bulan gave drinks to most of the chiefs present, emphasising with appropriate speeches the more important of them. With some he was evidently on very friendly terms, sitting down and caressing them while speaking; he also made a point of being markedly friendly with the Madang chief whom he had recently visited with Hose.

Aban Tingan, the warrior brother of Tama Bulan, gave a drink to Taman Jaat Kirieng, a chief of the Lepu Agas who recently came to reside in the Silat. The latter chief formerly lived in the Batang Kayan, in Dutch territory, where a number of his people still remain. It was interesting to see these two men sit and cuddle one another and drink together, when one remembered that until very recently they were at enmity, and a few years ago Aban Tingan, when on the war-path, had thrust a spear through the thigh of Taman Jaat Kirieng, a wound which nearly proved fatal.

There was also a Kenyah-Kayan-Madang group of chiefs, who sat with their arms round one another and sipped from the same glass of borak.

That evening I was in a war-canoe that was engaged with two or three others in an exciting practice race. The vociferous effervescence of the rival crews, the exhilaration of rapid movement, and the stimulation of half-stifling showers of spurting spray, formed a striking contrast to the sweet tranquillity of a waning tropical day, as it folded itself to rest in the gorgeous robes of sunset.

But a new element of turmoil arose as the Lirongs dashed down the river in three canoes, chanting their war-song, and dressed in feathered war coats and caps. They were received with re-echoed

shouts, which were merged into a continuous roar of sound. No sooner had they landed than they rushed up the hill, and before one could realise what was happening there was a rough-and-tumble, in which the Resident and Tama Bulan were mixed up, and everyone had his share of blows. Hose, as a matter of fact, had fully expected this encounter, as it is according to custom that people who feel aggrieved should make some display when first meeting those against whom they have a grudge. In this instance the Lirongs had a score to pay off on Tama Bulan, as two years previously he had led a Government punitive expedition against them, in which two murderers were attacked and killed. Tama Bulan did not know that the Lirongs had arrived, and was quite unprepared, although a number of his followers, seeing the Lirongs’ canoes scudding down the last reach, had rushed to their huts and donned the panoply of war. No serious damage was done, and all friction ought then to have been over.

The next morning a public meeting was announced in the temporary hall, but whilst the people were assembling, the Lirongs, assisted by the Sĕbops, started another jawa, and there was a great hubbub and some scuffling as they attempted to drag the Kenyah chiefs from the platform on which they were seated. This was not according to lawful custom, and indicated spite, as the scrimmage of the previous evening should have settled the affair.

The people became mad with excitement when blood was seen flowing down Tama Bulan’s face, owing to a blow over the left eye. This was the signal for less covert hostilities, and the Kenyahs and Kayans rushed to their several huts for weapons, and the Lirongs made for their boats, but the Long Kiputs and Sĕbops were nearer their huts, and soon armed themselves. Hose had wisely arranged that the Kenyahs and Kayans were encamped on the lawn near the Residency, while the Lirongs were located in the Bazaar, a good way off down the hill and beyond the Long Kiput encampment; between these and the camp of the Kenyahs and Kayans was a large unoccupied tract, in which was the fort.

Hose immediately grasped the situation, ran to the fort, and in a very short space of time had the two small cannon charged with

shot, the one trained towards the huts of the Long Kiputs, and the other towards the main encampment. The fortmen and some of the crew of the Lucille, and one or two other trusted men were armed by Douglas with rifles.

No sooner had Hose given his orders than he rushed unarmed down to the Lirong boats, and after a great deal of trouble succeeded in quieting down the Lirongs and other natives, who had by this time armed themselves with spears, parangs, and shields. The din was awful, and the excitement intense; that Hose came out of it unharmed was due to the fact that the trouble was purely local, and had nothing to do with the Government, which, as represented by the Resident, was loyally respected. The esteem, not unmixed with fear, in which Hose is personally held by all the natives of his immense district, stood him in good stead, and the rapid quieting down of the overwrought, gesticulating crowd was a powerful argument in favour of a “personal Government.”

Douglas had charge of the fort, and no one was allowed to pass from one side of the open ground to the other. He also succeeded in pacifying the Long Kiputs and Long Patas.

