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FoodProcessingTechnology

ForWenandMolly

WoodheadPublishingSeriesinFoodScience, TechnologyandNutrition

FoodProcessing Technology

PrinciplesandPractice

FourthEdition

P.J.Fellows

ConsultantFoodTechnologist

AMSTERDAM • BOSTON • HEIDELBERG • LONDON

NEWYORK • OXFORD • PARIS • SANDIEGO

SANFRANCISCO • SINGAPORE • SYDNEY • TOKYO

WoodheadPublishingisanimprintofElsevier

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TheOfficers’MessBusinessCentre,RoystonRoad,Duxford,CB224QH,UnitedKingdom 50HampshireStreet,5thFloor,Cambridge,MA02139,UnitedStates TheBoulevard,LangfordLane,Kidlington,OX51GB,UnitedKingdom

Copyright © 2017,2009,2000ElsevierLtd.Allrightsreserved.

FirstEditioncopyright:1988,EllisHorwoodLtd.

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ThisbookandtheindividualcontributionscontainedinitareprotectedundercopyrightbythePublisher (otherthanasmaybenotedherein).

Notices

Knowledgeandbestpracticeinthisfieldareconstantlychanging.Asnewresearchandexperience broadenourunderstanding,changesinresearchmethods,professionalpractices,ormedicaltreatment maybecomenecessary.

Practitionersandresearchersmustalwaysrelyontheirownexperienceandknowledgeinevaluatingand usinganyinformation,methods,compounds,orexperimentsdescribedherein.Inusingsuchinformation ormethodstheyshouldbemindfuloftheirownsafetyandthesafetyofothers,includingpartiesfor whomtheyhaveaprofessionalresponsibility.

Tothefullestextentofthelaw,neitherthePublishernortheauthors,contributors,oreditors,assumeany liabilityforanyinjuryand/ordamagetopersonsorpropertyasamatterofproductsliability,negligence orotherwise,orfromanyuseoroperationofanymethods,products,instructions,orideascontainedin thematerialherein.

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AcataloguerecordforthisbookisavailablefromtheBritishLibrary LibraryofCongressCataloging-in-PublicationData

AcatalogrecordforthisbookisavailablefromtheLibraryofCongress

ISBN:978-0-08-101907-8(print)

ISBN:978-0-08-100523-1(online)

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TypesetbyMPSLimited,Chennai,India

PartIBasicPrinciples1

1Propertiesoffoodandprinciplesofprocessing3 1.1Compositionoffoods3 1.2Physicalproperties35

