Feedback control of dynamic systems (what's new in engineering) 8th edition gene franklin 2024 scrib

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TableofLaplaceTransforms

ChronologicalHistoryofFeedbackControl

Automotive stability augmentation systems

Driverless cars

Farm tractor auto-steering via GPS Drones

GPS

Unmanned aircraft

High precision disk drive control

Computer-aided control design

Internal model control

Feedback control of automotive engines

Aircraft auto-landing

Microprocessor

Apollo digital autopilot

Aircraft stability augmentation

LQG design

Inertial navigation

Maximum principle

Dynamic programming

Numerical optimization

Optimal filtering

Sampled data systems Root locus

Nyquist stability

Frequency-response tools

Feedback amplifier

Autopilot

Stability analysis of governor

Routh stability

Fly-ball governor

Incubator 1600s1700s1800s191019201930194019501960197019801990 20102020 2000

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EighthEdition

GlobalEdition

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Creditsandacknowledgmentsborrowedfromothersourcesandreproduced,withpermission,inthistextbook appearonappropriatepagewithintext.

Matlab andSimulink areregisteredtrademarksofTheMathWorks,Inc.,3AppleHillDrive,Natick,MA.

PearsonEducationLimited KAOTwo KAOPark Harlow CM179NA UnitedKingdom

andAssociatedCompaniesthroughouttheworld

VisitusontheWorldWideWebat: www.pearsonglobaleditions.com

c PearsonEducationLimited,2020

TherightsofGeneF.Franklin,J.DavidPowell,andAbbasEmami-Naeinitobeidentifiedastheauthorsofthisworkhave beenassertedbytheminaccordancewiththeCopyright,DesignsandPatentsAct1988.

AuthorizedadaptationfromtheUnitedStatesedition,entitled FeedbackControlofDynamicSystems, 8th Edition,ISBN 978-0-13-468571-7byGeneF.Franklin,J.DavidPowell,andAbbasEmami-Naeini,publishedbyPearsonEducation c 2019.

Allrightsreserved.Nopartofthispublicationmaybereproduced,storedinaretrievalsystem,ortransmittedinanyform orbyanymeans,electronic,mechanical,photocopying,recordingorotherwise,withouteitherthepriorwrittenpermission ofthepublisheroralicensepermittingrestrictedcopyingintheUnitedKingdomissuedbytheCopyrightLicensingAgency Ltd,SaffronHouse,6-10KirbyStreet,LondonEC1N8TS.

Alltrademarksusedhereinarethepropertyoftheirrespectiveowners.Theuseofanytrademarkinthistextdoesnot vestintheauthororpublisheranytrademarkownershiprightsinsuchtrademarks,nordoestheuseofsuchtrademarks implyanyaffiliationwithorendorsementofthisbookbysuchowners.Forinformationregardingpermissions,request forms,andtheappropriatecontactswithinthePearsonEducationGlobalRightsandPermissionsdepartment,pleasevisit www.pearsoned.com/permissions.

ThiseBookisastandaloneproductandmayormaynotincludeallassetsthatwerepartoftheprintversion.Italsodoes notprovideaccesstootherPearsondigitalproductslikeMyLabandMastering.Thepublisherreservestherighttoremove anymaterialinthiseBookatanytime.

