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Foundations for Health Promotion

FOURTH EDITION

Principal Lecturer, Health Promotion and Public Health, University of the West of England, Bristol, UK

Professor of Health Promotion, London South Bank University, London, UK

Table of Contents

Cover image

Title page

Copyright

Preface

Acknowledgements

Part One. The theory of health promotion

Introduction

Chapter One. Concepts of health

Importance of the Topic

Defining health, well-being, disease, illness and ill health

Well-being

The Western scientific medical model of health

A critique of the medical model

Lay concepts of health

Cultural views of health

A unified view of health

Conclusion

Summary

Chapter Two. Influences on health

Importance of the Topic

Determinants of health

Social class and health

Income and health

Housing and health

Employment and health

Gender and health

Health of ethnic minorities

Place and health

Explaining health inequalities

Tackling inequalities in health

Conclusion

Summary

Chapter Three. Measuring health

Importance of the Topic

Why measure health?

Ways of measuring health

Measuring health as a negative variable (e g health is not being diseased or ill)

Mortality statistics

Morbidity statistics

Measuring health and disease in populations

Measures of health as an objective attribute

Measuring deprivation

Subjective health measures

Physical well-being, functional ability and health status

Psychological well-being

Social capital and social cohesion

Quality of life

Conclusion

Summary

Chapter Four. Defining health promotion

Importance of the Topic

Foundations of health promotion

Origins of health promotion in the UK

Public health

The World Health Organization and health promotion

Defining health promotion

Critiques of health promotion

The argument for health promotion

Advocacy

Enablement

Mediation

Conclusion

Summary

Chapter Five. Models and approaches to health promotion

Importance of the Topic

The medical approach

Behaviour change

The educational approach

Empowerment

Social change

Models of health promotion

Theories in health promotion

Conclusion

Summary

Chapter Six. Ethical issues in health promotion

Importance of the Topic

The need for a philosophy of health promotion

Duty and codes of practice

Consequentialism and utilitarianism: The individual and the common good

Ethical principles

Conclusion

Summary

Chapter Seven. The politics of health promotion

Importance of the Topic

What is politics?

Political ideologies

Globalization

Health as political

The politics of health promotion structures and organization

The politics of health promotion methods

Being political

Conclusion

Summary

Part Two. Strategies and methods

Introduction

Chapter Eight. Reorienting health services

Importance of the Topic

Introduction

Promoting health in and through the health sector

Primary healthcare and health promotion

Primary healthcare principles

Primary healthcare: strategies

Primary healthcare: service provision

Participation

Equity

Collaboration

Who promotes health?

Public health and health promotion workforce

Specialist community public health nurses

Mental health nurses

School nurses

Midwives

General practitioners

Practice nurses

Dentists

Pharmacists

Environmental health workers

Allied health workers

Care workers

Specialists

Conclusion

Summary

Chapter Nine. Developing personal skills

Importance of the Topic

Definitions

The health belief model

Theory of reasoned action and theory of planned behaviour

The stages of change model

The prerequisites of change

Conclusion

Summary

Chapter Ten. Strengthening community action

Importance of the Topic

Defining community

Why work with communities?

Approaches to strengthening community action

Defining community development

Community development and health promotion

Working with a community-centred approach

Types of activities involved in strengthening community action

Dilemmas and challenges in community-centred practice

Conclusion

Summary

Chapter Eleven. Developing healthy public policy

Importance of the Topic

Defining HPP

Health in all policies (HiAP)

Health impact assessment (HIA)

The history of HPP

Key characteristics of HPP: advantages and barriers

The practitioner’s role in HPP

Evaluating an HPP approach

Conclusion

Summary

Chapter Twelve. Using media in health promotion

Importance of the Topic

Introduction

The nature of media effects

The role of mass media

Planned campaigns

Unpaid media coverage

Media advocacy

Social marketing

What the mass media can and cannot do

Communication tools

Conclusion

Summary

Part Three. Settings for health promotion

Introduction

Chapter Thirteen. Health promoting schools

Importance of the Topic

Why the school is a key setting for health promotion

Health promotion in schools

The health promoting school

Policies and practices

Links with the community

Effective interventions

Conclusion

Summary

Chapter Fourteen. Health promoting workplaces

Importance of the Topic

Why is the workplace a key setting for health promotion?

