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Palgrave Series in Islamic Theology, Law, and History

Absolute Reality in the Qur’an

Masudul Alam Choudhury

Palgrave Series in Islamic Theology, Law, and History

Series Editor

University of California, Los Angeles School of Law USA

This ground-breaking series, edited by one of the most influential scholars of Islamic law, presents a cumulative and progressive set of original studies that substantially raise the bar for rigorous scholarship in the field of Islamic Studies. By relying on original sources and challenging common scholarly stereotypes and inherited wisdoms, the volumes of the series attest to the exacting and demanding methodological and pedagogical standards necessary for contemporary studies of Islam. These volumes are chosen not only for their disciplined methodology, exhaustive research, or academic authoritativeness, but for their ability to make critical interventions in the process of understanding the world of Islam as it was, is, and is likely to become. They make central and even pivotal contributions to understanding the experience of the lived and living Islam, and the ways that this rich and creative Islamic tradition has been created and uncreated, or constructed, deconstructed, and reconstructed. In short, the volumes of this series are chosen for their great relevance to the many realities that shaped the ways that Muslims understand, represent, and practice their religion, and ultimately, to understanding the worlds that Muslims helped to shape, and in turn, the worlds that helped shaped Muslims.

More information about this series at http://www.springer.com/series/14659

Absolute Reality in the Qur’an

Department of Shari’ah and Economics

Academy of Islamic Studies

University of Malaya Kuala Lumpur, Malaysia

Palgrave Series in Islamic Theology, Law, and History

ISBN 978-1-137-58946-0

DOI 10.1057/978-1-137-58947-7

ISBN 978-1-137-58947-7 (eBook)

Library of Congress Control Number: 2016942087

© The Editor(s) (if applicable) and The Author(s) 2016

This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed.

The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made.

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Printed on acid-free paper

This Palgrave Macmillan imprint is published by Springer Nature

The registered company is Nature America Inc. New York

It is only after 1930 that “Economics” was considered to be a self-contained discipline in the major universities of the West. Before that, it was called “Political Economy”. In these earlier times, it was understood that the analysis of the economic realities of the world could only be understood in a broader context. While in theory we can separate out aspects of reality for scholarly study, in the world of everyday life, everything is connected with everything else. While prepared to study discrete parts of reality in an empirical manner, the ancients, such as Aristotle, considered that the parts could only be understood as part of a universal system of thought.

This search for a universal system of thought continued through the Middle Ages. Especially in the 12th and 13th centuries, scholars from the Abrahamic tradition devoted their lives to the pursuit of understanding. The Islamic philosophers, for instance, brought the works of Aristotle into Spain. In the middle of the 12th century, often considered to be the golden age of Islamic scholarship, an Islamic philosopher named Ibn Rushd (Averroes) and a Jewish philosopher named Maimonides were the best of friends and were recognized as great intellectual leaders in Cordoba, Spain. Cordoba was considered to be a centre of Islamic scholarship at that time. In this pre-Renaissance age, the “God Reality” was the final foundation of all understanding. The reality of God was simply assumed. Ibn Rushd (Averroes), Ibn Sina (Avicenna), both Muslims, Maimonides, a Jew, and Aquinas, a Christian, sought umbrella systems of thought that could allow them to better understand the world about them.

Medieval schools taught subjects such as rhetoric, logic, mathematics, astronomy and medicine. The higher levels of philosophy and theology

were connected with religious institutions. It is only after the Renaissance in the West that academics began to organize scientific thought into its modern divisions and subdivisions. In a typical modern university, there can be a hundred disciplines ranging from Chemistry to Sociology, to Architecture, Anthropology, Engineering, Accounting, Marketing, various languages and so on. All attempts were to be independent and self-contained. The world of academic reflection is very fragmented. This specialization of study has brought great material improvements to the world, but it has also brought great confusion. Alasdair MacIntyre, a former Oxford philosopher, wrote a book in 1984 entitled “After Virtue” in which he claims that the fragmentation of philosophy after the Renaissance resulted in specialized kinds of philosophy, such that it has become almost impossible to establish a rational foundation for a system of ethics acceptable to the modern world.

This book by Masud Choudhury can be situated in this ancient tradition of a search for unity of thought. It is important today not simply for academics. In the world around us we see great conflicts. Nations oppose nations and various religious groups struggle for supremacy. Much bloodshed and suffering ensues. We are optimistic in saying that theoretical unity of thought may lead to practical unity in the world. If we can share our thoughts perhaps we can share the goods of the world and bring in a new age of peace and harmony.

Many of us believe an unjust economic organization of the world is at the root of much conflict. According to some studies, 60 wealthy individuals in the world control more wealth than 50 percent of the world’s population. The gap between rich and poor is becoming wider. The renowned French economist, Thomas Piketty, has made a detailed analysis of the inequity of the modern economic system and he predicts global conflict will continue until we learn how to organize a better distribution of the material goods of the world (Piketty, Thomas, ‘Capital in the TwentyFirst Century’ Harvard University Press, 2014).

I wish Masud Choudhury and his colleagues much success in promoting a tradition that attempts to bring about unity of thought. We hope that unity of thought will lead to unity of action in ushering in a new age of peace and harmony.

Professor Emeritus of Philosophy Greg MacLeod Cape Breton University, Sydney, Nova Scotia, Canada

P relude

This book intervenes in both the conceptual and applied theory of multicausal and multiverse unity of knowledge. It does so by exploring the interrelations generated by treating monotheistic law as an epistemic methodology. Monotheistic law, when used as epistemic methodology explains ‘everything’ using rigorous analytical approaches, formal models, and applications. The combination of the conceptual, cognitive, and applied evidence arising from the monotheistic law of unity of knowledge and its impact on both the generality and particulars of the worldsystem stands for the meaning of the absolute reality in the Qur’an. Thus, the absolute reality of truth emanates from the monotheistic law of oneness and the unified world-system in the good things of life. This is the knowledge-model of absolute reality. Further, the absolute reality of the ‘de-knowledge’ model paradoxically unravels the nature of conflict, individualism, and differentiation which together characterize the true nature of falsehood.

Hence, absolute reality is the perpetual struggle of truth against falsehood in the framework of monotheistic unity of knowledge and the unified world-system. Such a reality is induced by the consilience of knowledge. Within this framework, absolute reality reveals itself not by religious dogmatism, but rather by the distinct parts of the monotheistic methodology. These parts are as follows: the ‘primal ontology,’ or the foundational axiom of monotheistic unity; the ‘secondary ontologies’, or explanatory replications of the law of unity in the particulars of the worldsystem; ‘epistemology’ as the operational model; and ‘phenomenology’ as the structural nature of events induced by the monotheistic law (i.e.,by

knowledge emanating from the law). The imminent methodology remains the unique explanatory reference of all events across continuums of knowledge, space, and time, placing evolutionary learning into the context of a higher understanding of the absolute reality.

Indeed, the interaction between man and the world-system, man’s wellbeing, and the nature of reality all define the sustainability principle for life-fulfilling potentiality. Thus, removed from any dogmatic and abstruse idea of God and the created universe, the absolute reality must represent the conceptual realities that inter-causally feed into and are regenerated by the wide spectrum of evolutionary learning processes across a plethora of emergent paths. Sustainability in all such fronts and the evidential events arising from experiences of the embedded relationship between God, mind, and matter must be all that characterizes wellbeing and sustainability. The monotheistic law is not a claim of any particular religion. It is a meta-religious precept which undergirds reality as we know it. Therefore, the monotheistic law is amenable to analytical study and applications which will create sustained wellbeing for all. Such sustainability thus becomes a multi-causal organically systemic case of what we refer to as consilience: yet another name for the episteme of systemic unity of knowledge. Its meaning is understood in terms of systemic interrelationships of unity between life-sustaining choices, a rejection of adverse life-choices, and a development of consciousness inside the structure of and along the lines of life-sustaining choices. All these explanatory and quantitative functions are realized by the use of sound analytical and applied ways of actualizing expectations.

T

Part I: The Absolute Reality: The Methodological Worldview

In Chap. 1, we address the key questions of the book : (1) How and what are the meanings of ontology, epistemology, and phenomenology as derived from the precept of absolute reality? (2) Where can we find the finality, uniqueness, universality, and organic holism of the theory of monotheistic unity of knowledge and its moral reconstruction of the world-system? (3) What does it mean to be organically system-unified in terms of the methodological worldview of relational unity of knowledge? (4) Why and how should the universe and its generality and specifics be studied in terms of organic unity? (5) How is this approach substantially

different from systemic differentiation and methodological individualism of mainstream socio-scientific studies? (6) How are these systemcharacteristics presented in reference to absolute reality? (7) What is the symbiotic nature of the universe shaped and explained in social and scientific theories and applications with a methodology consistent with the consilience of the monotheistic unity of knowledge?

