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ESSENTIALS OF PHYSICAL MEDICINE AND REHABILITATION: MUSCULOSKELETAL DISORDERS, PAIN, AND REHABILITATION, FOURTH EDITION

Copyright © 2019 by Elsevier, Inc. All rights reserved. Mayo retains copyright © to Mayo Copyrighted Drawings. All rights reserved.

ISBN: 978-0-323-54947-9

No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions

This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein).

Notices

Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary.

Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility.

With respect to any drug or pharmaceutical products identified, readers are advised to check the most current information provided (i) on procedures featured or (ii) by the manufacturer of each product to be administered, to verify the recommended dose or formula, the method and duration of administration, and contraindications. It is the responsibility of practitioners, relying on their own experience and knowledge of their patients, to make diagnoses, to determine dosages and the best treatment for each individual patient, and to take all appropriate safety precautions.

To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein.

Previous editions copyrighted 2015, 2008, and 2002.

Library of Congress Control Number: 2018944804

Senior Content Strategist: Kristine Jones

Senior Content Development Specialist: Joanie Milnes

Publishing Services Manager: Julie Eddy

Senior Project Manager: Cindy Thoms

Book Designer: Renee Duenow

T. MARK CAMPBELL, MD, MSC, FRCPC

Clinician Investigator, Physical Medicine and Rehabilitation, Elisabeth Bruyère, Ottawa, Ontario, Canada

Joint Contractures

ALEXIOS G. CARAYANNOPOULOS, DO, MPH

Assistant Professor of Neurosurgery, Brown University, Medical Director Comprehensive Spine Center, Division Director Pain and Rehabilitation Medicine, Department of Neurosurgery, Rhode Island Hospital and Newport Hospital, Providence, Rhode Island Thoracic Sprain or Strain

GREGORY T. CARTER, MD, MS

Chief Medical Officer, Physiatry, St. Luke’s Rehabilitation Institute; Clinical Professor, Biomedical Sciences, Elson S. Floyd College of Medicine, Washington State University, Spokane, Washington; Clinical Faculty, MEDEX, University of Washington School of Medicine, Seattle, Washington Motor Neuron Disease

ISABEL CHAN, MD

Assistant Clinical Professor, Physical Medicine and Rehabilitation, University of Texas Southwestern, Dallas, Texas Pelvic Pain

SOPHIA CHAN, DPT

Medical Student, MS-IV, University of New England College of Osteopathic Medicine, Biddeford, Maine

Coccydynia

Postherpetic Neuralgia

ERIC T. CHEN, MD, MS

Physician, Rehabilitation Medicine, University of Washington, Seattle, Washington Adhesive Capsulitis

AMANDA CHEUNG, BSC, MBT

Faculty of Medicine and Dentistry, University of Alberta, Edmonton, Alberta, Canada Pressure Ulcers

ANDREA CHEVILLE, MD, MSCE

Professor, Department of Physical Medicine and Rehabilitation, Mayo Clinic, Rochester, Minnesota Cancer-Related Fatigue

KELVIN CHEW, MBBCH, MSPMED

Senior Consultant, Sports Medicine Department, Changi General Hospital, Singapore Greater Trochanteric Pain Syndrome

SALLAYA CHINRATANALAB, MD

Assistant Professor of Medicine, Division of Rheumatology and Immunology, Department of Internal Medicine, Vanderbilt University Medical Center, Nashville, Tennessee

Rheumatoid Arthritis

Systemic Lupus Erythematosus

ELLIA CIAMMAICHELLA, DO, JD

Resident Physician, Physical Medicine and Rehabilitation, McGovern Medical School at UT Health in Houston, Houston, Texas

Neural Tube Defects

JOHN CIANCA, MD

Adjunct Associate Professor, Physical Medicine and Rehabilitation, Baylor College of Medicine; Adjunct Associate Professor, Physical Medicine and Rehabilitation, University of Texas Medical Branch, Houston, Texas

Hamstring Strain

DANIEL MICHAEL CLINCHOT, MD

Vice Dean for Education, Chair, Biomedical Education and Anatomy, The Ohio State University, Columbus, Ohio

