Life cycle sustainability assessment for decision-making: methodologies and case studies 1st edition

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LIFECYCLESUSTAINABILITY

ASSESSMENTFORDECISION-MAKING

LIFECYCLESUSTAINABILITY

ASSESSMENTFORDECISION-MAKING

MethodologiesandCaseStudies

JINGZHENG REN

TheHongKongPolytechnicUniversity DepartmentofIndustrialandSystemsEngineering HongKongSAR,China

SARA TONIOLO UniversityofPadova DepartmentofIndustrialEngineering Padova,Italy

Elsevier

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Knowledgeandbestpracticeinthisfieldareconstantlychanging.Asnewresearchandexperiencebroadenour understanding,changesinresearchmethods,professionalpractices,ormedicaltreatmentmaybecomenecessary.

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Contributors

AnaCarolinaMaiaAngelo FluminenseFederal University(UFF),VoltaRedonda,Brazil

MartaAvesani EconomyforTheCommon Good–Italy,Bressanone,Italy

EricAwere DepartmentofCivil,Chemicaland ManagementEngineering,Universityof Bologna,Bologna,Italy

AlessandraBonoli DepartmentofCivil, ChemicalandManagementEngineering, UniversityofBologna,Bologna,Italy

DeepjyotiDas CentreforUrbanScienceand Engineering(CUSE),IndianInstituteof TechnologyBombay,Mumbai,India

LichunDong SchoolofChemistryand ChemicalEngineering,ChongqingUniversity, Chongqing,China

FabioGambaro UniversityofPadova, DepartmentofIndustrialEngineering,Padova, Italy

SenGuo SchoolofEconomicsand Management;BeijingKeyLaboratoryofNew EnergyandLow-CarbonDevelopment(North ChinaElectricPowerUniversity),Beijing, China

BeijiaHuang Departmentofenvironmentand architecture,UniversityofShanghaiforScience andTechnology,Shanghai,People’sRepublic ofChina

YingHuang Departmentofenvironmentand architecture,UniversityofShanghaiforScience andTechnology,Shanghai,People’sRepublic ofChina

PradipP.Kalbar CentreforUrbanScienceand Engineering(CUSE);Interdisciplinary ProgrammeinClimateStudies,IndianInstitute ofTechnologyBombay,Mumbai,India

RistoLahdelma DepartmentofMechanical Engineering,AaltoUniversitySchoolof Engineering,Aalto,Finland

JinmingLei Departmentofenvironmentand architecture,UniversityofShanghaiforScience andTechnology,Shanghai,People’sRepublic ofChina

WeichenLi SchoolofChemistryandChemical Engineering,ChongqingUniversity, Chongqing,China

RuojueLin DepartmentofIndustrialand SystemsEngineering,TheHongKong PolytechnicUniversity,HongKongSAR, People’sRepublicofChina

ZhiqiangLiu SchoolofEnergyScienceand Engineering,CentralSouthUniversity, Changsha,People’sRepublicofChina

KeboMa SchoolofEnergyScienceand Engineering,CentralSouthUniversity, Changsha,People’sRepublicofChina

YiMan StateKeyLaboratoryofPulpandPaper Engineering,SouthChinaUniversityof Technology,Guangzhou;Departmentof IndustrialandSystemsEngineering,TheHong KongPolytechnicUniversity,HongKongSAR, People’sRepublicofChina

LinoGuimara ˜ esMarujo FederalUniversityof RiodeJaneiro(UFRJ),RiodeJaneiro,Brazil

AnnaMazzi DepartmentofIndustrial Engineering,UniversityofPadova,Padova, Italy

JingzhengRen TheHongKongPolytechnic University,DepartmentofIndustrialand SystemsEngineering,HongKongSAR,China

SaraToniolo UniversityofPadova,Department ofIndustrialEngineering,Padova,Italy

x Contributors

RobertaChiaraTosato UniversityofPadova, DepartmentofIndustrialEngineering,Padova, Italy

HaichaoWang InstituteofBuilding EnvironmentandFacilityEngineering,School ofCivilEngineering,DalianUniversityof Technology,Dalian,People’sRepublicofChina

DiXu SchoolofChemistryand ChemicalEngineering,Chongqing UniversityofScience&Technology, Chongqing,China

ShengYang SchoolofEnergyScience andEngineering,CentralSouth University,Changsha,People’sRepublicof China

SaraZanni DepartmentofManagement, UniversityofBologna,Bologna,Italy

Introduction.Lifecyclethinking

DepartmentofIndustrialEngineering,UniversityofPadova,Padova,Italy

1.1Fromtheenvironmentalconcernstoalifecycleperspective

Theissueofenvironmentalsustainabilityisofgreatinteresttoday(UNEP,2011).Theinternationalcommunityencouragescompaniestoadoptcleanerproductionsystemsandtechnologies.Themarketseemstorewardenvironmentallyresponsibleorganizations,andmany companiesaroundtheworldareincreasinglybecominginterestedinenvironmentalissues, introducingthemasstrategicvariablesintheirbusinesses.

However,overtheyears,manyenvironmentalmanagementtoolshaveshownanimportantlimit,thatisthereductionofenvironmentalimpactsofanorganizationoraprocessby allocatingthematothertimes,upstreamordownstreamofthesupplychain,thusincreasing theenvironmentalloadsofothersubjects,suchassuppliers,distributors,customers (O’Rourke,2014).Thisisbecausemanyenvironmentalmanagementtoolsobservetheenvironmentalproblemfromasinglepointofview,theoneofthesingleorganization,whileenvironmentalproblemsaregeneratedbydifferentsubjectsthat,together,contributeina closelyinterconnectedwaytotheoverallenvironmentalimpact.Withaphysicalpointof view,thefootprintofaproductisthesumofthefootprintsofprocessesalongtheproduct supplychainindifferenttimesandgeographicalareas(HoekstraandWiedmann,2014).

Therearemanyexamplesofproblemshifting,wheresolutionsadoptedtoimproveor solveatargetedproblemunintentionallyendupcreatingotherproblemsofenvironmental, economic,orsocialnatureelsewhereforotherstakeholders.Tosolvethisloop,alifecycle approachmustbeadopted.