Chapter 2 makes a brief comparative study of diverse approaches to discovering the nature of the monotheistic law of unity of knowledge and its functioning as a holistic science of ‘everything’. Such a comparative search leads to the nature and discovery of the consilience nature of monotheistic unity of knowledge; and the delineation of the contrary rationalistic viewpoint in what we refer to as ‘de-knowledge’. The idea is systematically developed to lay down the starting of the analytical discourse to follow in this work. This will finally lead to the applied examples of selected areas of study. The questions raised in this Chapter are thus commenced to be addressed throughout this work.

In Chap. 3 the moral law is explained in terms of the monotheistic law of unity of knowledge. The explanation is non-technical; yet analytical in nature for the informed reader. Consciousness as the inner causation of the mind-matter unified interrelations, meaning phenomenology with non-dualism, is explained as the natural consequence in the realm of the ontological and epistemological perspectives. The imminent methodology and its formalism are derived from the precept of the absolute reality. Examples from experience are used to explain the clarity of the precept of the absolute reality. Thus the phenomenon of moral and ethical embedding caused by the interactive, integrative, and evolutionary learning nature of complex multi-causality between unity of knowledge, mind, and matter across the progress of time, is formally explained.

The meaning of the absolute reality carried through Chaps. 1 and 2 into the continuing exegesis of the verses of the Qur’anic chapter of the Chapter, R’ad (Thunder) is used to explain the multilayer systemic formalism of organic unity of knowledge between the learning and pairing systems. Complex and extended interaction between the representative variables qualify the multilayer systems. The complex organic interconnectivity between the cognitive and quantitative variables; and between the quantitative and qualitative multi-variables is studied in the framework of complexity with organic unity. The topic of human discourse is explained within itself and with the interacting world-system as it unravels. Thereby, the vertexes of the interrelations in the field of the absolute reality are

circularly interconnected in the sense of the interactive, integrative, evolutionary model of organic unity of knowledge across multilayer systems that are represented by their multi-variables and entities.

In Chap. 4 the human interpretation and codification of the monotheistic law is shown to go through a process of learned discourse to establish the purpose and objective of the shari’ah, the Islamic law of worldly affairs (muamalat). Thus the shari’ah has a core that remains immutable in terms of its ontological, epistemological, and phenomenological meanings. The periphery of the shari’ah is generated by the interpretation and discourse of the learned ones as presented by the Qur’an and the sunnah. This chapter will argue that the extension of discourse in the sense of the openended systemic organic interrelations by the monotheistic law opens up the gates to profound extensions of the shari’ah. The domains of science and society do not remain independent of the extended understanding of the shari’ah as derived from the monotheistic law.

Consequently, Islamic law in as far as it arises from the premise of the Qur’an and the sunnah reaches out to the farthest extant of knowledge of the universe in its holistic (interconnected) totality by way of organic relations in the framework of unity of knowledge. Consequently, when the interpretation and extensions by the learned ones is introduced into the shari’ah by way of learned discourse, then the domain of the shari’ah extends to the universal system of holistic unity and to the understanding of the unification of the organic relations across diverse systems. We will call such widening knowledge-induced systems of relations and entities that are guided by extendibility in the socio-scientific order as the world-system. The complexity of such continuously evolving and everemergent world-systems will be characterised in the generalized model of unity of knowledge, and its characteristics of ontology, epistemology, and phenomenology. Examples will be presented of socio-scientific systems in the context of extendibility of the unitary world-systems and their detailed nature of intra- and inter- systemic organic relations.

In Chap. 5 the problems to be studied are, (i) the theme of balance (wasatiyyah) between the moral law and the wellbeing criterion establishing equivalence with the concept of sustainability and co-integration. (ii) The interactive, integrative, and evolutionary learning worldview in the light of the wellbeing (maslaha) criterion is formalized as the intersystemic complex unification of being and becoming of the episteme of unity of knowledge.

The above chapters lead to Chap. 6 on conclusion of this conceptual part of the book. That is to establish the generalized and details of the model of the absolute reality in its universality and uniqueness via deep concepts and their potential for application. This latter content follows in Part II of this book.

Part II: The Absolute Reality: Applications to Economics and Finance and the Generalized Socio-Scientific System

In Chap. 7 economic choices, behaviour, and social aggregation perspectives commence the dual scene of applied inquiry. The state of the evolutionary learning phenomenon affecting endogenous ethics in decision-making is studied comprising the case studies of the household, community, production and consumption collectives, and the government. The implications of the microeconomic and macroeconomic aggregation issues are studied in respect of their interface with the endogenous nature of ethics induced in preferences, decision-making, and institutional structuring. The endogenous nature of policy and the annulment of the axiom of transitivity in rational choice are formalized. The issues of optimization and equilibrium are questioned in the resulting evolutionary learning-system analysis governed by organic unity of knowledge and the complementary linkages of the knowledge-induced economic and financial world-system.

In Chap. 8, the formulation of the emergent analytics by comparative perspectives between mainstream and Islamic economic, finance and business world-systems according to their distinct moral and ethical episteme is the objective of this paper. The true epistemological direction to the systemic understanding of socio-business ethicality is opened up for conceptual and applied investigation.

The comparative study of morality and ethics characterizing social ethics of the embedded organizational and business world with human and social consciousness in it belongs to the generalized epistemological premise of unity of knowledge, as mentioned above. But this methodological approach is distinctively Islamic, and differs from the moral and ethical understanding in mainstream business ethical theory. The emergent methodology of this book is thereby of a heterodox epistemological nature.

The Islamic heterodox difference replaces the rationalistic individual behavioral aggregation of ethical preferences into social business ethics as a utilitarian model. In it, lateral aggregation fails to explain the interactive,

integrative, and evolutionary-learning nature of social ethics, which, contrastingly, the Islamic episteme of oneness establishes. Business and secular organizations are embedded within an ethical system as a result of their status as generic forces derived from the episteme of oneness of knowledge. Thereby, ethics derived from epistemic oneness play their role throughout the social structure of such institutions. Individual ethics and social ethics are causally interrelated in the social reconstruction of business and secular organizations by evolutionary learning according to epistemic oneness. This universal epistemic worldview remains in action in ethico-social reconstruction.

I perform an extensive literature review, studying both mainstream and Islamic cases against the emergent moral reconstruction of the social ethics of business and secular organizations. In doing so, I find that the epistemological approach of unity of knowledge explains the social ethics of business organizations in terms of the resulting systemic worldview. Such a perspective is not usually present in secular theories of business ethics. Consequently, the secular theory of social ethics in business lacks any true, systemic meaning.

This chapter develops the Islamic heterodox epistemological theory of social ethics and points out its inner dynamics and potential applications. This task is carried out while contrasting the prevailing Islamic heterodox perspectives of theory, comprehension, and conduct of business ethics on epistemic grounds.

Chapter 9 addresses the theme of moral-social reconstruction by resorting to a generalized phenomenological model of unity of knowledge and the effects of this on the construction of a unified world-system. As a particular case of the general model we study the case of replacing interestrate related financial instruments with trade-related ones while dealing with the ‘good things of life’. The objective of this chapter is firstly to formulate the general phenomenological model of learning premised on unity of knowledge and its creative relationship with constructing evolutionary world-systems. On the functional aspect of use of such a model the chapter provides the system of circular causal relations between the critical explanatory variables in respect to simulating the objective criterion, which is termed as the wellbeing function in ethical modeling, premised on the epistemology of unity of knowledge. Following this, a particular application of the learning model in unity of knowledge is discussed to explain the interrelationships between the following three sets of variables: the trade-related participatory development financing instruments that

phase out the interest-based financing instruments, and the consequential moral-social simulation towards attaining wellbeing, leading to poverty alleviation. As part of the effort towards making a comprehensive study in this direction, the paper invokes original formalism.

Thus, micro-foundational issues are addressed on the basis of such an epistemic model. The comprehensive problem of poverty alleviation in the field of ethics and economics is addressed by micro-foundational circular causal relations between development financing, wellbeing, and poverty alleviation in a phased-out regime of interest rate reduction and its endogenous replacement with trade-related instruments in the light of epistemic unity of knowledge. Both rationalistic reasoning and Islamic economics and finance as they presently exist are argued to be dysfunctional in their application of the endogenous ethical worldview in socialmoral reformation.