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1

Preface 15

AnOverviewandBrief HistoryofFeedbackControl23

APerspectiveonFeedbackControl23 ChapterOverview24

1.1ASimpleFeedbackSystem25

1.2AFirstAnalysisofFeedback28

1.3FeedbackSystemFundamentals32

1.4ABriefHistory33

1.5AnOverviewoftheBook40 Summary41 ReviewQuestions42 Problems42

2 DynamicModels46

APerspectiveonDynamicModels46 ChapterOverview47

2.1DynamicsofMechanicalSystems47

2.1.1TranslationalMotion47

2.1.2RotationalMotion54

2.1.3CombinedRotationandTranslation65

2.1.4ComplexMechanicalSystems(W)**68

2.1.5DistributedParameterSystems68

2.1.6Summary:DevelopingEquationsofMotion forRigidBodies70

2.2ModelsofElectricCircuits71

2.3ModelsofElectromechanicalSystems76

2.3.1Loudspeakers76

2.3.2Motors78

2.3.3Gears82

2.4HeatandFluid-FlowModels83

2.4.1HeatFlow84

2.4.2IncompressibleFluidFlow88

2.5HistoricalPerspective95 Summary98 ReviewQuestions98 Problems99

**Sectionswith(W)indicatesthatadditionalmaterialislocatedonthewebat www.pearsonglobaleditions.com.

3 DynamicResponse111

APerspectiveonSystemResponse111 ChapterOverview112

3.1ReviewofLaplaceTransforms112

3.1.1ResponsebyConvolution113

3.1.2TransferFunctionsandFrequencyResponse118

3.1.3The L LaplaceTransform128

3.1.4PropertiesofLaplaceTransforms130

3.1.5InverseLaplaceTransformbyPartial-Fraction Expansion132

3.1.6TheFinalValueTheorem134

3.1.7UsingLaplaceTransformstoSolveDifferential Equations136

3.1.8PolesandZeros138

3.1.9LinearSystemAnalysisUsingMatlab139

3.2SystemModelingDiagrams145

3.2.1TheBlockDiagram145

3.2.2Block-DiagramReductionUsingMatlab149

3.2.3Mason’sRuleandtheSignalFlowGraph(W)150

3.3EffectofPoleLocations150

3.4Time-DomainSpecifications159

3.4.1RiseTime159

3.4.2OvershootandPeakTime160

3.4.3SettlingTime161

3.5EffectsofZerosandAdditionalPoles164

3.6Stability174

3.6.1BoundedInput–BoundedOutputStability174

3.6.2StabilityofLTISystems176

3.6.3Routh’sStabilityCriterion177

3.7ObtainingModelsfromExperimentalData: SystemIdentification(W)184

3.8AmplitudeandTimeScaling(W)184

3.9HistoricalPerspective184 Summary185 ReviewQuestions187 Problems187

4 AFirstAnalysisofFeedback208

APerspectiveontheAnalysisofFeedback208 ChapterOverview209

4.1TheBasicEquationsofControl210

4.1.1Stability211

4.1.2Tracking212

4.1.3Regulation213

4.1.4Sensitivity214

5

4.2ControlofSteady-StateErrortoPolynomialInputs: SystemType216

4.2.1SystemTypeforTracking217

4.2.2SystemTypeforRegulationandDisturbance Rejection222

4.3TheThree-TermController:PIDControl224

4.3.1ProportionalControl(P)224

4.3.2IntegralControl(I)226

4.3.3DerivativeControl(D)229

4.3.4ProportionalPlusIntegralControl(PI)229

4.3.5PIDControl233

4.3.6Ziegler–NicholsTuningofthePID Controller238

4.4FeedforwardControlbyPlantModelInversion244

4.5IntroductiontoDigitalControl(W)246

4.6SensitivityofTimeResponsetoParameter Change(W)247

4.7HistoricalPerspective247 Summary249 ReviewQuestions250 Problems251

TheRoot-LocusDesign Method270

APerspectiveontheRoot-LocusDesignMethod270 ChapterOverview271

5.1RootLocusofaBasicFeedbackSystem271

5.2GuidelinesforDeterminingaRootLocus276

5.2.1RulesforDeterminingaPositive(180◦ ) RootLocus278

5.2.2SummaryoftheRulesforDetermininga RootLocus284

5.2.3SelectingtheParameterValue285

5.3SelectedIllustrativeRootLoci288

5.4DesignUsingDynamicCompensation301

5.4.1DesignUsingLeadCompensation302

5.4.2DesignUsingLagCompensation307

5.4.3DesignUsingNotchCompensation310

5.4.4AnalogandDigitalImplementations(W)312

5.5DesignExamplesUsingtheRootLocus312

5.6ExtensionsoftheRoot-LocusMethod323

5.6.1RulesforPlottingaNegative(0◦ ) RootLocus323

5.6.2SuccessiveLoopClosure326

5.6.3TimeDelay(W)331

5.7HistoricalPerspective331

6

Summary333 ReviewQuestions335 Problems335

TheFrequency-Response DesignMethod353

APerspectiveontheFrequency-ResponseDesignMethod353 ChapterOverview354

6.1FrequencyResponse354

6.1.1BodePlotTechniques362

6.1.2Steady-StateErrors374

6.2NeutralStability376

6.3TheNyquistStabilityCriterion379

6.3.1TheArgumentPrinciple379

6.3.2ApplicationofTheArgumentPrinciple toControlDesign380

6.4StabilityMargins393

6.5Bode’sGain–PhaseRelationship402

6.6Closed-LoopFrequencyResponse407

6.7Compensation408

6.7.1PDCompensation409

6.7.2LeadCompensation(W)410

6.7.3PICompensation420

6.7.4LagCompensation420

6.7.5PIDCompensation426