Femoral Neuropathy

Lateral Femoral Cutaneous Neuropathy

RICARDO E. COLBERG, MD, RMSK

Sports Medicine Physician, Physical Medicine and Rehabilitation, Andrews Sports Medicine and Orthopaedic Center, Birmingham, Alabama

Hip Adductor Strain

EARL J. CRAIG, MD

Clinical Assistant Professor, Department of Physical Medicine and Rehabilitation; Clinical Assistant Professor, Department of Medicine, Indiana University School of Medicine, Indianapolis, Indiana

Femoral Neuropathy

Lateral Femoral Cutaneous Neuropathy

LISANNE C. CRUZ, MD, MSC

Rehabilitation Medicine, Icahn SOM at Mount Sinai, New York, New York

Compartment Syndrome of the Leg

SARA CUCCURULLO, MD

Clinical Professor and Chairman, Residency Program Director, Department of Physical Medicine and Rehabilitation, Rutgers Robert Wood Johnson Medical School, Piscataway, New Jersey; Vice President and Medical Director, JFK Johnson Rehabilitation Institute, Edison, New Jersey

Abdominal Wall Pain

CHRISTIAN M. CUSTODIO, MD

Associate Attending Physiatrist, Rehabilitation Medicine Service, Memorial Sloan Kettering Cancer Center; Associate Clinical Professor, Department of Rehabilitation Medicine, Weill Cornell Medicine, New York, New York

Chemotherapy-Induced Peripheral Neuropathy

ALAN M. DAVIS, MD, PhD

Associate Professor, Physical Medicine and Rehabilitation, University of Utah School of Medicine, Salt Lake City, Utah

Cardiac Rehabilitation

STEPHAN M. ESSER, MD

Southeast Orthopedic Specialists, Jacksonville, Florida

Chronic Ankle Instability

AVITAL FAST, MD

Chief, Rehabilitation Services, Tel Aviv Medical Center, Tel Aviv, Israel

Cervical Spondylotic Myelopathy

Cervical Degenerative Disease

JONATHAN T. FINNOFF, DO

Professor, Department of Physical Medicine and Rehabilitation, Mayo Clinic, Rochester, Minnesota

Suprascapular Neuropathy

Hip Labral Tears

DAVID R. FORBUSH, MD

Assistant Professor of Physical Medicine and Rehabilitation, University of Alabama at Birmingham School of Medicine, Birmingham, Alabama

Total Knee Arthroplasty

PATRICK M. FOYE, MD

Interim Chair and Professor, Physical Medicine and Rehabilitation; Director, Coccyx Pain Center, Rutgers New Jersey Medical School, Newark, New Jersey

Hip Osteoarthritis

MICHAEL FREDERICSON, MD

Professor, Orthopedics and Sports Medicine, Director, Physical Medicine and Rehabilitation, Sports Medicine Fellowship Director, Primary Care, Sports Medicine, Team Physician, Stanford Intercollegiate Athletics, Stanford University, Redwood City, California

Greater Trochanteric Pain Syndrome

Knee Chondral Injuries

JOEL E. FRONTERA, MD

Associate Professor, Vice Chair for Education and Residency Program Director, Department of Physical Medicine and Rehabilitation, McGovern Medical School at the University of Texas Health Science Center, Houston, Texas

Spasticity

WALTER R. FRONTERA, MD, PhD, MA (Hon.), FRCP

Professor, Physical Medicine, Rehabilitation and Sports Medicine, Physiology and Biophysics, University of Puerto Rico School of Medicine, San Juan, Puerto Rico

Cervical Facet Arthropathy

CHAN GAO, MD, PhD

Resident, Department of Physical Medicine and Rehabilitation, Vanderbilt University Medical Center, Nashville, Tennessee

Rotator Cuff Tendinopathy

Rotator Cuff Tear

YOUHANS GHEBRENDRIAS, MD

Assistant Clinical Professor, Physical Medicine and Rehabilitation, University of California Irvine, Orange, California

Myofascial Pain Syndrome

MEL B. GLENN, MD

Associate Professor, Department of Physical Medicine and Rehabilitation, Harvard Medical School, Boston, Massachusetts; Chief, Brain Injury Division, Department of Physical Medicine and Rehabilitation, Spaulding Rehabilitation Hospital, Charlestown, Massachusetts; Medical Director, NeuroRehabilitation (Massachusetts), Braintree, Massachusetts; Medical Director, Community Rehab Care, Watertown, Massachusetts