In Chap. 10, I conclude by highlighting the contribution of the book to the concept and applications of systemic consilience in its generalized sense; the sense established by the monotheistic law of unity of knowledge and the knowledge-induced unified world-system.

S ummary

The Qur’an and its conveyance by the medium of the sunnah, the prophetic teachings, is the unique and universal message of the absolute reality in terms of its truth to be discovered in self and other. This holism comprises the interactive unity (integration) and continuity (evolutionary learning) of the relationship between divine unity of knowledge and the generality and details of the world-system. The continuity of interaction and integration over evolutionary epistemology also conveys the meaning of self-referencing of reality as the manifestation of truth. Thus evolutionary epistemology comprises a formal model derived from the primal ontology of truth that conveys the self-same explanation of truth and falsehood in their divergent and respective depiction of contrasting reality.

That is, truth as the law of order by unity of knowledge yields the nature of falsehood as contrary to the unity of knowledge as law. This fact is evidenced continuously over a continuum of knowledge, space, and time dimensions. On the other hand, falsehood as the order of differentiation in and between everything forms a law of its own in the continuity of its own form of epistemology across continuums in ‘de-knowledge’, space, and time. The Qur’an declares such oppositions between the law of

order (unity of knowledge as truth) and the law of disorder (differentiation in and by the law of ‘de-knowledge’) in the following verses (Qur’an, 43:36-37): “And whosoever turns away from the remembrance of the Most Beneficent (i.e. this Qur'an and worship of Allah), We appoint for him Satan to be a Qareen (an intimate companion) to him. And verily, they (Satan) hinder them from the path (of Allah), but they think that they are guided aright!” The sure reality as the permanent victory of truth over falsehood is also characterised in the Qur’an in the following verse (21:18): “Nay, We hurl the Truth at falsehood so that it (t Equa.eps on page - xv he Truth) crushes it (falsehood), and lo! it (falsehood) vanishes. Woe to you for what you utter!”

Throughout this work, the principle of truth against falsehood is formalized in the framework of self-referenced continuity in knowledge, space, and time. According to the Qur’an, there exists a total domain of ‘everything’ denoted by Ω = T∪F. T denotes the totality of Truth. F denotes the totality of Falsehood. Accordingly, the Qur’an references itself as the criterion of truth against falsehood (Qur’an, 25).

We formulate thereby the following relations: The existence of Ω implies T explaining F. Thus, WW É () ®È = Ì TT TF RS :: logic of self-referencing of monotheism in the Qur’an. On the other hand, WÉ () ® Ì FF F RS : ; with T∩F = ϕ. This implies FT. RS / ® Ì R denotes embedded relation. Thus, the absolute reality of the Qur’an is truth. Falsehood is fleeting. Truth, as identified with the episteme of unity of knowledge in continuity across continuums of knowledge, space, and time, comprises the good things of life. The Qur’an refers to the ‘good things of life’ as hallal at-taiyyabah. It has a meaning that extends beyond consumption items into the means of acquiring consumption, production, and the intellection processes of human understanding regarding the good things. The Qur’an refers to this overarching comprehension of the good things of life in the following verse (5:4): “They ask you as to what is allowed to them. say: the good things are allowed to you, and what you have taught the beasts and birds of prey, training them to hunt—you teach them of what Allah has taught you—so eat of that which they catch for you and mention the name of Allah over it; and be careful of (your duty to) Allah; surely Allah is swift in reckoning.”

In the evolutionary learning case of worldly self-referencing relations we write the equivalent expressions for the above-mentioned ones:

Zplim TT TF . RS qq Wq qq () = {} É () () () ®È() é ë ù û [] Ì :

This expression means every evolutionary learning process in unity of knowledge self-references the commencement of new processes until the following completeness is realized: convoluted integral over supercardinality of knowledge, space, and time dimensions attains, qÎÈ Í ò () = TF Zd W qq W .

Contrarily, with ¢¢ ¢¢ () =É() ® () {} Î Ì ZF FF FF RS qW qq :: , ,

Convoluted integral, ¢ ÎÍ ò ¢¢ ¢ () = qW qq F dF Z , with plimθ↑ TF Ç () [] =f q

Likewise, plimθ′↑ TF Ç () [] =f q¢ .

By the argument of increasing independence and oppositeness between T and F as evolutionary learning continues,

¢ ()ÎÈ Í

òò () () = () () + ¢¢ ¢ ()ÎÍ (, ’ W qq ò ¢¢ ¢ () ()fZ d

by the property of independence between {θ} and {θ′} in the probability limit of T∩F = ϕ.

Essential Meaning of Absolute Reality in the Qur’an

We refer to the above set of theorems often during the course of this book. By these theorems the absolute reality of the Qur’an is defined by the following attributes characterizing events in knowledge, space, and time: (1) the primal ontology of oneness of God is reflected in the monotheistic law of unity of knowledge (2) the continuity of the monotheistic unity of knowledge occurs in knowledge, space, and time dimensions (3) the events correspondingly characterized are defined by the good things of life (4) the events so described shun the false things of life (5) The attainment of truth and the annulment of falsehood occur by

the reflexivity of self-reference. This is denoted by ΩS↔SΩ through the evolutionary learning processes of the world-system in the monotheistic unity of knowledge.

Chapter 1 formalizes the principal meaning of absolute reality of the Qur’an as summarized here so as to bring out the internal consistency between them in the framework of their inter-causality. The logical framework of the socio-scientific worldview of the methodology emanating from the precept of absolute reality results from this formalization. By the same formal approach, I examine a critique of other meanings of reality and realism. The aim here is to establish the scientific nature of the Qur’anic meaning of absolute reality. Other consequential topics are examined in this chapter, pertaining to the questionable understanding of reality by the Islamic scholars in the field of Islamic law and its socioscientific application.

On the whole, this book points to the emergence of the concept of universality and uniqueness of the theory of qur’anic socio-scientific theory within the precincts of its worldview of absolute reality. Critically important concepts are invoked in this concept. These comprise the primal ontology of unity of knowledge; the self-referencing of organic relations interconnecting events by the continuous recalling of the primal ontology; the nature of the world-system so constructed by the choice and formalism of organic relations of unity of being and becoming; and the analytical nature of the evolutionary, epistemic world-system and its particulars in knowledge, space, and time.

l i ST o F F igure S

Fig. 1.1 Convergence of knowledge premises in inter-group interactions in evolutionary epistemology

Fig. 6.1 Diversification and interrelations between tawhid, al-wasatiyyah & maqasid as-shari’ah

Fig. 6.2 Emergence of al-wasatiyyah in relation to tawhid and maqasid as-shari’ah across historical evolution

Fig. 7.1 The epistemic tawhidi evolutionary learning string in unity of knowledge and the world-system

Fig. 8.1 Deductive/inductive, normative/positive recursive relations in unity of being and becoming

Fig. 8.2 Interrelationship between human and non-human worlds in knowledge-induced evolutionary equilibrium without optimality, only knowledge-simulation

9

102

103

119

162

163

Fig. 9.1 Contrasting epistemic worldviews: socially embedded vs socially differentiated systems 184

Fig. 9.2 The phenomenological model of unity of knowledge intra- and inter-systems

Fig. 10.1 Dynamics of the ‘tawhid→world-system→tawhid = Hereafter’ relation

Fig. 10.2 Matrix payoffs for transformational reversals between (H,B)[θ] combinations over good and bad states of nature

200

215

220

l i ST o F T a B le S

Table 6.1 Islamic Bank Financing, Malaysia, millions ringgit

Table 6.2 Computations of ranking by θ-values (degrees of complementarities) of the selected financing values {x4,x5,x6,x8,θ} for studying the contrast between the res extensa and res cogitans of maqasid as-shari’ah and the independent status of shari’ah compliance

105

106

PART I

The Absolute Reality in the Qur’an : The Methodological Worldview

CHAPTER 1

Introduction: Foundations of the Qur’anic Worldview

In the light of its universality and uniqueness, the derived Qur’anic methodological worldview covers the overarching meaning of ‘episteme’. An ‘episteme’ structures scientific reasoning according to the following sequence: Ontology → Epistemology → Phenomenology → Continuity. Yet, the entire concept of an episteme rests on the continuity of a multicausal reflexive relationship, structured as follows: Episteme: Primal Ontology (Qur’an and the Prophetic Teaching) ↔ Epistemology ↔ Functional Ontology ↔ world-system ↔ Phenomenology ↔ Processes (Continuity). The idea of ‘episteme’ thus encompasses the totality of knowledge derivation; its formal construction both conceptualizes and applies to general and particular phenomena. The resulting interpretive methodological worldview of unity of knowledge (consilience) arising from the Qur’an yields a methodological worldview of meta-science for all to consider without religious and parochial differentiation. I commence my methodological discussion on the unity of knowledge arising from the Qur’an by defining selective concepts.

