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INTRAOPERATIVENEUROMONITORING

HANDBOOKOFCLINICAL NEUROLOGY

SeriesEditors

MICHAELJ.AMINOFF,FRANÇOISBOLLER,ANDDICKF.SWAAB

VOLUME186

INTRAOPERATIVE NEUROMONITORING

SeriesEditors

MICHAELJ.AMINOFF,FRANÇOISBOLLER,ANDDICKF.SWAAB

VolumeEditors

MARCR.NUWERANDDAVIDB.MACDONALD

VOLUME186

3rdSeries

ELSEVIER

Radarweg29,POBox211,1000AEAmsterdam,Netherlands TheBoulevard,LangfordLane,Kidlington,OxfordOX51GB,UnitedKingdom 50HampshireStreet,5thFloor,Cambridge,MA02139,UnitedStates

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Vol.79,Thehumanhypothalamus:basicandclinicalaspects,PartI,D.F.Swaab,ed.ISBN9780444513571

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Vol.81,Pain,F.CerveroandT.S.Jensen,eds.ISBN9780444519016

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Vol.91,Neuromuscularjunctiondisorders,A.G.Engel,ed.ISBN9780444520081 Vol.92,Stroke – PartI:Basicandepidemiologicalaspects,M.Fisher,ed.ISBN9780444520036 Vol.93,Stroke – PartII:Clinicalmanifestationsandpathogenesis,M.Fisher,ed.ISBN9780444520043 Vol.94,Stroke – PartIII:Investigationsandmanagement,M.Fisher,ed.ISBN9780444520050 Vol.95,Historyofneurology,S.Finger,F.BollerandK.L.Tyler,eds.ISBN9780444520081 Vol.96,Bacterialinfectionsofthecentralnervoussystem,K.L.RoosandA.R.Tunkel,eds.ISBN9780444520159 Vol.97,Headache,G.NappiandM.A.Moskowitz,eds.ISBN9780444521392 Vol.98,SleepdisordersPartI,P.MontagnaandS.Chokroverty,eds.ISBN9780444520067 Vol.99,SleepdisordersPartII,P.MontagnaandS.Chokroverty,eds.ISBN9780444520074 Vol.100,Hyperkineticmovementdisorders,W.J.WeinerandE.Tolosa,eds.ISBN9780444520142 Vol.101,Musculardystrophies,A.AmatoandR.C.Griggs,eds.ISBN9780080450315 Vol.102,Neuro-ophthalmology,C.KennardandR.J.Leigh,eds.ISBN9780444529039 Vol.103,Ataxicdisorders,S.H.SubramonyandA.Durr,eds.ISBN9780444518927 Vol.104,Neuro-oncologyPartI,W.GrisoldandR.Sofietti,eds.ISBN9780444521385 Vol.105,Neuro-oncologyPartII,W.GrisoldandR.Sofietti,eds.ISBN9780444535023 Vol.106,Neurobiologyofpsychiatricdisorders,T.SchlaepferandC.B.Nemeroff,eds.ISBN9780444520029 Vol.107,EpilepsyPartI,H.StefanandW.H.Theodore,eds.ISBN9780444528988 Vol.108,EpilepsyPartII,H.StefanandW.H.Theodore,eds.ISBN9780444528995 Vol.109,Spinalcordinjury,J.VerhaagenandJ.W.McDonaldIII,eds.ISBN9780444521378 Vol.110,Neurologicalrehabilitation,M.BarnesandD.C.Good,eds.ISBN9780444529015 Vol.111,PediatricneurologyPartI,O.Dulac,M.LassondeandH.B.Sarnat,eds.ISBN9780444528919 Vol.112,PediatricneurologyPartII,O.Dulac,M.LassondeandH.B.Sarnat,eds.ISBN9780444529107 Vol.113,PediatricneurologyPartIII,O.Dulac,M.LassondeandH.B.Sarnat,eds.ISBN9780444595652 Vol.114,Neuroparasitologyandtropicalneurology,H.H.Garcia,H.B.TanowitzandO.H.DelBrutto,eds. ISBN9780444534903

Vol.115,Peripheralnervedisorders,G.SaidandC.Krarup,eds.ISBN9780444529022 Vol.116,Brainstimulation,A.M.LozanoandM.Hallett,eds.ISBN9780444534972 Vol.117,Autonomicnervoussystem,R.M.BuijsandD.F.Swaab,eds.ISBN9780444534910 Vol.118,Ethicalandlegalissuesinneurology,J.L.BernatandH.R.Beresford,eds.ISBN9780444535016 Vol.119,NeurologicaspectsofsystemicdiseasePartI,J.BillerandJ.M.Ferro,eds.ISBN9780702040863 Vol.120,NeurologicaspectsofsystemicdiseasePartII,J.BillerandJ.M.Ferro,eds.ISBN9780702040870 Vol.121,NeurologicaspectsofsystemicdiseasePartIII,J.BillerandJ.M.Ferro,eds.ISBN9780702040887 Vol.122,Multiplesclerosisandrelateddisorders,D.S.Goodin,ed.ISBN9780444520012 Vol.123,Neurovirology,A.C.TselisandJ.Booss,eds.ISBN9780444534880 Vol.124,Clinicalneuroendocrinology,E.Fliers,M.KorbonitsandJ.A.Romijn,eds.ISBN9780444596024 Vol.125,Alcoholandthenervoussystem,E.V.SullivanandA.Pfefferbaum,eds.ISBN9780444626196 Vol.126,Diabetesandthenervoussystem,D.W.ZochodneandR.A.Malik,eds.ISBN9780444534804 Vol.127,TraumaticbraininjuryPartI,J.H.GrafmanandA.M.Salazar,eds.ISBN9780444528926 Vol.128,TraumaticbraininjuryPartII,J.H.GrafmanandA.M.Salazar,eds.ISBN9780444635211

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Vol.133,Autoimmuneneurology,S.J.PittockandA.Vincent,eds.ISBN9780444634320

