From Hannibal to Sulla The Birth of Civil War in Republican Rome 1st Edition Carsten Hjort Lange
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CarstenHjortLange
FromHannibaltoSulla
StudiesinAncientCivilWar Editedby HenningBörm,CarstenHjortLangeand JohannesWienand(editor-in-chief)
AdvisoryBoard
ChristophBegass,LutzBerger,BorisChrubasik,HannahCornwell,MatthiasHaake, WolfgangHavener,NicolaHömke,TroelsM.Kristensen,MichèleLowrie, DominikMaschek,JanMeister,ChristophMichels,JosiahOsgood,RichardPayne, FranciscoPinaPolo,CristinaRosillo-López,AndrewScott,MathewSimonton, FrederikVervaet,ChristianWendt
CarstenHjortLange FromHannibal toSulla TheBirthofCivilWarinRepublicanRome ISBN978-3-11-133309-0
e-ISBN(PDF)978-3-11-133521-6
e-ISBN(EPUB)978-3-11-133527-8
ISSN2941-3265
LibraryofCongressControlNumber:2023948749
BibliographicinformationpublishedbytheDeutscheNationalbibliothek TheDeutscheNationalbibliothekliststhispublicationintheDeutscheNationalbibliografie; detailedbibliographicdataareavailableontheinternetathttp://dnb.dnb.de.
©2024WalterdeGruyterGmbH,Berlin/Boston
Coverimage:AssassinationofthetyrantHipparchusbyHarmodiusandAristogeiton,Athenianred-figure stamnos,c.500–450BCE,inv.515,©MartinvonWagnerMuseumderUniversitätWürzburg (illustrationbasedonphotosbyP.Neckermann) Typesetting:IntegraSoftwareServicesPvt.Ltd. Printingandbinding:CPIbooksGmbH,Leck
www.degruyter.com
EditorialStatement Civilwarhasshapedthecourseofcivilisations,andstudyingthismultifacetedphenomenonoffersinvaluableinsightintothecohesiveforcesanddisintegrativepotentialsof humanculture.Yetourunderstandingofhowpolarisation,violentdisintegration,and reconciliationtransformedtheancientworldremainslimitedtodate.Againstthisbackdrop,thenewbookseriesStudiesinAncientCivilWar(StACW)providesauniqueand timelyacademicforumforexploringtheprocessesandimplicationsofcivilwarinantiquity,fromfactionalisationanddestructiveinternalstrifetoreintegrationandreconstruction.Interconnectinghistorical,philological,andarchaeologicalperspectives,this peer-reviewedseriescoversthewiderMediterraneanworldandtheNearEastfromthe secondmillenniumBCEthroughthefirstmillenniumCE.Itseekstodeepenourunderstandingoftheprofoundimpactthatthecollapseandreconstructionofpoliticalorders incivilwarshadonancientsocieties.Theserieswelcomesoutstandingmonographs andeditedvolumeswhichexploreanygivenaspectofthecomplexnatureofancient civilwar(includingitswidersocio-political,cultural,andideologicalimplications),and whichexamineitslastingreverberationsthroughouttime.
HenningBörm,CarstenHjortLangeandJohannesWienand
Formystudents,pastandpresent
Acknowledgements Thisbookbeganitsliferatheralongtimeago.InitiallyIsetouttowriteabookonthe familiartopicofcivilwarduringtheLateRepublic;butinthecourseofthatresearch, IwasfacedtimeandagainwiththesamequestionthatmusthaveoccurrednumeroustimestotheRomansthemselves: “Well,howdid we gethere?”.Seekingananswer tothatquestionregardingthecivilwar(s)oftheLateRepublictookoverasmyprimaryobjective.Ideally,thiswillendupbeingthemiddlevolumeinaseriesofthree books:1) stasis inEarlyRome;2)theperiodfromtheSecondPunicWartothefirst Romancivilwar,thedefiningperiodfortheconceptualdevelopmentinRomethat ledtoSulla’sinventionoftheconceptofcivilwar(thismonograph);andfinally3)the LateRepublicfromSullaonwards,thuscoveringlargepartsofRomanRepublicanhistoryandhistoriography.Weshallsee.
Notetoself:alwayswritedownthenamesofallthosenicepeoplewhohelpedin theprocessofwritingabooksuchasthis,thosemarvellouspeoplewhocriticised, anddisagreedwith,myideasandapproaches.Andindeed,thankseventothosewho onlyagreedandacceptedmyideas.Asforapoorexcuseandexplanation,ithasonce againtakenmefartoolongtocompletethisbook.
Ihavebeenfortunateingoodcolleaguesandfriendswhohavecommittedto readingandcommentingondifferentpartsofthebookthroughoutitspreparation.I wouldliketooffermanythankstoIvanLindChristensen,JesperM.Madsen(Lucullus),DominikMaschek,JosiahOsgood,BenjaminPedersen,AskeDamtoftPoulsen,AndrewScott,MariaSimonsen,AlexThein,aswellastheanonymousreadersfromthe StudiesinAncientCivilWar series,fortakinguponthemselvessuchadauntingtask.I haveratherbullishlynotalwaystakentheirsageadvice.Thoseerrorsthatremainare naturallymyownalone.
IwouldalsoliketoextendmythankstomycolleaguesinAalborg,inHistoryand attheDepartmentofPoliticsandSociety(DPS),toDavidArmitage,MatteoCadario, LisaEberleandMylesLavanforamostagreeableconference;toMichèleLowrie,DanieleMiano(especiallyforhisfineinvitationandmarvelloushospitalityinOslo);CristinaRosillo-López,GianpaoloUrso,Frede rikVervaet,KathrynWelch,andRichard Westall.IamalsogratefultoTroelsMyrupKristensen,notleastforadelightfularchaeologicaltriptoActiumandNicopolisduringthesummerof2023(theimpressions willcertainlyformanimportantpartoftheenvisagedvolumeIII).HereKostasZachos alsoneedstobementionedandthankedforhissplendidhospitalityandkindness,as wellasforlettingusseethemostscaredofsanctities:allthefragmentsfromthemonumentalaltaroftheVictoryMonumentatActium – builtbythemanwho,prematurelyasitturnedout,claimedtohave ended civilwar(ofcourse,Thucydidescould rightlyhavetoldhimthatthiswasonlythefirstofmanyRomancivilwarstocome). Thosefragmentsintheirentiretyremainstillunpublishedowingtothesheervastness oftheundertaking;apuzzlenoless.
https://doi.org/10.1515/9783111335216-202
JohnRichneedsspecialmentionasalways.My Doktorvater – intheoldendaysin Nottingham – claimstobeslowingdowninhisretirementbutheisashelpfulasever andasquickasevertoanswerquestionsoncriticalanddifficulthistoricalandhistoriographicalmatters.Iamgratefultotheeditorialboardofthe Historiographyof RomeanditsEmpire Series(HRE,withmyselfasjointeditorwithLucullus);tothe membersoftheinternational InternerKrieg:Gesellschaft,sozialeOrdnungundpolitischerKonfliktinderAntike network – especiallytheLateRepublicangroupofHannah Cornwell,AlexandraEckert,WolfgangHavener,TroelsMyrupKristensen,DominikMaschek,JosiahOsgood,andAyeletPeer –,whichIwasluckyenoughtobeinchargeof withmytwocolleaguesJohannesWienandandHenningBörm;andalsotothemembersoftheinternationalCassiusDioNetwork, CassiusDio:BetweenHistoryandPolitics, ajointventurebetweentheUniversityofSouthernDenmark,AarhusUniversityand AalborgUniversity,incooperationwithUniversityofAlbertaandGeorgetownUniversity,andledjointlybyJesperM.Madsenandmyself.Andofcourse,specialthanksare duetomyfriendsandco-collaboratorsJohannesWienandandHenningBörmforacceptingmybookintoournewseries.Let ’sushopeournewendeavoursbecomea success.
SpecialthanksarecertainlyneededforChristopherBurden-Strevens,forhisalwaysinspiredcommentsandsuggestions.NotonlyhasheturnedmyEnglishinto somethingIhopeenjoyable,butwehaved iscussednumerouspassagesandideas throughout.Hehasgoneaboveandbeyondthecallofdutyforacopyeditor:aneditor, acolleague,andafriend.