6.7.6DesignConsiderations433

6.7.7SpecificationsinTermsoftheSensitivity Function435

6.7.8LimitationsonDesigninTermsoftheSensitivity Function440

6.8TimeDelay443

6.8.1TimeDelayviatheNyquistDiagram(W)445

6.9AlternativePresentationofData445

6.9.1NicholsChart445

6.9.2TheInverseNyquistDiagram(W)450

6.10HistoricalPerspective450 Summary451 ReviewQuestions453 Problems454

7 State-SpaceDesign479

APerspectiveonState-SpaceDesign479 ChapterOverview480

7.1AdvantagesofState-Space480

7.2SystemDescriptioninState-Space482

7.3BlockDiagramsandState-Space488

7.4AnalysisoftheStateEquations491

7.4.1BlockDiagramsandCanonicalForms491

7.4.2DynamicResponsefromtheState Equations503

7.5Control-LawDesignforFull-StateFeedback508

7.5.1FindingtheControlLaw509

7.5.2IntroducingtheReferenceInputwithFull-State Feedback518

7.6SelectionofPoleLocationsforGoodDesign522

7.6.1DominantSecond-OrderPoles522

7.6.2SymmetricRootLocus(SRL)524

7.6.3CommentsontheMethods533

7.7EstimatorDesign534

7.7.1Full-OrderEstimators534

7.7.2Reduced-OrderEstimators540

7.7.3EstimatorPoleSelection544

7.8CompensatorDesign:CombinedControl LawandEstimator(W)547

7.9IntroductionoftheReferenceInput withtheEstimator(W)559

7.9.1GeneralStructurefortheReferenceInput561

7.9.2SelectingtheGain570

7.10IntegralControlandRobustTracking571

7.10.1IntegralControl571

7.10.2RobustTrackingControl:TheError-Space Approach573

7.10.3Model-FollowingDesign585

7.10.4TheExtendedEstimator589

7.11LoopTransferRecovery592

7.12DirectDesignwithRationalTransfer Functions598

7.13DesignforSystemswithPureTimeDelay602

7.14SolutionofStateEquations(W)605

7.15HistoricalPerspective607 Summary608 ReviewQuestions611 Problems612

8 DigitalControl636 APerspectiveonDigitalControl636 ChapterOverview636

8.1Digitization637

8.2DynamicAnalysisofDiscreteSystems640

8.2.1 z-Transform640

8.2.2 z-TransformInversion641

8.2.3RelationshipBetween s and z 643

8.2.4FinalValueTheorem645

8.3DesignUsingDiscreteEquivalents647

8.3.1Tustin’sMethod647

8.3.2Zero-OrderHold(ZOH)Method651

8.3.3MatchedPole–Zero(MPZ)Method653

8.3.4ModifiedMatchedPole–Zero (MMPZ)Method657

8.3.5ComparisonofDigitalApproximation Methods658

8.3.6ApplicabilityLimitsoftheDiscreteEquivalent DesignMethod659

8.4HardwareCharacteristics659

8.4.1Analog-to-Digital(A/D)Converters660

8.4.2Digital-to-AnalogConverters660

8.4.3Anti-AliasPrefilters661

8.4.4TheComputer662

8.5Sample-RateSelection663

8.5.1TrackingEffectiveness664

8.5.2DisturbanceRejection665

8.5.3EffectofAnti-AliasPrefilter665

8.5.4AsynchronousSampling666

8.6DiscreteDesign666

8.6.1AnalysisTools667

8.6.2FeedbackProperties668

8.6.3DiscreteDesignExample670

8.6.4DiscreteAnalysisofDesigns672

8.7DiscreteState-SpaceDesignMethods(W)674

8.8HistoricalPerspective674 Summary675

ReviewQuestions677 Problems677

9

NonlinearSystems683

APerspectiveonNonlinearSystems683 ChapterOverview684

9.1IntroductionandMotivation:WhyStudy NonlinearSystems?685

9.2AnalysisbyLinearization687

9.2.1LinearizationbySmall-SignalAnalysis687

9.2.2LinearizationbyNonlinearFeedback692

9.2.3LinearizationbyInverseNonlinearity693

9.3EquivalentGainAnalysisUsingtheRoot Locus694

9.3.1IntegratorAntiwindup701

AppendixA

9.4EquivalentGainAnalysisUsingFrequency Response:DescribingFunctions706

9.4.1StabilityAnalysisUsingDescribing Functions712

9.5AnalysisandDesignBasedonStability716

9.5.1ThePhasePlane717

9.5.2LyapunovStabilityAnalysis723

9.5.3TheCircleCriterion731

9.6HistoricalPerspective737 Summary738

ReviewQuestions739 Problems739

ControlSystemDesign:PrinciplesandCase Studies751

APerspectiveonDesignPrinciples751 ChapterOverview751

10.1AnOutlineofControlSystems Design753

10.2DesignofaSatellite’sAttitude Control759

10.3LateralandLongitudinalControl ofaBoeing747777

10.3.1YawDamper782

10.3.2Altitude-HoldAutopilot789

10.4ControloftheFuel–AirRatio inanAutomotiveEngine795

10.5ControlofaQuadrotorDrone803

10.6ControlofRTPSystemsinSemiconductorWafer Manufacturing819

10.7Chemotaxis,orHow E.Coli SwimsAway fromTrouble833

10.8HistoricalPerspective843 Summary845

ReviewQuestions847 Problems847

LaplaceTransforms 865

A.1The L LaplaceTransform865

A.1.1PropertiesofLaplaceTransforms866

A.1.2InverseLaplaceTransformbyPartial-Fraction Expansion874

A.1.3TheInitialValueTheorem877

A.1.4FinalValueTheorem878

AppendixB SolutionstotheReviewQuestions 880