Vol.134,Gliomas,M.S.BergerandM.Weller,eds.ISBN9780128029978

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Vol.147,NeurogeneticsPartI,D.H.Geschwind,H.L.PaulsonandC.Klein,eds.ISBN9780444632333 Vol.148,NeurogeneticsPartII,D.H.Geschwind,H.L.PaulsonandC.Klein,eds.ISBN9780444640765 Vol.149,Metastaticdiseasesofthenervoussystem,D.SchiffandM.J.vandenBent,eds.ISBN9780128111611 Vol.150,Brainbankinginneurologicandpsychiatricdiseases,I.HuitingaandM.J.Webster,eds.ISBN9780444636393 Vol.151,Theparietallobe,G.VallarandH.B.Coslett,eds.ISBN9780444636225 Vol.152,TheneurologyofHIVinfection,B.J.Brew,ed.ISBN9780444638496 Vol.153,Humanpriondiseases,M.PocchiariandJ.C.Manson,eds.ISBN9780444639455 Vol.154,Thecerebellum:Fromembryologytodiagnosticinvestigations,M.MantoandT.A.G.M.Huisman,eds. ISBN9780444639561 Vol.155,Thecerebellum:Disordersandtreatment,M.MantoandT.A.G.M.Huisman,eds.ISBN9780444641892 Vol.156,Thermoregulation:FrombasicneurosciencetoclinicalneurologyPartI,A.A.Romanovsky,ed.ISBN9780444639127 Vol.157,Thermoregulation:FrombasicneurosciencetoclinicalneurologyPartII,A.A.Romanovsky,ed.ISBN9780444640741

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Vol.166,Cingulatecortex,B.A.Vogt,ed.ISBN9780444641960

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Vol.168,Brain-computerinterfaces,N.F.RamseyandJ.delR.Millán,eds.ISBN9780444639349

Vol.169,Meningiomas,PartI,M.W.McDermott,ed.ISBN9780128042809

Vol.170,Meningiomas,PartII,M.W.McDermott,ed.ISBN9780128221983

Vol.171,Neurologyandpregnancy:Pathophysiologyandpatientcare,E.A.P.Steegers,M.J.CipollaandE.C.Miller,eds. ISBN9780444642394

Vol.172,Neurologyandpregnancy:Neuro-obstetricdisorders,E.A.P.Steegers,M.J.CipollaandE.C.Miller,eds. ISBN9780444642400

Vol.173,Neurocognitivedevelopment:Normativedevelopment,A.Gallagher,C.Bulteau,D.CohenandJ.L.Michaud,eds. ISBN9780444641502

Vol.174,Neurocognitivedevelopment:Disordersanddisabilities,A.Gallagher,C.Bulteau,D.CohenandJ.L.Michaud,eds. ISBN9780444641489

Vol.175,Sexdifferencesinneurologyandpsychiatry,R.Lanzenberger,G.S.Kranz,andI.Savic,eds.ISBN9780444641236 Vol.176,Interventionalneuroradiology,S.W.HettsandD.L.Cooke,eds.ISBN9780444640345

Vol.177,Heartandneurologicdisease,J.Biller,ed.ISBN9780128198148

Vol.178,Neurologyofvisionandvisualdisorders,J.J.S.BartonandA.Leff,eds.ISBN9780128213773

Vol.179,Thehumanhypothalamus:Anteriorregion,D.F.Swaab,F.Kreier,P.J.Lucassen,A.SalehiandR.M.Buijs,eds. ISBN9780128199756

Vol.180,Thehumanhypothalamus:Middleandposteriorregion,D.F.Swaab,F.Kreier,P.J.Lucassen,A.SalehiandR.M.Buijs, eds.ISBN9780128201077

Vol.181,Thehumanhypothalamus:Neuroendocrinedisorders,D.F.Swaab,R.M.Buijs,P.J.Lucassen,A.SalehiandF.Kreier, eds.ISBN9780128206836

Vol.182,Thehumanhypothalamus:Neuropsychiatricdisorders,D.F.Swaab,R.M.Buijs,F.Kreier,P.J.Lucassen,andA.Salehi, eds.ISBN9780128199732

Vol.183,Disordersofemotioninneurologicdisease,K.M.HeilmanandS.E.Nadeau,eds.ISBN9780128222904

Vol.184,Neuroplasticity:Frombenchtobedside,A.Quartarone,M.F.Ghilardi,andF.Boller,eds.ISBN9780128194102 Vol.185,Aphasia,A.E.HillisandJ.Fridriksson,eds.ISBN9780128233849

Allvolumesinthe3rdSeriesofthe HandbookofClinicalNeurology arepublishedelectronically, onScienceDirect: http://www.sciencedirect.com/science/handbooks/00729752

Foreword

Clinicalneurophysiologyhasprogressedfromthedaysinthe1940sand1950swhenstudieswereperformedby academicsinfar-awaylaboratories,ofteninthehospitalbasement,onpatientswithobscuremaladies.Withthe developmentofnewtechniquessuchastherecordingofevokedpotentials,neurophysiologylaboratoriesflourished inthe1970sand1980stosuchanextentthatclinicalpracticewasdifficulttoimaginewithouttheinformationthat theyprovided.Theirimpactthendeclinedasnewimagingtechniquesbecamewidelyavailabletoaidthediagnostic process.Inthelast30years,however,neurophysiologistshaveassumedanexpandingroleinmonitoringthenervous systemduringsurgicalandotherprocedureswiththeaimofidentifyingandprotectingvulnerableregionsfromdamage.Themainpurposeistowarninterventionalists,surgeons,andanesthesiologistsaboutadversechangesatavery earlystageinordertocorrectthecauseandtherebypreventpostoperativeneurologicdeficits.Thisinvolvestesting neurologicfunctionintheoperatingroomandexploringneurologicfunctionduringsurgeryinordertodetectimpendingneurologicdamageand byleadingtoproceduralchanges preventpermanentdamage.

Intraoperativemonitoringinoneformoranotherhas,infact,beenusedforalmost150years.Thefirstsurgeonto stimulatethehumanbrainelectricallyatoperationwasprobablyVictorHorsleyinLondonin1884,andhewassoon followedbyFedorKrauseinGermany,WilliamKeenintheUnitedStates,andothers.Duringthefirsthalfofthe20th century,WilderPenfieldandhisgroupinMontrealusedfunctionalcorticallocalization(directcorticalstimulationto locatemotorandsensorycortex)duringepilepsysurgeryandthenwentontorecordtheelectricalactivitydirectlyfrom exposedcerebralcortex(electrocorticography)toguidethesurgicalresectionoftheepileptogenicarea.