E pist Emology

Epistemology means ‘the theory of knowledge’. Its broader meaning spans the understanding the foundations of knowledge derivation. That is, it encompasses the question, where does knowledge arise—in human will,

© The Author(s) 2016 M.A. Choudhury, Absolute Reality in the Qur’an, Palgrave Series in Islamic Theology, Law, and History, DOI 10.1057/978-1-137-58947-7_1

the will of nature, or in the realm of the universal holism that the universal law offers for the subsequent discursive use by the human participation? By this reasoning, the search for knowledge is a study of critical realism. The domain of critical realism investigates questions like the following: what is the source of holistic knowledge in scientific inquiry? How is such a source identified in the critical search for both universality and uniqueness with the functionalism of ‘everything’? How is knowledge thereby derived and disseminated from the sources for the development of concepts and applications? In this work we will argue that knowledge is rooted in an analytic understanding of principle of unity of knowledge and its induced world-system. This understanding is the province of monotheistic law. It is uniquely and universally embodied in the Qur’an. It is discovered, conceptualized, directed, and applied with analytical meaning amd depth.

Pluralistic views of epistemological derivations hold that there are differentiated origins of epistemology and thereby in the methodological worldviews belonging to the sciences, social sciences, and religion. Economics’ methodology and its attendant worldview remains particularly specialized (Proceedings, First International Conference on Epistemological Foundations of Social Theory 1989, Humanomics, International Journal of Systems and Ethics, 1991). The pursuit of such a branch of study since time immemorial points to mankind’s incessant quest for the roots of knowledge acquisition. Such a historical quest marks epistemology as the age-old search for the origin of fundamental truth. All questing for knowledge is essentially a flight from error into higher degrees of certainty in our perception and understanding of self and the universe around us. Such a better understanding of the universe, one unfettered by differentiated overtones, helps mankind to reach out honestly and sincerely for truth as universality of being and becoming.

Indeed, epistemology can be functionally defined as an approach to deriving certain universal relationships (Choudhury 1990). Epistemology acts as a study of methodology, working to know the real a priori nature of things and their relationships with each other is thus broader in scope than the science of symbolic logic. While symbolic knowledge deals with the establishment of consistency among the relationships between rational concepts, epistemology goes further to establish not only such logical relationships but also to find the true a priori nature of the subject matter under study.

Since both logic and the quest for the fundamental structure of things are the goals of epistemological inquiry, there is a rationalistic foundation

to such inquiry. Here, of course, arises the complex philosophical question as to what describes the concept of rationalism. The idea of substantive rationalism has varied across history: through the Classical era, the Golden Age of Islamic cosmology, medieval Western scholasticism, the great Enlightenment thinkers such as Descartes, Spinoza, and Leibniz, and finally the modern philosophical enquiries of Kant, Hume, and the classicists. Today, the concept of rationality has found its resting place in the field of economics, as economic rationality derived from the philosophy of rationalism (O’Donnell 1989).

Rationality and logic are the ingredients of the epistemological approach; but because epistemological inquiry goes further to study the a priori nature of things, it challenges the reconstruction of socio-scientific thought. Indeed, without a well-developed epistemology no new scientific foundation can be laid. The development of a meta-socio-scientific methodological worldview requires the use of epistemology at its foundation (Bohr 1951).

The idea of the epistemic is different from that of the epistemological. The epistemic as representative of the totality of the methodology of knowledge refers to the specific characterization of an a priori problem as comprehended in the Kantian sense of metaphysical perception, together with a posteriori reasoning. The purely epistemic has, therefore, no link in the reverse relation leading to the understanding how the a posteriori world is formed in perception and application. Thereby, a strict dichotomy is created between the a priori and the a posteriori when considering an event as a purely epistemic condition of thought and theory in Kantian, epistemological scientific inquiry. The differentiation in reasoning between the a priori and the a posteriori perspectives of the otherwise unified methodological worldview is referred to as heteronomy.

E volutionary E pist Emology

Within the study of epistemology, there are varying ideas about how knowledge is formed and how it evolves (Radnitzky and Bartley 1987).

For example, Kant’s a priori rationalism-based epistemology conjures up a perception of reality on the basis of a primordial mental construct (Kant trans. Paton 1964). When such a primordial concept is subsequently made to dissociate itself from the realm of the a posteriori, it becomes clear that each subset of knowledge must be completely defined by a pluralistic view of reality. In Kant, the a priori premise cannot be treated along with

the a posteriori premise to establish a linkage between the two, a linkage that could generate a progressive interaction between the two perceptions of reality—of mind and matter. Hence, in such a milieu of knowledge acquisition it an essential advance toward an evolutionary quest for the a priori embedded in the a posteriori premise becomes impossible.

Evolutionary epistemology is a perception of knowledge acquisition that evolves over stages of interaction between the perceptual and sensible view of the world. Interaction between the primordially constructed world and the knowable world creates a sequence of evolving scenarios of reality (Campbell 1987). The premises of the normative and positive views of the world are subsequently bridged together as interactions between essence, mind, and matter. The a priori and the a posteriori understanding of knowledge and the knowledge-induced world-system proceed in a unified way.

Karl Popper’s idea of scientific refutation is an example of evolutionary epistemology as it leads to a perpetual evolution in scientific thought, with one paradigm supplanting another. In this way, scientific knowledge is continuously subject to criticism, evaluation, and growth (Popper 1972). Darwinism is another example of evolutionary epistemology, where knowledge is viewed as an ordered and selective medium of acquisition in the biological world. Knowledge in the Darwinian theory of natural selection is seen essentially as a perpetuation of growth and reinforcement of wellordered and independently existing organisms (Darwin 1966). Between the fully determinate patterns of knowledge as presented by Darwin and the purely random form of selection as provided by Popper, there are studies on evolutionary epistemologies, called ‘hierarchical selection models of knowledge acquisition’ (Popper 1987).

In each of these approaches, and thereby, in evolutionary epistemology as a whole, the idea of evolution, integration, and selection suffers of some deep logical problems. In every case of evolutionary epistemology mentioned above there remains a sense of selectivity in the pattern of acquisition and continuity of knowledge. This segmentation of knowledge-premises among groups springs from their different group-specific perceptions and their competition by power to grow and to be sustained. An essential non-interactivity prevails between groups (i.e. inter-systems), although interaction is maximized within groups that are intra-systems.

Non-interactivity between groups contradicts the essence of evolutionary epistemology, which is not simply to explain the theory of knowledge acquisition within separate groups. Rather it also means both acquisition and sustainability of knowledge between groups through the medium of interaction and co-evolution.

Another deep problem of evolutionary epistemology as conceived hitherto is its neutrality, indeed its subservience, to random ways of acquiring knowledge, which may thereafter take up independent hierarchical forms. Such theories inevitably lead to a perception of the world evolving in the midst of endless competition, independence, hierarchical chaos . Knowledge cannot be uniquely derived inter-systemically in such evolutionary but chaotic systems.

a n a nalytical E xplanation of n on - int Eractivity in  E volutionary E pist Emology

A brief technical exposition of the problems of chaos, order, and absence in inter-systemic interaction in evolutionary epistemology can be formalized as follows (Maddox 1970):

Let, A1, A2, A3,… be proper subsets of a grand and uniquely unified knowledge base, T1, such that the evolutionary concept implies, AA AT 12 31 ÌÌ Ì .. . Likewise, let B1, B2, B3, …denote another sequence of subsets belonging to the knowledge base, T2. BB BT 12 32 ÌÌ ¼Ì . Let the Darwinian view of natural selection, the view of random selection, and the view of ordered selection in the process of advance of knowledge within groups, establish the sequences of A’s and B’s as two distinct sources of knowledge acquisition.

Now, consider lim .n AB TZ TZ , nn ®¥ () Ç [] = () Ç () 11 22

where, Z1 and Z2 denote two premises of knowledge. If Z1 is different from Z2, then, T(Z) T(Z), 11 22 ¹ since perceptions based on the two knowledge bases are different.