Postconcussion Symptoms

JENOJ S. GNANA, MD

Department of Physical Medicine and Rehabilitation, Rutgers New Jersey Medical School, Newark, New Jersey

Hip Osteoarthritis

PETER GONZALEZ, MD

Private Practice, Orthopaedic Institute of Central Jersey, Toms River, New Jersey

Iliotibial Band Syndrome

THOMAS E. GROOMES, MD

Associate Professor, Physical Medicine and Rehabilitation, Vanderbilt University Medical Center, Nashville, Tennessee

Total Knee Arthroplasty

Heterotopic Ossification

DAWN M. GROSSER, MD

Orthopaedic Surgeon, South Texas Bone and Joint, Corpus Christi, Texas

Ankle Arthritis

Bunion and Bunionette

Hallux Rigidus

Posterior Tibial Tendon Dysfunction

JONATHAN S. HALPERIN, MD

Chief, Physical Medicine and Rehabilitation, Sharp Rees

Stealy Medical Group, San Diego, California

Quadriceps Tendinopathy

ALEX HAN, BA

Medical Student, Physical Medicine and Rehabilitation, Brown University, Providence, Rhode Island

Thoracic Sprain or Strain

JOSEPH A. HANAK, MD

Clinical Instructor, Physical Medicine and Rehabilitation, Spaulding Rehabilitation Hospital, Charlestown, Massachusetts

Tietze Syndrome

TONI J. HANSON, MD

Assistant Professor, Physical Medicine and Rehabilitation, Mayo Clinic, Rochester, Minnesota

Thoracic Compression Fracture

DAVID E. HARTIGAN, MD

Assistant Professor, Orthopedic Surgery, Mayo Clinic Arizona, Phoenix, Arizona

Labral Tears of the Shoulder

LEI LIN, MD, PhD

Clinical Associate Professor, Physical Medicine and Rehabilitation, Rutgers-Robert Wood Johnson Medical School, Edison, New Jersey

Thoracic Outlet Syndrome

KARL-AUGUST LINDGREN, MD, PhD

ORTON Rehabilitation Centre, Helsinki, Finland Thoracic Outlet Syndrome

UMAR MAHMOOD, MD

Kure Pain Management, Stevensville, Maryland Lumbar Spondylolysis and Spondylolisthesis

JUSTIN L. MAKOVICKA, MD

Orthopedic Surgery Resident, Mayo Clinic Arizona, Phoenix, Arizona

Labral Tears of the Shoulder

STEVEN A. MAKOVITCH, DO

Clinical Instructor, Department of Physical Medicine and Rehabilitation, Harvard Medical School, VA Boston Healthcare, Spaulding Rehabilitation Hospital, Boston, Massachusetts Kienböck Disease

VARTGEZ K. MANSOURIAN, MD

Assistant Professor, Physical Medicine and Rehabilitation, Vanderbilt University School of Medicine; Medical Director, Stroke Rehabilitation Program, Vanderbilt Stallworth Rehabilitation Hospital, Nashville, Tennessee Stroke in Young Adults

BEN MARSHALL, DO

Assistant Professor, Physical Medicine and Rehabilitation, University of Colorado, Aurora, Colorado Collateral Ligament Sprain Meniscal Injuries

JENNIFER N. YACUB MARTIN, MD

Assistant Professor, Department of Physical Medicine and Rehabilitation, Clement J. Zablocki VA Medical Center and Medical College of Wisconsin, Milwaukee, Wisconsin

Upper Limb Amputations

Diabetic Foot and Peripheral Arterial Disease

KOICHIRO MATSUO, DDS, PhD

Professor and Chair, Department of Dentistry and Oral-Maxillofacial Surgery, Fujita Health University, School of Medicine, Toyoake, Aichi, Japan Dysphagia

JUAN JOSE MAYA, MD

Department of Internal Medicine, Division of Rheumatology, Mayo Clinic Florida, Jacksonville, Florida

Ankylosing Spondylitis

A. SIMONE MAYBIN, MD

Department of Physical Medicine and Rehabilitation, Vanderbilt University Medical Center, Nashville, Tennessee