Emerginginterestinmarketconcernsthegreensupplychainmanagement,whichexplores varioustypesofsupplychainrelationshipsandgovernance,encouragingasustainablemanagementofsuppliersanddistributors(Tsengetal.,2019).Withalifecycleperspective,we considerthetotalityofthesysteminouranalysis,includingtheevaluationoftheproduct’s entirelifecycle,withalong-termtimehorizonandamultidimensionalview.Lifecycle

thinking(LCT)offersthistotality:acomprehensiveanalysisofthetopicitrequires,leadingto solutionsforreducingimpactsinanabsoluteandnotarelativeway.

Asshownin Fig.1.1,aproduct’slifecyclecanbeginwiththeextractionofrawmaterials fromnaturalresourcesintheground,andwithenergygeneration.Materialsandenergyare thenpartofproduction,packaging,distribution,use,maintenance,andeventuallyrecycling, reuse,recovery,orfinaldisposal.Ineachlifecyclestagethereisthepotentialtoreduceresourceconsumptionandimprovetheproduct’sperformance.

Thelifecyclemetaphorisborrowedfromthefieldofbiology.Forexample,thelifecycleof abutterflystartswithanegg,whichburstsandletsacaterpillarout,whichthenturnsintoa pupa,fromwhichabutterflyemerges.Thelattereventuallydiesafterlayingeggsforthecycle toberepeated.Inmuchthesamewayaman-madeobjectstartsitslifecyclebytheharvesting andextractionofresources,followedbyproduction,use,andeventuallymanagementas waste,whichmarkstheendofthelifecycle(Bjørnetal.,2018a).

Tominimizeimpacts,fiveleverscanbeusedinpractice,fromalife-cycleperspective:lifetimeextension,dematerialization,manufacturingefficiency,substitution,andrecovery (OlivettiandCullen,2018).That’swhywetalkaboutLCT.Decisionsmadeconsideringafull lifecycleperspectiveandbroaderimplicationsontheenvironmental,economic,andsocial pillarsofahealthyplanet,allowustoaddressunintendedtrade-offsbetweenthesepillars, andfocusattentiononthekeydriversofchange.Asaresult,progresstowardssustainable developmentisfasterandmoreefficientthanwhendecisionsareisolated(LCI,2017).

Thinkingintermsofthelifecycle,businessesrecognizethateachchoicesetsthestagefor notonlyhowtheproductwilllookandfunction,butalsoforhowitwillimpactthe

FIG.1.1 Atypicalproductlifecyclediagram. LifeCycleInitiative, https://www. lifecycleinitiative.org/starting-life-cycle-thinking/ what-is-life-cycle-thinking/

Natrual resources
Incineration and landfilling

environmentandthecommunityasitismanufactured,used,disposedof,re-used,or recycled.Productscanbedesignedsotheywillhavelessenvironmentalimpactwhenthey aremanufactured,used,anddiscarded.Withalifecycleapproach,companiesareabletocalculatethefulllifecyclecostofthegoodstheypurchase.Thisincludesthepoint-of-purchase priceaswellasthecostsoftransporting,storing,installing,cleaning,operating,repairing, andeventuallydiscardingthosegoods(Hall,2019).

Aswewillexploreinthisvolume,LCTisnotjustamethodologyofanalysis;wecanconsideritaphilosophy,awayofobservingandreflecting,whichleadstoeffectivesolutionsfor overallimprovementofthesustainabilityofproducts,processes,andsystems.Thelifecycle approachpromotesrelevantinnovationsindesigning,producingandusingproductsand services,anditbringsbenefitstoseveralstakeholdersalongtheproductsupplychain;we havesummarizedsomebenefitsin Table1.1.

Tomakechoicesaddressedtolifecycleapproach,designers,manufacturers,andsuppliersneedtoolsforassessingthesustainabilityofalternatives,intermsofpreferability andfeasibility.Themarkettooneedsclearandquantifiedinformation,sothatconsumers andbuyersareabletoevaluatethesustainabilityofalternativeproductsandmakeinformed

TABLE1.1 MainbenefitsoftheadoptionofLCTtothestakeholdersalongtheproductsupplychain.

StakeholdersLCTpromotesLCTavoids

DesignersComprehensive,complete,andconsistentanalysis ofallthefactorsthatcontributetotheimpactofthe product

Designersand manufacturers

Marketingstaff anddesigners

Consumersand market

Wholesupply chainand community

Wholesupply chainand community

Localand international governments

Identificationofsolutionsthatimprovetheoverall performanceofthesystem,whichincludesthe performanceofalltheactorsinthesupplychain

Comparativeevaluationofalternativebusiness solutionsindesign,production,purchasing, distribution,use,andend-of-life

Communicationofclearandconsistentinformation andcreatingawarenessinthemarket

Improvementofentiresystems,notsinglepartsof systems

Choicesforthelongertermandconsideringall relatedenvironmentalandsocialissues

Investmentofeconomicresourcestosupportmore sustainableprojects

partialanalysisoftheenvironmental, economic,andsocialimpactsassociated withsinglephasesofaproduct’slife cycle

Identificationofsolutionsthatfixone environmentalproblembutcause anotherunexpectedorcostly environmentalproblem

Inabilitytocomparedifferentdesign, production,andorganizational alternatives

Communicationofmisleading informationanddisorientationinthe market

Shiftofproblemsfromonelifecycle stagetoanother,fromonegeographic regiontoanother,andfromone environmentalitemtoanother

Shorttermdecisionsthatleadto environmentaldegradation

Wastageofinvestmentsinactionsthat donotimprovetheoverall environmentalperformanceorcreate inefficiencies

purchases.Moreover,localgovernmentsandinternationalinstitutionsmustbeabletohave comprehensiveandrobusttoolstoguidecompaniesandmarketstowardsmoresustainable productionandconsumptionbehavior.Allthesemeasurementneedsfindananswerinthe mostimportantoperationaltoolofLCT:lifecycleassessment(LCA).Thisanalysesthe wholelifecycleofthesystemorproductthatistheobjectofthestudyanditcoversabroad rangeofimpactsforwhichitattemptstoperformaquantitativeassessment(ISO,2006b). LCAisanimportantassessmenttool,asdemonstratedbythecentralroleitisgiveninenvironmentalregulationinmanypartsoftheworldandthestrongincreaseinitsusebycompaniesallovertheworld(HellwegandMila ` iCanals,2014).ThefocusofLCAhasmainly beenontheenvironmentalimpactsalthough,aswewillseeinfollowingsections,bothsocialandeconomicimpactscanbeincludedaswell,withamoreextendedperspective knownassustainabilityassessment.