AppendixC MatlabCommands 897

Bibliography 903

Index 912

ListofAppendicesonthewebatwww. pearsonglobaleditions.com

AppendixWA:AReviewofComplexVariables

AppendixWB:SummaryofMatrixTheory

AppendixWC:ControllabilityandObservability

AppendixWD:Ackermann’sFormulaforPolePlacement

AppendixW2.1.4:ComplexMechanicalSystems

AppendixW3.2.3:Mason’sRuleandtheSignal-FlowGraph

AppendixW.3.6.3.1:RouthSpecialCases

AppendixW3.7:SystemIdentification

AppendixW3.8:AmplitudeandTimeScaling

AppendixW4.1.4.1:TheFilteredCase

AppendixW4.2.2.1:Truxal’sFormulafortheError Constants

AppendixW4.5:IntroductiontoDigitalControl

AppendixW4.6:SensitivityofTimeResponsetoParameter Change

AppendixW5.4.4:AnalogandDigitalImplementations

AppendixW5.6.3:RootLocuswithTimeDelay

AppendixW6.7.2:DigitalImplementationof Example6.15

AppendixW6.8.1:TimeDelayviatheNyquistDiagram

AppendixW6.9.2:TheInverseNyquistDiagram

AppendixW7.8:DigitalImplementationofExample7.31

AppendixW7.9:DigitalImplementationofExample7.33

AppendixW7.14:SolutionofStateEquations

AppendixW8.7:DiscreteState-SpaceDesignMethods

Preface

InthisEighthEditionweagainpresentatextinsupportofafirstcourse incontrolandhaveretainedthebestfeaturesofourearliereditions.For thisedition,wehaverespondedtoasurveyofusersbyaddingsome newmaterial(forexample,dronedynamicsandcontrol)anddeleted otherlittle-usedmaterialfromthebook.Wehavealsoupdatedthetext throughoutsothatitusestheimprovedfeaturesofMATLAB .Drones havebeendiscussedextensivelyinthecontrolsliteratureaswellasthe commonpress.Theyarebeingusedinmining,construction,aerialphotography,searchandrescue,movieindustry,packagedelivery,mapping, surveying,farming,animalresearch,hurricanehunting,anddefense. Sincefeedbackcontrolisanecessarycomponentofallthedrones,we developtheequationsofmotioninChapter2,andfollowthatwithcontroldesignexamplesinthechapters5,6,7,and10.Theyhavegreat potentialformanytasksandcouldspeedupandlessenthecostofthese activities.Thefigurebelowsymbolizesthewidespreadinterestinthis excitingnewfield.

Source:EdwardKoren/TheNewYorker

Thebasicstructureofthebookisunchangedandwecontinueto combineanalysiswithdesignusingthethreeapproachesoftheroot locus,frequencyresponse,andstate-variableequations.Thetextcontinuestoincludemanycarefullyworkedoutexamplestoillustratethe material.Asbefore,weprovideasetofreviewquestionsattheendof eachchapterwithanswersinthebackofthebooktoassistthestudents inverifyingthattheyhavelearnedthematerial.

Inthethreecentralchaptersondesignmethodswecontinueto expectthestudentstolearnhowtoperformtheverybasiccalculations byhandandmakearoughsketchofarootlocusorBodeplotasa sanitycheckonthecomputerresultsandasanaidtodesign.However, weintroducetheuseofMatlabearlyoninrecognitionoftheuniversaluseofsoftwaretoolsincontrolanalysisanddesign.Asbefore,we havepreparedacollectionofalltheMatlabfiles(both“m”filesand SIMULINK “slx”files)usedtoproducethefiguresinthebook.These areavailablealongwiththeadvancedmaterialdescribedaboveatour websiteat www.pearsonglobaleditions.com.

NewtothisEdition

WefeelthatthisEighthEditionpresentsthematerialwithgoodpedagogicalsupport,providesstrongmotivationforthestudyofcontrol, andrepresentsasolidfoundationformeetingtheeducationalchallenges.Weintroducethestudyoffeedbackcontrol,bothasaspecialty ofitselfandassupportformanyotherfields.

Amoredetailedlistofthechangesis:

• DeletedthediskdriveandtapedriveexamplesfromChapters2,7, and10

• Addeddroneexamplesand/orproblemsinChapters2,5,6,7, and10

• AddedathermalsystemcontrolexampletoChapters2and4

• Addedasectiononanti-windupforintegralcontrolinChapter9

• AddedCramer’sRuletochapter2andAppendixWB

• UpdatedMatlabcommandsthroughoutthebookandin AppendixC

• UpdatedthesectiononPIDtuninginchapter4

• Updatedtheenginecontrolandchemotaxiscasestudiesin Chapter10

• Over60oftheproblemsinthiseditionareeitherneworrevised fromthe7thedition

AddressingtheEducationalChallenges

Someoftheeducationalchallengesfacingstudentsoffeedbackcontrolarelong-standing;othershaveemergedinrecentyears.Someofthe challengesremainforstudentsacrosstheirentireengineeringeducation; othersareuniquetothisrelativelysophisticatedcourse.Whetherthey

areoldornew,generalorparticular,theeducationalchallengesweperceivedwerecriticaltotheevolutionofthistext.Here,wewillstate severaleducationalchallengesanddescribeourapproachestoeachof them.