Lumbar Facet Arthropathy

DONALD MCGEARY, PhD, ABPP

Associate Professor, Department of Psychiatry, Clinical Assistant Professor, Department of Family and Community Medicine, ReACH Scholar, University of Texas Health Science Center at San Antonio, San Antonio, Texas Headaches

KELLY C. MCINNIS, DO

Instructor, Physical Medicine and Rehabilitation, Harvard Medical School; Clinical Associate, Physical Medicine and Rehabilitation, Massachusetts General Hospital, Boston, Massachusetts

Repetitive Strain Injuries

PETER MELVIN MCINTOSH, MD

Assistant Professor, College of Medicine, Mayo Clinic, Rochester, Minnesota; Consultant, Department of Physical Medicine and Rehabilitation, Mayo Clinic Florida, Jacksonville, Florida

Scapular Winging

Adhesive Capsulitis of the Hip

ALEC L. MELEGER, MD

Assistant Professor of Physical Medicine and Rehabilitation, Harvard Medical School, Boston, Massachusetts; Associate Director, Spine Center, Newton-Wellesley Hospital, Newton, Massachusetts

Cervical Spinal Stenosis

WILLIAM F. MICHEO, MD

Professor and Chair, Sports Medicine Fellowship Director, Department of Physical Medicine, Rehabilitation, and Sports Medicine, University of Puerto Rico, San Juan, Puerto Rico

Glenohumeral Instability

Anterior Cruciate Ligament Sprain

PAOLO MIMBELLA, MD, MSC

McGovern Medical School—UTHealth, Department of Physical Medicine and Rehabilitation; Academic Chief Resident, Baylor/University of Texas, Houston, Texas

Hamstring Strain

GERARDO MIRANDA-COMAS, MD

Assistant Professor, Rehabilitation Medicine, Sports Medicine Fellowship Director, Icahn School of Medicine at Mount Sinai, New York, New York

Glenohumeral Instability

DANIEL P. MONTERO, MD, CAQSM

Instructor, Orthopedics, Mayo Clinic Florida, Jacksonville, Florida

Hammer Toe

FRANCISCO H. SANTIAGO, MD

Attending Physician, Physical Medicine and Rehabilitation, Bronx-Lebanon Hospital, Bronx, New York

Median Neuropathy

Ulnar Neuropathy (Wrist)

DANIELLE SARNO, MD

Instructor, Department of Physical Medicine and Rehabilitation, Harvard Medical School, Boston, Massachusetts; Physiatrist, Interventional Pain Management, Department of Neurosurgery, Brigham and Women’s Hospital, Boston, Massachusetts Lumbar Spinal Stenosis

ROBERT J. SCARDINA, DPM

Chief and Residency Program Director, Podiatry Service, Massachusetts General Hospital, Boston, Massachusetts

Metatarsalgia

BYRON J. SCHNEIDER, MD

Assistant Professor, Physical Medicine and Rehabilitation, Vanderbilt University Medical Center, Nashville, Tennessee

Lumbar Facet Arthropathy

JEFFREY C. SCHNEIDER, MD

Medical Director, Trauma, Burn and Orthopedic Program, Spaulding Rehabilitation Hospital; Assistant Professor, Physical Medicine and Rehabilitation, Harvard Medical School, Boston, Massachusetts

Burns

FERNANDO SEPÚLVEDA, MD

Assistant Professor, Department of Physical Medicine, Rehabilitation, and Sports Medicine, University of Puerto Rico School of Medicine, San Juan, Puerto Rico

Anterior Cruciate Ligament Sprain

JOHN SERGENT, MD

Professor of Medicine, Division of Rheumatology and Immunology, Department of Medicine, Vanderbilt University Medical Center, Nashville, Tennessee

Rheumatoid Arthritis Systemic Lupus Erythematosus

DANA SESLIJA, MD, MS

Adjunct Professor, Department of Physical Medicine and Rehabilitation, Schulich School of Medicine and Dentistry, Windsor, Ontario, Canada

Fibular (Peroneal) Neuropathy

Tibial Neuropathy (Tarsal Tunnel Syndrome)

VIVIAN P. SHAH, MD

Department of Physical Medicine and Rehabilitation, Rutgers New Jersey Medical School, Newark, New Jersey

