Modeling gravity hazards from rockfalls to landslides. from individual rockfalls to large landslides

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Discrete Granular Mechanics Set

coordinated by Félix Darve

Modeling

Vincent Richefeu Pascal Villard

First published 2016 in Great Britain and the United States by ISTE Press Ltd and Elsevier Ltd

Apart from any fair dealing for the purposes of research or private study, or criticism or review, as permitted under the Copyright, Designs and Patents Act 1988, this publication may only be reproduced, stored or transmitted, in any form or by any means, with the prior permission in writing of the publishers, or in the case of reprographic reproduction in accordance with the terms and licenses issued by the CLA. Enquiries concerning reproduction outside these terms should be sent to the publishers at the undermentioned address:

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cases.So,thecurrentcomputationsinlabsinvolveatbestafew hundredthousandgrainsand,forspecificproblems,afewmillion.Let usnote,however,thattheparallelizationofDEMcodeshasgivenrise tosomecomputationsinvolving10billiongrains,significantly broadeningthefieldofapplicationsforthefuture.

Inaddition,thissetofbookswillalsopresentrecentdevelopments inmicromechanics,appliedtogranularassemblies.Theclassical schemesconsiderarepresentativeelementvolume.Theseschemes proposetogofromthemacro-straintothedisplacementfieldbya localizationoperator,thenthelocalintergranularlawrelatesthe incrementalforcefieldtothisincrementaldisplacementfield,and eventuallyahomogenizationoperatordeducesthemacro-stresstensor fromthisforcefield.Theotherpossibilityistopassfromthe macro-stresstothemacro-strainbyconsideringareversepath.So, somemacroscopicconstitutiverelationscanbeestablished,which properlyconsideranintergranularincrementallaw.Thegreatest advantageofthesemicromechanicalrelationsisprobablytoconsider onlyafewmaterialparameters,eachonewithaclearphysical meaning.Thissetofaround20bookshasbeenenvisagedasan overviewofallthepromisingfuturedevelopmentsmentionedearlier.

FélixD ARVE

July2016

balanceoftheforceworks,andthekineticschangesasaresult.In otherword,thedissipationconcernsthecontacts/collisionsandnot entireblocks;thisisdifferentfromthetrajectoryanalysisthatusually treatstheblockasapointwherethemasshasbeenlumped.Without sayinganythingaboutthephysicsconcretelyimpliedatthecollision (e.g.localdamageorbreakage,elasticwaveabsorption,viscosity),two inputsaredistinguishedinthedissipatedenergyforagivencollision: thedissipationduetotheforcesactinginthedirectionnormaltothe contactandthedissipationofthetangentialforces.Athirdtypeof dissipationinvolvesaresistancemomentatthecontactpointwhena blockcollideswithasoftsubstratum.Allthesedissipationtermsare trackedbymeansoftheworksofthecontactforces(ormoment)by assumingthattheworksoftheelasticcomponentsarenegligible(this isindeedaweakassumption).Whenconsideringtheevolutionofthe forcesactingateachcontactinaDEMsimulation,acompletemapping ofthelossofenergycanbedrawnbothinspaceandduringtime.The DEMassociatedwiththisanalysisframeworkprovidesapowerfultool witharichdatabaseforanalysis.

Inadditiontothedissipationanalysis,thecoreoftheapproachrelies ontheshapeoftheblocksand,forasecondtime,onthetopologyof thepropagationterrain.Itisbelievedthatthesegeometricfeaturesare keyelementsthatplayacrucialroleintheglobalbehaviorofagranular flow.Wewillsee,throughoutthereading,thatthisisindeedthecase. However,noattempttocharacterizetheshapewillbeproposed.Instead, theanalysiswillbebuiltuponmoreevocativedescriptionssuchas“the propensityofablockforrollingorforsliding”orthe“disturbanceofa granularflowduetothebumpynessoftheterrain”.

Anothernotableaspectoftheworkisthefactthatallsimulations aredeterministic.Indeed,webelievethattheexplicitconsiderationof geometries(forboththeblocksandtheterrain)eliminatestheneedfor usingsomestochasticinputstypicallyusedinrockfallsimulations.For example,theexplicituseofacomplexshapewillnaturallyinvolvea statisticaldistributionofthedeviationanglesafterablockcollisionona slope;therateofenergydissipationwillalsoobeyacertaindistribution asafunctionoftheconfigurationofcollision(inparticular,theangular

xviModelingGravityHazardsfromRockfallstoLandslides

velocityandpositionoftheblockrelativetotheslope)withnoneedto explicitlydefinethisdistribution.Onceagain,theroleofgeometryis showntobedecisiveandthebiasistosaythat“anaccurategeometryis betterthanlotsofparameters”.