1.3Biochemicalproperties50

1.4Foodquality,safety,spoilageandshelf-life54

1.5Qualityassurance:managementoffoodqualityandsafety90

1.6Processmonitoringandcontrol105

1.7Hygienicdesignandcleaningofprocessingfacilitiesandequipment126

1.8Engineeringprinciples143 References180

Recommendedfurtherreading200

PartIIAmbientTemperatureProcessing201

2Rawmaterialpreparation203

2.1Coolingcropsandcarcasses203

2.2Cleaningfoods210

2.3Sortingandgrading219

2.4Peeling229 References231 Recommendedfurtherreading234

3Extractionandseparationoffoodcomponents235

3.1Centrifugation236

3.2Filtration245

3.3Expression252

3.4Extractionusingsolvents259

3.5Membraneseparation266

3.6Effectsonfoodsandmicroorganisms283

3.7Effectonmicroorganisms283 References284 Recommendedfurtherreading289

4Sizereduction291

4.1Sizereductionofsolidfoods292

4.2Sizereductioninliquidfoods314 References324

Recommendedfurtherreading328

5Mixing,formingandcoating329

5.1Mixing330

5.2Forming353

5.3Coatingfoods364 References380 Recommendedfurtherreading386

6Foodbiotechnology387

6.1Fermentationtechnology387

6.2Microbialenzymes406

6.3Bacteriocinsandantimicrobialingredients410

6.4Functionalfoods411

6.5Geneticmodification414

6.6Nutritionalgenomics421 References422

Recommendedfurtherreading430

7Minimalprocessingmethods431

7.1Introduction431

7.2High-pressureprocessing434

7.3Irradiation451

7.4Ozone467

7.5Pulsedelectricfieldprocessing473

7.6Pulsedlightandultravioletlight482

7.7Powerultrasound487

7.8Otherminimalprocessingmethodsunderdevelopment490 References498

Recommendedfurtherreading511

8Overviewofheatprocessing515

8.1Sourcesofheatandmethodsofapplicationtofoods515

8.2Energyuseandmethodstoreduceenergyconsumption518

8.3Typesofheatexchanger520 References521 Recommendedfurtherreading522

24.5Packagingdevelopments1005

24.6Environmentalandregulatoryconsiderations1023 References1032

Recommendedfurtherreading1044

25Fillingandsealingofcontainers1045

25.1Rigidandsemirigidcontainers1045

25.2Flexiblecontainers1060

25.3Twist-wrapping1066

25.4Shrink-wrappingandstretch-wrapping1068

25.5Tamper-evidentandtamper-resistantclosures1069

25.6Labelling1069

25.7Checkweighing1071

25.8Metaldetection1072 References1073

Recommendedfurtherreading1076

26Materialshandling,storageanddistribution1077

26.1Materialshandling1077

26.2Storage1087

26.3Logisticsandcontrolofstorageanddistribution1099 References1104

Recommendedfurtherreading1108

Index1109

Foradditionalinformationonthetopicscoveredinthebook,visitthe companionsite: http://booksite.elsevier.com/9780081019078/

Biography

DrPeterFellowsisaseniorconsultantinfoodprocessing,workingmostlyin AfricaandAsia.Overthelast40years,hehasworkedextensivelyasafoodtechnologistinover20countries,supportinginstitutionsthatpromotesmall-scaleagroindustrialdevelopmentprogrammes,andidentifyingopportunitiesforpostharvest processingandagro-enterprisedevelopment.Hisworkincludesdevelopmentof informationresources,designoftrainingcourses,projectandprogrammemanagementandevaluation,andconsultanciesforenterprisesupportinstitutionsand tertiaryeducationalinstitutions.Hehasprovidedsupporttolocalproductionof ready-to-usetherapeuticfoodsinAfricaandIndiatotreatchildrensufferingfrom severe-acutemalnutritionandhehasheldtheUNESCOChairinPostharvest TechnologyatMakerereUniversity,Uganda.Beforehisconsultancywork,hewas HeadofAgroprocessingattheinternationaldevelopmentagency,PracticalAction (previouslytheIntermediateTechnologyDevelopmentGroup),wherehemanaged programmesinfoodprocessing,predominantlyinSouthAsia.Priortothishewas seniorlecturerinFoodTechnologyatOxfordBrookesUniversity.Hegraduated fromtheUniversityofReading(NationalCollegeofFoodTechnology),andafter spending2yearsinNigeriamanagingaweaningfoodproductionproject,he returnedtoReadingUniversitytocompletehisPhD,studyingthesymbioticgrowth ofedibleyeastsonfruitprocessingwastes.Inadditiontothefoureditionsof Food ProcessingTechnology,hehaswritten30bookspublishedbyPracticalAction Publications,theFoodandAgricultureOrganisationoftheUnitedNations,the UnitedNationsIndustrialDevelopmentOrganisation,theInternationalLabour OrganisationoftheUnitedNations/TOOL,andtheTechnicalCentrefor AgriculturalandRuralCooperationACP-EU(CTA).Heiseditorofthejournal FoodChain,publishedbyPracticalActionandhaswritten 50papersandarticles ondifferentaspectsoffoodprocessing.HehaslivedinruralDerbyshireinthe UnitedKingdomforover20yearsandisactiveinresearchinglocalhistory,and coeditinghisvillagenewsletter.Heispart-ownerofasharednarrowboatandeditor ofthemagazinefortheNationalAssociationofBoatOwners.

Thispageintentionallyleftblank

Acknowledgements

Iamindebtedtothelargenumberofpeoplewhohavegivenfreelyoftheirtime andexperience,providedmewithinformation,checkedthetextandgivenme supportduringthislatestrevisionof FoodProcessingTechnology.Mythanksto MarianaKuhl,EditorialProjectManageratElsevier,forherideas,suggestionsand administrativesupport.Myparticularthanksalsotothemanycompaniesthat respondedpositivelytomyrequestsforinformationabouttheirequipmentand products;someofwhichwentoutoftheirwaytosharetheirdetailedspecialist knowledge.Finally,butnotleast,myspecialthankstoWenforherconstructive support,encouragementandforbearanceatmylonghoursinfrontofacomputer screenovermanymonths.