Hip Osteoarthritis

JYOTI SHARMA, MD

Associate, Orthopaedic Surgery Department, Geisinger Health System, Danville, Pennsylvania

Wrist Osteoarthritis

Wrist Rheumatoid Arthritis

NUTAN SHARMA, MD, PhD

Associate Professor, Neurology, Harvard Medical School, Cambridge, Massachusetts; Associate Neurologist, Neurology, Massachusetts General Hospital, Boston, Massachusetts; Associate Neurologist, Neurology, Brigham and Women’s Hospital, Boston, Massachusetts Parkinson Disease

ALEXANDER SHENG, MD

Assistant Professor, Sports and Spine, Shirley Ryan AbilityLab, Chicago, Illinois

Posterior Cruciate Ligament Sprain

GLENN G. SHI, MD

Assistant Professor, Orthopedic Surgery, Mayo Clinic, Jacksonville, Florida

Hammer Toe

Morton’s Neuroma Plantar Fasciitis

JULIE K. SILVER, MD

Associate Professor, Department of Physical Medicine and Rehabilitation, Harvard Medical School; Attending Physician, Spaulding Rehabilitation Hospital; Clinical Associate, Massachusetts General Hospital; Associate in Physiatry, Brigham and Women’s Hospital, Boston, Massachusetts Trigger Finger

CHLOE SLOCUM, MD, MPH

Attending Physician, Department of Physical Medicine and Rehabilitation, Spinal Cord Injury Division, Harvard Medical School/Spaulding Rehabilitation Hospital, Boston, Massachusetts

Post-Thoracotomy Pain Syndrome

DAVID M. SLOVIK, MD

Associate Professor of Medicine, Harvard Medical School; Chief, Division of Endocrinology, Newton-Wellesley Hospital, Newton, Massachusetts; Physician, Endocrine Unit, Massachusetts General Hospital, Boston, Massachusetts

Osteoporosis

SOL M. ABREU SOSA, MD

Assistant Professor, Physical Medicine and Rehabilitation, Rush Medical College, Chicago, Illinois

Ulnar Collateral Ligament Sprain Stress Fractures

KURT SPINDLER, MD

Department of Orthopedic Surgery, Cleveland Clinic, Cleveland, Ohio

Knee Chondral Injuries

LAUREN SPLITTGERBER, MD

Resident Physician, Physical Medicine and Rehabilitation, McGaw Medical Center of Northwestern University/ Shirley Ryan AbilityLab, Chicago, Illinois

Posterior Cruciate Ligament Sprain

ARIANA VORA, MD

Instructor, Physical Medicine and Rehabilitation, Harvard Medical School; Staff Physiatrist, Physical Medicine and Rehabilitation, Massachusetts General Hospital; Staff Physiatrist, Physical Medicine and Rehabilitation, Spaulding Rehabilitation Hospital, Boston, Massachusetts

Coccydynia

Postherpetic Neuralgia

MICHAEL C. WAINBERG, MD, MSC

Senior Associate Consultant, Physical Medicine and Rehabilitation, Mayo Clinic, Rochester, Minnesota

Trigger Finger

ROGER WANG, DO

Schwab Rehabilitation Hospital, University of Chicago, Chicago, Illinois

Piriformis Syndrome

JAY M. WEISS, MD

Medical Director, Long Island Physical Medicine and Rehabilitation, Syosset, New York

Lateral Epicondylitis

Medial Epicondylitis

Ulnar Neuropathy (Elbow)

LYN D. WEISS, MD

Chairman and Program Director, Physical Medicine and Rehabilitation, Nassau University Medical Center, East Meadow, New York

Lateral Epicondylitis

Medial Epicondylitis

Radial Neuropathy

Ulnar Neuropathy (Elbow)

SARAH A. WELCH, DO, MA

Resident Physician, Physical Medicine and Rehabilitation, Vanderbilt University Medical Center, Nashville, Tennessee

Cervical Facet Arthropathy

DAVID WEXLER, MD, FRCS(TR&ORTH)