The relationship between work and health

Responsibility for workplace health

Health promotion in the workplace

Conclusion

Summary

Chapter Fifteen. Health promoting neighbourhoods

Importance of the Topic

Defining neighbourhoods

Why neighbourhoods are a key setting for health promotion

Conclusion

Summary

Chapter Sixteen. Health promoting health services

Importance of the Topic

Defining a health promoting hospital

Why hospitals are a key setting for health promotion

Promoting the health of patients

Promoting the health of staff

The hospital and the community

Organizational health promotion

The HPH movement

Health promoting pharmacies

Conclusion

Summary

Chapter Seventeen. Health promoting prisons

Importance of the Topic

Why prisons have been identified as a setting for health promotion

Barriers to prisons as health promoting settings

Health promoting prisons

Examples of effective interventions

Conclusion

Summary

Part Four. Implementing health promotion

Introduction

Chapter Eighteen. Assessing health needs

Importance of the Topic

Defining health needs

The purpose of assessing health needs

Health needs assessment

Setting priorities

Conclusion

Summary

Chapter Nineteen. Planning health promotion interventions

Importance of the Topic

Reasons for planning

Health promotion planning cycle

Strategic planning

Project planning

Planning models

Stage 1: What is the nature of the problem?

Stage 2: What needs to be done? Set aims and objectives

Stage 3: Identify appropriate methods for achieving the objectives

Stage 4: Identify resources and inputs

Stage 5: Plan evaluation methods

Stage 6: Set an action plan

Stage 7: Action, or implementation of the plan

Planning models

PRECEDE-PROCEED model

Quality and audit

Conclusion

Summary

Chapter Twenty. Evaluating health promotion interventions

Importance of the Topic

Defining evaluation

Why evaluate?

What to evaluate

Process, impact and outcome evaluation

Evaluation research methodologies

How to evaluate: The process of evaluation

How to evaluate: Gathering and analysing data

Building an evidence base for health promotion

What to do with the evaluation: Putting the findings into practice

Conclusion

Summary

Glossary

Index

Copyright

© 2016, Elsevier Ltd. All rights reserved.

No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions.

This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein).

First edition 1994

Second edition 2000

Third edition 2009

ISBN 978-0-7020-5442-6

British Library Cataloguing in Publication Data

A catalogue record for this book is available from the British Library

Library of Congress Cataloging in Publication Data

A catalog record for this book is available from the Library of Congress

Notices

Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary.

Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. With respect to any drug or pharmaceutical products identified, readers are advised to check the most current information provided (i) on procedures featured or (ii) by the manufacturer of each product to be administered, to verify the recommended dose or formula, the method and duration of administration, and contraindications. It is the responsibility of practitioners, relying on their own experience and knowledge of their patients, to make diagnoses, to determine dosages and the best treatment for each individual patient, and to take all appropriate safety precautions.

To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein.

Printed in China

Preface

Health promotion is a core aspect of the work of a wide range of healthcare workers and those engaged in education and social welfare. It is an emerging area of practice and study, still defining its boundaries and building its own theoretical base and principles. This book aims to provide a theoretical framework for health promotion, as this is vital to clarify practitioners’ intentions and desired outcomes. It offers a foundation for practice which encourages practitioners to see the potential for health promotion in their work, to be aware of the implications of choosing from a range of strategies and to be able to evaluate their health promotion interventions in an appropriate and useful manner.

This fourth edition of Health Promotion: Foundations for Practice has been comprehensively updated and expanded to reflect recent research findings and major organizational and policy changes over the last decade. Our companion volume, Public Health and Health Promotion: Developing Practice (Naidoo and Wills, 2010), discusses in more detail some of the challenges and dilemmas raised in this book, e.g. partnership working, tackling inequalities and engaging the public.

The book is divided into four main parts. The first part provides a theoretical background, exploring the concepts of health, health education and health promotion. Part One concludes that health promotion is working towards positive health and well-being of individuals, groups and communities. Health promotion includes health education but also acknowledges the social, economic and environmental factors which determine health status. Ethical and political values inform practice, and it is important for practitioners to reflect upon these values and their implications. Part One embraces the shift towards well-being rather than a narrow interpretation of health, and the move away from a simple focus on lifestyle changes as the goal of health promotion. Its aim is to enable readers to

understand and reflect upon these theoretical drivers of health promotion practice within the context of their own work.

Part Two explores strategies to promote health, and some of the dilemmas they pose. Using the Ottawa Charter (World Health Organization, 1986) framework to identify the range of strategies, the potential, benefits and challenges of adopting each strategy are discussed. Examples of interventions using the different strategies are presented. What is reflected here is how health services have not moved towards prioritizing prevention, although there is much greater acceptance and support for empowerment approaches in work with individuals and communities. While policies that impact on health still get developed in isolation from each other, there is a recognition of the need for health in all policies, and for deliberative democracy and working methods that engage with communities as the ways forward.