• CHALLENGE Studentsmustmasterdesignaswellasanalysis techniques

Designiscentraltoallofengineeringandespeciallysotocontrolsystems.Studentsfindthatdesignissues,withtheircorresponding opportunitiestotacklepracticalapplications,areparticularlymotivating.Butstudentsalsofinddesignproblemsdifficultbecausedesign problemstatementsareusuallypoorlyposedandlackuniquesolutions. Becauseofbothitsinherentimportanceanditsmotivationaleffecton students,designisemphasizedthroughoutthistextsoconfidencein solvingdesignproblemsisdevelopedfromthestart.

TheemphasisondesignbeginsinChapter4followingthedevelopmentofmodelinganddynamicresponse.Thebasicideaoffeedbackis introducedfirst,showingitsinfluenceondisturbancerejection,tracking accuracy,androbustnesstoparameterchanges.Thedesignorientationcontinueswithuniformtreatmentsoftherootlocus,frequency response,andstatevariablefeedbacktechniques.Allthetreatmentsare aimedatprovidingtheknowledgenecessarytofindagoodfeedback controldesignwithnomorecomplexmathematicaldevelopmentthan isessentialtoclearunderstanding.

Throughoutthetext,examplesareusedtocompareandcontrast thedesigntechniquesaffordedbythedifferentdesignmethodsand, inthecapstonecasestudiesofChapter10,complexreal-worlddesign problemsareattackedusingallthemethodsinaunifiedway.

• CHALLENGE Newideascontinuetobeintroducedintocontrol.

Controlisanactivefieldofresearchandhencethereisasteady influxofnewconcepts,ideas,andtechniques.Intime,someofthese elementsdeveloptothepointwheretheyjointhelistofthingsevery controlengineermustknow.Thistextisdevotedtosupportingstudents equallyintheirneedtograspbothtraditionalandmoremoderntopics.

Ineachofoureditions,wehavetriedtogiveequalimportanceto rootlocus,frequencyresponse,andstate-variablemethodsfordesign. Inthisedition,wecontinuetoemphasizesolidmasteryoftheunderlyingtechniques,coupledwithcomputer-basedmethodsfordetailed calculation.Wealsoprovideanearlyintroductiontodatasamplingand discretecontrollersinrecognitionofthemajorroleplayedbydigital controllersinourfield.Whilethismaterialcanbeskippedtosavetime withoutharmtotheflowofthetext,wefeelthatitisveryimportantfor studentstounderstandthatcomputercontroliswidelyusedandthat themostbasictechniquesofcomputercontrolareeasilymastered.

• CHALLENGE Studentsneedtomanageagreatdealofinformation.

Thevastarrayofsystemstowhichfeedbackcontrolisappliedand thegrowingvarietyoftechniquesavailableforthesolutionofcontrol problemsmeansthattoday’sstudentoffeedbackcontrolmustlearn manynewideas.Howdostudentskeeptheirperspectiveastheyplow throughlengthyandcomplextextualpassages?Howdotheyidentify highlightsanddrawappropriateconclusions?Howdotheyreviewfor exams?HelpingstudentswiththesetaskswasacriterionfortheFourth, Fifth,Sixth,andSeventhEditionsandcontinuestobeaddressedinthis EighthEdition.Weoutlinethesefeaturesbelow.

FEATURE

1. Chapteropeners offerperspectiveandoverview.Theyplacethespecificchaptertopicinthecontextofthedisciplineasawhole,and theybrieflyoverviewthechaptersections.

2. Marginnotes helpstudentsscanforchapterhighlights.Theypoint toimportantdefinitions,equations,andconcepts.

3. Shadedhighlights identifykeyconceptswithintherunningtext. Theyalsofunctiontosummarizeimportantdesignprocedures.

4. Bulletedchaptersummaries helpwithstudentreviewandprioritization.Thesesummariesbrieflyreiteratethekeyconceptsand conclusionsofthechapter.

5. Synopsisofdesignaids.Relationshipsusedindesignandthroughoutthebookarecollectedinsidethebackcoverforeasyreference.

6. Thecolorblue isused(1)tohighlightusefulpedagogicalfeatures, (2)tohighlightcomponentsunderparticularscrutinywithinblock diagrams,(3)todistinguishcurvesongraphs,and(4)tolendamore realisticlooktofiguresofphysicalsystems.

7. Reviewquestions attheendofeachchapterwithsolutionsinthe backtoguidethestudentinself-study

8. Historicalperspectives attheendofeachchapterprovidesome backgroundandcoloronhoworwhythematerialinthatparticular chapterevolved.

• CHALLENGE Studentsoffeedbackcontrolcomefromawide rangeofdisciplines.