Furthermore, AB AB , nn ij Ç= È () ÇÈ()

i.e. AB AB ij nn ij Ç= ÈÇ() =¥ ,, ,, ...., , 12 n

Hence, lim lim nA Bn AB TZ TZ nn ij ®¥ () Ç [] =® ¥ () ÈÇ() é ë ù û = () Ç () 11 22 FF ,,,,,,.. ifandonlyifABforeachijn. ijÇ= = 12 (1.1) = or not if and only if A Bfor some ij n. ij FF ,, ,, .., ǹ = 12 (1.2)

In the case of (1.1), we have complete independence of knowledge patterns for the two groups under selection. In the case of (1.2), there may be some independence in the two knowledge domains but such independence is not global.

It can be readily seen that independence, if any, can only occur at the initial stages, not at the terminal stages of a process. The reason for this is that if independence between entities (A’s and B’s) occurs at the terminal stages then, since nA TZ

Hence there is a contradiction. 22 F. , (1.3)

In the case (1.2), there must be a correspondence between Z1 and Z2, and hence, between T1(Z1) and T2(Z2). Let the correspondence be denoted by, fT (Z )T (Z ), : 11 22 ® such that, f(T (Z )) T(Z) 11 22 Í . If f(.) is a continuous image on all of T2(Z2), which must be the case in the case of pervasive interaction and co-evolution of knowledge premises between the two groups, then, ZZ12-< e (an arbitrarily small quantity). By this continuous and limiting condition on T1 and T2, T(Z) T(Z) 11 22 = , for ZZ12-< e. Hence, the only limiting non-null condition for T(Z) T(Z) 11 22 Ç is the unitary vector functional image.

The essential perspective of evolutionary epistemology with the broader condition of interaction between knowledge premises and their convergence is shown in Fig. 1.1. It can be seen in this figure that although initial independence may (but not necessarily so) exist between A1 and B1, yet An, Bn become continuities of each other. Now, say with, AB nn Ì and so on, then T(Z) TT (Z ), 11 22 == as n→∞.

Ontology

The counterparts of the study of epistemology are ontology and phenomenology. Ontology as the study of existence of being, has been developed in western scientific doctrines as a philosophical means to investigate

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On August 27 we finished coaling and steamed out towing the schooner astern of us, for it seemed unsafe with her little crew of only six to leave her to get underway in desolate St. Lawrence Bay amidst that ugly-looking crowd of brawny Tchuchees, all experts at handling harpoons and looking none too scrupulous over what they chose to hurl them at.

Once clear of the harbor, we headed north for Cape East, while the lightened Fanny A. Hyde, carrying now as cargo only the last mail we ever sent back, spread her sails and with (for her but not for us) a fair wind was soon hull down to the southward, our last link with home finally severed.

Steaming steadily into a strong head wind, we stood on through Behring Strait and during the night passed between East Cape and the Diomede Islands, three barren rocks jutting from the sea, forming stepping stones almost between the continents of Asia and America, over which may very well have passed ages ago that immigration at the time of the dispersion of the human race which brought man first to North and then to South America.

But this human migration of former ages, even if so, interested us little in comparison with what the migratory waters of the ocean might be doing now. At the captain’s orders, Collins prepared a set of thermometers and dropped them overboard strung out on a line. If the Kuro-Si-Wo Current actually flowed northward into the Arctic Sea as we hoped, through this narrow funnel it must pass, and as we steamed slowly northward through the strait, Collins periodically read the thermometers to get the temperatures at varying depths, while Newcomb tended a dredge towed astern to obtain samples of the marine life at the bottom.

To our keen chagrin, the most that could be said for the results of our observations was that they were neutral—they proved or disproved nothing. The water was about the same in temperature from top to bottom and did not differ appreciably from the temperature of the air, a result which certainly did not indicate the presence of any marked warm current thereabouts. But then on the other hand, as we passed through, the fresh breeze we encountered

from the northwest, blowing down through the strait, might well on that day have upset or even reversed the normal flow of water in a channel only twenty-eight fathoms deep. The thermometers proved nothing. How about the dredge? Eagerly we awaited a report from Newcomb with respect to his examination of its contents. Were the specimens in any degree symptomatic of the tropical waters of the Kuro-Si-Wo Current?

But there also we got scant comfort. The catch in the dredge was nondescript, and no deductions could safely be drawn. If the KuroSi-Wo Current on which we were banking so heavily for the success of our expedition flowed into the polar seas, at least we found no evidence of it.

As the day dawned with the empty horizon widening out before us to the north, we found ourselves at last in the Arctic Ocean, our gateway to the Pole. We stood to the northwest with somewhat overcast skies, coasting along the northern shores of Siberia before striking off for Wrangel Land, our thorough-going captain determined to steam a little out of his way to make one more stop at Cape Serdze Kamen to check Chief George’s story of the Vega’s actually having been there and left.

In the late afternoon, we made out a headland on our port hand, which the vigilant Danenhower, fortunately able just then to catch a sight of the sun to establish our position, pronounced as the desired cape. We stood in and anchored, but with steam up ready for getting underway instantly, since we were on a lee shore with none too good a holding ground.

After supper, the starboard whaleboat was cleared away and lowered, and the captain, backed up by Chipp, Dunbar, Collins and Alexey, started in for a collection of native houses on the beach to investigate about the Vega. But when they approached the shore, they found such a heavy sea rolling over a rapidly moving fringe of pack ice that the whaleboat’s efforts to get through were wholly ineffectual and after half an hour were abandoned when it was observed that the natives were getting ready to come out themselves in a skin boat.

Led by their chief in a bright red tunic, these latter, better acquainted with the coast than we, managed to make passage through the ice into the open water off shore, where they followed the whaleboat back to our ship and then over the side into the Jeannette’s cabin.

But there, in spite of Alexey’s best efforts with native dialects on the chief, who had all the dignity of a king, we were unable to make our questions about Nordenskjöld understood, or get anything understandable out of him except the one word,

“Schnapps?”

But to this De Long shook his head. He was too well acquainted with the results to pass fire-water out to natives. So with this we were stalled till the natives pushed forth a decrepit old squaw, who once an inhabitant of Kings Island, apparently had recognized Alexey’s dialect. But even on her, neither the name of Nordenskjöld nor of the Vega made any impression till Alexey, remembering Chief George’s reference to the Russian officer who spoke Tchuchee, mentioned Lieutenant Nordquist.

Immediately the squaw became all animation and her face lighted with understanding.

“Horpish?” She nodded her head vigorously and from then on, all was plain sailing. Alexey had difficulty in getting in a word sideways, “Horpish” had made such an impression. “Horpish’s” ship had been there a day, coming from a little further west in Koliutchin Bay, where she had wintered, a fact very soon verified by Chipp, who going ashore to visit that spot, came back with a miscellaneous collection of articles—Swedish coins, buttons from Russian, Danish, and Swedish uniforms, and prized most of all by the natives and hardest to get from them, a number of empty tin cans!

This evidence settled conclusively our search for Nordenskjöld and the Vega. Undoubtedly she had been at Cape Serdze Kamen as rumored; she had passed undamaged through Behring Strait, and must now be on her way southward through the Pacific to Japan, if indeed she had not already arrived there. We need no longer

concern ourselves over Nordenskjöld and his crew, their safety was assured.

So on the last day of August, we hoisted in our whaleboat and stood out to the northward. It being Sunday, at 2 .. we rigged ship for church in the cabin, and our captain, a devoutly religious man, held Divine Service, attended by all the crew save those on watch.

With heads bowed, we stood while our ship steamed away from that bleak coast, our anchor hoisted in for the last time, with our thoughts divided between Nordenskjöld safely homeward bound and ourselves headed at last into the unknown polar seas.

As Collins rolled the notes solemnly out from the little organ and the rough voices of our sailors echoed the words, never before had I seen men at sea so deeply stirred by that heartfelt appeal,

“Oh, hear us when we cry to Thee, For those in peril on the sea!”

CHAPTER VIII

For the first time, ice now began to be a factor in our cruise. We had noted a little along the Siberian shore churned by the surf when the whaleboat attempted a landing off Serdze Kamen, but now as we stood away from the coast, pack ice to the westward making out from Koliutchin Bay bothered the ship noticeably, with loose ice in large chunks bobbing about in the waves, necessitating constant conning by the officer of the watch to avoid trouble. Finally at 10 .., with ice growing heavier, while our course to Wrangel Land lay N.W. by N., the captain changed course to N.E. for a few hours to take her out of it, and then having come to open water, back to N.W., on which course under sail and steam we stood on through the night and all next day with beautifully clear cold weather attending us.