Duringthelast30years,worldleadershaveexplicitlyrecognizedtheneedtochange unsustainablepatternsofproductionandconsumption,andlifecycleapproachesplaya keyrole.Demandforlifecycletoolshasincreased,primarilythankstonumerousactionspromotedbyinternationalinitiativestosupporttheinclusionoflifecycleapproachesingovernmentsworldwide.Atthesametime,inamarketperspective,bothcompaniesandcustomers aregivingincreasingimportancetoimpactsevaluationofproductsandserviceswithalife cycleperspective.Today,LCTisafundamentalthemethatinvolvesmultiplesectorsand bringstogethertheknowledgeofmanydisciplines.Itscurrentmaturityisduetoaprogressiveevolutionovertheyears,intermsofpractices,methodologies,andpolicies.Thenextsectiondescribesthisevolution.

1.2HistoryofLCT

Inthe1930s,economistsbegindiscussingtheunsustainabilityofwelfareinaneconomy thatusesnon-renewableresources(Hotelling,1931).Inthe1960s,attentiontowardsadverse environmentaleffectscausedbyenvironmentalpollutionincreasedandtransparentand science-basedinformationbegintobedemandedbyenvironmentalscientists(Carsol, 1962).Thefirstlifecycleorientedstudymightbetheonepresentedin1963bySmithin theWorldEnergyConferenceanditconcernedtheenergyrequirementsfortheproduction ofchemicalintermediatesandproducts(Boustead,2003).Inthisdecade,thefirstlifecycle studiesintheUnitedStatesandNorthernEuropewereconductedbysomecompaniesin thepackagingsector,inordertodevelopproductionsystemswithenergysavingandemissionsreduction.Thesestudies,carriedoutbylargecompaniesinanisolatedmanner,essentiallyfocusedonthefirm’senvironmentalmanagement,aimedatimprovinginternal processes,withoutinterestincommunicatingtostakeholders(Huntetal.,1992).Early methods,inspiredbymaterialflowaccounting,werefocusedoninventoryingenergyandresourceuse,emissions,andsolidwaste.Withmorecomplexinventories,thefocuswasgraduallyextendedwithatranslationfromphysicalflowsaccountingintoenvironmentalimpact evaluations,ascontributiontoclimatechange,eutrophication,andresourcescarcity(Bjørn etal.,2018b).

Inthe1970s,theconcernsoftheinternationalcommunityregardingenvironmentalproblemscreatedbysomeindustrialactivitiesweregrowing(Meadowsetal.,1972).Scientistsrecognizedresourceconsumptionandwasteproductionasthemaincausesofenvironmental problemsandrecommendedtheclosureofthecyclewithreliability,reparability,andrecyclabilityofproductsattheendoflife(Singer,1970).Atthesametime,inchemicalsandpackagingsectors,theinterestinlifecycleevaluationcontinuedtogrow,focusingonenergy consumption,solidwasteproduction,andairemissions.Intheseyears,thefirstpublic andpeer-reviewedLCAstudywaspublished,commissionedbytheUSEnvironmentalProtectionAgencywiththeaimofinformingregulationonpackaging(USEPA,1974).

Duringthe1980s,thelifecycleapproachevolvedinbothapplicationsandmethodologies, thankstocompanies’interestandthescientificdebate.InEuropeancountries,environmentalattentionrelatedtotheimpactsofmilkpackagingincreasesandLCAstudieswere conductedtocomparealternativepackagingsystemsformilkdistributiontoprivateconsumers.Numerousapplicationsoflifecycleevaluationontechnologiesandsimilarproductswithconflictingresultsrevealedtheneedforthedevelopingofrigorous methodologies.Then,knowledgeandmetricsconcerningcause-effectmechanismsinseveralenvironmentalconcernsweredeepenedbyscientists,todefinerigorousimpactsquantificationandavoidburdenshifting.Intheseyears,thefirstimpactassessmentmethod basedoncriticalvolumeswasintroduced(BUS,1984)andthefirsttwopiecesofcommercial LCAsoftwarewerereleased(Gabiin1989andSimaProin1990).Inlinewiththelifecycle perspective,theUnitedNationspublishedthereport“ourcommonfuture”—amilestonein sustainabledevelopmenthistory—inwhichtheimportanceofrecyclingandrenewableresourcesisdeclared(UN,1987).

Inthe1990s,thelifecycleapproachspread.Thisdecademarksthemostimportantstepsfor theconstructionofLCT.TheUnitedNationsproclaimedtheprinciplesintendedtoguide countriesinfuturesustainabledevelopment(UN,1992).Meanwhile,theterm“lifecycle assessment”iscoined(SETAC,1993),andthefirststandardsarepublishedtoharmonizelife cyclepractices(Favaetal.,1994; ISO,1997).Atthesametime,severallifecycleinventorydatabasesaredevelopedbydifferentinstitutions,andnewimpactassessmentmethodologies aredeveloped,includingcause-effect-damageevaluations(Bjørnetal.,2018b).Duringthis decade,thefirstscientificLCArelatedstudyispublished(Guineeetal.,1993)andanacademicjournalfullydedicatedtotheLCAisborn(Kl € opffer,1996).

Withthebeginningofthenewmillennium,theinternationalcommunitygaveafundamentalroletoLCTforconstructionofasustainablefuture.In2002,attheWorldSummitonSustainableDevelopment,worldleadersrecognizedtheneedtochangetheunsustainable developmentmodelandsubscribecommoncommitmenttoimplementsustainableproductionandconsumption“using,whereappropriate,science-basedapproaches,suchaslifecycle analysis”(UN,2002).Inthesameyear,theUnitedNationsEnvironmentalProtectionandSocietyofEnvironmentalToxicologyandChemistrylaunchtheLifeCycleInitiative,focusedon thedisseminationoflifecyclepracticesallovertheworldand,inparticular,toemerging economies(LCI,2002).IntheEuropeancontext,LCTreceivesastrongpushbytheEuropean IntegratedProductPolicy(IPP),whichsupportspolicyinstrumentslikeenvironmentallabeling,greenpublicpurchase,andintegrationofenvironmentalaspectsintostandardsdevelopment(EC,2003).Moreover,in2005,theEuropeanCommissioncreatestheEuropeanplatform

onLCAtopromotethelifecycleperspectiveatboththeoreticalandoperationallevel(Wolf etal.,2006).Influencingmarketdynamics,theEuropeanpolicycontributestothespreadof lifecycletoolsaroundtheworld.