Thebookisdedicatedtoagrouptoooftenforgottenindedicationssuchasthis: mystudents,pastandpresent.Specialmentionisneededformyexclusivegroupof young,dedicated,andhighlytalentedancienthistorystudents:ChristianHjorthBagger,nowundertakinghisdoctoratein Melbourneundertheguidanceofmygood friendandcolleagueFrederikVervaet;PeterBusch,HelenaSørensen,FrederikAastradsenBagger,andRasmusDueBak.ThanksarealsoduetoLouiseKarolineSortfor hersuperbpoetryonancientsubjects.Maythey,andmaywe,longsurvivetherelentlesspoliticalonslaughtonthehumanities,andprosper.IfIwereamorecynicalman, Imightconsidercallingitaday;ifIwerelessofacynicalman,Iwould.
Last – butcertainlyneverleast – mywifeLonedeservesallthegratitudeand lovetheworldcangive.TakLone!
Contents AcknowledgementsIX
Introduction1
I: StandderForschung 10
II:Definition,antebellum 14
III:TheDefinitionofCivilWar 17
Chapter1
AntebellumandtheIllusionofStability23
Nachtrag:TheSo-CalledCapitolRiots 34
TurningtoAncientRome 40
Chapter2
The(Great)WarBeforethe(Civil)War:Hannibal’sLegacyRevisited48
Metushostilis:Rome’sfearofCarthageandthe Socii 56
QuintusFabiusPictor 59
TheLanguageofEmpire&Rebellion 62
Capua,aSpecialCase 72
Chapter3
TheBacchanalianAffairof186BCE76
Chapter4
TheInternalWaratPatavium174BCE95
Chapter5
PolybiusandhisDigressionontheTrucelessWar111
Chapter6
LuciusOpimiusandtheRebellionofFregellae130
Chapter7
FromtheGracchitotheSocialWarandRome’sFirstCivilWarI.TheCaseof Appian149
Historiography 150
HistoriographyduringtheAntonineperiod 160
Appian 170
Appianandthelanguageofpasttraditions 171
Chapter8
FromtheGracchitotheSocialWarandRome’sfirstcivilwarII:ANewWorld Dawns177
TheSocialWarandtheUnfoldingCivilWar 181
Epilogue192
Bibliography197
IndexLocorum211
Introduction ThisbooksetsouttouncoverpastRomandebates – prolongeddebates,senatorial andotherwise – abouttheever-changingnatureofwarfareduringthelongsecond centuryBCE,fromtheoutsetoftheSecondPunicWartothefirstcivilwarbetween Marius,CinnaandYoungMarius,andSulla.Thisperiodwitnessedaprofoundshiftin Romanconceptualthoughtaboutwarfare,fromforeigntointernalandfinallytocivil war.Atfirstglancethedefinitionoftheseconceptsmayappearobvioustous.Foreign waris(relatively)easilydefinedasawaragainstaforeignenemy;internalwarisa warwithintheRomanpolityorempireagainstnon-Romans – forexampleRome ’s allies(amicietsocii)inItaly,akeyfocusofthisbook;andcivilwarisawarmainly (butneverexclusively)betweenRomancitizens.1 However,theRomanapproachto anddefinitionoftheseconceptschangedthroughouttime,andformanyconflicts, contemporaryobserversoftenstruggledtodefinetheconflagrationsoftheirtimes. Thisconceptualdebateaboutthenatureofwarfareisultimatelypartofalarger storycoveringthewholeperiodfromtheFirstandSecondPunicWarstoAugustus. Thatperiodwitnessedasignificantdevelopmentinthenatureofwarfareand,alongsideit,ashiftinassumptionsregardingtherelationshipbetweenwarfareassuchand thestabilityofthecommunity.ThatstorybeganwithaRomanmythaboutastrong externalenemy – Carthage – andthewayinwhichthefearofthisenemy(termed metushostilis)fosteredharmonyinternallyamongRomancitizens.Itendedwiththe Romansearchfor ‘great’ leaderstoaddresstheinternalcrisesofempire – firstthe dynastsoftheLateRepublic,andfinallytheemperorAugustus – andcontemporaries beingpreparedtosacrificeelementsoftheirlibertyinordertoavoidthehorrorof renewedanddestructivecivilwar.AccordingtoSallustandTacitus,thelossofharmonyatRomebeganwiththedestructionofCarthagein146BCEandthelossof Rome ’ smainenemy.InAugustus ’ ownwritings,thatharmonywasonlyeventually regainedafterthefirst princeps endedthecivilwar(s)oftheLateRepublic(RG 34.1). Laterauthors,suchasthehistorianandpromonarchicaltheoristCassiusDio,argued
SeeexplanatorynoteIII.WhenlookingatthedevelopmentinRomanwarfarefrominternalwar againstthealliestocivilwarproper,itisfundamentaltoacceptthatan ‘internalwar’ doesnotequal aforeignwaragainstaforeignenemy;rather,inprincipleitsignifiesawaragainstanalreadydefeatedenemy,oneboundbyatreaty.Bythesametoken, ‘acivilwar’– thoughitmaybeprincipally wagedbetweencitizens – isnotawarinwhichthe only combatantsengagedintheactualfightingare exclusivelycitizens.Dependingonhowweperceiveofthenotionofcivilwar,Rome’scivilwarsofthe LateRepublicandlaterwerealsofoughtwithintheboundariesofthe ImperiumRomanum – similar toaninternalwar –,but never exclusivelybetweencitizens.Afterall,theydrewintheempire,their polity.Whenmappingaconflict,itbecomesobviousthattherearemainpartiesaswellassecondary parties.Thus,whileinastrictsense bellumcivile meantawarbetweencitizens,inrealityotherstakeholderswerepartoftheseconflicts(Demmers2017,14).Thisinrealitymeansthatalargeproportion ofnon-citizensparticipatedinRome’scivilwars,assubjectsofRome,aspartofalliancesofdynasts andmagistrates,representingclientkingdoms,andsoforth.
https://doi.org/10.1515/9783111335216-001
thatthiseventualreturntostabilityandharmonycameatthecostofreducedliberty andthereintroductionofmonarchyatRome(seeLange2023).
TheteleologyconstructedbysuchareadingofSallust,AugustusandCassiusDio makesforagoodstory,butitisillusory.Thisstudywillsuggestthatifwearetolocate anincreasingdisharmonyandfragmentationthatledto stasis andcivilwaratany pointinthelastcenturiesoftheRepublic,thenweshouldlooknottothedestruction ofCarthagebutrathertotheSecondPunicWar.Duringthisconflict,aswatheof Rome’salliesinsouthernItalydefectedtothePunicside,representing(accordingto theRomansthemselves)theonsetofaseveredisharmonywithintheRomanpolity.It shouldnotthereforecomeasasurprisethattheconceptof ‘civilwar’ itself,aswe shallseeinchapter8ofthisbook,emergedinRomanthoughtnotonlyaroundthe timeoftheactualfightingofthefirstcivilwarbetweenMariusandSulla,butalso, importantly,intheimmediateaftermathoftheSocialWar – aninternalconflict whichpittedRomansagainstthosesamerebelliousallieswhohaddefectedtoHannibaloveracenturyearlier.Thisbookdoesnotsuggestthatweoughttoconfoundtwo differentsetsofconflictsinthe80sBCE,evenastheybecameinextricablyconnected. However,theconflictbetweenMariusandSullaand,relatedtoit,thatbetweenRome anditsrebellingallies,evincetherelationshipbetweenRomanimperialexpansion andtheresultingdevelopmentofinternalandcivilconflictwithintheempire.This processgeneratedsignificantconceptualdebatesaboutwarfareandinternalcohesion thatwerenotlostoncontemporaryobservers.
Unsurprisingly,similardebatesarealsopartofpoliticallandscapestoday.Onthe nightoftheso-calledCapitolRiotsin2021,NBCbroadcastjournalistSavannahGuthrie describedthesituationonlivetelevisionasa “stasis,forlackofabetterword”:that is,aperiodofdebilitatingandincapacitatingcivilstrifeorupheaval,takendirectly fromtheGreekexpressionfor “standstill” (στάσις),usedinthisbookinitsmeaningof sedition.Wewillseeinchapter1thattheseso-calledriotshavethemselvesalready beendescribedusingnumerousdifferentconcepts,allrelatedinsomewayto stasis; Guthrie’scommentistheidealpointofdepartureforanydiscussionabouttheenduringambiguityoflabelsanddefinitionsforinternalconflict,inthemodernworldjust asintheancient. Stasis andcivilwarexertsoprofoundaninfluencethatsocieties mustconfronttheminallperiods.InthewordsofJudt(2005,35), “itisoneofthetraumaticfeaturesofcivilwarthatevenaftertheenemyisdefeatedheremainsinplace; andwithhimthememoryoftheconflict.” Wemayaddthatthisisalsothecasewith internalwar.Itsimpactshouldneverbeunderestimated. Stasis canbea polemos,a civilwar,butcanalsobeasedition,oneoftheconceptsusedtodescribetheso-called CapitolRiots.And,inahypotheticalscenarioinwhichtheUnitedStatesonceagain eruptedintocivilwar,theeventsof2021mighteasilybedescribedbylaterhistorians aspartofthe ‘antebellum’ periodtothatconflictinordertoexplainitsgenesis.We willreturnthroughoutthisbooktothenotionof ‘antebellumperiods’ beforecivilconflictatRome(Latin: antebellum ),atermcommoninthemodernhistoriographyof
theAmericanCivilWarthatisausefullensforthinkingaboutthedevelopmentfrom stasis tocivilwarwitnessedattheendoftheRomanRepublic.