Beyond, there were angry and vociferating groups of Kenyahs and Kayans, and one or two men danced and brandished imaginary spears and shields as they harangued their several groups and clamoured for vengeance. Thanks to the good sense of the chiefs, assisted by the calming words of McDougall, they gradually simmered down.

All danger was now over, and Hose went about interviewing chiefs, and orders were issued that no one was to carry a spear, parang, or other weapon, on pain of its being confiscated temporarily.

In the afternoon, at Hose’s instigation, the Lirongs presented Tama Bulan with two tawaks and three gongs. Tama Bulan wanted to make peace without compensation being made to him, and the Kenyah chiefs and Tama Bulan’s followers were also disinclined to allow any sort of compensation to be made to Tama Bulan, but for a different reason, and suggested they should in any case wait to see how the

wound progressed before anything was received. Fortunately for the sake of peace, McDougall was on the spot, and bound up Tama Bulan’s wound directly, and under his treatment it rapidly healed, though the eye was black for some days. Tama Bulan was thoroughly at one with Hose, and was equally anxious to bring matters to a close, and said he was ready to accept apologies only.

Hose next went down to the Bazaar and suggested to Taman Aping Bulieng, the headman of the Lirongs, that he should call on Tama Bulan to inquire after him. He at once acquiesced, and immediately went to call on Tama Bulan, with whom he stayed a couple of hours. All through there was little friction between the chiefs themselves, the misunderstanding was principally due to the inferior men, who had nothing to lose by causing trouble.

This unfortunate occurrence put a stop to any further festivities for that day. The social atmosphere was too electrical for friendly rivalry, and there were great searchings of heart among the various combinations of natives, and many arrangements had to be made by Hose and Douglas to ease down the excitement.

The Lirongs admitted they were entirely in the wrong, as there was no custom that allowed a jawa to be done a second time. In order to quiet his followers, Tama Bulan immediately he was hurt gave out that he was hit by a fallen roof-pole of the hall and not by a blow from a Lirong. Later, when all was settled, the truth leaked out, and also with his customary good sense he was content to accept the apologies of the Lirongs, and to let bygones be bygones; but for politic reasons he accepted their presents.

It is occasions of this sort that test the loyalty and capability of men, and bravery and readiness in an emergency are bound to make themselves felt. It will be remembered that a few years before Orang Kaya Tumonggong Lawai was an ill-disposed warrior whom the Government had some little difficulty in bringing to reason. This former defier of the Government proved his loyalty by walking up and down among the excited people, armed only with a walking-stick, and he effectually exerted his influence to quiet them down.

A little incident like this proves that the present form of government is extremely suitable for the people. As in the case of Tama Bulan in the early days when the Baram was taken over, and in other instances, a little rough discipline served to develop what sterling qualities were lying latent in them. Indeed, trouble is usually given at first instance by those men of character who later on shape into loyal and capable adherents of the Government.

One great feature of the peace-making was a tuba fishing on an unprecedented scale, and a lake connected with Baram River was to be the scene of the attempt.

We started in the steamer at 6 a.m. on the morning of the 11th, and on our way down stream we passed numerous canoes that had started still earlier. On arriving at the scene of action we transhipped into a boat and entered Logan Ansok by a narrow waterway which meandered through a tropical jungle composed of divers trees of varied size, interspersed among which were screw pines, palms, ratans, and ferns, epiphytes clinging on to trunk and bough added to the complexity of the luxuriant foliage.

F. 40. F- C, B D

We stayed a little time in this verdant water-lane and allowed several canoes to pass us. First rounding the corner, and as it were peering through the foliage, would appear a grotesque head of what seemed to be a monstrous dragon with long, sharp tusks, goggle eyes, and erratic horns, but the long, thin neck soon resolved itself into the bow of a war-canoe, paddled by lithe-bodied, coppercoloured natives, in some instances wearing a hairy war-coat adorned with the black and white feathers of the hornbill, and on their heads ratan war-caps ornamented with the long tail feathers of another species of hornbill. Other men were clad solely in the usual

chawat, or loin cloth; some wore in addition a white cotton jacket. The heads of nearly all were protected by large round hats.

At one spot the canoes had to be dragged in shallow water through the jungle, owing to a huge hard-wood tree having fallen and so blocked up the waterway, and the weirdness was enhanced by the cadenced hauling-cries of the men as they laboriously tugged their canoes. It is impossible to adequately describe the scene and the noise. The vivid colouring of some of the costumes was jewelled against the green background by the broken sunshine as it streamed through the tropical foliage, and all was instinct with human life and activity.