PeterFellows

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Introduction

Abriefhistoryoffoodprocessing

Pre-historytoAD1000

Archaeologicalandethnographicevidenceindicatesthatthefirstfoodprocessing haditsoriginsinhunter gatherersocietiesinAfricathatusedheatfromopenfires orboilingwatertomakemeat,rootsandvegetablesmorepalatable.However, becauseoftheirlifestyleandtropicalclimate,theydidnotneedtopreservefoods toanysignificantextent.Thegradualchangetosettledagriculturalsocietiesnecessitatedstorageandpreservationoffoodsandby3000 1500BC,theEgyptianshad developedprocessingtechniques,includingsun-dryingtopreservefishandpoultry meat,fermentationtoproducealcohol,cerealgrindingandovenstobakeleavened bread.ThesewereslowlyadoptedbypastoralsocietiesthroughouttheMiddleEast andthenfurtherafield,topreservefoodsagainsttimesofshortage,toimprovetheir eatingqualityandtogiveamorevarieddiet.By1500BC,allofthemainfood plantsthatareusedtoday,exceptsugarbeet,werecultivatedsomewhereinthe world.

Duringtheensuing1000years,similarfoodprocessesdevelopedindependently inmanyplaces,withlocalvariationsduetodifferencesinclimate,cropsorfood preferences.EarlyprocessesdevelopedinChinaincludetofu(soybeancurd), roasteddriedmilletanddriedbeefasmilitaryrations.InJapan,saki(wine)was producedfromrice,saltmadefromdriedseaweedwasusedtopreservefoods,and soyawasprocessedtosoysauceandmiso(soypaste)toflavourfoods.InEurope, thefirstwater-poweredflourmillsandcommercialbakeriesweredevelopedbythe Romans,whoalsousedicefrommountainstorefrigeratefruitsandvegetables.In India,themanufactureofsugarfromcanehaddevelopedintheIndusValleyby 100BC(Trager,1995).Incountrieswithatemperateclimate,processingtechniquesweredevelopedtopreservefoodthroughwintermonths,includingsaltingand smokingofmeatsandfish,fermentationtoproducevinegarwhichwasalsousedto preservemeatandvegetables,andboilingfruitsorvegetablestoproducejamsor chutneys.

InthefirstmillenniumAD,thecomparativeisolationofdifferentcivilisations begantochange,andfirsttravellersandthentradersbegantoexchangeideasand foodsacrosstheworld.ForexampleinAD400,theVandalsintroducedbutterto SouthernEurope,whichwasusedinNorthernEuropetoreplaceoliveoil.By AD600,JewishmerchantshadestablishedthespicetradewiththeOrientandby AD700,thefirstwrittenlaw,whichestablishedregulationsfortheproductionof dairyproductsandpreservationoffoods,wasencodedinChina.

AD1000 1800

Bytheturnofthesecondmillennium,arapidexpansionoftradeandexchangeof foodsandtechnologiestookplacebyEuropeanexplorersandmilitaryexpeditions: forexample,in1148,knightsreturningfromthesecondCrusadebroughtsugarto EuropefromtheMiddleEast;MarcoPolobroughtnoodlesfromChina;andinthe 13thcenturytheMongolsspreadtechnologiesformakingkumiss(fermentedmare’s milk),driedcheeseandalesmadefromfermentedmilletintheirinvasionsof CentralAsiaandEasternEurope.Inthe1500s,thePortuguesebroughtclovesfrom theEastIndiesforuseinpreservesandsauces,andtodisguisespoiledmeat. Spanishconquistadorsdiscoveredsun-driedllama,duckandrabbit,whichwere eatenuncookedinPeru;andtheyreturnedwithfoodsthathadneverbeenseen beforeinEurope,includingavocado,papaya,tomato,cacao,vanilla,kidneybeans andpotatoes.OriginallypreparedasafermenteddrinkinMesoamericafrom 1900BC,chocolatewasservedasabitter,frothyliquid,mixedwithspices,wine orcornpure ´ e,beforeitsarrivalinEuropeinthe16thcentury.Thereitwasmixed withsugarandeventuallybecamethesweetconfectioneryweknowtoday.Atthe sametime,thePortugueseintroducedchillipeppersandcayennefromLatin AmericatoIndia,wheretheywereusedtopreparespiceddishes.