Indeed,itistheclaimofthisbookthattheentiretyofthesecondcenturyBCE, fromthefalloutoftheSecondPunicWardowntotheriseofMariusthatprecipitated thefirstcivilwarproperin88BCE,shouldbeanalysedindepthasan ‘antebellum’ periodofitsown.Thismonographoffersthefirstattemptatsuchananalysis,includingwithinitsscopethefar-reachingcontemporarydebatesaboutthenatureofforeign,internal,andcivilwarthatoccurredduringthatcentury.Whilewecansafely rejecttheartificial ‘turningpoint’ of146BCEandthedestructionofCarthageposedby Sallust,thefirstpitchedcivilwarin88BCEwasinmyviewrightlydescribedlater (App. BCiv. 1.55;Cass.Dio52.16.2)asasignificantshiftinthepracticeofRomanwarfare,However,scholarstothispointhave wronglyneglectedtheformativeperiod antebellum tothatconflict,duringwhichtheconceptualframeworkof bellumcivile developed.Thelongsecondcentury,withdefectionsofalliesduringtheSecondPunic War(218–201BCE),sawthetruebeginningofthistrend,orsoIclaim.Consequently, inordertotracethepoliticalandconceptualdebateinRomeduringthesecondand firstcenturiesBCE,weneedtogobeyondtheconceptofcivilwarinthestrictsense, thatisthepitchedwarfarebetweencitizens(cives)whichwasanewphenomenonat RomeinthefirstcenturyBCE.Rather,inordertounderstandthisdebateweneedto mapthewayinwhichthelanguageof foreign warwasslowlybeingadaptedtoanew languageofinternaland,finally,civilwaracrossthesecondcentury.
Thisalsomeansthatthisbookattempts,necessarily,todeciphertheRomanperspective.Wemayaskwhatbenefitistobegainedinyetagainseekingtoapproach historyfromtheperspectiveofitsperpetratorsandimperialists.YetinEmmerichde Vattel’sfamouswordsin TheLawofNations, “warcannotbejustonbothsides” (1758, II.3;Sheehan-Dean2020,79);inordertounderstandwarfareitisstillnecessaryforus toconfrontandattempttounderstandtheperspectiveoftheself-interested,theaggressor,andtheunjust.Awelcometrendinthestudyofancienthistoryandarchaeologyinrecentdecadeshasbeentoshifttheperspectiveawayfromthevictorswho wrotethehistory.However,asMaschek(2021,314)nicelysummatesonarecentvolumeon TheEarlyRomanExpansionintoItaly, “[Terrenato]’sbookistheculmination ofdecadesofworkinthefieldofRomanizationstudies,which,sincethe1990s,has seenastrongepistemologicalshifttowardpostcolonialperspectivesandcritiquesof linearconceptsofacculturation,accompaniedbyacertainpreferenceformaterial cultureoverliterarytexts.” Apartfromthepreferenceofmaterialculturethiscommentneatlydescribescurrenttrendsinthestudyofancienthistoryaswell.Yetit goeswithoutsayingthatinordertounderstandtheconceptualshiftinRomanapproachestowarfareandthewayinwhichtheydescribedgrowthofinternalandcivil warwithintheirownpolity,thiswillnotdo.ARomanperspectiveisneeded.
Culminatinglaterintheinventionoftheconceptof bellumcivile inthe80sBCE (Lange&Vervaet2019b),theRomandebatemaybestbetracedbyimaginingacontinuumofviolenceissuingfromsystemicbreakdown(seeFreeman2018;seechapter1),
alreadyvisiblelongbeforetheoutbreakofcivilwarandtheconventional ‘start’ of theLateRepublicineither146or133BCE.Whentryingtocomprehend,justify,andof coursenameanewtypeofconflictinvolvingcitizenskillingcitizensonthebattlefield, theRomansin88BCE(notleastSulla,whocoinedtheterm bellumcivile)naturally lookedbackatconflictsthatwerenotcivi lwars,butinsteadforeignandinternal wars.Wewillseeinchapter5thattheyofcourselookedbackalsoonGreekdebates andtheGreekhistoriographicaltraditionof stasis;yettheyalsohad exempla closerto homefromwhichtodraw,includingtherecentexperienceofrebellingallies,that cannotbeexplainedawaythroughdebttoGreekwritings.WhattheRomanscalled exemplarityinmanywaysequalsthemode rnideaoflookingbackatthelastwar whenpreparingforthenextone.2 PeraltaandBernard(2022,1)arequiterightthat “traditionalapproachescentreduponsocialstrugglesathomeandbattlesabroad, res domimilitiaeque,donotsufficientlycapturethedynamismofRomansocietyduring theearlystagesofimperialexpansion.” AnunderstandingofthepolityofRomeand itsItalian-basedempireisessentialforunderstandingRomandebatesaboutwarand theparallelconceptualdevelopmentduringthelongsecondcenturyBCEandbeyond. AfundamentalpartofthisconceptualdevelopmentisthereforethechangingrelationshipbetweenRomeanditsalliesduringthesecondcentury.Theserelationships nicelyfitTilly’sfamousdictum, “[w]armadethestate,andthestatemadewar” (1975, 42).Itcertainlyfitsthedevelopmentduringthetwotruly ‘great’ strugglesagainstCarthagewhichoccurredbetween264–201BCEwhoseoutcome(unliketherathershabbyaffairin149–146)wasnotaRomanvictoryofoverwhelminglikelihood.3 Therelationship betweenwarandstateformation – adevelopmentthatrunssimultaneouslyandintertwinedwithsuchconceptualdevelopmentsasthatmentionedabove – becomesobvious duringandaftertheSecondPunicWar.Theextensionofcitizenshiptoalliesafterthe SocialWarandthelaterusebyYoungCaesar/Augustusofthesloganof totaitalia (RG 25, totaItaliaspontesua)4 arerelatedtotheunificationofItaly;thefactoftheenfranchisementandtherhetoricof totaItalia areboththeendproductsofadevelopment thatcanbetracedbackatleasttothealliedrebellionsduringtheSecondPunicWar. ThewaragainstHannibalthussawRome’ssubject-allies(socii) ‘defect’ fromRomeona largescale(orperhapsrather ‘rebel’;weshallreturnlatertothesignificanceofthenuancebetweenthesetwoterms).Althoughallied,thesecommunitieswerenotlegally Romancitizensandconsequentlytheirrebellionwasnota ‘civilwar’– awarbetween
Onexemplarity,seeLanglands2018;Roller2018.
Peralta(2020a,Introduction)talksofstateformationandreligionasameansofcreatingandformingconsensus.ContrarytothisapproachIam,asalreadymentioned,lookingatthedarkside,the cracksintheallegedconsensus.ThereofcoursenevereveronlywasonesinglestoryofRome’srelationshipwithItaly,butitismistakeninmyviewtoregardtherelationshipbetweenRomeandits alliesasfundamentallyharmonious,asistoooftenthecaseinmodernscholarship.
ThepoliticalintegrationofItalyisdefinedbyRoselaar(2019,2)asthegrantingofcitizenshiptothe Italian socii aftertheSocialWar.
Introduction 5
citizensofthesame polis – inRomanthought.Asweshalldiscussfurtherinchapter2, however,thesenon-citizenswereconsideredasbeingofthesamepolityasRomancitizens;forthemto ‘rebel’ meantnottobeginacivilwarbutratherto renew theconflict againstavictorwhohadvanquishedthemalmostacenturyearlier.