Eventually we found ourselves in a large lake entirely surrounded by trees; unfortunately the river was high, and so the water had overflowed its banks, and the lake had an apparent rather than a definite margin, as the water was spread out among the surrounding trees. The placid water shimmered in the sunshine, and the varied foliage lit by the early morning sun looked very beautiful, but the interest was greatly increased by the numerous canoes now paddling about in full sunshine, the high lights, catching the large, round palm-leaf hats or some unprotected portion of skin or clothing, being emphasised by deep shadows. The rows of hats alone constituted a striking decorative feature.

The boats were ultimately ranged round the lake, and were tied up to trees and bushes as far as possible in the shade. The next business was to cut logs and short billets from thick boughs to serve as mallets. The small packets of tuba root were separated from the large bundles with which every boat was well supplied, and these were beaten with the mallets on the logs which were placed in the canoes. Many men preferred to climb on to trees and beat the tuba on fallen trunks, or, perched aloft, they employed the branches for that purpose.

From all around the lake came the measured beating, varied by an irregular access of loudness and rapidity, reminding one somewhat of the company firing of a distant review or sham-fight.

Later the boats came into the open; in most several men were hammering away, while others baled water over the crushed roots. Then the bilge of discoloured water was ladled into the lake, and the clouds of the infusion gradually dispersed. The characteristic but indescribable odour of crushed tuba was wafted over the surface of the still waters.

PLATE XXXI

BEATING TUBA AND BALING THE INFUSION OUT OF A CANOE PENCHALLONG PREPARED FOR THE GREAT PEACE-MAKING

In about an hour a few tiny fish were observed wriggling in an uneasy manner near the surface of the water; these were at once netted. I was in a boat with the Resident, Tama Bulan, and Aban Batu, a Umo Poh chief, when the first little fish we saw was captured. This miserable firstfruit was offered to Balli Flaki by Tama Bulan, who said to the omen bird that he gave it the largest share and that we had kept the smallest for ourselves. This was strictly true, as hitherto we had caught nothing, and therefore a diminutive fishlet was a greater share than nothing at all. Aban Batu then lit a match and asked Balli Flaki to make the tuba strong that we might catch plenty of fish. It was rather a descent to the commonplace to burn a lucifer match instead of the shredded sticks that are used customarily, but doubtless the smoke was as effectual a medium for the conveyance of the prayer as if it were produced in the orthodox manner.

At one spot just within the jungle ten sticks were stuck in the water, the cleft upper end of each holding an egg. These were placed there by the Kayans, probably as an offering to the birds to secure good omens, and possibly, in addition, because some of their number had never been in the Lower Baram before, and it is customary for two eggs to be offered in this way on entering a river for the first time.

Unfortunately while the lake was being tuba’ed the river rose, and so the increase of the water prevented the operation from being a success, and only a few small fish were obtained. Some twenty-five piculs (over three thousand pounds) of tuba had been provided by natives from all over the district, and this would have proved sufficient for the purpose had not the heavy rains caused floods.

A very large number of men and boats were engaged, and we all spent an enjoyable day, for as a native chief remarked some time previously, when the arrangements were being made, “The scale on which the tubaing was done and the general excitement would please the people even if no fish were caught.”

The second boat race took place early on the morning of the 12th; sixteen canoes started, seven of which belonged to the Kenyahs, four to the Kayans, and four to other up-river tribes; the Naroms of Baram had one canoe. The number of each crew was unlimited, and some boats carried as many as sixty or seventy men, so that there must have been about a thousand engaged in the race.

The first prize of fifty dollars was won by the Naroms by about two lengths; the Long Kiputs gained the second place and a prize of ten dollars. The course was about 3¼ miles and the time was 15 minutes 10 seconds. The Oxford and Cambridge course from Putney to Mortlake is 4¼ miles, and the average time for the last ten years is 20 minutes 34½ seconds. Thus the speed of these untrained natives is slightly faster than that of a trained University crew, but it is doubtful whether this would be the case if the Baram course were as long as that on the Thames; further, it must be remembered that in Borneo they paddled down a fairly large swift river, whereas on the Thames they row on a full tide.