Inthe21stcentury,methodologicalapproachesofLCTimprove:theinternationalstandardsofLCAarerevised( ISO,2006b,2006c ),andlifecycleperspectiveisgraduallyappliedinseveralsectorsandintegratedwithotherdecisionsupporttoolsinalmostall theareaswhereenvironmental,economic,andsocialconsiderationsareimportant.In theseyears,newframeworksaimingtoextendLCAmethodologytoeconomicandsocial aspectsofsustainabilityareelaborated( Guinee,2016 ),andtheconceptoflifecycleis adoptedinseveralstandardswithdifferentmeaningsandapplications( Toniolo etal.,2019b).

Overthelasttwodecades,impactassessmentmethodshavebeencontinuouslyrefined andseveralmethodologiesupdated;from1999todate,morethan20methodologiesoflife cycleimpactassessmenthavebeenpublishedworldwidebyseveralorganizations (Rosenbaum,2017).Throughmethodologicalconsolidation,lifecycleapproachhasalarge andrapidspread,increasingtherangeofproductsandsystemsanalyzedbybothindustries andgovernments.Theinterestinlifecyclestudieshasincreased,duetothegrowingpublic awarenessofenvironmentalissuesandawidespreadacceptanceofsustainabledevelopment (Houetal.,2015).

Whathappensnextisactuality,whichwillbepresentedinthenextchaptersofthisbook. WhatIwanttoemphasizehere,foranoverview,isthefactthat,fromthe2000s,theincreasein LCTinitiativesaroundtheworldhasgonehandinhandwithincreasingknowledgeofenvironmentalproblems.Ontheonehand,greaterenvironmentalawarenesspushesthescientificcommunitytoimprovemethodsforassessingenvironmentalimpacts,whileontheother, itleadsthemarkettorequestmoreinformationonenvironmentalimpactsassociatedwith products.Thus,avirtuouscircuitisestablished,inwhichlocalgovernmentspromoteLCT toolsonthemarket,consumersarebetterinformedandchoosemoreconsciously,companies investinlifecycleevaluationstoimprovetheirproducts,alsocommunicatingresultstothe market.Towitnessthisvirtuouscircuit,wecanseethat,wherethenumberoflifecycleinitiativesincreases,availableinformationconcerningterritorialenvironmentalqualityincreasesaswell,andindicatorsoftheoverallenvironmentalconditionshowaprogressive improvement(Qian,2016).

Fig.1.2 summarizesthemainevolutionarystepsoftheLCTalongthetimeline.Inthis graph,from1960todate,aprogressiveincreasecharacterizingtheLCTstoryishighlighted infourinterdependentdirections:lifecyclepractices,lifecyclemethods,lifecyclepublications,andlifecyclepolicies.Thefirstlifecyclereasoningisdoneinthe1960s,whenenvironmentaldegradationandlimitedaccesstoresourcesstartbecomingaconcern.Inthefollowing years,LCTtakesshapeandisgraduallyenrichedthroughapplication,harmonization,and dissemination.Lifecyclepracticesalsostartedinthe1960s,asisolatedexperiences,recording astrongboostduringthe1990s,duetothebirthofstandardsandsoftwaretosupportthelife cycleanalyses.Sincethe1990s,governmentinitiativessupportingthelifecycleapproach havemultipliedandscientificliteraturehasexploded.Nowadays,thepanoramaofexperiences,methodologies,andpublicationsconcerningLCTisenormouslyrichandinterdisciplinary,thankstothecomplicityofinternationalpoliciesthatrecommenditsuseinall economicsectors.

1.3LCTandsustainability

ThelinkbetweenLCTandsustainabledevelopmentistight.Ontheonehand,sustainabilitypresupposesgivinganoverridingprioritytotheessentialneedscoherentlywithenvironmentallimits,availabletechnologies,andsocio-culturalcontext(UN,1987).Ontheother hand,LCTaimstoconsideralltheimpactsassociatedtoaproductlifecycleinordertoindicatepriorityofinterventionsthataremoreconvenientanduseful(EC,2003).

Sustainabledevelopmentshouldideallyimprovethequalityoflifeforeveryindividual withoutexpendingtheEarth’sresourcesbeyonditscapacity.Withoutafunctioningenvironmentwewillnotbeabletogivefuturegenerationsthesamepossibilitiesforachievingthe levelsofwelfarethatcurrentgenerationsareexperiencing.Researchershaveattemptedto quantifycarryingcapacitiesoftheecosystemthatmustnotbeexceededtomaintainfunctions, aswellasotherecosystemaspectsofinterest.PlanetaryboundariescanbeinterpretedascarryingcapacitiesfortheentireEarthsystemtowardsvariousanthropogenicpressures,suchas greenhousegasesandinterferencewithnutrientcycles(Rockstrometal.,2009).Accordingto estimates,thisexceedancehasalreadyhappenedforfourofthenineproposedplanetary boundaries(Steffenetal.,2015).

Actingtoreducetheimpactontheecosystemis,therefore,necessaryandurgent,butneeds acollectiveeffort.Thejourneytowardssustainabledevelopmentrequiresthatbusinesses, governments,andindividualstakeaction,changingconsumptionandproductionbehaviors, settingpolicies,andchangingpractices.Humanneedsshouldbemetbyproductsandservicesthatareprovidedthroughoptimizedconsumptionandproductionsystemsthatdo notexceedthecapacityoftheecosystem.

FIG.1.2 TimelineofLCTmilestones.

Sustainabilityhasthreedimensions:economy,society,andenvironment.Inthebusiness communitytheterm“triplebottomline”wascoinedtoexplaintheimportanceofachieving sustainability;itimpliesthatindustryhastoexpandthetraditionaleconomicfocustoinclude environmentalandsocialdimensions,inordertocreateamoresustainablebusiness (Elkington,1997).