ReturningtotheAmericanCivilWarunderlinesthecomplexityoftheseconcepts andourneedtodiscussthemwithcautionintheRomancase.Itisstriking,asAaron Sheehan-Dean(2020,68)shows,thattheconceptof ‘rebellion’ whichwehaveusedto describetheactionofRome ’ snon-citizen socii,wasdeployedduringtheAmerican CivilWarbyadherentsoftheUniontodescribetheir fellow-citizen opponents:termingita ‘ rebellion ’ deligitimisedtheircause.Heclaimsthat ‘civilwar ’,ontheother hand,recognisedadegreeoflegitimacyonbothsides(69).Theissueisthatitmight alsobeclaimedthatcivilwarrejectsthelegitimacyoftheenemy.Kalyvasdefinesthe participantsinacivilwarasbeing “subjecttoacommonauthorityattheoutsetofthe hostilities” (2006,17;seeexplanatorynoteIII).Thisnaturallyandlogicallyimpliesthat bothsideswerepartofthesamestateattheoutsetofhostilities,butthisthen changed,andonesidewasultimatelynot;itwasdelegitimised. “Attheoutsetofhostilities” impliesonestate.Thesecessionofasectionofthatstatehardlychangesthat. TheAmericanCivilWarwasconsequently,bydefinition,acivilwar,insofarasthe belligerentswere originally citizensinthesamestate,evenifoneofthetwoparties claimedduringtheconflicttohaveformedanewandseparatestatewithitsown franchise.Naturally,inthiscase,therewasalapseoftimefromthesecessionstothe actualoutbreakofthewar(inprinciple=antebellum),butthisishardlymorethan semanticsandaquestionoflegitimisation.TheRomanswouldcometousetheconceptof hostis todescribethisdevelopment.Traditionallytheterm hostis wasusedto describenon-Romanenemies,butaroundthetimeofthefirstcivilwaritacquireda newmeaningtodenotecivilwarenemies,eventhosebornwithcitizenstatus: ‘nonRomans’ became ‘former Romans’.Importantly,notonlyasananalyticalconceptbut alsoanhistoricalonetheLatinterm hostis isolderthancivilwarandwasconnected totherebellionofthealliesduringtheSecondPunicWar.
Theimpactofcivilwarfarexceedstheactualuseofthenamedconcept.Inthe writingsofCaesarjustasinthememoirsofUlyssesS.GrantorLincoln ’sspeeches, civilwarloomslargeevenwithoutanexplicitmention.Whethertheterm ‘civilwar’ isalwaysusedornotisnotimportant;whatmattersisnothowoftenitisused,but howcentralitistocontemporary’sthought.Asimplesearchinthecollectedworksof Lincolnproduces67examplesoftheuseoftheconceptof ‘civilwar’,but346instances oftheconceptof ‘rebellion’ 5 Theseincludenumerousletterswrittenbythepresident. WouldanybodyclaimthattheAmericanCivilWarwasinfactnotacivilwar,orthat thetwosidesoftheconflictdidnotseeitasacivilwar,simplybecauseitwasnot alwaystermedassuchbythebelligerents?Conceptssuchas ‘secession’ and ‘rebellion’
https://quod.lib.umich.edu/l/lincoln(accessed16.10.2023).
weresurelyexploitedinordertooccupythemoralhighground,butthisshouldnot distractusfromtheconflict’sfundamentalnature.Everybodyknewwhatitwasand whatitwasdoingtothecountry.(IntheRomancontextthissimplefactiscomplicated byastrangeconsensusamongmodernscholarsthattheRomans “downplayed” their civilwarconflicts[alistofscholarsishardlyneeded]).Hereweclearlyseeaconceptualdevelopmentfromtheancientworldtotoday.Thisdevelopmentmakescomparisonsmuchmoredifficult.Bothconcepts – rebellionandcivilwar – definewars withinthepolity,butfortheRomanstherewasadifferencebetweenfightingfellow citizensandfighting “allies” (thatis,vassalstateswithintheRomanpolity,nottobe confusedwithmodernideasofwhatconstitutesanalliance).
Thepreliminariesabove(whichwillinformthemethodofthisbookthroughout) inmanywaysstrikeatthecoreofmodernapproachestocivilwar.Kalyvas,returning againtotheexampleoftheAmericanCivilWar,notablystatesthat “[c]ivilwaroften refusestospeakitsname ” (2006,17).ButtheAmericanCivilWaraccumulatednot onlyhugequantitiesofmaterial – memoirs,diaries,letters,objects,andmonuments –butalso,withinthewrittenevidence,numerousgenres:history,poetry,novel,memoir, andjournals,tonameafew.Wemayeasilygoasfarastostatethatthecollectivememoryofthewar,itstraumaandimpact,wasandisextreme.Whywoulditbeanydifferent withRome?Iamofcoursenotsuggestingthatthe quantity ofmaterialwasanywhere nearsimilar,butratheritsquality.Infact,itappearsthatitwasnotdifferentatall.To nameonlyoneexample,forthehistoriographicalevidencewetendattimestoforget thatmuchofourhistoriographyhasbeenlost.6 However,lostorfragmentaryevidenceis notthesameasnoevidence.Wewillreturntotheproblemofourhistoriographicalevidenceandtheneedtoapproachitholisticallyratherthaninisolation(soPurcell2003)in chapter7.
Onepointwhichwillberestatedthroughoutthisbookisthathistoriographyengageswiththerealworldandwasnever,ever,amereliterarydevice.Thisismore thananythingaboutthe ‘intellectualclimate’,sotospeak,oftheMiddleandLateRepublic(seebelow).Asscholars,itfallstoustoreconstructtheso-calledintellectual debatesofthepastandtopresentaversi onoftheperiod:itspolitics,wars,and thought,bethatthroughanoraltraditionwrittendown,debatesintheSenateand elsewhere,orinwritingsbycontemporariesthatreflectthesedebates(seeforexampleOsgood2006).TheperiodunderinvestigationisadefiningoneforRome.TheFirst PunicWarrepresentedtheRepublic’sfirstoverseasexpansionandthebeginningsof Latinliterature(Feeney2016;Biggs2020).Romeslowlybecameanimportantcultural centre.WiththeSecondPunicWarbeganRomanformalhistoriography,represented bytheworkofFabiusPictor,asweshallexplorefurtherinchapter2:Pictor’sstyle mayhavebeenHellenistic(Feeney2016,173 –176),butshapedtheestablishedGreek
Turner2019;Westall2019,onthelostandfragmentarybooksrelatedonewayoranothertocivil war.
genrewithinthedistinctlyRomanmouldofannalistichistory(Rich2018).Evidence forthisvitalperiodinRome’shistorydoesexist,evenaswehavelessofitthanwe wouldlike.
ThePunicWarswereofcoursewarsagainstaforeignstate,butoneinwhich muchdependedontheloyaltyofRome’sallies,whowere,aswehavealreadymentioned,partofRome’ swiderpolityandempire.TheirdisloyaltyatthiscriticalmomentduringRome’ sgreattotalwarofsurvival,foughtonItaliansoil,starteda developmentthatlaterendedwiththeSocialWarandthefirst ‘civil’ warassuch(in conceptualterms)inthefirstcenturyBCE.Thewords ‘transformation’ and ‘transition’ springtomindandhaveindeedbeenusedtodescribetheperiod.7
Namingaconflictisofcoursejustonepartofthestruggle;theactualfighting, withrealpeoplefightinganddying,isquiteanother.AccordingtoMacMillan(2020, 1), “ [a]sahistorianIfirmlybelievethat wehavetoincludewarinourstudyof humanhistoryifwearetomakeanysenseofthepast.” Civilwarispartofthephenomenonofwar,certainlysoinitsconceptualoriginandcertainlysowhenlooking atthelanguage: bellum necessarilyimplieswar.Inourowntimes,warisseenasthe breakdownofpeace(MacMillan2020,3).However,weneedtorememberthatbefore theFirstWorldWar,warwaswidelyunderstoodasaproductiveforcethatshouldbe usedforthepurposesofcreatingpeace(Bartelson2018).TheRomanscertainlywere readytoacceptthatpeacewassecuredthroughwar(RG 13;34.1).Thegreatdifference betweenwarandcivilwaristhatcivilwarisuniversallyseenassomethingnegative, assystemicbreakdown.Themorethisisemphasised,themoretheoutcomebecomes centralintheprevailingancientnarratives:the ending ofcivilwariscentral,exploitedbyvictorsfromSullatoCaesara ndthentoAugustusandbeyond(Lange 2021c).MacMillanalsoemphasisesthat warisorganisedviolence(2020,4). Stasis ofteninvolvedtheuseofpoliticalviolence.Thetwoconceptsspringfromthesame origin:organisedviolence.Consequently,thoseofuswhostudycivilwarinfactstudy aspectrumofviolence,from stasis and seditio to bellumcivile:fromantebellumto bellum.Asaresult,thepreciseconceptsanddefinitionsarecentralforustogaincommonground,whetherweworkontheancientworld,theEnglishCivilWar,theAmericanCivilWar,orindeed,theso-calledCapitolRiots(seeexplanatorynoteIII).