Associetiesdeveloped,specialisationtookplaceandtradesevolved,including millers,bakers,cheese-makers,brewersanddistillers.Variationsinrawmaterials orprocessingmethodsgaverisetothousandsofdistinctivelocalvarietiesofbreads, cheeses,beers,winesandspirits.Theseweretheforerunnersofpresent-dayfood industries,andsomefoodshavebeenincontinuousproductionfornearly800years bythesamecommunities.Duringthisperiod,mechanicalprocessingequipment usingwater,windandanimalpowerwasdevelopedtoreducethetimeandlabour involvedinprocessing;forexample,animal-poweredmillswereusedtocrush olivesforoilinMediterraneancountriesandtocrushapplesforciderinNorthern Europe.TheDomesdayBookof1086inEnglandlistsnearly6000water-and wind-poweredflourmills,oneforevery400inhabitants.Thegrowthoftownsand citiesgaveimpetustothedevelopmentofpreservationtechnologiesandthe extendedstoragelifeallowedfoodstobetransportedfromruralareastomeetthe needsofurbanpopulations.InEngland,FrancisBaconpublishedhisideasin1626 onfreezingchickensbystuffingthemwithsnow.Duringthe1600s 1700s,the slavetradehelpedchangefoodsupplies,eatinghabits,agricultureandcommerce. ShipsreturningfromdeliveringslavestoBraziltookmaize,cassava,sweetpotato, peanutsandbeanstoAfrica,wheretheyremainstaplefoods.CocoafromWest AfricawasbroughttoEuropeandin1725thefirstchocolatecompanybeganoperationinBritain.Atthistime,inMassachusetts,UnitedStates,morethan60distilleriesproducedrumfrommolassesthatwassuppliedbyslavetraders.Therum providedthecapitalneededtobuyAfricanslaves,whowerethensoldtoWest Indiansugarplanters.Asimilarcirculartradeexistedinsaltedcodfishandslaves betweenBritain,America,AfricatheCaribbeanandLatinAmerica(Kurlansky, 1997,2002).

Thescaleofoperationbyfoodprocessingbusinessesincreasedduringthe IndustrialRevolutioninthe18thcentury,buttherewasanalmosttotalabsenceof scientificunderstanding.Theprocesseswerestillbasedoncraftskillsandexperience,handeddownwithinfamiliesthatheldthesametradesforgenerations.Bythe late1700s,thefirstscientificdiscoverieswerebeingmade,resultinginchlorine beingusedtopurifywaterandcitricacidbeingusedtoflavourandpreservefoods.

1800 2000

Thefirst‘new’foodprocesswasdevelopedinFranceafterNapoleonBoneparte offeredaprizeof12,000Francstoinventameansofpreservingfoodforlongperiodsformilitaryandnavalforces.NicholasAppert,aParisianbrewerandpickler, openedthefirst‘vacuumbottlingfactory’(cannery)in1804,boilingmeatand vegetablesandsealingthejarswithcorksandtar,andhewontheprizein1809. The19thcenturysawthepaceofscientificunderstandingincrease:Russianchemist,GottliebIorchoff,demonstratedthatstarchbreaksdowntoglucoseandaDutch chemist,JohannMulder,introducedtheword‘protein’.Technologicaladvancesin canningandrefrigerationacceleratedatanunprecedentedrate.In1810,thefirst patentforatin-platedsteelcontainerwasissuedinBritain,andin1849acanmakingmachinewasdevelopedintheUnitedStatesthatenabledtwounskilled workerstomake1500cansperday,comparedto120cansperdaythatcouldbe madepreviouslybytwoskilledtinsmiths.In1861acannerinBaltimorereduced theaverageprocessingtimefromsixhoursto30minutesbyraisingthetemperature ofboilingwaterto121 Cwithcalciumchloride;andin1874,apressure-cooking retortusingsteamwasinvented,leadingtorapidexpansionoftheindustry.In1858 thefirstmechanicalrefrigeratorusingliquidammoniawasinventedinFranceand in1873thefirstsuccessfulrefrigerationcompressorwasdevelopedinSweden.The pasteurisationprocess,namedafterFrenchchemistandmicrobiologistLouis Pasteur,wasdevelopedin1862.Towardstheendofthe19thcentury,increasedscientificunderstandingledthechangeawayfromsmall-scale,craft-basedindustry, andbythestartofthe20thcentury,thefoodindustryaswenowknowitwas becomingestablished.Technologicaladvancesgatheredspeedinallareasoffood technologyasthecenturyprogressed.Forexample,‘instant’coffeewasinventedin 1901,thefirstpatentforhydrogenatingfatsandoilswasissuedin1903,transparent ‘cellophane’wrappingwaspatentedinFrancein1908,thesameyearthattheflavourenhancer,monosodiumglutamate,wasisolatedfromseaweed.In1923dextrosewasproducedfrommaize,andwidelyusedinbakeryproducts,beveragesand confectionery.In1929,themergerofLeverBrothersandtheMargarineUnion formedtheworld’sfirstmultinationalfoodcompany.