DespiteallrecognitionenjoyedbyDEM,thisapproachmainlyfaces twodifficulties:(1)themechanicalparameterscanbedifficulttoassess and(2)thecomputationdurationbecomesprohibitivewhenthenumber ofelementsistoolarge.Thislatterissueiscanceledwhenassumingthe granularmediumasacontinuum.Althoughmanybenefitsarelost,the modelbecomesusableintheframeworkofengineering.Forthatreason, thebookalsodealswiththe materialpointmethod (MPM),whichisa relativelynewandpromisingapproach.

Itisimportant,whenreadingthisbook,tofosteramindsetoftruth seekingratherthantargetingtheapplicabilityofthedifferentmodels depicted.Certainly,thisattitudeofcuriosityishelpfulforabetter appreciationofthemessagesdelivered–theauthorsareevidentlywell awareaboutthesimplificationsmade.

Thisbookiscomposedoffivechapters.Chapter1providesa descriptionoftheemployedmodels.ThevalidityofthespecificDEM developedwillthenbedealtwith–inChapter2–bymeansof comparisonswithreleaseexperiments.Theframeworkoftypical analysiswillalsobepresented.Chapter3discussestheinfluencesof severalmechanicalandgeometricalparametersthatcanbeinvolvedin thepropagationprocesses.Chapter4willpresentthreeconcretecases ofmediumrockavalanchesthatimplementsophisticated digital surfacemodels togetherwithblockshapesissuedfromnatural discontinuityplans(orblasting).Finally,acomparisonofmass releasessimulatedbyDEMandMPMwillbeintroducedinChapter5.

Theauthorswouldliketoinsistupononepointverystrongly:the studiespresentedinthebookresultfromtheworkofseveralkey players–so-calledco-workers–whoarecolleaguesorstudents.The namesoftheseco-workershavebeenmentionedatthebeginningof thechapterswheretheirworkhasbeeninvolved.

Inthischapter,computationalmethodswillbedescribedwitha particularfocusonthediscreteelementmethod(DEM).Thequestion ofknowingwhichmethodismostappropriateforoneoranother situationisnotdirectlyaddressedhere.Instead,thefundamental methodsarediscussedfromboththephysicalandthecomputation pointofview.

1.1.Trajectoryanalysis

Theaiminthissectionistoprovidethebasicconceptsofthe approachwithoutgoingtoodeepintoconsiderations.Inreality,there aresomanyvariantsthatonecannotfocusonaparticularone.

Basically,themainstrategytoconductatrajectoryanalysisisthe lumpedmass approachthattreatsablockasapointwithamass [RIT63,PIT76,HUN88].Morerecentapproachesdealwithshaped blocks[FAL85,DES87];theyarenotreportedhereforthesakeof brevity.Atrajectoryanalysisconsistsofgeneratingahighnumberof trajectoriesbyvaryingtheinitialconditionsandbyintroducingsome controlledrandomnessinthecollisionswiththeterrain.Nowadays, thisrandomnessisalmostalwaysaccountedforinthetrajectory

4ModelingGravityHazardsfromRockfallstoLandslides

issimilartothatof“clumps”wherespheresareassembledtoforma rigidobjectofcomplexshape.WithSP,inadditiontospheres,two extraformsareassembled:cylinderstoformtheedgesandplanar polygonstoformthefaces.Thevertexesareformedbyspheres. Figure1.1providesanoverviewofanSPrepresentingapebble,which hastheparticularityofbeingnon-convex.Thebodyshapeisactually definedbysweepingasphereoveralledgesandfaces.Froma mathematicalviewpoint,theseblockshapescanbeseenasthe Minkowskisumofapolyhedronandasphere[BER03].

Figure1.1. Definitionofasphero-polyhedronillustratedinthecaseofa non-convexpebble.Thevextexesarespheres,theedgesarecylinders andthefacesarethick3Dpolygons(trianglesinthispicture)

SPofferseveraladvantagesincludinghighlysimplifiedcontact detection(i.e.findingcontactlocationsandassociatedlocal frameworks)[ALO08].Indeed,allthecontactconfigurationsbetween twoSPcanbereducedtoasetofonlyfourtypesofelementary contactsconfigurations: vertex–vertex, vertex–edge, vertex–face and edge–edge.Onecanbetterappreciatethebenefitofthisapproachwhen considering,forinstance,theface–faceintersectiontest:thelattercan simplybereplacedbyasetofedge–edgeandvertex–faceintersection tests.Amongthemanyotherbenefits,theSPapproachallowsthe shapestobeconcaveand/orhollow.Also,thenormalvectorsatcontact aredefinedwithoutambiguity.