Many of the Tinjar people were delayed by one or two deaths occurring, so they arrived too late to participate in the great race of war-canoes. But as they wanted to maintain the honour of their river, Taman Liri of Long Tegin and the Lelaks of Long Tru challenged the Naroms to a supplemental race. This was rowed on the evening of the 13th, the course being about a mile. The result was a dead heat, which was gratifying to the pride of the Tinjar folk.

The final public meeting took place on the morning of the 13th; by this time nearly everyone had arrived who was expected; amongst the late comers was Saba Irang, the head chief of the Madangs (Pl. XXIX., C., p. 376). On a low staging in front of the platform reclined three enormous pigs, with tied legs, which the Resident had provided for the purpose of swearing peace and friendship; one was primarily intended for the Baram tribes, one for the Lirongs of the Tinjar, and the third for the Madangs. At the other end of the hall was a gigantic gaily painted model of a hornbill, on which a very large number of cigarettes were suspended. The body was a large barrel; each wing consisted of two hairy Kenyah or Madang shields, and the head had been skilfully hewn out of a great block of wood by Iban fortmen. A

model of a hornbill is the customary table-piece, so to speak, of an Iban feast, but this “Penchallong” or “Tenyalang” surpassed the usual effigy as much as this occasion transcended an ordinary feast (Pl. XXXI., B). A great quantity of borak was provided, which was duly despatched at the close of the meeting.

After a little preliminary talking the following representative chiefs crouched by the pigs: Saba Irang, a Madang; Taman Oding Silong, a Kenyah; Taman Balan Deng, an Upper Tinjar Long Pokun; Taman Aping Bulieng, a Lirong; Jangan, an Upper Tinjar Sĕbop, and others. Saba Irang, taking a glowing brand, singed a pig and spoke to it, telling it to act as a witness in the ceremony of peace-making. He solemnly swore that he and his people would be friends with those now assembled, and would not combine with outside enemies against them, and he himself, so far as he had the power, would endeavour to prevent others from breaking the peace. Should they break this solemn oath, they hoped that the gods would call down upon them all sorts of illness, and that they might be destroyed by crocodiles or other harmful beasts.

Tama Bulan then pointed out that the Baram people had formerly taken a similar oath, which they had kept. Now they were making friends with the Madangs, and were in future to be one people. Old scores had been wiped out, and there was nothing now to complain of. The Government had brought them together, and they had mixed with one another and had discussed old troubles; now was the time to speak if they had anything to say.

Dr. Hose stood up and said, “Now you have sworn the inviolable oath. This meeting was assembled that there should be a lasting peace in the district. There is nothing to gain by war, but everything to gain by peace. The difficulty in the past has been to make enemies meet one another with a view to settling their differences amicably; now this difficulty has been overcome, thanks mainly to the assistance of those chiefs who have supported me. Now all of you present! see this multitude, and bear in mind that whoever breaks this oath, which has been taken to-day in the presence of everybody, does so at his own peril. Who of you would dare after this to kill anyone if he thought what the consequences would be? It

would be a matter of only a few minutes to wipe him and his people off the face of the earth. The Rajah’s dogs will hunt, if it prove necessary to call them out; as is known to everybody, they require no hounding on. So remember the oath, and peace, I hope, is assured.”

Several of the chiefs stated that they were very pleased the Resident had spoken so plainly, as they did not like to do so themselves. After this the pig was killed in the usual manner by sticking it in the neck with a spear, and the liver was duly examined amid great excitement.

The Madangs admitted the liver was everything that could be desired; they stated they had already felt that the Baram people had kept their promises to them, and now they had every confidence in them. Saba Irang, in a great speech, said he was pleased to see such unity among everybody in the district, and the Madangs all felt that this was everything to them. Not only were his people glad to join Baram, but he knew that many of the people of the Batang Kayan had already begun to appreciate this general good fellowship, and he had every reason to believe those chiefs were anxious to be on friendly terms with the Baram folk.

Another highly excited Madang chief made a vociferous speech, emphasising his points by violent jumping. “The Madangs,” he said, “were anxious to have the same advantages as the others, and the Baram people would see that, after all, they were no worse than anyone else (jump). For years we had to hold our own on all sides; we now feel assured that our people will meet with no opposition when endeavouring to trade in the Baram district, and I will be responsible for any fault committed by my people, but I feel they will not be the first to break the peace (great jumping). I have finished” (jump).