Thepresentvolumeofthe HandbookofClinicalNeurology isdevotedtointraoperativeneurophysiologicmonitoringandcomplementsVolumes160and161,whichcoveredthemoregeneralaspectsofclinicalneurophysiology. Thevolumecoversboththetechnicalaspectsofvariousneurophysiologicmonitoringproceduresandthespecific approachtomonitoringpatientsundergoingoperativeproceduresondifferentregionsofthebrain;procedureson thespinalcordortocorrectspinaldeformities;surgeryonperipheralandcranialnerves;andsurgeryontheheart, differentregionsoftheaorta,andthecarotidarteries.Intraoperativemonitoringimprovestheoutcomeofvarious butnotallprocedures,andintheyearsahead,itwillbeimportanttoclarifyitsbenefitsinordertoremoveanyambiguity aboutitsindications.

Wecongratulateandaremostgratefultothetwoeditorsofthepresentvolume:MarcR.NuwerisProfessorof NeurologyintheDavidGeffenSchoolofMedicineatUCLAandheadstheDepartmentofClinicalNeurophysiology attheRonaldReaganUCLAMedicalCenterinLosAngeles,California,whileDavidB.MacDonalddirectedthe SectionofClinicalNeurophysiologyattheKingFaisalSpecialistHospital&ResearchCenterinRiyadh,SaudiArabia andnowisScientificDirectorofArkanaForuminEmmendingen,Germany.Together,theyhavebroughttogether agroupofexpertsindifferentaspectsofintraoperativemonitoringtoprovideacomprehensivebutcriticalaccount ofthesubject.

Asserieseditors,wereviewedallthechaptersinthevolumeandmadesuggestionsforimprovement,butthevolume editorsandindividualcontributorsproducedparticularlyscholarlyandthoughtfulaccountsofdifferentaspectsofthe topic,forwhichwearegrateful.Thevolumewillappealtocliniciansandclinicalneurophysiologistsasastate-ofthe-artreference.

Asalways,itisapleasuretothankElsevier,ourpublisher,andinparticularMichaelParkinsoninScotland,Nikki LevyandKristiAndersoninSanDiego,andPunithavathyGovindaradjaneatElsevierGlobalBookProductionin Chennai,fortheirassistanceinthedevelopmentandproductionofthe HandbookofClinicalNeurology.

MichaelJ.Aminoff

Franc ¸ oisBoller

DickF.Swaab

Preface

“Thebestwaytodealwithparaplegiaistopreventitfromhappeninginthefirstplace.” Thegoalofintraoperative monitoring(IOM)istopreventpostoperativeneurologicdeficits.IOMnowincludesavarietyoftechniques appliedtomanystructuresinthenervoussystem.

Inthepastfourdecades,IOMhasdevelopedintoamajorsubspecialtyofclinicalneurophysiology,onethathas becomewidelyusedandincludesabroadarrayoftechniquesandapplications.Muchofthemethodologyisderived fromcommonoutpatientclinicalneurophysiologytesting,withmodificationstooptimizevalueintheoperatingroom. IOMhasmadeinroadsintomanysurgicalsubspecialties.Thisvolumepresentsthestateofitsartandscience.

IndividualchaptersreviewgeneralissuesofscienceandpracticebehindIOMwithineachofthemajorportionsof thisfield.Theydescribetypicaltechniquesofstimulationandrecording,alongwithinterpretationandalarmcriteria. Drawbacksandproblemsaredescribed,andhowmonitoringteamsmightcopewiththem.Eachchapterreviewsthe relevantIOMliteratureanddiscussesclinicalissuesandanyoutcomestudies.Safetyandanestheticissuesareincluded aswell.

SectionIbeginswithanoverviewofEEG,evokedpotential,andEMGtechniques.Safetyissuesarediscussedforall monitoringmodalities.FurthersectionsdescribeIOMasitappliesindifferentdisordersandanatomicregions. SectionIIincludeschaptersoncommondisordersinwhichIOMisoftenused,namelyintracranialtumors,epilepsy, andmovementdisorders.Thesectioncontinuesbyincludingchaptersonanatomicregions,specificallythebrainstem andcerebellopontineangle.SectionIIIbeginswithachapteronspinaldisorders,specificallyscoliosisandmyelopathy. ItcontinueswithworkdescribingIOMforcertainsurgicalsituations:intracranialandextracranialspinalsurgeries, lumbardecompressionandfusion,caudaequinaandtetheredcordsurgery,andproceduresfortreatingpain. SectionIVcoversboththecranialnervesandtheothersomaticnerverootsandperipheralnerveprocedures. SectionVonIOMduringvascularsurgerycoverscarotidprocedures,intracranialaneurysm,andsurgeryontheascendinganddescendingaorta.Thevariouschaptersinthissectioncovertechniquesaswellasclinicalapplications.

Inthe1920s,WilderPenfieldpioneeredtheroutineuseofneurophysiologyintheoperatingroomtolocalizemotor andsensorycortexwithdirectcorticalstimulation.Onewonderswhetherhehadanyideahowmuchintraoperative neurophysiologywouldgrowoverthenextcentury.