Theintroductionofelectricityrevolutionisedthefoodindustryandpromptedthe manufactureofnewspecialistfoodprocessingmachinery.Forexample,in1918, theHobartCompanyintheUnitedStatesdevelopedthefirstelectricdoughmixer, electricfoodcuttersandpotatopeelers.Mostfoodprocessingatthistimesupplied

staples(e.g.,driedfoods,sugar,cookingoil)andprocessedfoodsthatwereusedin thehomeorincateringestablishments(e.g.,cannedmeatandvegetables).The impetusfordevelopmentofsomeofthesefoodscamefrommilitaryrequirements duringWorldWarI.Later,a‘luxury’marketdeveloped,whichincludedcanned tropicalfruitsandicecream.AfterWorldWarII,awiderangeofready-to-eat meals,snackfoodsandconveniencefoodsbegantoappearinretailstores.Again thesedevelopmentshadbeenpartlystimulatedbytheneedtopreservefoodsfor militaryrations.Fromthe1950s,foodscienceandtechnologyweretaughtatuniversitylevel,andthescientificunderpinningfromthisandtheworkoffood researchinstitutionscreatednewtechnologies,productsandpackagingthatresulted inmanythousandsofnewfoodsbeingdevelopedeachyear.

Post-2000:thefoodindustrytoday

Theaimsofthefoodindustrytoday,asinthepast,arefourfold:

1. Toextendtheperiodduringwhichafoodremainswholesome(theshelf-life)bypreservationtechniquesthatinhibitmicrobiologicalorbiochemicalchangesandthusallowtime fordistribution,salesandhomestorage

2. Toincreasevarietyinthedietbyprovidingarangeofshapes,tastes,colours,aromasand texturesinfoods

3. Toprovidethenutrientsrequiredforhealth

4. Togenerateincomeforthemanufacturingcompanyanditsshareholders.

Eachoftheseaimsexiststoagreaterorlesserextentinallfoodprocessing,but agivenproductmayemphasisesomemorethanothers.Forexample,theaimof freezingistopreserveorganolepticandnutritionalqualitiesascloseaspossibleto thefreshproduct,butwithashelf-lifeofseveralmonthsinsteadofafewdaysor weeks.Incontrast,sugarconfectioneryandsnackfoodsareintendedtoprovidevarietyinthedietbycreatingalargenumberofshapes,flavours,coloursandtextures frombasicrawmaterials.Allfoodprocessinginvolvesacombinationofprocedures toachievetheintendedchangestotherawmaterials.Eachofthese‘unitoperations’ hasaspecific,identifiableandpredictableeffectonafoodandthecombinationand sequenceofoperationsdeterminesthenatureofthefinalproduct.

Inmanycountries,themarketforprocessedfoodshaschangedandconsumers nolongerrequireashelf-lifeofseveralmonthsatambienttemperatureforthe majorityoftheirfoods.Changesinfamilylifestyleandincreasedownershipof refrigerators,freezersandmicrowaveovensarereflectedindemandforfoodsthat areconvenienttoprepare,aresuitableforfrozenorchilledstorage,orhaveamoderateshelf-lifeatambienttemperatures.Therehasalsobeenanincreasingdemand byconsumersforfoodsthathavea‘healthy’or‘natural’imageandhavefewersyntheticadditivesorforfoodsthathaveundergonefewerchangesduringprocessing. Manufacturershaverespondedtothesepressuresbyreducingoreliminatingsyntheticcolourantsfromproductsandsubstitutingthemwithnaturalor‘nature-equivalent’alternatives;andbyintroducingnewrangesoflow-fat,sugar-freeorlow-salt productsinnearlyallsubsectors.Functionalfoods,especiallyfoodsthatcontain

probioticmicroorganismsandcholesterol-reducingingredients,haveshownadramaticincreaseindemand,andproductscontainingorganicingredientsarealso widelyavailable.Consumerpressurehasalsostimulatedimprovementstoprocessingmethodstoreducedamagecausedtoorganolepticandnutritionalproperties, andledtothedevelopmentofarangeofnovel‘minimal’processes,including high-pressureandpulsedelectricfieldprocessing.