Speeches in a similar strain were made by Tama Bulan and others. All said they were loyal to the Government; they would do what they were told to do even unto death. So the great palaver came to an end.

The meeting of the chiefs and principal natives of the Baram district was organised primarily for the sake of the Madangs. Last November, when Hose went into the Madang country, it was the first time a white man had visited them, and he received the adherence of a number of chiefs, some of whom promised to come shortly into the Baram district, a few having previously done so. Hose therefore deemed it politic to have a mass meeting at which the Madangs would be publicly acknowledged as Baram subjects, both by the Government and by the other natives.

The Madangs, who live in the healthy uplands of Central Borneo, have at divers times raided the inhabitants of the affluents of the Rejang and Baram in Sarawak, on the one hand, and those of the streams of the Batang Kayan in Dutch Borneo on the other. As they live in a country that is very difficult of access, they have hitherto practically been beyond the pale of the Government, and have had a disquieting effect upon the natives who have given their adherence to the Rajah. Certain of the Madang villages had already received some punishment in the Rejang district, but it was necessary that this unsettled state of affairs should cease, and these energetic agriculturists be brought in under the Sarawak Government. The upriver Baram people were pleased to make peace, as tranquillity is always more remunerative than hostility, and the men felt it to be irksome to be always in suspense when working in their gardens, or to be anxious about the folk at home when they are out gutta hunting.

The fact that Hose could collect all the important people from Miri on the sea coast on the one hand, to Silat, one of the head streams of the Baram, on the other, and from the as yet unvisited Kalabit country to the east to their own country in the interior, would naturally impress the Madangs with the far-reaching influence of the Government, and would give them confidence in the power of the Government to preserve peace and protect property.

The same argument would appeal to those chiefs who came from the Batang Kayan River across the border. Several houses have already come into the Silat and Lata Rivers, tributaries of the Baram, and more are prepared to come. Hose had hoped that a large

contingent would arrive from the Batang Kayan, and he knew that the head chief Tama Kuling and several minor chiefs with a considerable following had actually made a start. It is probable, however, that at the last they were somewhat fearful of meeting such a large gathering of foreigners, many of whom were hereditary foes; and it was through the territories of the latter that they would have to pass to reach Claudetown. Small wonder, then, that they held back, though they promised to come down shortly afterwards when there were fewer people about. The few Batang Kayans who did come would tell their friends about the meeting, and there is no doubt it will have a tangible effect on those who feared to put in an appearance.

There are always local jealousies and feuds in every district, and the river-basin of the Baram is not exempt therefrom, as we have already seen in the fracas of the Lirongs with the Kenyahs. It is therefore of importance that representatives of all the larger villages from the various rivers should meet occasionally to discuss and arrange matters, and there is little doubt that the presence of such a large number of persons would tend to smooth over local difficulties, as those not immediately interested could give counsel.

There are certain petty chiefs, remnants of good stock, who keep up as long as they can the old exclusive traditions, and who are usually situated in out-of-the-way places.

Owing to the number of difficulties of access and to the raids that have taken place among the intermediate peoples, and also owing to the fact that every Kayan and Kenyah chief is chary of giving in or of admitting that he is in any way inferior to any other chief, it is easy to understand that until brought together by an external power these people rarely meet one another even though they may be friends.

It is not difficult to imagine that in course of time the less important chiefs should acquire an exaggerated opinion of their power and authority generally. They see nobody but people who listen to them, and having no opposition, they regard themselves as small lords of creation. Some in their excited moments of drunkenness tell their followers that the sky and earth belong to them; and in the case of

people like the Kalabits it is not uncommon to find a chief who adds the name Langit (“the sky”) to his proper name.

The really important Kenyah and Kayan chiefs laugh at this sort of thing, and men like Tama Bulan and others strongly object to have any title given them. Taman Aping Kuleh, a Long Sibatu Lepupun, when told by Hose that Borneo was an island, remarked that it might be so, but that he knew nothing about it; it was of no consequence to him where the river ran out, and that he and his people knew only of the country and people immediately round about, and they regarded themselves as the most important people.