Attending, Orthopedics, Maine General Medical Center, Augusta, Maine

Ankle Arthritis

Bunion and Bunionette

Hallux Rigidus

Posterior Tibial Tendon Dysfunction

J. MICHAEL WIETING, DO, MEd

Associate Dean of Clinical Medicine and Professor of Physical Medicine and Rehabilitation, Lincoln Memorial University-DeBusk College of Osteopathic Medicine, Harrogate, Michigan; Clinical Professor, Department of Physical Medicine and Rehabilitation, Michigan State University-College of Osteopathic Medicine, East Lansing, Michigan

Quadriceps Contusion

ALLEN NEIL WILKINS, MD

Assistant Clinical Professor, Department of Rehabilitation and Regenerative Medicine, Columbia University College of Physicians and Surgeons; Medical Director, New York Rehabilitation Medicine, New York, New York

Foot and Ankle Bursitis

AARON JAY YANG, MD

Assistant Professor, Physical Medicine and Rehabilitation, Vanderbilt University Medical Center, Nashville, Tennessee

Cervical Facet Arthropathy

FABIO ZAINA, MD

Italian Scientific Spine Institute, Milan, Italy

Scoliosis and Kyphosis

MEIJUAN ZHAO, MD

Assistant Professor, Physical Medicine and Rehabilitation, Harvard Medical School; Staff Physiatrist, Physical Medicine and Rehabilitation, Massachusetts General Hospital, Spaulding Rehabilitation Hospital, Boston, Massachusetts

Median Neuropathy (Carpal Tunnel Syndrome)

We dedicate this book to our mentors, teachers, colleagues, and students, who have encouraged us to pursue academic careers with their enthusiasm for knowledge and learning; to our patients, who often are our greatest teachers; and to our families, who support us and provide the foundation for our pursuits.

Walter R. Frontera, MD, PhD, MA (Hon.), FRCP

Julie K. Silver, MD

Thomas D. Rizzo, Jr., MD

Synonyms

Cervical radiculitis

Degeneration of cervical intervertebral disc

Cervical spondylosis without myelopathy

Cervical pain

ICD-10 Codes

M47.812 Cervical spondylosis without myelopathy or radiculopathy

M48.02 Spinal stenosis in cervical region

M48.03 Spinal stenosis in cervicothoracic region

M50.30 Degeneration of cervical disc

M50.32 Degeneration of mid-cervical region

M50.33 Degeneration of cervicothoracic region

M54.2 Cervical pain

M54.12 Cervical radiculitis

M54.13 Cervicothoracic radiculitis

Definition

Cervical spondylotic myelopathy (CSM) is a frequently encountered entity in middle-aged and elderly patients. The condition affects both men and women. Progressive degeneration of the cervical spine involves the discs, facet joints, joints of Luschka, ligamenta flava, and laminae, leading to gradual encroachment on the spinal canal and spinal cord compromise. CSM has a fairly typical clinical presentation and frequently a progressive and disabling course. As a consequence of aging, the spinal column goes through a cascade of degenerative changes that tend to

SECTION I

Head, Neck, and Upper Back

CHAPTER 1

Cervical Spondylotic Myelopathy

Israel Dudkiewicz, MD

affect selective regions of the spine. The cervical spine is affected in most adults, most frequently at the C4-C7 region.1,2 Degeneration of the intervertebral discs triggers a cascade of biochemical and biomechanical changes, leading to decreased disc height, among other changes. As a result, abnormal load distribution in the motion segments causes cervical spondylosis (i.e., facet arthropathy) and neural foraminal narrowing. Disc degeneration also leads to the development of herniations (soft discs), disc calcification, posteriorly directed bone ridges (hard discs), hypertrophy of the facets and the uncinate joints, and ligamenta flava thickening. On occasion, more frequently in Asians but not infrequently in white individuals, the posterior longitudinal ligament and the ligamenta flava ossify.2,3 These degenerative changes narrow the dimensions and change the shape of the cervical spinal canal. In normal adults the anteroposterior diameter of the subaxial cervical spinal canal measures 17 to 18 mm, whereas the spinal cord diameter in the same dimension is approximately 10 mm. Severe CSM gradually decreases the space available for the cord and brings about cord compression in the anterior-posterior axis. Cord compression usually occurs at the discal levels.4-6