Feedbackcontrolisaninterdisciplinaryfieldinthatcontrolis appliedtosystemsineveryconceivableareaofengineering.Consequently,someschoolshaveseparateintroductorycoursesforcontrol withinthestandarddisciplinesandsome,suchasStanford,haveasinglesetofcoursestakenbystudentsfrommanydisciplines.However,to restricttheexamplestoonefieldistomissmuchoftherangeandpower offeedbackbuttocoverthewholerangeofapplicationsisoverwhelming.Inthisbook,wedeveloptheinterdisciplinarynatureofthefieldand

providereviewmaterialforseveralofthemostcommontechnologiesso thatstudentsfrommanydisciplineswillbecomfortablewiththepresentation.ForElectricalEngineeringstudentswhotypicallyhaveagood backgroundintransformanalysis,weincludeinChapter2anintroductiontowritingequationsofmotionformechanicalmechanisms.For mechanicalengineers,weincludeinChapter3areviewoftheLaplace transformanddynamicresponseasneededincontrol.Inaddition,we introduceothertechnologiesbrieflyand,fromtimetotime,wepresent theequationsofmotionofaphysicalsystemwithoutderivationbut withenoughphysicaldescriptiontobeunderstoodfromaresponse pointofview.Examplesofsomeofthephysicalsystemsrepresented inthetextincludeaquadrotordrone,asatellitetrackingsystem,the fuel–airratioinanautomobileengine,andanairplaneautomaticpilot system.

OutlineoftheBook

Thecontentsoftheprintedbookareorganizedintotenchaptersand threeappendices.Optionalsectionsofadvancedorenrichmentmaterial markedwithatriangle( )areincludedattheendofsomechapters.Examplesandproblemsbasedonthismaterialarealsomarked withatriangle( ).Therearealsofourfullappendicesonthewebsiteplusnumerousappendicesthatsupplementthematerialinmost ofthechapters.TheappendicesintheprintedbookincludeLaplace transformtables,answerstotheend-of-chapterreviewquestions,and alistofMatlabcommands.Theappendicesonthewebsiteincludea reviewofcomplexvariables,areviewofmatrixtheory,someimportant resultsrelatedtostate-spacedesign,andoptionalmaterialsupporting orextendingseveralofthechapters.

InChapter1,theessentialideasoffeedbackandsomeofthekey designissuesareintroduced.Thischapteralsocontainsabriefhistory ofcontrol,fromtheancientbeginningsofprocesscontroltoflightcontrolandelectronicfeedbackamplifiers.Itishopedthatthisbriefhistory willgiveacontextforthefield,introducesomeofthekeypeoplewho contributedtoitsdevelopment,andprovidemotivationtothestudent forthestudiestocome.

Chapter2isashortpresentationofdynamicmodelingandincludes mechanical,electrical,electromechanical,fluid,andthermodynamic devices.Thismaterialcanbeomitted,usedasthebasisofreviewhomeworktosmoothouttheusualnonuniformpreparationofstudents,or coveredin-depthdependingontheneedsofthestudents.

Chapter3coversdynamicresponseasusedincontrol.Again,much ofthismaterialmayhavebeencoveredpreviously,especiallybyelectricalengineeringstudents.Formanystudents,thecorrelationbetween polelocationsandtransientresponseandtheeffectsofextrazerosand polesondynamicresponserepresentnewmaterial.Stabilityofdynamic

systemsisalsointroducedinthischapter.Thismaterialneedstobe coveredcarefully.

Chapter4presentsthebasicequationsandtransferfunctionsof feedbackalongwiththedefinitionsofthesensitivityfunction.With thesetools,open-loopandclosed-loopcontrolarecomparedwith respecttodisturbancerejection,trackingaccuracy,andsensitivity tomodelerrors.Classificationofsystemsaccordingtotheirability totrackpolynomialreferencesignalsortorejectpolynomialdisturbancesisdescribedwiththeconceptofsystemtype.Finally,the classicalproportional,integral,andderivative(PID)controlstructureisintroducedandtheinfluenceofthecontrollerparameterson asystem’scharacteristicequationisexploredalongwithPIDtuning methods.

FollowingtheoverviewoffeedbackinChapter4,thecoreof thebookpresentsthedesignmethodsbasedonrootlocus,frequency response,andstate-variablefeedbackinChapters5,6,and7,respectively.

Chapter8developsthetoolsneededtodesignfeedbackcontrol forimplementationinadigitalcomputer.However,foracomplete treatmentoffeedbackcontrolusingdigitalcomputers,thereaderis referredtothecompaniontext, DigitalControlofDynamicSystems, byFranklin,Powell,andWorkman;Ellis-KaglePress,1998.

InChapter9,thenonlinearmaterialincludestechniquesforthelinearizationofequationsofmotion,analysisofzeromemorynonlinearity asavariablegain,frequencyresponseasadescribingfunction,the phaseplane,Lyapunovstabilitytheory,andthecirclestabilitycriterion.

InChapter10,thethreeprimaryapproachesareintegratedinseveralcasestudies,andaframeworkfordesignisdescribedthatincludes atouchofthereal-worldcontextofpracticalcontroldesign.