MarcR.Nuwer DavidB.MacDonald

Contributors

J.E.Arle

DepartmentofNeurosurgery,HarvardMedicalSchool andDepartmentofNeurosurgery,BethIsraelDeaconess MedicalCenter,Boston,MA,UnitedStates

L.Bello

DepartmentofOncologyandHemato-Oncology, NeurosurgicalOncologyUnit,UniversitàdegliStudidi Milano,Milan,Italy

B.A.Crum

DepartmentofNeurology,MayoClinic,Rochester,MN, UnitedStates

V.Deletis

DepartmentofNeurosurgery,UniversityHospital Dubrava,Zagreb,Croatia;AlbertEinsteinCollegeof Medicine,NewYork,NY,UnitedStates

C.C.Dong

DepartmentofSurgery,UniversityofBritishColumbia, Vancouver,BC,Canada

I.Fernández-Conejero

UnitofIntraoperativeNeurophysiology,Departmentof Neurology,UniversityHospitalofBellvitge,Barcelona, Spain

G.Galloway

DepartmentofNeurology,WexnerMedicalCenter,Ohio StateUniversityMedicalCenter,Columbus,OH, UnitedStates

J.Gertsch

DepartmentofNeurology,UCSanDiegoHealth, SanDiego,CA,UnitedStates

A.Gonzalez

DepartmentofNeuroscience,UniversityofCalifornia Riverside,Riverside,CA,UnitedStates

Deceased

L.Guo

DepartmentofSurgicalNeuromonitoring,Universityof CaliforniaSanFrancisco,SanFrancisco,CA, UnitedStates

R.N.Holdefer

DepartmentofRehabilitationMedicine,Universityof Washington,Seattle,WA,UnitedStates

A.M.Husain

DepartmentofNeurology,DukeUniversityMedical CenterandNeurodiagnosticCenter,VeteransAffairs MedicalCenter,Durham,NC,UnitedStates

M.J.Jacobs

DepartmentofSurgery,MaastrichtUniversityMedical Center,Maastricht,TheNetherlands

H.L.Journee

DepartmentofNeurosurgery,UniversityMedicalCenter Groningen,UniversityofGroningen,Groningen, TheNetherlands

I.Keselman

DepartmentofNeurology,UniversityofCaliforniaLos Angeles,LosAngeles,CA,UnitedStates

K.Kodama

DepartmentofNeurosurgery,ShinshuUniversitySchool ofMedicine,Matsumoto,Japan

K.F.Kothbauer†

FormerlyDepartmentofNeurosurgery,Universityof BaselandDivisionofNeurosurgery,Luzerner Kantonsspital,Lucerne,Switzerland

A.D.Legatt

DepartmentofNeurology,MontefioreMedicalCenter andAlbertEinsteinCollegeofMedicine,Bronx,NY, UnitedStates

J.R.López

DepartmentofNeurologyandNeurologicalSciences, StanfordUniversitySchoolofMedicine,Stanford,CA, UnitedStates

D.B.MacDonald

ArkanaForum,Emmendingen,Germany

M.Malcharek

DivisionofNeuroanesthesiaandIntraoperative Neuromonitoring,DepartmentofAnesthesia, IntensiveCareandPainTherapy,Klinikum St.Georg,HospitaloftheUniversityofLeipzig,Leipzig, Germany

W.H.Mess

DepartmentofClinicalNeurophysiology, MaastrichtUniversityMedicalCenter,Maastricht, TheNetherlands

M.R.Nuwer

DepartmentsofNeurologyandClinical Neurophysiology,DavidGeffenSchoolofMedicine, UniversityofCaliforniaLosAngeles,andRonald ReaganUCLAMedicalCenter,LosAngeles,CA, UnitedStates

J.Prell

DepartmentofNeurosurgery,UniversityHalleWittenberg,Halle,Germany

F.Sala

SectionofNeurosurgery,DepartmentofNeurosciences, BiomedicineandMovementSciences,University Hospital,Verona,Italy

K.Seidel

DepartmentofNeurosurgery,Inselspital,Bern UniversityHospital,UniversityofBern,Bern, Switzerland

J.L.Shils

DepartmentofAnesthesiology,RushUniversityMedical Center,Chicago,IL,UnitedStates

M.V.Simon

DepartmentofNeurology,MassachusettsGeneral Hospital,Boston,MA,UnitedStates

S.Skinner

DepartmentofIntraoperativeNeurophysiology,Abbott NorthwesternHospital,Minneapolis,MN,UnitedStates

B.Skrap

SectionofNeurosurgery,DepartmentofNeurosciences, BiomedicineandMovementSciences,University Hospital,Verona,Italy

F.Soto

DepartmentofNeurology,ClinicaLasCondes,Santiago, Chile

M.M.Stecker

FresnoInstituteofNeuroscience,Fresno,CA, UnitedStates

J.A.Strommen

DepartmentofNeurophysiology,AbbottNorthwestern Hospital,Minneapolis,MN,UnitedStates

A.Szelenyi

DepartmentofNeurosurgery,UniversityHospital, Ludwig-Maximilians-University(LMU),Munich, Germany

S.Ulkatan

DepartmentofNeurosurgery,MountSinaiHospital, NewYork,NY,UnitedStates

A.Uribe

DepartmentofAnesthesiology,OhioStateUniversity, Columbus,OH,UnitedStates

Contents

Forewordix

Prefacexi

Contributorsxiii

SECTIONIGeneralissues

1.Overviewofintraoperativeneuromonitoring3 M.R.Nuwer,A.M.Husain,andF.Soto(LosAngelesandDurham,UnitedStatesandSantiago,Chile)

2.Electroencephalography,electrocorticography,andcorticalstimulationtechniques11 M.V.Simon,M.R.Nuwer,andA.Szelenyi(BostonandLosAngeles,UnitedStatesandMunich,Germany)

3.Intraoperativeevokedpotentialtechniques39 D.B.MacDonald,C.C.Dong,andA.Uribe(Emmendingen,Germany,Vancouver,Canada,andColumbus, UnitedStates)

4.EMGmonitoring

67 J.PrellandS.Skinner(Halle,GermanyandMinneapolis,UnitedStates)

5.Safetyissuesduringsurgicalmonitoring83 H.L.JourneeandJ.L.Shils(Groningen,TheNetherlandsandChicago,UnitedStates)

SECTIONIIIntracranialsurgery

6.Neurophysiologyduringepilepsysurgery103 D.B.MacDonald,M.V.Simon,andM.R.Nuwer(Emmendingen,Germany;BostonandLosAngeles, UnitedStates)

7.Neurophysiologyduringmovementdisordersurgery123 J.L.Shils,J.E.Arle,andA.Gonzalez(Chicago,Boston,andRiverside,UnitedStates)

8.Intraoperativemappingandmonitoringduringbraintumorsurgeries133 K.Seidel,A.Szelenyi,andL.Bello(Bern,Switzerland,Munich,Germany,andMilan,Italy)