Todaythereisalotoftalkabouthowtofightthenextwar(Freedman2023,18): first,inpracticalterms,howthenextwarshouldbefoughtandwon;andsecondlyin moregeneralandtheoreticalterms,how ‘we’ (society,politicians,themilitary,and,of course,scholars)arepreoccupiedwithtalkingaboutwhatthenatureofconflictwill belikeinthewarsofthefuture.Anessentialwayofdoingthatisbylookingbackat thelast ‘great’ war.8 AccordingtoMcFate(2019,ex.35),warfuturiststrytoenvisage
Balbo&Santangelo,2023, ACommunityinTransition;takenfromFlower2010,61–79, PoliticalInnovations:ACommunityinTransition(SecondCentury).
Finer2019;McFate2019,11–24,35.
futurewarscenariosbasedoftenuponaspecificinterpretationofpriorexperiences (successes),although – inaword – theyroutinelygetitwrong(2019,11).9 Evenso, McFatealsostatesthat “[t]opreparefortomorrow,wemustembracewarasitis,not aswewishittobe” (2019,17).Thisnecessarilyinvolveslookingbackintime.Using themethodsandweaponsoftheformerwarisproblematic perse – theenemy,after all,canprepareforsuchaneventuality – butthisisariskthatstrategistshaveroutinelyaccepted.Thetruismthatgenerals alwaysfightthelastwarisindeedtrue (McFate2019,35).Whethernegativeorpositive,aninterestingexampleofhowthis worksinpracticeisfoundinthestudyofstrategy.Clausewitz(posthumouslypublished1832)andSimpson(2018) – twoprolificwritersofstrategy,onemodern,one fromthenineteenthcentury – bothofferguidanceontheuseandunderstandingof strategybylookingbackatthelastwar – thatis,thelastwarinwhichtheythemselvesfought, viz. theNapoleonicWarsandtheWarinAfghanistan.Whywouldthe Romansdodifferently?Itisalogicalwayofworkingwithandusingthepast.
Theoneomissionfromthisbookthatwillbeimmediatelyapparentisthepolitical conflictintheearlyRepublicdownto287BCE,includingancientobservationsranging fromtheextremityoftheviolence(soCassiusDio)topuzzlementaboutwhythere wasnotmoreofit(soAppian).OnecouldlookatexampleoftheDecemvirateandthe SecondSecessionofthePlebs(Livybook3andDion.Hal.book10and11).TheimperialexpansionthatiscentraltothestoryofRome’scivilwar(s)came,afterall,after theStruggleoftheOrders(cf.Taylor2020,6).IamnotdenyingthattheStruggleofthe OrderswaspartofthedebateaboutconcordanddiscordatRome,andpartofthelater narrativeof stasis andcivilwar.10 Butwhenitcomestothedevelopmentoftheconceptof bellumcivile assuchinRome,Iwouldarguethattheprecedentsetbythe patricio-plebeianstruggleinthe5th and4th centuriesBCEwaslessimportantthanthe last ‘greatwar’ beforethecivilwar,thatisthestruggleagainstHannibal.ThecomplexityofthehistoriographicaltraditionforRome’searlydaysisinanycaseaseparatebookofitsown.Wewillalsopassoverhereadetaileddiscussionofthesporadic rebellionsthatoccurredinItalypriortotheSecondPunicWar;Iwillcommenton them,butthesewerelesssignificantandplayedinmyviewafarlessimportantrole inRomanthoughtaboutinternalconflictthanthosewhichoccurredattheendofthe thirdcentury.
Allinall,thisisabookmainlyaboutpoliticalhistory,i.e.atthelevelofpolitics thatformulatesstrategy.Itusesarangeofdifferentmethods,forexamplehistoriography,intellectualhistoryandmemorystudies,notfortheirowndisciplinarysakebut inordertosupportandfurtherourunderstandingofthehistoryoftheLateRepublic.
Thinkingaboutwardoesnotnecessarilymakeiteasiertopredictwars.Theformersecretaryof defenseRobertGatesfamouslyinaspeechsaidthatsinceVietnamtheUnitedStateshadmaintaineda perfectrecordinpredictingthenextwar: “Wehaveneveroncegottenitright” (Barno&Bensahel 2020,1).
OntheStruggleoftheOrders,seeRaaflaub2005.
Thisbookdoesnotproposea ‘conceptualhistory’ (Begriffsgeschichte)inthemanner ofKoselleckorotherlatetwentieth-centurytheorists(seefurtherbelow,explanatory noteIII).Noristhisabookabouttypologiesofwarfare.Rather,ourpurposehereisto placeRomandebatesaboutthechangingnatureofwarfareinthehistoricalcontext predatingthecoiningoftheterm bellumcivile itself,andtounderstandthetermsof thosedebates.Whilethisbookpartlymakesuseofmethods,approaches,andideas takenfromintellectualhistoryandhistoryofknowledge,11 aswellasfrommemory studies – Sulla,afterall,lookedbackinhis Memoirs onpositiveandnegative exempla fromthesecondcenturyBCE –,itbelongstoneitherofthosedisciplines.Morethan anything,thisbookattemptstounderstandtheRomanprocessofnaming,andthereforeexplainingandjustifying,warsandcampaigns(withoutturningthisintomilitary history,thehistoryofwarfare);ourpurposefirstandforemostistoidentifyhowthe Romanscametoinventtheconceptof bellumcivile.Giventhenatureoftheconflicts discussedhere,thisisnecessarilyalsoabookaboutcitizenshipandhowtheRomans rethoughtitduringthelongsecondcenturyBCE,andagainliessquarelywithinthe fieldofpoliticalhistoryinthatsense.
ThisbookwillthusworkontheassumptionthattheperiodfromroughlytheSecondPunicWarconstituted,conceptuallyspeaking,an ‘antebellum’ periodtoRome’s latercivilwars.Inchartingthatperiodthisbookseeksouttheoriginnotonlyofthe conceptandterminologyof bellumcivile butalsotermsrelatedtoit.Atitscore,then, thisbookcombinestwoideas:1)theformativeroleofantebellumontheonehand, and2)theimportanceofthe ‘ great ’ warbeforethecivilwarontheotherhand;in preparingforthenextconflict,Romelookedbackatthelastgreatone.
Anoteontheoutlineofthebookisinorder.Thefirstchapter, ‘chapter1:AntebellumandtheIllusionofStability’,providesatheoreticaldiscussionoftheconceptof antebelluminthecontemporaryworldandwithinscholarshipontheancientRoman Republic,especiallytheLateRepublic.Thisisthenfollowedbyfivecase-studies,organisedchronologically. ‘ Chapter2:The(Great)WarBeforethe(Civil)War:Hannibal ’sLegacyRevisited’,focusesonthe ‘ greatwar’ beforethewar,theSecondPunic War,andonitsfundamentalroleintheinventionoftheconceptor bellumcivile,as relatedtotherebellionofallies.FabiusPictorisacentralcontemporaryvoiceinthat
Regardingthehistoryofknowledgeandintellectualdebates,includingbothoralandinwriting, seeMoatti2015andVolk2021.TheclassicworkremainsRawson1985.InherbeginningRawson(3) emphasisesthat “[t]hefirstgreatintellectualfloweringatRomecameinthefiftiesandfortiesBC.Two ofthegreatworkssingledoutbyVitruvius,Cicero’s DeOratore andLucretius’ scientificpoem,were writtenintheearlierdecade,andthethird,Varro’s DeLingueLatina,inthelater.Oneofthecauses, paradoxicallyenough,wasthepoliticaluncertainlyofthetime”.Itshouldofcoursenotsurpriseus thatwar,civilwar,andpoliticalturmoilwasagreatcatalystofintellectualchange,includingatthe conceptuallevel.TheRomandebatesaboutwarfare,asmappedinthisbook,weretheproductof changesthatwereoftentiedtospecificandvitalturning-pointssuchastheSecondPunicWar,the SocialWar,andtheFirstCivilWar.Onevitalpartofdebatesandthechangingnatureofwarfareare theconceptsusedtodescribesuchchanges.