CourseConfigurations

Thematerialinthistextcanbecoveredflexibly.Mostfirst-coursestudentsincontrolswillhavesomedynamicsandLaplacetransforms. Therefore,Chapter2andmostofChapter3wouldbeareviewfor thosestudents.Inaten-weekquarter,itispossibletoreviewChapter3,andcoverallofChapters1,4,5,and6.Mostoptionalsections shouldbeomitted.Inthesecondquarter,Chapters7and9canbecoveredcomfortablyincludingtheoptionalsections.Alternatively,some optionalsectionscouldbeomittedandselectedportionsofChapter8 included.AsemestercourseshouldcomfortablyaccommodateChapters1–7,includingthereviewmaterialsofChapters2and3,ifneeded. Iftimeremainsafterthiscorecoverage,someintroductionofdigital controlfromChapter8,selectednonlinearissuesfromChapter9,and someofthecasestudiesfromChapter10maybeadded.

Theentirebookcanalsobeusedforathree-quartersequence ofcoursesconsistingofmodelinganddynamicresponse(Chapters2

and3),classicalcontrol(Chapters4–6),andmoderncontrol(Chapters 7–10).

Twobasic10-weekcoursesareofferedatStanfordandaretaken byseniorsandfirst-yeargraduatestudentswhohavenothadacourse incontrol,mostlyinthedepartmentsofAeronauticsandAstronautics, MechanicalEngineering,andElectricalEngineering.Thefirstcourse reviewsChapters2and3andcoversChapters4–6.Themoreadvanced courseisintendedforgraduatestudentsandreviewsChapters4–6and coversChapters7–10.Thissequencecomplementsagraduatecourse inlinearsystemsandistheprerequisitetocoursesindigitalcontrol, nonlinearcontrol,optimalcontrol,flightcontrol,andsmartproduct design.Someofthesubsequentcoursesincludeextensivelaboratory experiments.Prerequisitesforthecoursesequenceincludedynamicsor circuitanalysisandLaplacetransforms.

PrerequisitestoThisFeedbackControlCourse

Thisbookisforafirstcourseattheseniorlevelforallengineering majors.ForthecoretopicsinChapters4–7,prerequisiteunderstandingofmodelinganddynamicresponseisnecessary.Manystudentswill comeintothecoursewithsufficientbackgroundinthoseconceptsfrom previouscoursesinphysics,circuits,anddynamicresponse.Forthose needingreview,Chapters2and3shouldfillinthegaps.

Anelementaryunderstandingofmatrixalgebraisnecessaryto understandthestate-spacematerial.Whileallstudentswillhavemuch ofthisinprerequisitemathcourses,areviewofthebasicrelationsis giveninonlineAppendixWBandabrieftreatmentofparticularmaterialneededincontrolisgivenatthestartofChapter7.Theemphasisis ontherelationsbetweenlineardynamicsystemsandlinearalgebra.

Supplements

Thewebsite www.pearsonglobaleditions.com includesthedot-manddotslxfilesusedtogeneratealltheMatlabfiguresinthebook,andthese maybecopiedanddistributedtothestudentsasdesired.Thewebsites alsocontainsomemoreadvancedmaterialandappendiceswhichare outlinedintheTableofContents.ASolutionsManualwithcomplete solutionstoallhomeworkproblemsisavailabletoinstructorsonly.

Acknowledgments

Finally,wewishtoacknowledgeourgreatdebttoallthosewhohave contributedtothedevelopmentoffeedbackcontrolintotheexciting fielditistodayandspecificallytotheconsiderablehelpandeducation wehavereceivedfromourstudentsandourcolleagues.Inparticular, wehavebenefitedinthiseffortbymanydiscussionswiththefollowing

whotaughtintroductorycontrolatStanford:A.E.Bryson,Jr.,R.H. Cannon,Jr.,D.B.DeBra,S.Rock,S.Boyd,C.Tomlin,P.Enge,A.Okamura,andC.Gerdes.OthercolleagueswhohavehelpedusincludeD. Fraser,N.C.Emami,B.Silver,M.Dorfman,K.Rudie,L.Pao,F.Khorrami,K.Lorell,M.Tischler,D.deRoover,R.Patrick,M.Berrios,J.K. Lee,J.L.Ebert,I.Kroo,K.Leung,andM.Schwager.Specialthanks gotothemanystudentswhohaveprovidedalmostallthesolutionsto theproblemsinthebook.

WeespeciallywanttoexpressourgreatappreciationforthecontributionstothebookbyGeneFranklin.Genewasamentor,teacher, advisor,andgoodfriendtousboth.Wehadmanymeetingsaswecollaboratedonearliereditionsofthebookoverthelast28yearsofhis life,andeverysingleoneofthosemeetingshasbeenfriendlyandenjoyableaswemeshedourviewsonhowtopresentthematerial.Welearned controlalongwithhumorfromGeneingradschoolclasses,andwe benefittedfromhismentoring:inonecaseasanewassistantprofessor,andintheotherasaPh.D.advisee.Collectively,wecollaborated onresearch,creatednewcoursesandlaboratories,andwrittentwotextbooksoveraperiodof40years.Genealwayshadasmilewithatwinkle inhiseye,andwasapleasuretoworkwith;hewasatruegentleman.