LCTexpandstheestablishedconceptofcleanerproductiontoincludethecompleteproductlifecycleanditssustainability.Sourcereductioninaproductlifecycleperspectiveisthen equivalenttodesigningwithsustainabilityprinciplesinmind.Ineachlifecyclestagethereis thepotentialtoreduceresourceconsumptionandimprovetheperformanceofproducts;in ordertosucceed,allthestakeholdersintheproductchainhavetobeinvolved,usingacollaborativeapproachandintegratingefforts,withthesamegoal:sustainability.Overall,LCT canpromoteamoresustainablerateofproductionandconsumptionandhelpususeourlimitedfinancialandnaturalresourcesmoreeffectively.Wecanderiveincreasedvaluefrom moneyinvested—suchaswealthcreation,accessibilitytowealth,healthandsafetyconditions,andfewerenvironmentalimpacts—byoptimizingoutputandderivingmorebenefits fromthetime,money,andmaterialsweuse.

ThefullconsistencyofLCTwiththesustainabledevelopmentconceptisthereforeconfirmed.Moreover,recentdevelopmentsofthelifecycleapproachexplicitlyadoptsustainabilityasaframework:internationalpolicieshaveadoptedthe“3Ps”ofsustainability,which standfor“people,planet,andprosperity”,andlinkedLCTtosustainabledevelopment agenda(UN,2002).Meanwhile,thescientificcommunityhasdevelopedadvancedmodels ofLCAmethodology,includingthetriplebottomlineperspective:thus,lifecyclecosting (LCC)andsociallifecycleassessment(SLCA),assecondandthirdpillarsofsustainability, areborn,distinguishingeconomicandsocialimpactsofproductsystemsalongtheirlifecycle. Movingtoamorecomprehensiveassessmentofsustainability,thelifecyclesustainabilityassessment(LCSA)isthemostmodernlifecycle-basedapproachtoevaluatescenariosforsustainablefuturesandpracticalwaystodealwithuncertaintiesandreboundeffectswitha comprehensivevision(Guinee,2016).

Fig.1.3 showsthepossiblelinkbetweenLCTandsustainabledevelopmentthroughthe threepillarsofsustainabilityandthemultidimensionalityofLCT.

In2015,the193memberstatesoftheUnitedNationsadopted17goalsto“endpoverty, protecttheplanet,andensureprosperityforallaspartofanewsustainabledevelopment agenda”by2030(UN,2015a,b).Tomeetthegoalsandtargets,sustainabilitymustgainstrong prominenceindecisionmakingsupportforalleconomicactorsalongthesupplychainwho areresponsibleforcreatingsolutionsforthefuture:allcompaniesthatdesign,create,supply, andbuy,allconsumersthatchoose,buy,use,anddispose,alllocalgovernmentsandinstitutionsthatregulate,control,andsupport.

Tosupportsustainabledecisions,fromsmall-tolarge-scaleperspective,themarketneeds comprehensiveandrobusttolls.Toavoidtheoften-seenphenomenonofproblemshifting, wherethesolutiontoaproblemcreatesseveralnewproblems,decisionsmustbetakenwith asystemsperspective.LCTaimstofacilitatetheapplicationoflifecycleknowledgeinthe globalsustainabledevelopmentagendainordertoachievethesustainabledevelopment goalsfasterandmoreefficiently(Wulfetal.,2018).Throughthelifecycleapproach,werecognizehowourchoicesinfluencewhathappensateachphase,sowecanbalancetrade-offs ineconomicandenvironmentalconsequencescausedbyourchoices.

FIG.1.3 PossiblelinkbetweenLCTandsustainabledevelopmentinthetriplebottomline perspective.

FurtherchallengesofLCTinachievingsustainabledevelopmentgoalsaredescribedin Section1.5.

1.4ToolsandactionsinLCT

Alifecycleapproachidentifiesopportunitiesandrisksofaproductortechnology,from rawmaterialstodisposal,named“fromcradletograve”.Consumers,companies,and governmentsusethesevariouslifecycleapproachesformanydifferentpurposes,from day-to-dayshopping,toselectingsuppliers,engineeringanewproductdesign,ordevelopinganewprocess,project,orbusiness.Citizens,businesses,andgovernmentsarefinding waystopromoteLCTandtobalancetheimpactsoftheirchoices.Alifecycleapproachappliedtocommunityplanninganddevelopmentcanleadtofewerenvironmentalimpacts frommaterialsused,constructionpractices,andwastemanagement,aswellasenergyand waterusedbypeoplelivingandworkinginthecommunity.

Tosupportdiffusionofthelifecycleapproachamongbusinesscommunitiesandlocalgovernments,thescientificcommunityandinternationalorganizationspromotenumerousinitiatives,whichwecansummarizeintwotypologies:

•Lifecycletools,whichincludestandardsandguidelinestoassistresearchers,practitioners, andcompaniesinapplyingtheprinciplesoflifecycleapproachtoproducts,processes,and projects;

•Lifecycleactions,whichincludedisseminatingandsupportinginitiativesaimedat spreadingthelifecycleapproachininternationalandlocalpolicies,aswellasfosteringthe understandinganduseoflifecycletoolsbetweencompaniesandconsumers.

Fig.1.4 showsthemaininitiativesinLCT,aslifecycletoolsandactions.Thefollowing chaptersofthisbookwilldescribethem.Hereabriefsummaryisgiven.

1.4.1Lifecycleassessment

LCArepresents“thebestframeworkforassessingthepotentialenvironmentalimpactsof products”(EC,2003).Itisamethodtoassessquantitativelytheenvironmentalimpactsof goodsandprocessesfromcradletograve.LCAmodelscause-effectrelationshipsintheenvironmentandthushelpstounderstandtheenvironmentalconsequencesofhumanactions.

ToconductanLCAstudyforproductsandservicesinmanyeconomicactivitiesaround theworld,practitionersaresupportedbytwointernationalstandards:theISO14040andthe ISO14044,respectivelycontaininggeneralprinciplesandspecificrequirementsforanLCA (ISO,2006b,2006c).FourfeaturesofLCAmakeitacompleteandrobusttooltosupportcompaniesandmarketsinsustainabilitycommitments:ittakesalifecycleperspective,coversa broadrangeofenvironmentalissues,isquantitative,andisscience-based(Bjørnetal.,2018a).