9.Mappingandmonitoringofbrainstemsurgery151 K.Kodama,K.F.Kothbauer,andV.Deletis(Matsumoto,Japan,Lucerne,Switzerland,Zagreb, Croatia,andNewYork,UnitedStates)

10.Monitoringcerebellopontineangleandskullbasesurgeries163 I.Fernández-Conejero,S.Ulkatan,andV.Deletis(Barcelona,Spain,NewYork,UnitedStates,and Zagreb,Croatia)

SECTIONIIISpinalsurgery

11.Monitoringscoliosisandotherspinaldeformitysurgeries179 M.R.Nuwer,D.B.MacDonald,andJ.Gertsch(LosAngelesandSanDiego,UnitedStatesand Emmendingen,Germany)

12.Intraoperativeneuromonitoringduringsurgeryforlumbarstenosis

205 S.SkinnerandL.Guo(MinneapolisandSanFrancisco,UnitedStates)

13.Intraoperativeneurophysiologyinintramedullaryspinalcordtumorsurgery

229 F.Sala,B.Skrap,K.F.Kothbauer,andV.Deletis(Verona,Italy,Lucerne,Switzerland,Zagreb, Croatia,andNewYork,UnitedStates)

14.Monitoringspinalsurgeryforextramedullarytumorsandfractures

245 L.Guo,R.N.Holdefer,andK.F.Kothbauer(SanFranciscoandSeattle,UnitedStatesandLucerne, Switzerland)

15.Mappingandmonitoringoftetheredcordandcaudaequinasurgeries

257 G.GallowayandF.Sala(Columbus,UnitedStatesandVerona,Italy)

16.Dorsalrootentryzoneprocedureandothersurgeriesforpain

271 A.M.Husain(Durham,UnitedStates)

SECTIONIVPeripheralnervesurgery

17.Neurophysiologyduringperipheralnervesurgery

295 J.A.Strommen,S.Skinner,andB.A.Crum(MinneapolisandRochester,UnitedStates)

18.Monitoringsurgeryaroundthecranialnerves

319 J.R.LópezandA.D.Legatt(StanfordandBronx,UnitedStates)

SECTIONVVascularsurgery

19.Monitoringincarotidendarterectomy

355 M.V.Simon,M.Malcharek,andS.Ulkatan(BostonandNewYork,UnitedStatesandLeipzig,Germany)

20.Surgeryandintraoperativeneurophysiologicmonitoringforaneurysmclipping

375 A.Szelenyi,I.Fernández-Conejero,andK.Kodama(Munich,Germany,Barcelona,Spain,andMatsumoto, Japan)

21.Monitoringcardiacandascendingaorticprocedures

395 M.M.SteckerandI.Keselman(FresnoandLosAngeles,UnitedStates)

22.Neuromonitoringduringdescendingaortaprocedures

407 M.V.Simon,C.C.Dong,M.J.Jacobs,andW.H.Mess(Boston,UnitedStates,Vancouver,Canadaand Maastricht,TheNetherlands)

SectionI Generalissues

HandbookofClinicalNeurology, Vol.186(3rdseries) IntraoperativeNeuromonitoring M.R.NuwerandD.B.MacDonald,Editors https://doi.org/10.1016/B978-0-12-819826-1.00011-9 Copyright©2022ElsevierB.V.Allrightsreserved

Overviewofintraoperativeneuromonitoring

MARCR.NUWER1*,AATIFM.HUSAIN2,ANDFRANCISCOSOTO3

1DepartmentsofNeurologyandClinicalNeurophysiology,DavidGeffenSchoolofMedicine,UniversityofCaliforniaLosAngeles, andRonaldReaganUCLAMedicalCenter,LosAngeles,CA,UnitedStates

2DepartmentofNeurology,DukeUniversityMedicalCenterandNeurodiagnosticCenter,VeteransAffairsMedicalCenter, Durham,NC,UnitedStates

3DepartmentofNeurology,ClinicaLasCondes,Santiago,Chile

Abstract

Intraoperativeneuromonitoring(IONM)isusedwidelytoreduceneurologicadversepostoperative outcomes.Avarietyoftechniquesareused.Initialtechniqueswereusedasfarbackasthe1930s,and thevarietyofmethodsexpandedgreatlysincethe1980s.Manymethodsmonitorbaselinefindingsover time.Othermethodstestforneurologicfunctiontoidentifynervesoreloquentcortex.Physicianstrainedin neurophysiologyarekeyforinterpretationoffindings,supervisionofstaff,andmakingmedicalrecommendationstothesurgeonoranesthesiologist.Someneurophysiologistsprovidetheservicespersonally, andinothercircumstanceswell-trainedtechnologiststaffhelpwiththetechniques.MuchIONMis providedbytheneurophysiologyphysicianintheoperatingroom,whereasinothercases,thephysician maybeon-lineinrealtimefromaremotesite.Whenmonitoringidentifieschanges,theIONMteammust giveaclear,timely,andcompellingmessagetothesurgeonandanesthesiologist.

Intraoperativeneuromonitoring(IONM)isusedwidely topreventneurologicadversepostoperativeoutcomes. MostIONMmethodsarecommonclinicalneurophysiologyoutpatienttechniques,suchaselectroencephalography(EEG),electromyography(EMG),evokedpotentials (EPs),andnerveconductionstudies.OtherIONM methodsareusedsolelyintheoperatingroom,suchas directcorticalstimulation,electrocorticography,and epiduralspinalcordrecording.

ThemainaimofIONMistowarnthesurgeonand anesthesiologistaboutadversechangesintimetocorrect thecause,therebypreventingpostoperativeneurologic deficits.Also,IONMmayidentifysomesystemicproblems.Byfollowingapatient’sneurologicstatus,asurgeon mayproceedmoreconfidentlytoprovideamorethorough procedureoroperateonahigh-riskpatient.Inaddition, IONMprovidespatientsandfamiliesadegreeofcomfort

knowingthatneurologicrisksarebeingassessedand respondedtoduringsurgery.