About a hundred miles to the southward of where Wrangel Land should be, we made out the ice pack once more, extending this time from dead ahead uninterruptedly around to the westward as far as eye could see. Confronted thus by the solid pack across our path, there was nothing for it but to head the Jeannette off to the eastward, away from our objective, skirting as closely as we dared that pack on our port side, solid ice now seven feet thick!

Meantime a fine southeast breeze sprang up and to this we made all sail, heading northeast with wind abeam and the ice dead to leeward, while from the crow’s-nest, grizzled old Dunbar, our exwhaler ice-pilot, closely scanned the pack for any lead of open water through it going northward, but he found not the slightest sign of one.

On that course we were constantly increasing our distance from Wrangel Land instead of diminishing it, so De Long after morosely regarding for some time the fine wake which our six-knot speed was churning up in the icy water astern, finally ordered me when darkness fell to stop the engines, bank fires, and save the coal, letting her go under sail alone for the night.

Late in the first watch then, the engines were secured, the fires heavily banked in the boilers to burn as little coal as possible, and stocky Bartlett, fireman in charge of the watch, instructed to keep them so. With all secured below I came up on deck, for a few minutes before turning in looking off to leeward across the black water at the vague loom of that solid ice pack fringing the near horizon.

Eight bells struck, the watch was changed, the men relieved tumbling below to the forecastle with great alacrity for in spite of the southeast breeze, there was a sharp chill in the cutting wind as the Jeannette, with all sails drawing, plunged ahead at full speed. Deeply laden and well heeled over by a stiff beam wind, we were running with the lee scuppers awash, and the cold sea threatened momentarily to flood over our low bulwark. What with the icy water and the chilly air, the contrast with the warmth of the boiler room I had just left was too much for me. With a final glance overhead at our straining cordage and taut canvas and a wave to Dunbar who with dripping whiskers dimly visible in the binnacle light on the bridge above me, had just taken over the watch on deck, I ducked aft into the poop and wearily slid into my bunk.

On the starboard tack with the wind freshening, the Jeannette stood on through the night. One bell struck. In the perfunctory routine drone of the sea, the lookout reported the running lights burning bright and the report was gravely acknowledged by Mr. Dunbar, though we might just as well have saved our lamp oil, for what ship was there besides ourselves in that vast polar solitude to whom those lights, steadily burning in the darkness, might mean anything in the way of warning?

Nevertheless we were underway. Habit and the law of the sea are strong, so on deck the incongruity of the reports struck no one. Hans Erichsen, a huge Dane posted in the bow as lookout, turned his eyes lazily from the gleaming lights in the rigging toward the bowsprit once more, gradually accustoming them again to the darkness ahead.

And then hoarse and loud, nothing perfunctory this time about the call, came Erichsen’s cry,

“Ice ho! Dead ahead and on the weather bow!”

On the silent Jeannette, that cry, cutting through the whistling of the wind and the creaking of the rigging, echoed aft in the poop to bring up in the twinkling of an eye, tumbling half clad out of their bunks, Captain De Long, Mr. Chipp, and all the other officers.

“Hard alee!” roared Dunbar to the helmsman, desperately endeavoring to bring her into the wind to avoid a collision, for with ice alee, ahead, on the weather bow, there was no way out except to tack.

But the Jeannette, heavily laden and with a trim by the stern as she then was, had never successfully come about except with the help of her engines. And now the fires were banked! But she must tack or crash!

“All hands!”

Through the darkness echoed the rush of feet tumbling up from the forecastle, racing to man sheets and braces, the shrill piping of the bosun, hoarse orders, then a bedlam of curses and the howling of dogs as all over the deck, men and animals collided in the night.

In response to her hard over rudder, the Jeannette’s bow swung slowly to starboard while from ahead, plainly audible now on our deck, came the roar of the waves breaking high on the solid pack.

Would she answer her helm and tack?

Breathlessly we waited while with jibs and headsails eased and spanker hauled flat aft, the Jeannette rounded sluggishly toward the wind and the open sea and away from that terrible ice.

Then she stopped swinging, hung “in irons.” With our useless sails flapping wildly and no steam to save us, helplessly we watched with eyes straining through the darkness as the Jeannette drove broadside to leeward, straight for the ice pack!

CHAPTER IX

We struck with a shivering crash that shook the Jeannette from keel to main truck, and hung there with yards banging violently. Lucky for us now, that nineteen inch thickness of heavily reenforced side and the stout backing of those new trusses below—that impact would have stove in the side of any ordinary vessel!

But though we had survived that first smashing blow, we were in grave danger. Impotent with sails and rudder to claw off that ice bank, we lay there in a heavy seaway, rolling and grinding against the jagged shelf on which the wind was pushing us.

That put it up to the black gang. I rushed below into the fireroom.

“Bartlett!” I yelled. “Wide open on your dampers! Accelerate that draft!”

“Sharvell! Iversen!” I sang out sharply to my two coalheavers. “Lively with the slice bars! Cut those banked fires to pieces! Get ’em blazing!”

For thirty anxious minutes we fought before our two Scotch boilers with slice bars, rakes, and shovels to raise steam, while through our solid sides as we toiled below the water line, we heard the groaning and the crunching of the ice digging into our planking and from above the slapping of the sails, the howling of the dogs, and the kicks and curses of the seamen still struggling futilely to get the ship to claw off to windward.

At last with fires roaring, the needle of our pressure gauge started to climb toward the popping point; I reported we were ready with the engines.

De Long doused all sail; under steam alone with our helm hard aport and propeller turning over at half speed, we swung our bow at last to starboard into the wind and slowly eased away from the pack, decidedly thankful to get clear with no more damage than a terrible

gouging of our stout elm planking. And under steam alone for the rest of the night we stood on dead slow nearly to windward between east and southeast, keeping that ice pack a respectable distance on our port hand till dawn came and with it, a fog!

For the next few watches, we played tag with the ice-fields, standing off when the fog came in, standing in when the fog lifted, searching for an open lead to the northward. At one time during this period, the fog thinned to show to our intense astonishment, off to the southeast a bark under full sail, a whaler undoubtedly, standing wisely enough to the southward away from the ice, but so far off, anxious as we were not to lose any northing while we sought an open lead, we never ran down and spoke him.

Soon, a little regretfully, we lost him in the fog, the last vessel we ever saw, homeward bound no doubt and a missed opportunity for us to send a farewell message home before we entered the ice-pack around Wrangel Land.

Finally with nothing but ice in sight except to the southeast, De Long decided to try a likely looking lead opening to leeward, toward the northwest. So with the captain in the crow’s-nest and the ice-pilot perched on the topsail yard, we entered the lead, Lieutenant Chipp on the bridge conning the ship as directed from aloft. Cautiously we proceeded in a general northwesterly direction up that none too wide lead of water with broken ice-fields fairly close aboard us now on both sides, for some seven hours till late afternoon, when simultaneously the lead suddenly narrowed and the fog thickened so much that we stopped, banked fires, and put out an ice-anchor to a nearby floe.

Chilled, cramped, and dead-tired from his long day in the crow’snest, De Long laid down from aloft and promptly crawled into his bunk, while the fog continuing, we lay to our ice-anchor till next day.

For the first time on our cruise, the temperature that night dropped below freezing, with the odd result that by morning between the fog and the freezing weather, our rigging was a mass of shimmering snow and frost, magically turning the Jeannette into a fairy ship, a lovely sight with her every stay and shroud shining and sparkling in

the early dawn, and the running rigging a swaying crystal web of jewels glistening against the sky.

But as the fog still hung on, and we consequently could not move, I am afraid our captain, more interested in progress northward than in beauty, gave scant heed, and it was left to Ambler and me, being early on deck, really to drink in the soul-satisfying loveliness of that scene.

Some new ice, a thin film only, made around the ship during the night, the weather being calm and the surface of our lead therefore undisturbed and free to freeze, but it was insignificant in thickness compared to the pack ice surrounding us, which seemed everywhere to be at least seven feet in depth, of which thickness some two feet were above water and the rest below, with some hummocks here and there pushed up above the smooth pack to a height of six feet perhaps.

By afternoon, the fog cleared enough for us to haul in our iceanchor, spread fires and get underway along our lead, which running now in a northeasterly direction we followed for two hours, poking and ramming our way between drifting floes. Then to our delighted surprise, we emerged into the open sea again, open, that is, between east and north only, with ice filling the horizon in all other directions.