Trendsthatstartedduringthe1960s 1970s,andhaveacceleratedduringthelast 40years,havecausedfoodprocessorstochangetheiroperationsinfourkey respects:(1)therehasbeenincreasedinvestmentincapital-intensiveequipmentto reducelabourandenergycostsandtoimproveproductquality;(2)higherinvestmentincomputercontrolofprocessingoperations,warehousinganddistribution logisticstomeetmorestringentlegislativeandconsumerrequirementsfortraceability,foodsafetyandqualityassurance;(3)highlevelsofcompetitionandslower growthinfoodmarketsinindustrialisedcountrieshaspromptedmergersortakeoversofcompetitors;and(4)ashiftinpowerandcontroloffoodmarketsfrom manufacturerstolargeretailcompanies.

Inthe21stcentury,changesintechnologyhavebeeninfluencedbysubstantial increasesinthecostsofbothenergyandlabour,andbypublicpressureandlegislationtoreducenegativeenvironmentaleffectsofprocessing,includingecosystem degradation,greenhousegasemissions,lossofbiodiversity,overfishinganddeforestation.‘Sustainability’hasbecomeakeyconceptinfoodprocessing(Ohlsson, 2014),whichincludesreducingtheuseofresources,energyandwasteproduction (WRI,2016).Foodprocessingequipmentnowhasincreasinglysophisticatedlevels ofmicroprocessorcontroltoreduceresourceuseandprocessingcosts,toenable rapidchange-overbetweenshorterproductionruns,toimproveproductqualityand toprovideimprovedrecordsformanagementdecisionsandtraceability.Entireprocesses,fromreceptionofmaterials,throughprocessingandpackagingtowarehousingarenowautomated.Thishasallowedproducerstogenerateincreasedrevenue andmarketsharefromproductsthathavehigherqualityandaddedvalue.

Althoughsmall-andmedium-scalefoodprocessingbusinessesaresignificant contributorstonationaleconomiesinmanycountries,globallysomeareasoffood processingaredominatedbyarelativelyfewmultinationalconglomerates,for example:fivecompaniescontrol90%oftheinternationalgraintrade;twocompaniesdominatesalesofhalftheworld’sbananasandthreetrade85%oftheworld’s tea;and30companiesaccountforathirdoftheworld’sprocessedfood(Action Aid,2005).Duringthelast30 40yearsfoodcompanieshaveformedinternational strategicalliancesthatenablethemtodeveloppan-regionaleconomiesofscaleand enternewmarkets,especiallyinSouthEastAsia,India,EasternEuropeandLatin America.Globalsourcingofrawmaterialshasbeenafeatureofsomeindustries fromtheirinception,butthishasexpandedtomanymoresectorstoreducecosts andensurecontinuityofsupply.Thedevelopmentofglobalproductionanddistribution(or‘globalvaluechains’,GVCs)ispossiblebecauseofdevelopmentsin informationandcommunicationstechnologies,particularlytheinternetandcloud computing.Thesetightlyintegratedglobal-scalesystemsinwidelyseparatedlocationshavereducedtheneedforhighlyskilled,highlypaidworkforces.Thismakes

itpossibleforcompaniestomovetheiroperationstonewcountries,ofteninthe developingworld,whereunskilledandlower-paidworkerscanbeemployed.Food productioniscoordinatedbetweendistantsitesandsupplierscanbecalleduponto transfergoodsacrosstheworldatshortnotice.Thesedevelopmentshaveinturn promptedincreasedconsumerawarenessofethicalpurchasingissues,employment andworkingconditionsinsuppliers’factories,andtheenvironmentalimpactof internationaltransportationoffoods.Therehasalsobeenaresurgenceofconsumer interestinlocallydistinctivefoodsand‘fair-traded’foodsinsomecountries.

Muchofthechangeinglobalfoodproductionandprocessinghasbeenassisted byinternationalagreementstoremovetariffandnontariffbarriers,privatisationand deregulationofnationaleconomiestocreate‘free’marketsintradeandforeign investment.TheearlyGeneralAgreementsonTariffsandTrade(GATT)heldfrom 1986to1994expandedtheprincipleof‘free’tradeinkeyareas,includingagriculture,wherecountrieswererequiredtoreducesubsidiespaidtoproducersand reducetariffsonimportedgoods(Hilary,1999).Agreementsrelatedtoinvestment undertheWorldTradeOrganisationextendedthescopeofGATTnegotiationsto includeservicesandintellectualproperty(TheGeneralAgreementonTradein Services),foreigndirectinvestmentandcopyright,trademarks,patentsandindustrialdesigns.ThiswasfacilitatedbychangesintroducedbytheInternational MonetaryFundandWorldBankthatopenedupinvestmentopportunitiesinmany developingcountriesandhelpedthecreationofGVCs.Morerecently,theTransPacificPartnershiphasbeenagreedandthereareongoingnegotiationsoverthe TransatlanticTradeandInvestmentPartnership(TTIP).Thesearefreetradeagreementsthataimtopromotetradeandmultilateraleconomicgrowthfromincreased marketaccessandbroaderrules,principlesandmodesofco-operationbetween signatorycountries.