analysis. ‘Chapter3:TheBacchanalianAffairof186BCE’,examinestherelationship betweenRomeanditsalliesduringthesecondcenturyBCE. ‘Chapter4:TheInternal WaratPatavium174BCE’,tellstheoften-forgottenstoryofalocalcivilwaratPatavium(thehometownofLivy)andtheconceptof bellumintestinum. ‘Chapter5:PolybiusandhisDigressionontheTrucelessWar’,focusesontherebellionoftheFalerii aftertheFirstPunicWarandonGreektranslationsofLatinconceptsinhistoriography. ‘Chapter6:LuciusOpimiusandtheRebellionofFregellae ’,providesadetailed casestudyofanoutstandingtransitionalcharacterbetweentheMiddleandtheLate Republic,whoseactionsagainsttherebelliouscityofFregellaetestifytoaconstant fearofrebellionamongstRome ’ sallies.Theremainingtwochaptersinterruptthe chronologicalcase-studiestoexploreth ehistoriographyandhistoryoftheperiod fromtheGracchitothefirstRomancivilwar,especiallyAppianandSulla. ‘Chapter7: FromtheGracchitotheSocialWarandRome’sFirstCivilWarI:TheCaseofAppian’ , returnstohistoriographyandAppianasatransmitterofsecondandfirstcenturyBCE debatesofhispast. ‘Chapter8:FromtheGracchitotheSocialWarandRome’sFirst CivilWarII:ANewWorldDawns’,markstheconcludingchapteranddrawstogether howtheRomansinventedtheconceptof bellumcivile andSulla’sapparentcoiningof theterm.Beforebeginningouranalysisinearnest,however,threeexplanatorynotes areneededinordertounderstandcurrentscholarshipandinordertoclarifydefinitionsrelatedtocivilwaranditsantebellumperiod.
I: StandderForschung Traditionally, StandderForschung isaboutterritorialmarking.Iwillleavethisfor nowandinsteadpointtotwopositivescholarlydevelopments.First,aburgeoning newtrendfocusesontheimpactofcivilwaronRomansociety.12 Thestudycontained withinthisbookisverymuchpartofthistrend.Theconceptof ‘impact’ adoptedhere isbroadandincludesnotonlythepoliticalmachinations,butalsotheirbroaderpackaging:language,ideologies,conceptualdiscourses,andmemory.
Secondly,theperiodofthefourthtothesecondcenturiesBCEhasseenthreeimportantpublicationsoflate(Maschek’sbookisrelevanttothisseconddevelopmentas wellasthefirst).Letusbeginwiththemostimportantone.Nobodywhowantsto becomeahistorianofcrisis,massviolence,andcivilwarinitsresidual,dominant andemergingnature – anditshugeimpactonRomanmentality,materialculture, production,andconsumption –,andnobodywhoclaimsalreadytobeone,canafford toignoreMaschek’s DierömischenBürgerkriege (2018).Itisabrilliantbook,aneye-
Osgood2006;Wienand2012;Börm2013;Börmetal.2016;Börmetal.2023;Lange2009;2016;Armitage2017a;Ginsberg2017;Ginsberg&Krasne2018;Maschek2018;Lange&Vervaet2019a;Lowrie& Vinken2022;Wienand,Börm&Lange2024.
I: StandderForschung 11
opener,andagreatsourceofinspiration.Theanalysisproposedinthisbookowesa significantdebttoMaschek’simportantdecisiontoconsidertheMiddleandLateRepublictogetherratherthanartificiallyseparatingthem.
TwootherrecentpublicationstestifytoagrowinginterestintheMiddleRepublic anddeservementionhere.Balbo&Santangelo(2023)andBernard,Mignone&Peralta (2023)bothoffernewdebateontheperiodbeforeandaftertheSecondPunicWar, dividingtheperiodunderinvestigationbetweenthem:thelatterdealwiththefourth andthirdcenturiesBCE,andtheformerwiththesecondcentury.
InaninsightfulchapterwithinBalbo&Santangelo’scollection(2023,339),Flower claimsthat “[i]nsomanyways,thesecondcenturyBCEwasthecrucialcenturythat formedtheRomancommunityanditsculture,whetherpolitical,social,literary,or expansionist.”.Floweriscorrectinmyview,andthisassumptionunderpinstheentiretyofthepresentbook.However,Flower’semphasisuponhindsightintheRomans’ understandingofwhytheirinternalwarshadcometopassseemstometoelidethe importanceofcontemporaryeventsduringtheSecondPunicWar,contemporaryobservationsofthoseevents,andtheeffectthesehaduponlatersociety.Shewrites: “It madesensetotrytorecoverandtoreachouttothecommunitiesinItalythathad sufferedsomuchfromHannibal’soccupationoversomanyyears.Indeed,hindsight revealsthatRomanpolicieswouldproduceincreasingtensionswiththeItalianallies, includingthosewhosesupporthadbeendecisiveinthevictoryoverCarthage,well beforethetimeoftheGracchi.Eventually,thesetensionswouldproducethesevere crisisoftheSocialWarintheearlyfirstcenturyBCE,atruemomentofreckoning thatbroughtintoquestionsomuchthathadbecomestandardpracticesincethedefeatofHannibal.” (341).FlowerthenclaimsthatthesecondcenturyBCEwasshaped byaRomanpolicyofaggressiveexpansionintotheMediterraneanwhichoccurred immediatelyafter thevictoryoverHannibal(341);thatis,afterit,butnotduringor beforeit.ThepresentbookhopestoshowthattheRomandebatesurroundingthe role,definitionandimpactofcivilwarwasnot(oratleastnotonly)amatterofhindsight(seealsoLange2021d);rather,events during theHannibalicWaritself,including contemporaryperspectives,wereofgreatimportancetolaterdevelopments.TherebellionofRome’salliesinItalyduringtheSecondPunicWariscentraltothisnarrative,althoughFlower ’ sarticle(aswellasthebookasawholeofwhichitispart) seemstohavetheeffectofdownplayingtheimportanceofrebellionsthatmustbe partofourreckoning.AsanalternativetoFlower ’ sproposedreadingandthatof Balbo&Santangelo,thepresentstudysuggeststhateventsduringtheSecondPunic War – andnotmerelytheexpansionthatfollowedit – causedprofoundtensions withintheRomanpolity.13
Inreferringtoher2010monograph RomanRepublics, Flowerrecentlynotes(2023,343)that, “[t]hat periodizationschemewasbuiltondevelopmentsininternalpolitics,ratherthanonthedatesofexternalwars.Meanwhile,itwasneverdesignedtoreplaceotherperiodizationschemesbuttosupplement andcomplementthem.” WhileIhavegivenmyownresponsetotheperiodisationin RomanRepublics
Whileallhistoryisofcoursewrittenwiththebenefitofhindsight,theuseoflater evidencewhichlooksbackonthepast(thatis,thepastasseenfromtheperspective ofthatevidence)isanecessitytofillthegapcausedbythelackoftestimoniescontemporarytothatpast.Aswewilldiscussfurtherinchapter7,theneedtoresorttolater ratherthancontemporaryevidenceisnotalwaysabadthing:theconceptofan ‘antebellum’ perioditselfis,afterall,usuallydevelopedfromhindsight.Butatthesame timemyreadingofthesecondcenturyBCErestsonanunderstandingoffragments, manyofthemcontemporary.ThebeginningoftheRomandebateonthechangingnatureofwarfareunderdiscussionherecanwithcertaintybetracedtoFabiusPictor, whowrotecontemporaneouslywiththeSecondPunicWar.Writingthefirstextended historyofRome(anddoingsoinGreek),PictorusestheGreekwordfor ‘revolt’ (apostasis)todescribetheinternalwarrepresentedbytherebellionofRome’sItalianallies(Dion.Hal. Ant.Rom. frg.7.71.2;seechapter2).LaterRomanhistoriographical traditionsfollowedPictorandhisspecificcontemporarytakeontheRomanallies.By followingPictorandthosewhocameafterhim,thoselaterhistoriographicaltraditionsgivepreciousevidenceoftheor iginalnatureofthedebateinPictor ’ stime; thoughwrittenlater,thisevidencegivesusaccesstothecontemporarymaterialby reflectingbackonthedebatesofthepast.Sullaandhiscontemporaries,fortheir part,lookedbacktothelast ‘ greatwar ’ ,backtotheinternalproblemswithinthe RomanpolityofthesecondcenturyBCEwhentryingtounderstandtheperilsoftheir owntime.ThesedebatesaboutthechangingnatureofRomanwarfareandtheproblemsofinternalcohesionwithinthepolity,fromPictortoSulla,madetheinvention oftheconceptof bellumcivile possible.