Part Three focuses on the provision of supportive environments for health, identified as a key strategy in the Ottawa Charter. Part Three explores how a range of different settings in which health promotion interventions take place can be oriented towards positive health and well-being. The settings discussed in this part – schools, workplaces, neighbourhoods, health services and prisons – have all been targeted by national and international policies as key for health promotion. Reaching specific target groups, such as young people, adults or older people, within these settings is also covered in Part Three. There is much debate about the need for systems thinking and seeing such settings more broadly as environments where physical, social and economic drivers come together, and not just as places in which to carry out health education and lifestyle behaviour interventions.

Part Four focuses on the implementation of health promotion interventions. Each chapter in this part discusses a different stage in the implementation process, from needs assessment through planning to the final stage of evaluation. This part is designed to help practitioners to reflect on their practice through examining what drives their choice of practical implementation strategies. A range of

real-life examples helps to illustrate the options available and the criteria that inform the practitioner’s choice of approach.

This book is suitable for a wide range of professional groups, and this is reflected in the choice of examples and illustrative case studies, which have been completely updated for this edition. In response to reader feedback about the ways to engage with a textbook, we have changed the format for this edition. Each chapter has between 6 and 15 learning activities which encourage readers to engage with the text and extend their learning. Indicative feedback about the points that a reader or student might wish to consider is provided at the end of the chapter. Each chapter also includes at least one case study and research example to provide the reader with examples of application and encourage a focus on topics. Further questions at the end of each chapter encourage readers to reflect on their practice, values and experience, and to debate the issues. To reflect the huge changes in information management since this book was first published in 1994, website addresses are given for resources and further reading where possible.

The book is targeted at a range of students, including those in basic and post-basic training and qualified professionals. By combining an academic critique with a readable and accessible style, this book will inform, stimulate and encourage readers to engage in ongoing enquiry and reflection regarding their health promotion practice. The intention, as always, is to encourage readers to develop their practice through considering its foundation in theory, policy and clear principles.

References

Naidoo J, Wills J. Public Health and Health Promotion: Developing Practice. third ed. London: Baillière Tindall; 2010.

World Health Organization. Ottawa Charter for Health Promotion. Geneva: WHO; 1986.

Acknowledgements

It is 21 years since the publication of the first edition of this book, which was initially prompted by our teaching on the first postgraduate specialist courses in health promotion. Students and colleagues at the University of the West of England and London South Bank University have, as always, contributed to this edition through their ideas, debates and practice examples. We continue to be committed to the development of health promotion as a discipline.

We dedicate this fourth edition to our children, Declan, Jessica, Kate and Alice.

PART ONE

The theory of health promotion

OUTLINE

Introduction

Chapter One. Concepts of health

Chapter Two. Influences on health

Chapter Three. Measuring health

Chapter Four. Defining health promotion

Chapter Five. Models and approaches to health promotion

Chapter Six. Ethical issues in health promotion

Chapter Seven. The politics of health promotion

Introduction

Part One explores the concepts of health, health education and health promotion. Health promotion draws upon many different disciplines, ranging from the scientific (e.g. epidemiology) and the social sciences (e.g. sociology and psychology) to the humanities (e.g. ethics). This provides a wealth of theoretical underpinnings for health promotion, ranging from the scientific to the moralistic. This in turn means that health promotion in practice may range from a scientific medical exercise (e.g. vaccination) or an educational exercise (e.g. sex and relationships education in schools) to a moral query (e.g. end-of-life options). An important first step for health promoters is to clarify for themselves where they stand in relation to these various different strategies and goals. Are they educators, politicians or scientists? In part this will be determined by their background and initial education, but health promotion is an umbrella which encompasses all these activities and more. Working together, practitioners can bring their varied bodies of knowledge and skills to focus on promoting the health of the population, and achieve more significant and sustainable results than if they were operating on their own.

This first part of the book explores different understandings of the concept of health and well-being, and the ways in which health can be enhanced or promoted. The effect on health of structural factors such as income, gender, sexuality and ethnicity and the way in which social factors are important predictors of health status are explored in Chapter 2. The different ways in which health is measured reflect different views on health, from the absence of disease to holistic concepts of well-being, and these are discussed in Chapter 3. Chapters 4 and 5 debate what health promotion is, adopting an ecological model in which change in health is said to be influenced by the interaction of individual, social and physical environmental variables.

Chapters 6 and 7 will help those who promote health to be clear about their intentions and how they perceive the purpose of health promotion. Is it to encourage healthy lifestyles? Or is it to redress health inequalities and empower people to take control over their lives?

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