LCAisanimportantdecision-supporttoolthat,amongotherfunctions,allowscompanies tobenchmarkandoptimizetheenvironmentalperformanceofproductsorforauthoritiesto designpoliciesforsustainableconsumptionandproduction.ManyLCAstudiesare conductedtosupportcorporateinternaldecision-making,suchasforecodesignofproducts, processoptimizations,supply-chainmanagement,andmarketingandstrategicdecisions (HellwegandMila ` iCanals,2014).Recentinitiativesgoastepfurther,byaimingtogeneralize thelifecycleapproachinallconsumptionsectors,throughharmonizationoflifecycle-based

FIG.1.4 ToolsandactionsinLCT.

informationonavarietyofimpactcategoriestobedisplayedinproductlabeling(Toniolo etal.,2019a).

1.4.2Lifecyclecosting,sociallifecycleassessment,andlifecyclesustainability assessment

Indesigning,manufacturing,delivering,using,recovering,anddisposingproducts,variousrequirementshavetobeintegratedwithenvironmentalaspects:feasibility,convenience, security,acceptability;oftenconflictingrequirementshavetobefulfilled.Therefore,tosupportcomplexdecisions,multidimensionalapproachesarenecessary(Mazzietal.,2016).Both scientistsandcompanieshaverecentlymovedinthisdirection,extendingtheLCAmodelto economicandsocialdimensions.

Tobehonest,theconceptofenvironmentalLCCpredatesLCA:lifecyclecostreferstoall costsassociatedwiththesysteminadefinedtemporallifecycle(BlanchardandFabrycky, 1998).Recently,theLCAcommunityhascomeclosertothisconceptwiththeaimofintegratingfinancialdataandcostinformationwithenvironmentallifecyclemetrics.Then,LCChas becometheacronymofthetoolwhich,consistentlywithLCAmodel,acrosstheproduct’slife cycle,includesallcostsbornebydifferentactorswithdifferentperspectivesandatdifferent times(HunkelerandRebitzer,2003).AcodeofpracticeforLCChasbeenpublishedbythe SocietyofEnvironmentalToxicologyandChemistryforevaluatingdecisionswithconsistent systemsboundariesasacomponentofproductsustainabilityassessments(Swarretal.,2011). Inacompanyperspective,LCCisakeytoolforsustainablebusiness,becauseithelpsingivingtherightsignaloneconomicimplicationsofsustainableproductionforthedecisionmakeraswellasgivingprioritytothemostcost-effectiveenvironmentalimprovements (HannoufandAssefa,2016).

TheSLCAisamethodologicalapproachaimedatevaluatingsocialandsocioeconomicaspectsofproductsandtheirpotentialpositiveandnegativeimpactsalongtheirlifecycle.Socialimpactsarethosethatmayaffectstakeholdersalongtheproductlifecycleandmaybe linkedtocompanybehavior,socioeconomicprocesses,andimpactsonsocialcapital (Benoı ˆtandMazijn,2009).Fromacompanyperspective,oneofthemainaddedvaluesof SLCAisthepossibilitytospendtheresultsofsocialevaluationonthemarket.Thiscould beachieved,forexample,bymeansofasociallabel(Zamagnietal.,2011).

SLCAisstillnotwidespreadbecauseitsuffersfromadoubledifficulty:definitionandapplication.SLCAencompassesunquantifiableissuesofethicsandvalueswithholisticandpersonnelperspectives,suchasactivecitizenship,well-beingandhappiness,preserving socioculturaldiversity,andmeetingbasicneeds(Mattiodaetal.,2015).RecenteffortstofacilitatethepracticalityofSLCAaredirectedtosolvethelackofavailabledataandthedifficultytoevaluateimmaterialimpactswithundefinedcause-effectrelationships (Weidema,2018).

Concerninglifecyclesustainabilityassessment(LCSA),definitionsarenotyetcarvedin stone.TwomaindefinitionsofLCSAexist.KlopfferandRenner(Klopffer,2008)propose tocalculatetheLCSAasthesumofthethreestudies:LCA,LCC,andSLCA;thus,LCSA broadensLCAmethodologyincludingeconomicandsocialaspectsinthelifecycleevaluation. Guineeetal.(2011) startfromthepreviousdefinitionandaddtwodimensionsof

evaluation,relatedtotheexternalcontestoforganizations:technologicalconditionsand economicstate.

Movingfromtheorytopractice,theconceptoflifecyclesustainabilityispresentedinseveralstandardswithdifferentmeaningsandapplications.Evenifallsustainabilitydimensions arestandardizedbyinternationalcommunity,environmentstillremainsthemostconsidered oneinalifecycleapproach(Tonioloetal.,2019b).

1.4.3PartialLCAs:Carbonfootprintandwaterfootprint

Overthelast50years,somecriticalenvironmentalissueshaveparticularlyworriedtheinternationalcommunity:theemissionofgreenhousegasesisthemaincauseofglobalclimate change;thescarcityoffreshwateravailabilityiscriticalforhealthylivesandahealthyplanet; theenergyconsumptioncloselylinkedtotheavailabilityofnonrenewableresourcesisadangerousbrakeoneconomicdevelopmentandathreattopoliticalandsocialworldbalance;and increasinglanduseandfossilfuelcombustionareleadingtoenhancedlossesofreactivenitrogentotheenvironment.Attentiontospecificenvironmentalissueshasledthescientific communitytodevelopimpactassessmenttoolsabletogointodepthonindividualenvironmentalissues.Sincethe1980s,inordertoknowenvironmentalimpactsrelatedtogreenhouse gasesemission,waterconsumption,energysustainability,andnitrogenvariation,among companies,newmetricneedshaveemerged.Tomeetthemarket’sneedsandprovidebusinessesandconsumerswithrigorousassessmentmethods,newstandardshavebeen publishedforthecalculationoftheso-called“partialLCAs.”

Tocalculatethecarbonfootprint(CF)ofaproductorservice,theISO14067specifiesmethodologyandrequirementstomeasuretheemissionsofgreenhousegasesininputandoutput ofaproduct’slifecycle,andtheassociatedenvironmentalimpactsonclimatechange(ISO, 2018b).ThisresultcorrespondstothepartialresultofLCArelatedtothelifecycleimpactcategoryindicator“globalwarmingpotential”;therefore,CFisatypicalcaseof“partialLCA.”