Withallperiodisationnecessarilycomedrawbacks.ThisisalsothecasewithBernardetal.(2023).Ontheirreading,whatwecallthe ‘Middle’ RepublicissituatedbetweentheearlyRepublicandtheLateRepublic(1).Thereare,orsoitseems,tworival conceptionsofwhentheMiddleRepublicwas.Thefirstidentifies287/264to146/133 BCEasthedistinctperiodofthe ‘Middle’ Republic.Ifwechoosenottobetooprecise indecidingafixed ‘end-point’ forthisperiod(146or133BCE),thenthisperiodbroadly coversboth(a)atimeofpoliticalstabilitybetweentheStruggleoftheOrdersandthe Gracchiandafter;and(b)thegreatwarswithCarthageandintheEast;both146and 133wereofcourserecognisedbyancientauthorsthemselves(notablyAppianandSallust,respectively).2)Therivalperiodi sation,inwhichtheMiddleRepublicisthe fourthandthirdcenturies,wascanonizedbytheItalian1973exhibition RomaMedio repubblicana (seeBernardetal.2023,5).TheFinnishInstituteatRomeconferencein 2000on TheRomanMiddleRepublic foundacompromisebetweenthesetwopositions initstitle,givingitsdatesasc.400-133BCE.NumerousmajorstudiesofRomanhistory elsewhere(Lange2016,chapter1)thatdoesnotneedtoberehearsed,itseemstomethatbyleaving outacategoryofinternalwarsandpoliticsandbyignoringthedifferencebetweenthecitizenbody andtheallies,thereisariskthattheframeworksetoutin RomanRepublics maybeanartificialone.
havefollowedthefirstoftheseperiodisations,andinconsequenceitispeculiarthat thefirstoftheseisleftoutofBernardetal.2023.
Perhapstheanswerisinthenatureoftheirvolume.Bernardetal.deliberately avoidchronologicalmarkersandprecisedates,insteadarguingfor “varioustemporalities” (2023,15)andchronologicalscalesofanalysis,which,accordingtothem,area resultofincludingarchaeologicalevidence,materialculture,andscientificanalyses suchasthedatafrombio-archaeology(15): “Especiallyashistoriansengageincreasinglywithfieldssuchaslandscapesurveyorbioarchaeology,whichoperateatfardifferentscalesofchronologicalresolutionthantheannualrhythmsoftheconsular fasti,wewillneedtoreckonwiththevarioustemporalitiesofthoseforcesatplayin makingMiddleRepublicansociety.” AsanhistorianIcannotaccepttheunderlying propositionthat,byworkingwithourrespectivedata,wearemerelycreatingmultiplechronologicalrealitiesofthesamelargetimeperiod.And,bythesametoken,I cannotaccepttheelisionofcertaineventsand ‘ eventhorizons ’ whichwouldhave shapedentiregenerations.
Asforthesignificanceofthehistoricalevents:evenifoneweretoadopttheapproachofBraudel(1966/1972)byassumingthatthelandscapeofItalydidnotmassivelychangeandthatruraldwellerscontinuedtoliveinthefirstcenturyBCEin muchthesamewayasthreecenturiesprior,withasimilarstandardofliving,their materialconditionswereonly onepart oftheirrealities.Forexample,foramale Romanpeasantofmilitaryage,itwouldhavemadeagreatdifferencewhetherthey livedthroughthelatefourthcenturyBCEortheFirstandSecondPunicWars,and alsothroughtheaftermathofsuchevents.Asaconsequence – andthisisimportant formypurposes – weshouldnotsimplydiscardthesignificanceofspecificwarsand howtheyunfolded,i.e.,thedetailofhistoricalnarrative,asthisconditionedpeople’s livesandlivelihoodsatleastasmuchastheywereconditionedbythetypeofpotthey cookedtheirporridgein.
Theirintroductionstates, “[w]ithrespecttomoretraditionalhistoricalapproaches, thelion’sshareofworkonMiddleRepublicanRomecontinuestofocusonpoliticalhistoryandtheideaofpoliticalculture” (2023,6).Theword ‘traditional’ seemstoindicate somethinglessinnovative,butthismayonlybemyreading.Bernardetal.alsoseemto downplaytheimportanceofmilitarymattersasafeatureofpoliticsassuch,anapproachthatisincreasinglycommontoday: “thisunit[theirMiddleRepublic]isnotnecessarilyonethatcanbeneatlyencapsulatedbetweentwomajorpoliticalormilitary events,muchlesstidydates” (4).TheapproachtobefollowedinthisbooktreatsmilitarymattersandthepracticeofpoliticsasintrinsicallyrelatedinRome.MacMillan (2020,1;seealsotheintroductionabove)hasrightlywrittenthat “[a]sahistorianI firmlybelievethatwehavetoincludewarinourstudyofhumanhistoryifweareto makeanysenseofthepast.” Sheadds, “[w]ar’seffectshavebeensoprofoundthatto leaveitoutistoignoreoneofthegreatforces,alongwithgeography,resources,economics,ideas,andsocialandpoliticalchanges,whichhaveshapedhumandevelopment andchangedhistory”.InconnectingRome’swars – foreign,internal,andcivil – across
theperiodofexpansiontothecivilwarperiod,fromthegreatwarofsurvivalagainst CarthageandHannibaltotheLateRepublic,thepresentstudyseekstobindtogether historicalperiodsthataretoooftendiscussedseparately,settingoutacrucialcontinuationfromtheSecondPunicWartowardstheLateRepublic(similartoMaschek2018).
II:Definition,antebellum Antebellum isabouttime,thetimebeforesomething.InthisbookIusetheconceptof ‘antebellum’ asbothanounandanadjective,denotingontheonehandtheperiodof timepriortoawar(noun)andontheotherhandasawaytodescribeasetofcircumstances,attitudes,debatesandrupturesthatprecipitateconflict.Bothusesaretypical inmanywaysofthescholarshiprelatedtotheAmericanCivilWar(adjective).We willexploretheimplicationsofthistermforthepresentstudyin ‘chapter1:AntebellumandtheIllusionofStability’ .