References

ActionAid,2005.Powerhungry:sixreasonstoregulateglobalfoodcorporations.Action Aid.Availablefrom: www.nfu.ca/story/power-hungry-six-reasons-regulate-global-foodcorporations (www.nfu.ca . search‘Powerhungry’)(lastaccessedFebruary2016). HilaryJ.,1999.GlobalisationandEmployment.PanosBriefingPaperNo.33,May,Panos Institute,London.

Kurlansky,M.,1997.Cod:ABiographyoftheFishThatChangedtheWorld.Penguin,New York.

Kurlansky,M.,2002.Salt:AWorldHistory.Penguin,NewYork. Ohlsson,T.,2014.Sustainabilityandfoodproduction.In:Motarjemi,Y.,Lelieveld,H. (Eds.),FoodSafetyManagement:APracticalGuidefortheFoodIndustry.Academic Press,SanDiego,CA,pp.1085 1098.

Trager,J.,1995.TheFoodChronology.AurumPress,London. WRI,2016.CreatingaSustainableFoodFuture.WorldResourcesReport,WorldResources Institute.Availablefrom: www.wri.org/our-work/topics/food (lastaccessedFebruary2016).

Aboutthisbook

Allprocessedfoodshavethefollowingstagesintheirproduction:(1)rawmaterial selection,growthandharvest/slaughter;(2)postharveststorageandpreprocessing; (3)processingandpackagingoperations;(4)storageanddistribution;and(5)retail displayandsale.Therearethreeoverarchingconsiderationsforeachofthese stages:

1. Technicalconsiderations,whichinclude:thepropertiesoffoodsandhowthesechange (duetospoilageorfoodsbecomingunsafe)orcanbechanged(alterationofeatingquality and/ornutritionalvalue),qualityandsafetymanagement;engineeringconsiderationssuch astheselectionofequipmentandprocessingconditionstoachievetherequiredeffectson foods,designandconstructionofprocessingfacilities

2. Businessconsiderations,including:financial/economicmanagement,foodandfoodrelatedregulations,marketselection,marketingandadvertising,scaleofoperationand competition(e.g.,multinational,large,medium,smallandmicro-scalefoodbusinesses), specialistservicesrequiredatdifferentscalesofoperationandtheiravailability

3. Globalconsiderations:environmentalissuesandsustainability,valuechainsandinternationaltrade.

Foodprocessingisthereforeamultidisciplinarysubjectthatincludeschemistry/ biochemistry,physics,biologyandmicrobiology,sensoryanalysis,engineering, marketing,financeandeconomics,managementandpsychology.

Thisbookfocusesmainlyonthetechnicalconsiderations,butwhereappropriate itmakesreferencetosomeofthebusinessconsiderations(e.g.,foodandfoodrelatedregulations)andenvironmentalconsiderations(e.g.,increasedsustainability byreductionsintheuseofresources,energyandpollution).Thebookaimstointroducestudentsoffoodscienceandtechnologyorbiotechnologytothewiderangeof processingtechniquesthatareusedtoprocessfoods.Itshowshowknowledgeof thepropertiesoffoodsandtherequiredchangesareusedtodesignequipmentand tocontrolprocessingconditionsonanindustrialscale.Theaimisalwaystomake productsthatareattractive,saleable,safeandnutritiouswiththerequiredshelf-life.

Itisacomprehensiveyetbasictext,offeringanoverviewofmostunitoperations (Fig.I.1),writteninstraightforwardlanguagewiththeminimumuseofjargonand withexplanationsofscientifictermsandconcepts.Itprovidesdetailsoftheprocessingmethodsandequipment,operatingconditionsandtheeffectsofprocessingon bothmicroorganismsthatcontaminatefoodsandthephysicochemicalpropertiesof foods.Itcollatesandsynthesisesinformationfromawiderangeofsources,combiningfoodprocessingtheoryandcalculationsandresultsofscientificstudies,with descriptionsofcommercialpractice.Whereappropriate,referencesaregivento relatedtopicsinfoodmicrobiology,nutrition,foodengineering,physicochemical propertiesoffoods,foodanalysis,andbusinessoperations,includingqualityassurance,marketing,productionandlogisticsmanagement.