Intraoperativetestingormappingalsoisapartofthis IONMdiscipline. Monitoring establishesbaselinefindingsandmonitorsforchangeacrossthewholetimeof thecase,whereas testing assessesandinterpretsfindings onceorduringalimitedportionofsurgery.Testingmay seeksuchlocationsasthesiteofpathology,functional tissue,eloquentcortex,orthespinalcordposterior midline.

Surgeonsaretrainedtorecognizeanatomiclandmarks duringyearsofpracticeandstudy.Theygoin-depthinto anatomy,firstindiagramsandthree-dimensionalstructures,andthenincadavericspecimensandfinallyin patients.Theyaretrainedtoseethelimitsbetween normalandpathologictissueusingtheireyesorwith thehelpoftheaugmentedrealityofthemicroscope.

*Correspondenceto:Dr.MarcR.Nuwer,M.D.,Ph.D.,DepartmentHead,ClinicalNeurophysiology,ReedResearchBuilding, Room1-194,710WestwoodPlaza,LosAngeles,CA90095-6987,UnitedStates.Tel:+1-310-206-3093,Fax:+1-310-267-1157, E-mail:mnuwer@mednet.ucla.edu

Neuro-Navigationincreasedthesurgeon’sabilitytosee inrealtime,tocompareasurgicalinstrument’slocation tothepatient’sanatomyandimagedpathology.Moreand more,themorphologyofcomplexbiologicsystemsis betterexploredinthesurgicalfield.However,thesame well-trainedsurgeonsneedhelpseeingthatwhichis invisibletothemostcapablevisualsystem,theneurologicfunctionofthetissuesbeforethem.Toshowneurologicfunctioninrealtimeintheoperatingroomis anessentialroleofIONM,toexploreneurologicfunction duringsurgery,todetectimpendingneurologicdamage, andtotrytopreventit.

Falsealarmsoccurrarelyinthehandsofexperienced monitoringteams.Inspinalcordmonitoring,thefalse alarm(falsepositive)ratehasbeenmeasuredas1% (Nuweretal.,1995).Someactuallyaretruepositive events inwhichanalarm-triggeredinterventionsuccessfullypreventedapostoperativeneurologicadverseoutcome,butitisimpossibletoclearlyseparatesuccessful truepositivealarmsfromtechnique-relatedfalsealarms. Technicalfailuresmaycausedifficultyobtaininggood qualitytracings.Anestheticchangesmayconfusecomparisonstobaselinerecordings.Raisinganalarmdoes notnecessarilypreventdeficits.Apatientrarelyhasa postoperativeneurologicinjurynotpredictedbyIONM (false-negativecases).Someareduetodeteriorationafter surgery.Someinjuriesareinpathwaysthatwerenot monitored.Rarefalse-negativecasesareduetoerrors bytheIONMteam,whofailedtorecognizeandcommunicateclearlytheadversechanges.Forthelatterreason, theskills,knowledge,training,andexperienceofthe IONMteamareimportant.

HISTORYOFMONITORING

EarlyuseofIONMdatestothefirsthalfofthe20th century.Penfield(PenfieldandBoldrey,1937)used functionalcorticallocalizationinsurgeryforpatients withepilepsy.Theyuseddirectcorticalstimulationto locatemotorandsensorycortex.Jasperjoinedthatteam torecordEEGdirectlyfromexposedcerebralcortex,a techniquehecalledelectrocorticography.Thisguided thesurgeontoresectregionsofepilepticdischarges, slowing,orlackoffastactivity(Jasper,1949; Marshall and Walker1949).Thesetechniquesarestillused. RoutinescalpEEG-monitoredcarotidendarterectomysurgerystartedinthe1970s(Sharbroughetal., 1973).TheEEGmeasuredcerebralischemiafrom carotidclamping(Sundtetal.,1974).Intraoperative EEG replacedassessmentwithawakeneurologicexaminationduringcarotidendarterectomyorotherischemia testingtechniques,andstillservesasasafeguardduring carotidendarterectomy.

Inthe1970s,Japaneseinvestigatorsevaluated spinalcordIONMusingepi duralspinalstimulation andrecording( Shimojietal.,1971 ; Imai,1976 ; Tamakietal.,1972,1981 )(Japanesefigure).Inthe United Kingdom, Jonesetal.(1982) continuedwith e piduralspinalrecordingsbutchangedthestimulus totheposteriortibialnervesatthepoplitealfossae.This avoidedsafetyconcernsaboutrepeatedspinalepidural electricstimulation.Theben efitofthesedevelopments wastoreplacetheStagnarawake-uptest( Vauzelle e tal.,1973 )duringthecorrection of scoliosisandother spinaldeformities.

Anklestimulationwithscalprecordingwasproposed bytheClevelandgroupandtheirfollowers(Nashand Brodkey,1977; Nashetal.,1974,1977; Engleretal., 1978; Speilholzetal.,1979).Thispreliminarygeneration ofsomatosensoryevokedpotential(SEP)cortical IONMtechniquesused1–100Hzfilterstorecord middle-andlong-latency50–200mscorticalpotentials. Fig.1.1 showsanexampleoftheseearlycorticalSEP peaks (Spetzleretal.,1979).Thesewerenoisy,variable, and toosensitivetoanesthesia.Signalsoftenwerejudged aseitherthepresenceorabsenceofanypeaksinthe 200msrecording. Grundy(1982) wentontocontrol variability ofanestheticeffects,anddescribedthealert criterionof50%decreaseinamplitude.

SpinalcordIONMwithscalpSEPsremained problematicintheearlydaysbecausethosepreliminary techniqueshadexcessivenoiseandirreproducible backgroundvariability( Fig.1.1 ).Beginninginthelate 1970s, NuwerandDawson(1984) studiedthevariability problem,anddeterminedthatshort-latencySEP techniques,recordedwithrestrictedfiltersandother technicalmodifications,substantiallyreducedvariabilityandestablishedmodernreliableSEPmonitoring. Fig.1.2 .showsreproduciblepeaksusingthesenew methods. ThislatterSEPmethodbecamewidely adoptedforspinalcordIONM.