With some searoom to work in, we speeded the engines and headed north, where we soon passed a drifting tree, torn up by the roots, an odd bit of flotsam to encounter in those waters, but which as it must have come from the south encouraged us since it lent some weight, however slight, to the Japanese Current theory about which we were beginning to entertain serious doubts. But we had little time to speculate on this, for soon from the lookout came the cry,

“Land ho!”

Sure enough, bearing northwest, apparently forty miles off and much distorted by mirage, was land which from our position and its bearings we judged to be Herald Island. This island I must hasten to

explain was so named, not after the New York Herald whose owner, Mr. Bennett, was financing our expedition, but after H.M.S. Herald, whose captain, Kellett, had discovered and landed on that island thirty years before, in 1849.

Immediately from alow and aloft all hands were scanning the island, through binoculars, through telescopes, and with the naked eye. There was much animated discussion among us as to its distance, but regardless of that we could do nothing to close on it, for the ice-field lay between. So as night fell, we merely steamed in circles at dead slow speed, just clear of the pack.

Day broke fine and crisp with a light northerly breeze off the ice. Picking the most promising lead toward Herald Island, we pushed the Jeannette into it, and for two hours amidst drifting floes we made our way with no great trouble, when, to our dismay, we began to meet new ice in the lead, from one to two inches in thickness. For another two hours, we pushed along through this, our steel-clad stem easily breaking a path through which we drove our hull, with the thin ice scratching and gouging our elm doubling, when we came at last smack up against the thickest pack we had yet seen, some ten to fifteen feet of solid ice. This, needless to say, brought us up short. Since we could do nothing else, we ran out our ice-anchor to the floe ahead, while we waited hopefully for some shift in the pack to make us a new opening.

With clearer weather, several times during the morning as we lay in the ice, we made out distinctly not only Herald Island but other land beyond, above, and also to the southwest of it, which from everything we had been told, should be part of that Wrangel Land on which we were banking so much to afford us a base for our sledging operations toward the Pole. Consequently we searched the distant outlines of this continent with far greater interest than we had bestowed on the nearer profile of Herald Island, but to no conclusion. Danenhower, Chipp, and De Long, all experienced seamen, strained their eyes through glasses, scanning what could be seen of the coast of Wrangel Land, but so far even from agreeing on its remoteness, looking across ice instead of water so upset their habits of judging, that their estimates of its distance varied all the way from

forty to one hundred miles, while De Long even doubted whether what he saw beyond Herald Island was land at all but simply a mirage. Being only an engineer, I took no part in these discussions, more concerned myself in staring at the unyielding edges of the nearby floes and wondering, if our navigation for the next few weeks was to consist mostly of traversing leads filled with such floating ice cakes, how long we could hope to go before an ice floe sucked in under our counter knocked off a propeller blade, and how long a time would elapse before our four spare blades were all used up. But there was no great occasion for such worry on my part. Not till afternoon could we move at all, and then only for a couple of hours, when once more we were brought up by solid ice ahead and with banked fires again anchored to a floe, called it a day, and laid below for supper.

Supper was an unusually somber meal. Such an early season encounter with the ice-fields and at so low a latitude, was a sad blow to our hopes of exploration. De Long, at the head of the table, served out silently as Tong Sing placed the dishes before him; I, on his left, carved the mutton and aided him at serving—to Chipp first, then to the others on both sides of the table down to Danenhower, who as mess treasurer sat at the foot of the table opposite the captain. Potatoes, stewed dried apples, bread, butter, and tea made up the rest of our unpretentious meal, the simplicity of which perhaps still further emphasized our situation and put a damper on any conversation. Only the shuffling of the Chinese steward’s feet on the deck as he padded round the little wardroom with the plates broke the quiet.

De Long, brooding over the ship’s situation, was gradually struck by the absence of conversation and its implications. More I think to make conversation than in the hope of gaining any information, he picked out the ice-pilot on my left, sawing earnestly away at his mutton, and asked him,

“Well, Mr. Dunbar, do you think we’ll get through this lead to Herald Island?”

Dunbar, absorbed like the rest of us in his thoughts, surprised me by the speed, so unusual for him, with which without even looking up he snapped out his reply,

“No, cap’n, we won’t!” Then more slowly as he turned his grizzled face toward the head of the table, he added vehemently, “And what’s more, while God’s giving us the chance, I’d wind her in that little water hole astern of us and head out of this ice back to open water before the bottom drops out of the thermometer and we’re frozen in here for a full due!”

Astonished by the heat of this unexpected reply, De Long looked from the old whaler, who in truth had hurled a lance into the very heart of each man’s thoughts, to the rest of us, all suddenly straightened up by the thrust.

“And why, Mr. Dunbar?” in spite of a pronounced flush he asked mildly. “Where can we do better, may I ask?”

“Further east, off Prince Patrick’s Land, to the north’ard of the coast of North America,” replied Dunbar shortly. “A whaler’ll stay in open water further north’n this over on the Alaska side most any time; the current sets that way toward Greenland, not this side toward Siberia.”

De Long calmly shook his head.

“No use, pilot; we’re not whaling and we’ll not go east. That would take us away from Wrangel Land, and sledging north along the coasts of Wrangel Land’s our only hope for working into the real north from Behring Strait. No, we can’t do it. We’ll have to take our chances here.”

Dunbar, his suggestion overruled, made no reply, masking his disappointment by hunching a little lower over his plate and hacking away once more at the chunk of mutton before him. And as suddenly as it had flared up, all conversation ceased.

September 6 dawned, for us on the Jeannette a day to which we often looked back with mingled feelings. During the night our water lead froze up behind us. In the morning, as far as the eye could see in every direction now was only ice—no water, no open leads

anywhere. A fog hung over the sea, blotting out Herald Island, but a light northerly wind gave some promise of clearing the atmosphere later on.

We gathered at breakfast in the cabin, a somber group. Under way for a week since leaving Cape Serdze Kamen, we had made but 240 miles to the north, to reach only lat. 71° 30′ N., a point easily to be exceeded by any vessel all year round in the Atlantic. But here we were, completely surrounded by ice. Was this the exceptionally open Arctic summer, so free of ice, that in Unalaska we had been informed awaited us?

Danenhower, loquacious as always, broke the silence, observing to no one in particular,

“This damned coffee’s even worse than usual, all water and no coffee beans. Ah Sam’s had time enough to learn by now. Can’t anyone persuade that Chink to put some coffee in the pot? What’s he saving it for?”

“Maybe the sight of all that ice discourages him,” observed Ambler. “Perhaps he thinks we’re in for a long hard winter and he’s got to save. I reckon he’s right too, for that ice pack sure looks to me as if it never has broken up and turned to water yet.”

“Right, surgeon.” Captain De Long at the head of the table, busily engaged in ladling out a dish of hominy, looked up at Ambler and nodded pessimistically,

“And what’s worse for us, it looks to me as if it never will, unless someone whistles up a heavy gale to break up the pack.”

Chipp, uncomplainingly engaged in drinking down his portion of the insipid coffee, took objection at this.

“Don’t try that, captain! In any gale that’d break up this pack the pack’d break the Jeannette up in the process. No, let Nature take her course melting that ice; it may be slower but it’s safer.”

“Come down to earth!” broke in Danenhower. “Let’s leave the pack a minute; it’ll be there for a while yet. I was talking about coffee.

Hasn’t anybody in this mess got influence enough to get Ah Sam to pack a little coffee in the pot for all this water to work on?”

“Well,” grinned Collins, seeing a chance to slip in a pun, “you’re the navigator, Dan. Why don’t you try shooting that Celestial’s equator? That ought to stir him up.”

Collins, chuckling happily, glanced round for approval.

Danenhower twisted his broad shoulders in his chair, directed a blank stare at Collins.

“Huh? If that’s another one of your puns, Mr. Meteorologist, what’s the point?”

Collins stopped laughing and looked pained.

“Don’t you see it, Dan?” he asked. “Why, that one’s rich! Celestial, equator, and you’re a navigator. Now, do you get it?”

Danenhower, determined with the rest of us to squelch Collins’ puns, looking as innocent of understanding as before, replied flatly,

“No! I’m too dumb, I guess. Where’s the point?”

“Why, Ah Sam’s a Chinaman, isn’t he?”

“If he’s not, then I’m one,” agreed Danenhower. “So far I’m with you.”

“Well, all Chinamen are sons of Heaven, aren’t they? So that makes him a Celestial. See? And you’re a navigator so you shoot the stars; they’re celestial too. And anybody’s stomach’s his equator, isn’t it? You see, it all hangs together fine. Now do you get it?” inquired Collins anxiously

“I’m damned if I see any connection in all this rigmarole of yours with my attempts at getting better coffee,” muttered Danenhower “Does anybody?” He looked round.