Ancienttheoristsofwarthemselvesdistinguishedthebeginningofawarassuch fromitsunderlyingcauses.Polybius’ so-called ‘secondpreface’ inBook3ofhis Histories (3.6– 7)offersanarticulationofwhatappearsinseveralrespectstobean ante bellum periodpriortotheSecondPunicWar.Whileitisnotaprecisemodelforthe definitionofantebellumfollowedinthisbook,Polybius ’ theoryonthismatteris worthquotinginfull.Hepointsouttheimportanceofdistinguishingtheimmediate beginningofawarfromtheclusterofcircumstancesthatimmediatelyprecededit. Both,inessence,arepartofthenarrativeoftheconflict,butbelongtoseparatestages withinitthatthehistoriancan(withhindsight)discern:
6.1]SomeofthoseauthorswhohavedealtwithHannibalandhistimes,wishingtoindicatethe causesthatledtotheabovewarbetweenRomeandCarthage,allegeasitsfirstcausethesiegeof SaguntumbytheCarthaginians2]andasitssecondtheircrossing,contrarytotreaty,theriver whosenativenameistheIber.3]Ishouldagreeinstatingthatthesewerethebeginningsofthe war,butIcanbynomeansallowthattheywereitscauses,4]unlesswecallAlexander’scrossing toAsiathecauseofhiswaragainstPersiaandAntiochus’ landingatDemetriasthecauseofhis waragainstRome,neitherofwhichassertionsiseitherreasonableortrue.5]Forwhocouldconsiderthesetobecausesofwars,plansandpreparationsforwhich,inthecaseofthePersian war,hadbeenmadeearlier,manybyAlexanderandevensomebyPhilipduringhislife,andin thecaseofthewaragainstRomebytheAetolianslongbeforeAntiochusarrived?6]Theseare pronouncementsofmenwhoareunabletoseethegreatandessentialdistinctionbetweenabeginningandacauseorpurpose,thesebeingthefirstoriginofall,andthebeginningcominglast. 7]BythebeginningofsomethingImeanthefirstattempttoexecuteandputinactionplanson whichwehavedecided,byitscauseswhatismostinitiatoryinourjudgementsandopinions, thatistosayournotionsofthings,ourstateofmind,ourreasoningaboutthese,andeverything throughwhichwereachdecisionsandprojects.8]Thenatureoftheseisevidentfromtheinstancesadducedabove;9]itiseasyforanyonetoseetherealcausesandoriginofthewaragainst Persia.10]ThefirstwastheretreatoftheGreeksunderXenophonfromtheupperSatrapies,in which,thoughtheytraversedthewholeofAsia,ahostilecountry,noneofthebarbariansventuredtofacethem.11]ThesecondwasthecrossingofAgesilaus,KingofSparta,toAsia,where hefoundnooppositionofanymomenttohisprojects,andwasonlycompelledtoreturnwithout effectinganythingowingtothedisturbancesinGreece.12]FrombothofthesefactsPhilipperceivedandreckonedonthecowardiceandindolenceofthePersiansascomparedwiththemilitaryefficiencyofhimselfandhisMacedonians,andfurtherfixinghiseyesonthesplendourof thegreatprizewhichthewarpromised,13]helostnotime,oncehehadsecuredtheavowed good-willoftheGreeks,butseizingonthepretextthatitwashisurgentdutytotakevengeance onthePersiansfortheirinjurioustreatmentoftheGreeks,hebestirredhimselfanddecidedto gotowar,beginningtomakeeverypreparationforthispurpose.14]Wemustthereforelookon thefirstconsiderationsIhavementionedasthecausesofthewaragainstPersia,thesecondas itspretextand7.1]Alexander’scrossingtoAsiaasitsbeginning.Similarlyitisevidentthatthe causeofthewarbetweenAntiochusandtheRomanswastheangeroftheAetolians,2]who(asI abovestated)lookinguponthemselvesashavingbeenslightedinmanywaysbytheRomansas regardstheirshareinbringingthewarwithPhiliptoanend,notonlyinvitedAntiochusover,
butwerereadytodoandsufferanythingowingtotheangertheyconceivedundertheabove circumstances.3]ButtheliberationofGreece,whichtheyannouncedindefianceofreasonand truthgoingroundwithAntiochusfromcitytocity,wemustconsidertobeapretextofthiswar, anditsbeginningthelandingofAntiochusatDemetrias.14
InPolybius,theunderlyingcausesofawaroccurwithinadistinctandidentifiable historicalperiod,necessarilyoccurringbeforethewaritself.Polybius’ approachhere suggeststhatheisthinkingcarefullyaboutseparatingawarassuchfromits ‘leadup’ period,thetwoperiodshavingadifferentcharacter.IfwetrustPolybiushere,italso appearsthatsomeauthorsdidnotdothis.Hewritesthatsomeauthorstreatthesiege ofSaguntumin219-218BCEasthecauseoftheSecondPunicWar.Polybius(rightly) saysthattheyarewrong;thesiegeofSaguntumwasthebeginningofthewar.InPolybius’ viewthecausesofthewargobackfurtherthanthat.Thecausesofthewarwere notapunctualhistoricalevent,butratheroccurredwithinanongoingperiodofbuild uptothewar.15
Indeed,somethingsimilarisfoundintheprefaceofPolybius(1.1–5),althoughin aslightlydifferentway.HeproposestobeginRomanhistorywiththeHannibalic War,thewarbetweenCarthageandRome(1.3.2).ThishoweverincludeswhatPolybiushimselfdescribesasa ‘preliminarysketch’ (1.3.10: προκατασκευή)thatoccupies Books1and2,downtotheHannibalicWar.ForPolybiusthisisabouthegemonyand abouthowtheRomanssubjugatedtheknownworld(1.1.5).Morethananything,PolybiustreatsthegrowthofRomanpower,whichitselfistreatedasanimportantprecursortotheconflictbetweenthetwopowers,inthelightofthegrowinghegemonyof Carthage: “Butfullyawareastheywereofthis,theyyetsawthattheCarthaginians hadnotonlyreducedLibyatosubjection,butagreatpartofSpainbesides,andthat theywerealsoinpossessionofalltheislandsintheSardinianandTyrrhenianSeas.” (1.10.5:
κὸνπέλαγος).ThisequalsRomanfearofbeingclosedoffromthesearoutesandaccesstothelandaroundtheTyrrhenianSeaandbeyond(NorthAfricaandSpain).A PunicSicilywouldaddtotheperilsofPuniccontrolofthewatersaroundSardinia andtheTyrrhenianSea.AlongsideTacitus’ finedescriptionofRomanstrategy(Ann. 4.5),16 Polybius ’ analysisisanoutstandingcounterargumentagainstscholarssuch asBradleywhoclaimthattheRomansdidnotpursuelong-termstrategiesbecause
Unlessotherwiseindicated,translationsaretakenfromtheLoebClassicalLibraryedition,with minorchanges.
IamgratefultoChristopherBurden-Strevensforpointingthisout.
Lange2022,37: “TacitusstartswithadescriptionofRome’snavalstrategiccapability.Importantly, thenavyfeatureshereaspartofawiderdescriptionofRome’smobiledefenceandcommandofthe empireatastrategiclevel(givingnavalprotectionofmainlandItalyandthesurroundingislands). ThelegionsattheRhineweretodefendtheempireagainsttheGermansandcouldhandletroublein
“ [s]trategyimpliesalong-termvisiona ndanoverallgeographicalperspective ” (2014,63). 17 Apartfromadiscussionaboutgeo graphyandgeostrategy,Bradley ’ s observationhastheinadvertenteffectof evincingthegeneralmisunderstanding oftheconceptofstrategythatsometimesprevailsamongstclassicalscholars.Simplyput,strategyisabouttheinteraction ofmilitarymeanswithpoliticalends, oftenwithstrategyassubordinate(Freedman2023,33 – 34),asa “ linkbetweenpoliticalaimsandtheuseofforce,oritsthreat ” (Heuser2010,3).Importantly,the basicchallengesofstrategywerefamili artotheancients,evenwithouttheconcept. 18 Strategy,muchlikeantebellum,isananalyticalconcept,butitalsoechoes thepastandconsequentlybecomesanempiricalconcept.
Sallustinfactdoessomethingsimilarinthefirstbookofhis Histories.Whilehis focusisprincipallyonon resmilitiaeetdomi from78to67BCE(frg.1),hecannotavoid goingfurtherback,observingthatthedestructionofCarthageintheendledtotheseditionsofhischosenperiodandfinallycivilwar(frg.12):Romedegenerated,henotes glumly,fromthegreatestdecreeof concordia duringtheperiodbetweenthesecond andthefinalwarwithCarthage(frg.9)to discordia andgreedafterthelatter’sdestruction(frg.10).
RetuningonceagaintotheAmericanCivilWar,theantebellumperiodwas markedbypersistentviolence(Hsieh2023,395).NoRomanistcandenythatatrocious violencewaspresentinRome(ofteninthecityinitself)duringtheperiodofsystemic breakdownthattookplacefromaround133BCEonwards,theperiodofthe ‘Late’ Republic.Atthesametime,wecanandshouldspeakofthesystematicviolencethatwas oftenexertedagainstRome ’ salliesfromtheSecondPunicWaronwards.Violence wasnotexclusivetothefirstcenturyBCE.Thisisaboutfocusandaboutincorporating thealliesintothedebateabouttheinternalandcivilwarsofRome.
III:TheDefinitionofCivilWar TheantebellumnarrativetoRome’scivilwaristraditionallythestoryoftheGracchi andtheperiodfrom133BCEonwards,oralternatively,fromthedestructionofCarthagein146BCEonwards.Theperiodcontainsaspectrumofviolence,frompolitical violenceand seditio or stasis tofull-blowncivilwar.However,theproblemwithsuch anapproachtotheLateRepublic,whichsees146or133BCEasadistinctrupture fromearliertimes,isthatitelidesthesignificanceoftheissuesbetweenRomeandits alliesfromtheSecondPunicWaronwards.
Gaul,ifthiswasneeded.Therestofthearmywasdeployedaccordingtopotentialtrouble.EvenItaly hadtheDalmatianlegionscloseby,aswellaspraetoriansclosetoRomeitself.”
Alongsimilarlines,seealsoIsaac1990;Whittaker1994;Mattern1999;Campbell2009; contra Lacey 2022.
Cf.Gray2015,9–10;Black2020,xv,23;Brands2023,2;Murray2023a,496.
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