AcknowledgmentsfortheGlobalEdition

PearsonwouldliketothankandacknowledgeBenjaminChong, UniversityofLeeds,MehmetCanevi,IstanbulTechnicalUniversity, andTuranSöylemez,IstanbulTechnicalUniversity,forcontributing totheGlobalEdition,andMuratDogruel,MarmaraUniversity,Ivo Grondman,QuangHa,UniversityofTechnologySydney,Philippe Mullhaupt,EcolePolytechniqueFédéraledeLausanne,andRahul Sharma,TheUniversityofQueenslandforreviewingtheGlobalEdition.WewouldalsoliketothankBenjaminChong,LiLi,University ofTechnologySydney,RahulSharma,TuranSöylemez,andMark Vanpaemel,UniversiteitAntwerpen,fortheirvaluablefeedbackonthe GlobalEdition.

AnOverviewandBrief HistoryofFeedbackControl

APerspectiveonFeedbackControl

Feedbackcontrolofdynamicsystemsisaveryoldconceptwithmany characteristicsthathaveevolvedovertime.Thecentralideaisthat adynamicsystem’soutputcanbemeasuredandfedbacktoacontrollerofsomekindthenusedtoaffectthesystem.Thereareseveral variationsonthistheme.

Asystemthatinvolvesapersoncontrollingamachine,asindrivinganautomobile,iscalled manual control.Asystemthatinvolves machinesonly,aswhenroomtemperaturecanbesetbyathermostat,iscalled automatic control.Systemsdesignedtoholdan outputsteadyagainstunknowndisturbancesarecalled regulators, whilesystemsdesignedtotrackareferencesignalarecalled tracking or servo systems.Controlsystemsarealsoclassifiedaccordingto theinformationusedtocomputethecontrollingaction.Ifthecontrollerdoes not useameasureofthesystemoutputbeingcontrolled incomputingthecontrolactiontotake,thesystemiscalled openloop control.Ifthecontrolledoutputsignal is measuredandfedback foruseinthecontrolcomputation,thesystemiscalled closed-loop or feedback control.Therearemanyotherimportantpropertiesof controlsystemsinadditiontothesemostbasiccharacteristics.For example,wewillmainlyconsiderfeedbackofcurrentmeasurements

asopposedtopredictionsofthefuture;however,averyfamiliar exampleillustratesthelimitationimposedbythatassumption.When drivingacar,theuseofsimplefeedbackcorrespondstodrivingin athickfogwhereonecan onlyseetheroadimmediatelyatthefront ofthecar andisunabletoseethefuturerequiredposition!Looking attheroadaheadisaformofpredictivecontrolandthisinformation,whichhasobviousadvantages,wouldalwaysbeusedwhereitis available.Inmostautomaticcontrolsituationsstudiedinthisbook, observationofthefuturetrackordisturbanceisnotpossible.Inany case,thecontroldesignershouldstudytheprocesstoseeifanyinformationcouldanticipateeitheratracktobefollowedoradisturbance toberejected.Ifsuchapossibilityisfeasible,thecontroldesigner shoulduseitto feedforward anearlywarningtothecontrolsystem.Anexampleofthisisinthecontrolofsteampressureinthe boilerofanelectricpowergenerationplant.Theelectricitydemand cycleoveradayiswellknown;therefore,whenitisknownthatthere willsoonbeanincreasedneedforelectricalpower,thatinformationcanbefedforwardtotheboilercontrollerinanticipationofa soon-to-be-demandedincreaseinsteamflow.

Theapplicationsoffeedbackcontrolhaveneverbeenmoreexcitingthantheyaretoday.Feedbackcontrolisanessentialelementin aircraftofalltypes:mostmannedaircraft,andallunmannedaircraft fromlargemilitaryaircrafttosmalldrones.TheFAAhaspredicted thatthenumberofdronesregisteredintheU.S.willreach7million by2020!Automaticlandingandcollisionavoidancesystemsinairlinersarenowbeingusedroutinely,andtheuseofsatellitenavigation infuturedesignspromisesarevolutioninourabilitytonavigateaircraftinanevermorecrowdedairspace.Theuseoffeedbackcontrolin driverlesscarsisanessentialelementtotheirsuccess.Theyarenow underextensivedevelopment,andpredictionshavebeenmadethat driverlesscarswillultimatelyreducethenumberofcarsontheroad byaverylargepercentage.Theuseoffeedbackcontrolinsurgical roboticsystemsisalsoemerging.Controlisessentialtotheoperation ofsystemsfromcellphonestojumbojetsandfromwashingmachines tooilrefineriesaslargeasasmallcity.Thelistgoesonandon.Infact, manyengineersrefertocontrolasa hiddentechnology becauseof itsessentialimportancetosomanydevicesandsystemswhilebeing mainlyoutofsight.Thefuturewillnodoubtseeengineerscreateeven moreimaginativeapplicationsoffeedbackcontrol.

ChapterOverview

Inthischapter,webeginourexplorationoffeedbackcontrolusing asimplefamiliarexample:ahouseholdfurnacecontrolledbya thermostat.Thegenericcomponentsofacontrolsystemareidentifiedwithinthecontextofthisexample.Inanotherexample inSection1.2—anautomobilecruisecontrol—wewilldevelopthe

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