1.2.2. Massproperties

ThemasspropertiesoftheSPhavetobeprecomputedinorderto integratetheirdynamicmotions.Theyarethecenterofmass,themass (orvolume)andtheinertiamatrixexpressedintheprincipalframe.To estimateallthesepropertiesforblocksthatmayhaveanygeometries (concave,convex,hollow),MonteCarlo(MC)numericalintegrations areperformed(see[PRE07]).Thebasicpremiseofthemethodrelies ontheapproximationoftheintegralofafunction f onavolume V :

wherethesymbol ... correspondstoanarithmeticmeanofasample of N points.

Theintegrationprocedureisconductedbyfirstsettingan axis-alignedboundingbox (AABB)thatcloselywrapsthebody.Aset ofpositionswithinthisAABBisrandomlygeneratedbymeansofa Sobolsequence(forafasterMCintegration).Toassesswhetherornot thispoint x standsinsidetheSP,afunction ϕ(x) isdefinedsothatitis 1whenthepointisinsidetheshapevolume V ,and0otherwise.In practice,thisisverifiedquitetriviallyatthevertexes(sphere),atthe edges(cylinder)andatthefaces(thickthree-dimensional[3D] polygon).Then,ontheinsidepolyhedron(i.e.withouttheMinkowski radius)thisisverifiedwithanalgorithmbasedontheoddnessofthe amountintersectionbetweenasemiinfiniteray(startingfromthepoint) andeachface.Finally,inmoreformalterms:

Itthenbecomeseasytonumericallyintegrateanyquantityon V AABB volumeusingequation[1.5].Thevolumeofthebodyisfirst estimate:

Byassumingavolumedensity ρ uniformlydistributed,themassof thebodyis m = ρV ,anditsinertialcenter xG canbeobtainedbymeans ofanMCintegration:

Thesymmetricmatrixofinertiarelativetothepoint xG isalso computedusingMCintegrationsforeachofthesixcomponents:

Ixx (xG )= γ ϕ(x)(δy 2 + δz 2 )

Iyy (xG )= γ ϕ(x)(δx2 + δz 2 )

Izz (xG )= γ ϕ(x)(δx2 + δy 2 )

Ixy (xG )= γ ϕ(x) δxδy

Ixz (xG )= γ ϕ(x) δxδz

Iyz (xG )= γ ϕ(x) δyδz [1.9] where T(δx,δy,δz )=(x xG ) andthecommonprefactoris γ = V AABB V [1.10]

Tosavememoryandcomputingtime,onlytheeigenvalues extractedfromtheinertiamatrixwillbestoredas I ∗ 1 /m, I ∗ 2 /m and I ∗ 3 /m.Thevertexpositionsareexpressedinthebodyframeworkgiven bytheeigenvectorsoftheinertiamatrix,withtheoriginplacedatthe masscenteroftheSP.Thepositionandorientationofthelatteristhus defined.

Theuseofregularshapeissometimesrequired(small-scale laboratoryexperiments,characterizationoftheinfluenceoftheshape, etc.).Itisinthiscaseadvantageoustohavealibraryofshapeswith

theirinertiaproperties(inertiaandvolume)precalculatedeitherby handorbynumericalintegrationdependingonthecomplexityofthe form.Suchalibrarywasaddedtothecode DEMbox bysettingeach forminitsownframeworkwithchosendimensions.Thescalingis donethroughascalingfactor H .Forexample,thepositionsofthe elementsconstitutingacubearedefinedrelativetothecenterofthe cube,themainaxesbeingthoseoftheedgeshavingaunitlength.Ifa cubeof1.8cmsquarehastobetakenfromthelibrary,ascalingfactor H =0.18 willbeused(theunitoflengthbeingthemeter).The volumewillbescaledbymultiplyingthe“unitvolume”by H 3 andthe eigenvaluesofinertia(dividedbythebodymass)by H 2 .

1.2.3. Blockmotions

SinceanSPisarigidbody,onlythetimeevolutionofthemass centerpositionandoverallrotationiscomputed.Themovementofthe entitiesthatcomposetheSP(namelytheslavebodies)isgovernedby therelationsofrigidmotion.