SomatosensoryspinalcordIONMwasthetechnique ofchoiceforthenexttwodecades,eventhoughSEPsare sensorywhereasthemostfearedpostoperativeproblems weremotor.Rarefalse-negativeSEPmonitoringcases werereported.Burkeextendedmonitoringtothemotor pathwaysasshownin Fig.1.3,popularizingtranscranial electric stimulation(Hicksetal.,1991; Burkeetal., 1992).Thetechniquehasdevelopedsincethenwith changes inelectrodelocationsandstimulationtrains.

MethodsforauditoryEPandfacialnerveEMG IONMweredevelopedinthe1980s.Thesewereused forposteriorfossaprocedures,initiallymicrovascular decompressionandacousticneuromaresection(Moller and Moller,1985).Subsequently,EMGtechniqueswere developedformonitoringothercranialnervesandthe limbs(Beattyetal.,1995; Harper,2004).Theapplication

SYMPTOMATIC SIDE–IMPROVEMENT IN LATENCY

Fig.1.1. EarlymethodsforintraoperativecorticalSEPrecordingduringuppercervicalsurgery.Theauthorsnoteimproved latency(shiftofarrowtotheleft)onthesymptomaticsideatthetimeofdecompression.FromSpetzler,R.F.,Selman,W.R., Nash,C.L.,Brown,R.H.,1979.Transoralmicrosurgicalodontoidresectionandspinalcordmonitoring.Spine6,506–510.

spreadtoIONMasusedinbrainandcerebellopontine angletumors,intracranialandthoracicvascularpathology,tetheredcordandintramedullarytumors,andmany otherapplications.

BeforecommercialIONMequipmentbecameavailablearound1981,clinicalneurophysiologistshadto adaptresearchequipmentforIONM.Earlycustomized equipmentwasadaptedtospecificapplicationsor surgicalteams.ThefirstgeneralIONMclinicalservice, setupatUCLAin1979,offeredanarrayoftechniques toanyhospitalsurgeonfromanysurgicaldiscipline. Academicneurophysiologyandsurgerysocietymeetingsinthe1980sbegantoincludeIONMresearch reports.DedicatedsymposiataughtIONMtoclinical neurophysiologists,surgeons,andtechnologistsstarting inthe1980s.ThosemeetingsbroughtIONMtoamuch wideraudience.TwoearlyIONMtextbooks(Nuwer, 1986; Møller,1988)providedteachingdetailtothis growingaudience.Bythelate1980s,IONMhadbecome establishedasatechniqueingeneraluse.

TECHNOLOGISTSTAFFING ANDSUPERVISION

ThetwokindsofIONMaremonitoringandtesting. Monitoring identifiesadversechangesfrombaseline

signals,usedasasignofinjury,andwiththegoalof raisinganalarmwhenkeychangesoccur. Testing identifiesneurologicstructuressuchaseloquentorpathologiccortex.Monitoringoccursovertimelooking foranychangethatoccurs.Testingisataspecifictime toanswerapendingquestionduringthecase.The twoarereferredtotogetheras intraoperativeneuromonitoring (IONM).Sometimesothertermsareused: intraoperativemonitoring,surgicalneurophysiology,or neurophysiologicintraoperativemonitoring.

Monitoringneedssufficientexpertiseandgoodcommunicationfromtheteamprovidingtheservice.Each IONMteamincludesafewroles.Atechnologistmay serveasin-roomstafftohookupelectrodes,runsoftware,andassistthephysician.Mostimportant,aphysicianneurophysiologistservestosupervisetheservice, makesmedicaldecisionstointerpretthefindings,and recommendsinterventionstothesurgeonandanesthesiologist.SometimesanadditionalphysicianornonphysicianmayserveasanexpertinIONMtechnologyand application.

Thephysicianneurophysiologistmonitorsinthe operatingroominrealtime,orsometimesmonitorsin realtimeremotelyfromoutsidetheoperatingroom.If remote,theneurophysiologyphysiciancommunicates withthein-roomtechnologistbyphone,audio-video,

PRE OP DURING ANESTHESIA
EXPOSING VERTEBRA

Fig.1.2. Methodsweredevelopedtoproducebetter,reproducibleSEPs.Bipolarrecordingsshownhereonthetopline werelessnoisyandmorereproduciblethanreferentialrecordings.Stimulationherewasposteriortibialnerveandrecording useda30Hzlowfrequencyfilter.FromNuwer,M.R., Dawson,E.C.,1984.Intraoperativeevokedpotentialmonitoringofthespinalcord:enhancedstabilityofcorticalrecordings. ElectroencephalogrClinNeurophysiol59,318–327.

ortext.Themonitoringphysicianmustbeonthemedical staffofthehospitalinwhichthesurgeryoccurs,privilegedbythemedicalstafffortheneurophysiology proceduresperformed,andlicensedtopracticemedicine inthatregion.TheIONMteamconceptdescribesmonitoringrolesandexpertise,whilepreservingthetraditionalhealthcareoversightrolesofhospitalandpublic agencies.

Thephysicianclinicalneurophysiologistnotonly monitorsbutalsotestsneurologicstructures,suchas forlocalizationoflanguageormotorcortex.Professional physicianjudgmentisrequiredtorecommendwhat cortextoresect,whattospare,andwhattotestfurther.

Thephysicianclinicalneurophysiologistshouldbein theoperatingroomtointerprettherecordingsanddiscuss withthesurgeontherecommendationsbasedontesting. Thisin-roomparticipationisreferredtoas personal supervision.

Thephysicianneurophysiologistmusthaveawellgroundedneurophysiologicbackground,in-depthneuroanatomicknowledge,andbeabletointerpretquickly thephysiologicchangesthatoccurduringsurgery. Knowledgeofmedicationeffectsarekeytodiscussions withtheanesthesiologistforplanningandforinterventionsduringthecase.Thephysicianneurophysiologist

supervisorisinthebestpositiontoofferadviceabout changesduringthecase,includingchangesrelatedto anesthesia,bloodpressure,andsurgicaltactics.