Energy source

(gas, petroleum based liquid fuels, solid fuels)

(heating)

Steam/ hot water

Microbial inhibition/ destruction by:

Types of unit operations

Evaporation & distillation (13)

Extrusion (17)

Dehydration (14)

Baking (16)

Frying (18)

Blanching (9)

Industrial cooking (10)

Pasteurisation (11)

Sterilisation/UHT (12)

Renewable sources (solar (photovoltaic), wind, wave, hydro)

Nuclear energy (radioactive isotope decay)

Electricity

Moisture removal

Chemicals

Smoking (15)

Sugar preserves, salting

Temperature reduction

Direct electrical energy

Pressure, light, sound Gamma rays, Xrays

Freeze drying/ freeze concentration (23)

Chilling (21) Freezing (22)

Fermentation/ bacteriocins (6)

Centrifugation/ filtration/ membrane separation (3)

PEF/ Electric arc (7)

Dielectric/Ohmic (19)

PEF = Pulsed Electric Field, HPP = High Pressure Processing, IR = Infrared, UHT = Ultra-High Temperature, UV = Ultraviolet

Irradiation (7)

HPP/IR/pulsed light/ UV/ultrasound (7)

FigureI.1 Typesofprocessingandtheirpreservativeeffects(chapternumbersforunitoperationsareshowninparenthesis).

Thebookisdividedintofiveparts:

PartIdescribesimportantbasicconcepts,includingfoodcomposition,physicaland biochemicalproperties,foodqualityandsafety,processmonitoringandcontroland engineeringprinciples

PartsII IVgroupunitoperationsaccordingtothenatureoftheheattransferthat takesplace;PartIIdescribesoperationsthattakeplaceatambienttemperatureorinvolve minimumheatingoffoods

PartIIIincludesoperationsthatheatfoodstopreservethemortoaltertheireatingquality

PartIVdescribesoperationsthatremoveheatfromfoodstoextendtheirshelf-lifewith minimalchangestonutritionalqualityorsensorycharacteristics

PartVdescribespostprocessingoperations,includingpackaging,storageanddistribution logistics.

Ineachchapter,thetheoreticalbasisofaunitoperationisfirstdescribed. Formulaerequiredforcalculationofprocessingparametersandsampleproblems aregivenwhereappropriate,andsourcesofmoredetailedinformationareindicated.Detailsoftheequipmentusedfor commercialfoodproductionanddevelopmentsintechnologyaredescribed.Finally,theeffectsofeachunitoperation onsensorycharacteristicsandnutritionalpropertiesofselectedfoods,andthe effectsoncontaminatingmicroorganismsaredescribed.

Thebookdescribeseachtopicinawaythatisaccessiblewithoutanadvanced mathematicalbackground,whileprovidingreferencestomoredetailedormore advancedtextsandothersourcesofinformation.Thebookisthereforesuitablefor studentsstudyingfoodtechnology,foodscience,foodengineering,biotechnology orbioprocessing,andasanadditionalperspectiveontheirsubjectareasforstudents studyingnutrition,consumerscience,hospitalitymanagement/catering,engineering oragriculturalsciences.

Thisfourtheditionhasbeensubstantiallyupdated,rewrittenandextended withanewchapteronindustrialcooking,anexpandedandconsolidatedsection onfoodstorageandvideolinkstomanyprocessesandequipmentoperations includedforthefirsttime.Nearlyall unitoperationshaveundergonedevelopmentsandthesearereflectedintheadditionalmaterialineachchapter,particularlydevelopmentsinminimalprocessing,freezingandpackagingtechnologies, processcontrol,robotics,machineimaging,microencapsulation,liposomes,ediblebarriercoatingsandtime temperaturemonitoringofchilledandfrozen foods.Therevisededitionhasmoreth an200newphotographs,diagramsand tables.

Readership:Undergraduateandpostgraduatestudentsinfoodtechnology,food science,foodmarketinganddistribution,agriculture,engineering,nutrition,and hospitalitymanagement/catering.

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PartI BasicPrinciples

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