Tosupportorganizationsinassessingtheenvironmentalprofileofwaterfootprint(WF) consumptionanddegradation,theISO14046indicatesmethodologyandcharacteristicsthat needtobetakenintoconsiderationwhenassessingtheWFofaproductfromalifecycleperspective(ISO,2014).WFisdefinedasametricthatquantifiesthepotentialenvironmentalimpactsrelatedtowater.Itincludesidentificationandevaluationoftheimpactsrelatedto consumptivewateruse(e.g.,scarcityandavailability)andrelatedtodegradativewater use(e.g.,eutrophicationandacidification).TheWFgivesaprofileoftheimpactcategoryresultsthatcanbereportedinastandalonestudyoraspartofamorecomprehensiveLCA study(Mazzietal.,2014).

TheenvironmentalprofileobtainedbythesepartialLCAshassomeadvantagesbutalso limitations.Fromascientificperspective,partialLCAslackacomprehensiveenvironmental view,becausetheyobserveinputsandoutputsoftheproductlifecyclewithapartialview which,despitebeingimportant,isstillrelative.Ontheotherhand,LCtoolssuchasCFand WFmaybemoredetailedthanacompleteLCAinexaminingspecificenvironmentalproblemsbecause,byfocusingonsingleenvironmentalparameters,theyinvestigatethoroughly thecause-effect-damagerelationsofasingleimpactcategory.

Fromamarketperspective,alongsupplychainsandtowardsconsumers,thedemandfor informationconcerningenvironmentalfootprintincreases,anditguideseffortsin ecoinnovation,ecomanagement,andecolabeling.Companiesandconsumersundoubtedly prefersyntheticandimmediateevaluationandcommunicationtools,althoughintaking CForWFastheoneandonlyyardstick,onehastofacelife-threateningtrade-offs (Finkbeiner,2009).

FutureperspectivestodeveloppartialLCAsdoexist;theselifecycletoolscandeepenthe analysisofsingleenvironmentalproblems,enrichingenvironmentalmodelsthatsupportlife cycleimpactassessmentwithadhocquantificationandregionalization(Bulleetal.,2019).

1.4.4Ecolabeling

LCA,originallydevelopedtobeusedasadecisionsupporttoolforenvironmentalmanagement,nowhasseveralrelatedapplicationssuchasexternalcommunicationthroughenvironmentallabelsanddeclarations.AsISOclassified,threetypologiesofenvironmental labelsexist:typeI,II,andIII;foreachofthemwecanrefertoadhocstandards,formeasuring andcommunicatingtheenvironmentalperformanceofproducts:ISO14024(ISO,2018a),ISO 14021(ISO,2016),andISO14025(ISO,2006a),respectively.

Inrecentyears,themarketdemandforenvironmentalproductdeclarations,suchastype IIIenvironmentallabels,hasincreased,aswellasthenumberofprogramoperators(Toniolo etal.,2019a).Atthesametime,intheEuropeanmarket,theEuropeanCommissionlaunched theProductEnvironmentalFootprint(EC,2013),amulticriteriamethodtocalculatetheenvironmentalprofileofproductswithalifecycleperspective;itisanapplicabletool supportingexternalcommunicationorpublicprocurementtenderrequirements.

Thisgrowingnumberofdifferentenvironmentalproductdeclarationschemeswithdifferentrequirementscausesconfusioninthemarketanddisorientationinpurchasingdecisions; consequently,anefforttomakelabelsmorereproducible,comparable,andverifiable,willbe muchappreciatedbythemarket(DelBorghietal.,2019).

1.4.5Lifecycleinitiative

HostedbytheUN,thankstothecommoncommitmentsoftheUnitedNationsEnvironmentalProtectionandSocietyofEnvironmentalToxicologyandChemistry,theLifeCycle Initiative(LCI)istheinterfacebetweenusersandexpertsoflifecycleapproaches(LCI, 2017).LCIprovidesaglobalforumtoensureascience-basedandconsensus-buildingprocess tosupportdecisionstowardsthesharedvisionofsustainabilityasapublicgood.Itdelivers authoritativeopiniononsoundtoolsandapproachesbyengagingmulti-stakeholderpartnership,includinggovernments,privateandpublicorganizations,scientists,scholars,andcivil society.

TheLCIisapublic-private,multistakeholderpartnershipenablingtheglobaluseofcrediblelifecycleknowledgebyprivateandpublicdecisionmakers.Itfacilitatestheapplicationof principlesandtoolsofLCTinlocalgovernmentsandmarkets.ThemissionofLCIhastwo

maindirections:toimprovedecisionsthatneedassessmentandcomparisonofproducts, technologies,lifestyles,andeconomy-widechoices,andtobuildconsensusonenvironmental,social,andeconomiclifecycleknowledge,withinventorydata,impactassessment methods,andindicators.Topursuethesecommitments,LCIestablishesperiodicactionprogramsandverifiestheresults;throughnumerousinitiativesanditswebsite,itprovidespublicationsandcommunicationsandpromotescollaborationbetweenstakeholdersaround theworld.

1.4.6Integratedproductpolicy

IPPisaEuropeaninitiative,developedbytheDirectorate-GeneralforEnvironment,aimed atreducingtheenvironmentalburdenofproductsandservicesthroughouttheirlifecycles. Thiscanbeachievedusingatoolboxofpolicyinstrumentsthatmakemarketsmoresustainablethroughgreeningboththedemandside(consumption)andthesupplyside(productdevelopment)(EC,2003).ItisanattemptbytheEuropeanCommissiontocreateconditionsin whichenvironment-friendlyproducts,orthosewithareducedimpactontheenvironment, willgainwidespreadacceptanceamongtheEuropeanUnionMemberStatesandtheEuropeanmarket.

IPP,withinenvironmentallyadvancedcountriesinEurope,ispartofagrowingtrendtowardsproduct-orientedenvironmentalpolicies.Itseekstominimizeallenvironmentaldegradationscausedbyproductsthroughouttheentirelifecycle,bylookingatallphasesofits lifecycleandactingwhereitismosteffective.Toachievethischallenginggoalandsucceedin interveningondifferentsubjectswithoftencontradictoryinterests,IPPincludesseveralmeasuressuchaseconomicinstruments,substancebans,voluntaryagreements,environmental labeling,andproductdesignguidelines.