ThealgorithmfortheclassicalDEMinvolvestwostagesforeach rigidbody i:(1)thecomputationoftheresultantforces Fi andmoment Mi fromvolumeandcontactforces(seesection1.2.6);and(2)the timeintegrationofNewton’ssecondlaw(fortranslations)andEuler’s equations(forrotations).Thismovementintegrationisperformedby meansofthevelocityVerletscheme[ALL89],whichisasatisfactory compromisebetweentheaccuracyoftheblockvelocities(forboth translationsandrotations)andmemorysaving.

Eachbody i iskinematicallydefinedintheglobalframeworkbyits mass-centerposition xi ,itsmass-centervelocity vi ,itsangular positiongivenbyaunitquaternion ˘ Qi anditsangularvelocity Ωi . Unitquaternionsprovideaconvenientmathematicalnotationfor representingorientationsandrotationsofobjectsinthreedimensions. ComparedtoEulerangles,theyaresimplertocomposeandmayavoid theproblemofgimballock.Comparedtorotationmatrices,theyare morenumericallystableanduselessmemory.Somehow,unit quaternionscanbeinterpretedasrotationmatricesbuttheyonlyhold

8ModelingGravityHazardsfromRockfallstoLandslides

onescalarvalueandonevector: ˘ Qi ≡ [si , Vi ].Thereexistsalargely developedmathematicalbackgroundconcerningquaternions,butall thisknowledgeisnotabsolutelynecessarywhendealingwith rotations.

Fortranslationmotion,thevelocityVerletalgorithmcanbe summarizedasfollowsforeachtimestep Δt:

with ai = Fi mi g z,

where mi isthemassofthebody i and g z isthegravityacceleration.

Forrotationmotion,thevelocityVerletalgorithmisalsousedto determinetheangularpositionsandvelocitiesofthebodies.Itformally reads:

Inthisscheme,thefirstandsecondtimederivativeofthequaternion canbeexpressedintermsoftheangularvelocityvectoras:

where ˘ Ω denotesforthequaternion [0, Ω],andoperator isthe Hamiltonproductdefinedby

inamodule DEMbox.Itisimportanttokeepinmindthatafamilyof discontinuitiesisdefinedby(1)anormalvectorcommontoall discontinuityplanes,(2)apointbelongingtothefirstplane,(3)apoint belongingtothelastplaneand(4)thedistance(chosenconstant) betweentheplanes.Theextentoftheplanesofdiscontinuityare infinite,whichimpliesthateachcutpassesthroughthemassfromone endtotheother,whichisnotnecessarythecasewith discretefracture models.

Figure1.2. Aschematicillustrationofthecuttingprocedurealongfamiliesof discontinuityplanes.Theinitialvolume,representedhereasacube,isaspheropolyhedron:a)itisfirstcutalongthefirstfamilyofdiscontinuities(onlyasingle yellowplaneisshown);b)eachresultingblockwillbecutalongthefollowing familyofdiscontinuities(onlyasinglegreenplaneisshown);c)whenallthe cutsaremade,theresultisanassemblyofblocksthatwillbeabletointeract whentheywillbedestabilizedbygravity

Thisproceduregivesrisetorealisticgeometriesofblocks.Theyare issuedfroma3Ddigitalmodeloftheunstablevolume(inthestandard STLformatforexample)andadetailedknowledgeofthefracturing resultingfromasiteinvestigationorfromgeologicaldatabases.Some applicationstorealsitesareshowninChapter4.

1.2.5. Digitalterrainmodel

Thetopologyoftheterraincanbeassessedbymeansofdifferent techniques(aerialLIDARscans,stereocorrelationofphotographic images,etc.).Suchascanoftheterraingenerallyresults,aftersome postprocessing,inatriangularmeshformingthe digitalsurfacemodel (DSM)oftheterrain.Fromthepointofviewof DEMbox model,each triangleisaspherotrianglehavingallitsdegreesoffreedomblocked. AlltheadvantagesofSPstillexistforboththeterraintopologyandits interactionswiththemovingblocks.However,thequestionofthe sensitivitytothesizeresolution(relatedsomehowtothebumpynessof theterrain)remains,eveniftheuseofMinkowskiradiismoothsthe surface.

Figure1.3showsanexampleofDSM.Inthisexample,therelief hasbeenscannedbymeansoftheLIDARtechnique,anddifferent digitaltreatmentshaveresultedinatriangulationwiththedesired fineness.Theinsetinthetop-rightcornerillustrateshowthe spherotrianglesaresuperimposedontotheDSM.