Nor must the purely social element be left out of account. Gatherings such as these tend largely towards creating a solidarity between more or less isolated peoples. As it is, the different tribes or villages which live on a small river, or on a long stretch of a large river, tend to constitute a social group, so that one can speak of the Silat people or of the Upper or Lower Tinjar people as recognised groups. In the case of the two latter, although there is friction between them, yet they combine in the case of a common trouble, and so, for example, we have a temporary Tinjar combination of sentiment against the Baram.

This is the initiatory step towards the development of a feeling of nationality, and there is no doubt that in time a wider sentiment of a similar character may be induced by meetings such as this. It appears to me that one probable result of Hose’s system of government may be the development of a patriotic feeling for the Baram district as a whole. Should this occur in this and other rivers or divisions, a Sarawak nation may in time arise, composed, as practically every European nation is, of several races and innumerable tribes.

A nation is an organism of slow growth, and requires careful tending, especially in its early stages. As in some other instances in the past elsewhere, the cementing bonds in the present instance probably will be the relief from anxiety in the daily agricultural pursuits and the mutual interests of commerce. But no nation is worthy of the name that has not a patriotic feeling consisting of love

for the country, regard for fellow-countrymen, and loyalty to the Government.

FOOTNOTES

[1] Ray informs me that Kake! is a word of address to a woman; the corresponding term to a man is Kame! I suppose my informant, who was a Mabuiag man, made a slip, as he would himself naturally begin a love-letter with “Kake!”

[2] Nakö is an interrogative

[3] Neues Jahrbuch fĂĽr Mineralogie, etc, 1892, i. p. 65.

[4] E, E. P., “Superstition and Crime,” Appleton’s Pop. Sci. Monthly (New York), vol. liv., December, 1898.

[5] H, A. C., The Study of Man, 1898.

[6] Island Life, second edition, p. 375.

[7] When travelling about I let my beard grow.

INDEX

Aban Abit, 335, 337, 369

Acolytes, Papuan, 256

Adzes, stone, still used in canoe making, 220; in Mekeo, 272; Borneo, 368-70

Afu (taboo in Mekeo), 270, 271

Afu symbol at Inawi, 271

Agi, 244, 245

Agricultural ceremonies, 106 charms, Torres Straits, 67, 86, 87, 107, 140; New Guinea, 104-7, 202, 205

Agriculturists, 212, 262, 323

Agu, turtle trophy, 154-6

Alexis, Brother, 252, 266, 270, 271, 276

Alluvium, 212, 319

Alukune, 221

Aman (omen animals), 384

Amentum, 201

Andersen, Neil, 4-8

Angabunga River, 261

Anglo-Saxon overlord, 328, 329

Anthreptes, 384, 385, 391

Arachnothera, 384, 385, 390

Archbishop Navarre, 185, 203, 252, 266

Arctogale, 384-6

Areca nut (betel), 217

Ari, chief of Murray Island, 8, 9, 20, 28, 29, 57, 72, 74

Ari (personal totem) at Cape York, 193, 194

Arrow-points, making with a boar’s tusk, 269

Astrolabe Range, 239

Atsiamakara village, 242

AugĹ­d (totem), 132

Au kosker (big women shrine), 69

Australian aspect of vegetation, 239 colour names, 24 dance, 193 languages, 30

medicine-man, 90

Australians, Cape York, 190-4

Baby, paying for, 175

Balfour, Henry, 225

Baling Go (the thunder god), 369

Baling Go’s eyeball, 371 front tooth, 370 toe-nails, 369

Ballantine, Hon. D., 205, 206, 236, 241, 244-6, 248, 251

Balli Atap, 360

Balli Flaki, offering to, 384, 409

Balli Penyalong (god of child-naming), 354

Balli Taun (god of harvest), 373

Balungan (river dragon), 373

Bamboo knife, 115

Bampfylde, Hon. C. A., 279, 280

Barawan, 321, 343 house, 334, 336

Bark belts, 266

Bark-cloth shawl, 259

Barker, Dr. A. J. C., 279

Barking deer, 385

Bartlett, E., 283

Batang Kayans, 364, 365, 401, 403, 412, 413

Batu Blah, 306, 321

Beardmore, E., 111, 114

BĂŞche-de-mer, 2, 3

Beehive house in Murray Island, 58

Bees, 383, 391

Beheading knife, 115

Berantu ceremony, 306-11

Berenicornis, 384, 385, 388

Betel, 217

Biofa, 261

Bird dances, Sĕbop, 358; Torres Straits, 49, 114, 189

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