1.4.7EuropeanPlatformonLCA

TheEuropeanPlatformonLCArepresentstheEuropeananswertobusinessandpolicy needsforsocialandenvironmentalassessmentsofsupplychainsandend-of-lifewastemanagement.ItwasbornprimarilytosupporttheEuropeanIPP,toincreasetheavailabilityof quality-assuredlifecycledata( JRC,2006).TheEuropeanPlatformonLCAisimplemented bytheJointResearchCentre,incollaborationwiththeEuropeanDirectorate-GeneralEnvironment,tosupportbusinessandgovernmentneedsforavailability,interoperability,and qualityoflifecycledataandstudies,supplyingguidelinesspanningfrommethodological aspectstocharacterizationmodels.Formorethan10years,thisplatformhaselaborated frameworksandguidelinestosupporttheLCApractitioners,withmethodologicalandpracticalimprovementsofinventorydatabasesandimpactassessmentmethods(Sanfelix etal.,2013).

1.5EmergingtrendsinLCT

ManyauthorsinrecentyearshavehighlighteddevelopmentprospectsofLCTtools. Recallingsomeofthemhere,ratherthantobeexhaustive,Iwanttostimulateonceagain thediscussion.

SeveralrecentpapersemphasizethedirectionsinwhichLCTtoolsmustevolvetomeet emergingmarketdemands.Tocontinuebuildingagreaterdemandisfundamentaltoredirect resourcesofcompaniesandgovernmentstowardsalifecyclestrategy.Thestartingpoint mustremainunderstanding,identifying,andmanagingrisks,opportunities,andtrade-offs associatedwithproducts,technologies,andservicesovertheirwholelifecycle(Fava,2016). Unlikethemoretraditionalsite-specificapproachestoenvironmentalprotection,sustainabilitystrategieshaveimplicationsthatextendacrossaproduct’slifecycleandrequireengaging stakeholderswhocaninfluencetheabilitytomanufactureandsellproductsaroundthe world.Next,researchdevelopments,bothinscientificandbusinesscommunities,willinvestigatetheadaptationofcollaborativesupplychainsolutionswithsustainabilityissues, throughapplicationofLCTinsuppliermanagement(O’Rourke,2014).Sustainablepublic procurementandsustainablebuildingswilllikelycreatethemostimmediatedemandforlife cycleapproachesinthemarket,witha“domino”effect.Whetherandhowthefinancialsector incorporateslifecycleapproachesintotheirsustainabilityratingschemescouldbeafurther demandthatwillpushthediffusionoflifecycleapproaches.

Thegrowingknowledgeofenvironmentalproblemsandcause-effectmechanismsatlocal andgloballeveldeterminesemergingneedsfortheassessmentofenvironmentalimpacts. Thattranslatesintoeffortstoimprovelifecycleinventories,enrichingavailablelocaland globaldataandinformation,andintegratingthelifecycleimpactassessmentmodelstoincludemoredetailedandsite-specificcause-effectsrelationships.Atthesametime,theusers oflifecycletoolsneedtohaveavailablelifecycleevaluationswithintelligentresults,which includeuncertaintiesandknowledgelimitations( Jolliet,2006).

Climatechangestressesterrestrialecosystems,increasingseasons’length,andaltering communitycomposition;thesestressesenhanceproductivityandwater-useefficiency,but alsoleadtoincreasedmortalityanddisturbancesfromwildfires,insects,andextrememeteorologicalevents.Next,changesoflifecycletoolsmustconsiderthelinkofclimateprocesses withEarthsystemmodels,includingvulnerability-adaptationdescriptorssuchasatmosphericandoceanicstates,landuse,habitatloss,wateravailability,wildfirerisk,airquality, crops,andfishery(BonanandDoney,2018).Forfuture-orienteddecisions,environmentalassessmentlifecyclemethodologiesmustprogressivelyincludeindirectimpacts,relatedland use,waterconsumption,airemissions,acidification,eutrophication,andsoon.Forthispurpose,thetraditionalLCAmodelmustbecombinedwithotherdisciplines,suchasgeneral andpartialequilibriummodelsfromeconomicsciences(HellwegandMila ` iCanals,2014).

Untilnow,thesocialandethicaldimensionsofsustainabilityhavenotbeengiventhesame attentionwithinthebusinesscommunity,sincethebenefitsarelesstangible.However,examplesofpositivelinksexistbetweenenvironmentalimprovementsandhealthandsafetyimprovementsintheworkplace.Now,ageneraltrendshowscompanies’andgovernmental policiestobemoresensibletowardsintegratedmanagementsystemsinordertotakeinto considerationalsohealthandsafetyissues,aswellasothersocialaspects(Zamagni,2012).

1.Introduction.Lifecyclethinking

EmergingapproachescombiningLCT,triplebottomline,andsustainabledevelopment goalsprovethatsomedifficultiesremaintosolve.FocusingonLCSA,itsapplicationrequires properandquantitativedataandmethodsforLCSAindicators,includingdealingwithvalue choicesandsubjectivityandtheguidelinesforexternalcommunication(Guinee,2016).

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Sustainability,sustainable development,andbusiness sustainability

EconomyforTheCommonGood–Italy,Bressanone,Italy

2.1Sustainabilityandsustainabledevelopment: Mainconceptsandapproaches

Theworldisnowadaysunsustainable(WBCSD,2010; UNNewsCentre,2012). KPMG International(2012) identified10“mega-forces”(climatechange,energyandfuel,material resourcescarcity,waterscarcity,populationgrowth,wealth,urbanization,foodsecurity, ecosystemdecline,anddeforestation)thatchallengeourworldand,ifnotadequatelyand urgentlytackled,couldunderminehumanlifeandtheenvironmentinthenext20years. OxfamInternational(2014) affirmsthatsocialinequalitiesarerising,despitethedevelopment ofemergingcountries.TheIntergovernmentalPanelforClimateChange(IPCC,2015)states thatextremeeventsrelatedtoclimatechangeareincreasinginfrequency.Theseareonly someexamplesofthedangershumanityisfacingtodayandwhichwillhavetodealwith inthefuture.

Sustainabilityhasprobablybecomethemostusedapproachtodevelopmentinthelast threedecades,enteringthediscourseinnumerousdisciplinesatalllevels.Researchers, politicalinstitutionsatalllevels,businesses,andcivilsocietyorganizations,allgivetheir owninterpretationtotheconcept.Asaconsequence,sustainabledevelopmenthasseveral meaningsanddefinitionsandthereisnoagreementaboutit(Mebratu,1998; Giddings etal.,2002).Thischapterwillonlyprovidethereaderwithabriefoverviewontheorigins andmaincharacteristicsoftheconcept.

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