Solemnly first De Long, then Chipp, Ambler and I all shook our heads, gazing blandly at Collins for further elucidation as to what the joke might be.

Collins looked from one to another of us, then in disgust burst out,

“The farther all of you get from San Francisco, the weaker grow your intellects!” He leaned back sulkily. “By the time we get to the Pole, you won’t know your own names. Why, that one’s good! They’d see it in New York right off. I’ve half a mind to try it out on that Indian, Alexey. I’ll bet even he sees it!”

“Why don’t you try it on Ah Sam instead, then?” queried Danenhower, rising. “If our cook sees it, there’s hope. Maybe next you can make him see why he ought to put some coffee berries in the pot when he makes coffee, and that’ll be something even my thick skull can understand!” He jerked on his peacoat, lifted his bulky form from his chair, and strode to the door. “I’m going on deck. I’m too dumb, I guess, to see the points of Collins’ puns. But maybe if I’m not too blind yet, I can see the ice, anyway.”

With a wink at Ambler, our navigator vanished. It seemed to be working; perhaps we might yet cure Collins of his continuous stream of puns, for most of them were atrocious, and anyway, having now had a chance to get acquainted at close range with punning, I heartily agreed with whoever it was, Samuel Johnson I think, in averring that a pun was the lowest form of wit. With us the case was serious—here with the long Arctic night approaching, locking us within the narrow confines of our vessel, we were shipmates with a punster and no escape except to break him of it!

I rose also and went out on deck, the while Collins turned his attention to Dunbar, trying to get him, who also knew something of navigation, to admit that he at least saw the point in the meteorologist’s play on words, but I am afraid he picked the wrong person, for Dunbar’s grim visage remained wholly unresponsive.

Out on deck, clad in a heavy peacoat with a sealskin cap jammed tightly down over my bald spot, for the temperature was down to 26° F., I looked around. A distant view was impossible because of fog. Nearby were a few disconnected pools of water covered by thin ice, but short of miraculously jumping the ship from one pool to another over the intervening floes, there seemed no way for us to make progress. I glanced down our side. For several feet above the waterline, the paint was gone and our elm doubling was everywhere

scraped bright with here and there a deep gouge in the wood from some jagged floe.

De Long joined me at the rail, looked despondently off through the mist, his pipe clenched between his teeth, the while he puffed vigorously away at it.

“A grand country for any man to learn patience in, chief,” he remarked glumly. “Since we can’t push through the pack to Wrangel Land over there on the western horizon, I’ve been hoping and praying at least to get the ship in to Herald Island to make winter quarters before we were frozen in, but look what’s happened!” He gazed over the bulwark at the nearby hummocks. “Yesterday I hoped today would make us an opening through to the land; today I hope tomorrow’ll do it. And tomorrow—?” He shrugged his shoulders and left me, to climb our frosted ratlines to the crow’s-nest on the chance that from that elevation he might see over the fog. This turned out a futile effort, since not till one p.m. when the fog finally lifted, were we able to move.

With the weather clearing, I got up steam while De Long, armed with binoculars, perched himself once more in the crow’s-nest, Dunbar again straddled the fore topsail yard, Chipp took the bridge, and we got underway for as odd a bit of navigation as all my years of going to sea have ever witnessed.

To start with, the only possible opening was on the port bow, but with heavy ice ahead and astern, there was insufficient room to maneuver the ship by backing to head her for the opening. So over the side went Bosun Cole and half the starboard watch, dragging with them one end of a six-inch hawser. Selecting a sizeable ice hummock a few shiplengths off on the port side which gave a proper lead to our forecastle bitts, Cole expertly threw a clove hitch in the hawser round the hummock, using the ice, so to speak, as a bollard; while on deck, Quartermaster Nindemann heaved in on the ship end of that line with our steam winch, warping the bow smartly round to port till it pointed fair for the opening, when Chipp gave me the signal,

“Slow ahead!”

With a few turns of the propeller, we pushed our bow into the crack between the floes. After that, with the line cast off, it was a case of full out on the throttle. With connecting rods, cranks, and pistons flying madly round, we certainly churned up a wild wake in that narrow lead wedging those cakes apart while the Jeannette squeezed herself in between the ice floes.

And so it went for the next three hours, the captain and the icepilot directing from aloft, while in the engine room we nearly tore the engines off their bedplates and the smoking thrust block off its foundation with all our sudden changes from “Full ahead” to “Full astern” and everything in between, while the Jeannette rammed, squeezed, backed, and butted her way through the ice, sometimes relying only on the engines, sometimes only on Jack Cole and his mates plodding along on the floes ahead of the ship dragging that six-inch hawser and occasionally taking a turn with it on some hummock to help warp the ship into position for ramming. Our solid bow and thick sides took a terrific beating that watch as we hammered our way through pack ice deeper than our keel, but everything held, and when we finally ceased a little after four, it was not from any fear of the consequences to the Jeannette, but only because the fog came down again, blotting out everything.

Once more we ran out our ice-anchor, and with that secured, recalled aboard the warping party. I came up out of the engine room, having taken enough out of our engines in a few hours to drive us halfway to China. Chipp, Danenhower, and the captain all were gathered on the bridge over my head.

“Well, Dan, how much’ve we made good toward Herald Island?” I enquired eagerly of Danenhower.

The navigator’s thickset brows contracted dejectedly as he peered down at me over the after rail.

“Maybe a mile, chief,” he answered.

Maybe a mile? And to get that mile, keeping up a full head of steam all the time for ramming, I had been burning coal furiously these past three hours. A hundred miles of progress at that rate and

our coal would be completely gone. I turned questioningly toward the captain, asked,

“I suppose it’s bank fires now and save coal, hey, brother?”

Before answering De Long looked off through the fog. Ice ahead, ice astern, ice on both beams, with only tiny disconnected patches of water showing here and there among the floes. He shook his head.

“No, chief, we won’t bank this time. Let your fires die out altogether; save every pound of coal you can. If a good chance comes to move, I’ll give you ample time to get steam up again.”

And so we left it. As the day ended, the Jeannette, hemmed in by ice, lay an inert ship, unable to move in any direction, as a matter of form only, held to an ice-anchor; while below, after securing the engines, I reduced the watch to one man only, young Sharvell, coalheaver, left to tend the boilers while the fires died out in them.

The temperature, which never during that day rose above the freezing point, started to drop toward evening and soon fell to 23°. The result was inevitable. Young ice, making during the night over all patches of open water, had by morning completely cemented together the old pack.

One look over the side in the midwatch satisfied me there would be no call for the engines next day, nor unless something startling happened, for many a day. All the steam I could put behind my engines could not stir the Jeannette one inch from her bed, and as for warping her now with our winch, our stoutest hawsers would be about as useful as threads in tearing her from that grip of ice.

And so September 6, 1879, ended with the helpless Jeannette solidly frozen into the Arctic ice pack.

CHAPTER X

That freezing into immobility of the Jeannette in so low a latitude, fell like an icy shower on the spirits of our wardroom mess, and from that day sociability vanished. Already Dunbar and Newcomb were not on speaking terms; Collins regarded me sullenly and the rest of the mess hardly less so; and the captain, who on leaving St. Michael’s, had after an unpleasant disagreement with Mr. Collins in the wardroom, decided that he should be more punctilious and less informal in his intercourse with us, now withdrew into his official shell completely. For myself, this worried me not at all, for I well knew the effect that responsibility has on most skippers, and particularly realized (as De Long seemed finally also to have done) that for a captain not much senior in years nor in rank to most of his officers, close comradeship is incompatible with the maintenance of proper respect and authority.

However, if we had no sociability to cheer us up, we soon had plenty of other matters to make us forget the lack. The ice pack which held us was evidently under way, headed northward, and we had not been in the pack a day before the pressure, nipping us on the beam, shoved the Jeannette up on a submerged tongue of ice projecting somewhere below our port bilge, giving us a list to starboard of over 5° and causing some inconvenience in getting about. As if this were not enough, after a few watches to our great uneasiness our list suddenly increased to 9°, and incidentally jammed our rudder hard starboard.

Here was cause enough for real worry. A permanent list of 9° is in itself a great nuisance in getting about on a ship even in the tropics, but now with the temperature below freezing and the decks slippery with ice, we were in a bad way to keep footing. And if the list got worse and carried away our rudder or laid us on our beam ends as it threatened to do, what then?

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