Figure1.3. Digitalsurfacemodelusedtomodelthespread ofarockavalanchetriggeredartificiallyaspartofapreventive purgeofunstablerockyshellofNeronmountnear Grenoble(France)in2011Imagefrom[BOT14]

1.2.6. Contactforcelaws

Thegoodnessofamodelcanbeevaluatedfromitsabilitytoreflect concretephysicalphenomena,butalsobytheeasinesswithwhichthe requiredparametersareaccessible.Inotherwords,thecurrentstakesin modelinggravityhazardsconcernnotonlythedevelopmentof powerfulnumericaltoolscapableofsimulatingcomplexrheologiesbut alsotheabilityofanoperatortoidentifyandassignmodelparameters. Withthisinmind,adissipativemodelofcontact–collisionisdepicted. Themodelisintentionallyminimalist.Forrockfallmodeling,itis believedthatitincludestheminimumnumberoffeaturesnecessaryto takeaccountof(1)thedeformabilityofthecontactzones,(2)a dissipationrelatedtonormalcollisionsand(3)adissipationassociated withtangentialrelativedisplacements.

Themodeldepictedhereisbasedonbodyshapesthataremore realisticthanspheres,asseenpreviously.Thisisactuallyacrucial featureofthemodel.Theothercrucialfeatureconcernscollision(or contact)forcelaws.Asimpleformulationhasbeenused;nevertheless, itincorporatestheenergydissipationduetoblockcollisions. Consideringthehugeamountofuncertaintiesrelatedtoanaturalevent, itseemedtotallyimpossibletopredicttheexacttrajectoryofeach particleintheflow.Thus,itwasdecidedtofocusontheenergyloss associatedwitheachimpact,ratherthantoreproduceinsmallest detailstheexactphysicalphenomenarelatedtothisimpact.Theenergy lossmayresultfromverycomplexphysicalmechanisms(heat production,wavepropagation,microcracking,blockchipping,etc.)for whichitisreasonabletoadmitthattheyarebeyondunderstandingof collectivebehavioroftheblocksinaflow.Moreover,thelocal mechanismsdonotneedtobepreciselyidentified,especiallysinceit willbenecessarytoidentifytheparametersinvolved.Minimalistlaws wereoptedfor,whereonlytherateofenergylossandthefrictionare requiredtodissipatethekinematicenergyoftheblocks.Inother words,acoarserscalehasbeenconsideredtotakeintoaccountforce transmissionanddissipationmechanismsinagranularassemblythat flowsandthenstops.Itisimportanttostressherethatthiscoarserscale isnotnon-physicalbutignoressomephysicalmechanismsthatare

14ModelingGravityHazardsfromRockfallstoLandslides

involvedatsmallerscales.Itwillbeseeninthefollowingchaptersthat thelawsproposedherearesufficienttosatisfactorilydescribethemain reboundpatterns–eventhemosterratic–providedthattheminimum timeresolutionofinterestislongerthanacollisionduration. Obviously,themodelhereshouldnotbeusedwhendealingwithsome otherfeaturesforwhichtheforceevolutionduringthecontact/ collision,suchacousticwavepropagationinconfinedgranularsystems [SOM05](anyway,itisnotwhyitisdesignedfor).

Rockavalanchesinvolvedynamicblockmovements.Forthis reason,dampingmodels,whichaffectblockmovementswithan artificialparachute,cannotbeusedsinceitwouldleadtonon-physical behavior.Anothersolutionistoaccountforalocalviscousdampingat acontactlevel.Thissolutionwasalsorejectedbecause,althoughit introducesaviscosityparameterthatcanbeconnectedtoa well-defineddissipationrateinthecaseofsinglecontact[TSU92],it isill-definedintheparticularcaseofthemultiplecontactsinvolvedin theinteractionsofSP.Moreprecisely,theeffectivemass meff involved inthecriticalviscosity 2√meff kn isnotwelldefinedforcomplex shapesandshoulddependonthepositionsofthecontactpointsand theirnumber.

1.2.6.1.

Normalforce

Thesimplestformulationforthenormalforce fn makesuseofa linearelasticlawwithtwodifferentstiffnessesinthecaseofloadingor unloading(respectively, k + n and kn )[BAN09].Whentheoverlap hn increases(i.e. Δhn ≥ 0),thenormalforceincrementreads:

Δfn = k + n Δhn [1.22]

Otherwise,if Δhn < 0 and hn > 0,theforce fn isgivenby: fn = kn hn [1.23]

Figure1.4(a)isaplotofthisforcelaw,whichillustratestheroleof incrementalloading.Itshouldbenotedthattheliteratureprovides othercontactlawsthatalsointroduceenergydissipationbymeansofa

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