Someclinicalneurophysiologistsprovidedirect supervisionformorethanonecasesimultaneously. TheliteratureshowsgoodoutcomeforIONMbased onmonitoring1or2oroccasionally3patientssimultaneously(Nuweretal.,1995).Thereisinsufficientliteraturetosupportmonitoringmoresimultaneouscases duetotheeffectsofdividedattention.Whenthemonitoringphysiciandivideshisorherattentionamongalarge numberofcases,signalchangesinonecasemaybe missedandthephysicianmaybeslowtorecognized deteriorationinsignalsfromoneofmanycases.When acuteclinicalproblemshappeninoneofthesimultaneouscases,thephysicianneurophysiologistmayneed tofocusundividedattentionsolelyonthatoneproblem case.Whenmonitoringsimultaneouscases,aplanis neededtocoveranyothersimultaneouscaseswhen onecaseneedsundividedattention.

Atechnologistgenerallylackssufficientskills, knowledge,abilities,training,andexperiencetoprovide theIONMserviceswithoutsupervisionbyaphysician neurophysiologist.Technologistsneedtoknowthetechnicalrequirements,supplies,machinesettings,troubleshooting,andtheymustfollowtheneurophysiologic signalsduringtheprocedure.Technologistshowever lackthemedicalknowledgeandauthoritytoadvisea surgeonaboutclinicaloptionstochooseorconsider whenadversechangesoccur.

InstitutionsrequirephysiciansupervisionandinterpretationofmedicalproceduresincludingCT,MRI, andIONM.TheIONMteamshouldbeappropriatelycredentialedinthehospital,state,andcountryinwhichthe serviceisbeingprovided.Thephysicianmustbetrained inclinicalneurophysiologybytheusualstandardsfor thatspecialty.

ForatechnologisttoserveasakeypartoftheIONM team,theyneedsufficientexperienceinneurophysiologictesting,techniques,basicsciences,andrelevant clinicalsciences.Usually,technologisttrainingand experienceincludesseveralyearsofregularinpatient andoutpatientexperienceconductingEEGandevoked potentials.Thatexperienceisanimportantbasisfor knowingwhatsignalslooklike,identifyingchanges andabnormalities,anddealingwithtechnicalproblems. SometimesanindividualistraineddirectlyinIONM duringaseveralyearprocessofeducationandapprenticeshipwithaskilledtechnologistwhohasmastered thefield.Eachtechnologistshouldbeproctoredand givenprogressivelyreducedsupervisionwhenintroducedtoIONM.Thetechnologist’strainingandprivilegingshouldbespecifictoindividualtechniques.Adegree ofsupervisionandprogressivelyreducedimmediate

Fig.1.3. Anearlycombinedsomatosensoryandmotorevokedpotentialtechnique.(A)Thetechniqueusedforrecordingsimultaneouslydescendingcorticospinalvolleysinresponsetoanodalelectricstimulationofthemotorcortex,andascendingsomatosensoryvolleysinresponsetostimulationofthetibialnervesinthepoplitealfossae.Thestimuliweredeliveredsimultaneously, andtheevokedvolleyswererecordedattwolevelsfromthespinalcord,asshowninthelowertraces.Thedescendingcorticospinal volleyhadashorterlatencyandpropagateddownthespinalcord,whiletheascendingsomatosensoryvolleyhadalongerlatency andpropagatedupthespinalcord.(B)Thetracesareduplicateaveragesof10sweeps.Negativityforthecorticospinalvolleyis shownasanupwarddeflection,andnegativityforthesomatosensoryvolleyisshownasadownwarddeflectionreflectingthefact thatthevolleysapproachthebipolarrecordingelectrodesfromoppositedirections.FromBurke,D.,Hicks,R.,Stephen,J.,etal., 1992.Assessmentofcorticospinalandsomatosensoryconductionsimultaneouslyduringscoliosissurgery.Electroencephalogr ClinNeurophysiol85,388–396.

supervisionisneededtoqualifyatechnologistforIONM proceduresnewtohimorher.

Whenchangesoccur,communicationsarevery important.Thepersoninchargemustgiveaclear,timely, andcompellingmessagetothesurgeonandanesthesiologist.Theclearunderstandingofthismessageistheonly chanceofpreventingdamagetothenervoussystem. Effectivecommunicationrequirestrustandcredibility.

Forthisreason,theIONMphysicianneurophysiologist needssufficientknowledge,training,andexperience (Skinneretal.,2017).

CONCLUSIONS

IONMincludesmanyusefultechniquesappliedto varioussurgicalprocedures.Suitabletechnologist,and

neurophysiologyphysiciantrainingandprivileging servewellforstaffingIONMprocedures.Thegoalis toimprovepatientcare,avoidpostoperativeneurologic deficits,encouragemorecompleteprocedures,andopen theopportunityforproceduresonhigherriskpatients,by givingfeedbackaboutcircumstancesthatcouldinjure thenervoussystem.ThefutureofIONMispromising. Thenewgenerationofsurgeonshastrainedandlearned theirsurgicalskillsusingIONM,whichiswhytheyare demandingtoseetheanatomywithincreasingdetailsas welltoseetheneurologicfunctionusingintraoperative neurophysiology.Theynowknowthatitissaferfor patients.Thereisachangeofparadigm;newsurgeons arethinkingintermsofmorphologyandfunction.

Newmethodologiesaredevelopingeveryyear,such asbrainstemreflexes(Sinclairetal.,2017)mappingof the corticospinaltractinsidethespinalcord,mapping andmonitoringthecomplexcircuitsandfasciclesthat connectdifferentareasofthebrain,andthegradual knowledgeofthebrainconnectomeduringsurgery. EvidencewillshowthatIONMmakesadifferencein theoutcomeofsomespecificpathologieswherethis disciplinewillbeastandardofcare,whileinothersurgicalprocedures,itwilldemonstratenoaddedbenefit, makingcleartheindicationsofintraoperativeneurophysiology.Newdirectionsandtrainingopportunities arebringingimprovedIONMpatientcaretopatients worldwide.

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FURTHERREADING

BurkeD,HicksRG(1998).Corticospinalvolleysevoked bytranscranialelectricalandmagneticstimulation.In: EStalbergHSSharma,YOlsson(Eds.),Spinalcord monitoring.Springer,Vienna,NewYork,pp.445–461. NuwerJM,NuwerMR(1997).Neurophysiologicsurgical monitoringstaffingpatternsintheUSA.ElectroencephalogrClinNeurophysiol 103:616–620.

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