The encroaching structures may also compress the anterior spinal artery, resulting in spinal cord ischemia that usually involves several cord segments beyond the actual compression site. Spinal cord changes in the form of demyelination, gliosis, myelomalacia, and eventually severe atrophy may develop.2,4,7-9 Dynamic instability, which can be diagnosed in flexion or extension lateral x-ray views, further complicates matters. Disc degeneration leads to laxity of the supporting ligaments, bringing about anterolisthesis or retrolisthesis in flexion and extension, respectively. This may further compromise the spinal cord and intensify the presenting symptoms.2,4

Symptoms

CSM develops gradually during a lengthy period of months to years. Not infrequently, the patient is unaware of any

functional compromise, and the first person to notice that something is amiss may be a close family member. Although pain appears rather early in cervical radiculopathy and alerts the patient to the presence of a problem, this is usually not the case in CSM. A long history of neck discomfort and intermittent pain may frequently be obtained, but these are not prominent at the time of CSM presentation.

Most patients have a combination of upper motor neuron symptoms in the lower extremities and lower motor neuron symptoms in the upper extremities.4 Patients frequently present with gait dysfunction resulting from a combination of factors, including ataxia due to impaired joint proprioception, hypertonicity, weakness, muscle control deficiencies, and unexplained falls.

Studies have demonstrated that severely myelopathic patients display abnormalities of deep sensation, including vibration and joint position sense, which is attributed to compression of the posterior columns.10,11 Paresthesias and numbness may be frequently mentioned. Compression of the pyramidal and extrapyramidal tracts can lead to spasticity, weakness, and abnormal muscle contractions. These sensory and motor deficits result in an unstable gait. Patients may complain of stiffness in the lower extremities or plain weakness manifesting as foot dragging and tripping.5 Symptoms related to the upper extremities are mostly the result of fine motor coordination deficits. At times, the symptoms in the upper extremities are much more severe than those related to the lower extremities, attesting to central cord compromise.4 Most patients do not have urinary symptoms. However, urinary symptoms (i.e., incontinence) may occasionally develop in patients with long-standing myelopathy.12 As CSM develops in middle-aged and elderly patients, the urinary symptoms may be attributed to aging, comorbidities, and cord compression. Bowel incontinence is rare.

Physical Examination

Because of sensory ataxia, the patient may be observed walking with a wide-based gait. Some resort to a cane to increase the base of support and to enhance safety during ambulation. Patients with severe gait dysfunction frequently require a walker and cannot ambulate without one. Many patients lose the ability to tandem walk. The Romberg test result may become positive. Examination of the lower extremities may reveal muscle atrophy, increased muscle tone, abnormal reflexes—clonus or upgoing toes (Babinski sign)—and abnormalities of position and vibration sense. Muscle fasciculations may be observed. The foot tapping test (number of sole tappings while the heel maintains contact with the floor in 10 seconds) is an easy and useful quantitative tool for lower extremity function in these patients.13

In the upper extremities, weakness and atrophy of the small muscles of the hands may be noted. The patient may have difficulties in fine motor coordination (e.g., unbuttoning the shirt or picking a coin off the table). The patient frequently displays difficulty in performing repetitive opening and closing of the fist. In normal individuals, 20 to 30 repetitions can be performed in 10 seconds.

Weakness can occasionally be documented in more proximal muscles and may appear symmetrically. Fasciculations

may appear in the wasted muscles. Hypesthesia, paresthesia, or anesthesia may be documented. On occasion, the sensory findings in the hands are in a glove distribution. As in the lower extremities, the vibration and joint position senses may be disturbed. Hyporeflexia or hyperreflexia may be found. The Hoffmann response may become positive and can be facilitated in early myelopathy by cervical extension.14 In some patients, severe atrophy of all the hand intrinsic muscles is observed.1,5,15-17

The neck range of motion may be limited in all directions. Many patients cannot extend the neck beyond neutral and may feel electric-like sensation radiating down the torso on neck flexion, known as the Lhermitte sign. Often, when a patient stands against the wall, the back of the head stays an inch to several inches away, and the patient is unable to push the head backward to bring it to touch the wall.

Functional Limitations

Patients with CSM have difficulties with activities of daily living. Patients may have difficulties inserting keys, picking up coins, buttoning a shirt, or manipulating small objects. Handwriting may deteriorate. Patients may drop things from the hands and occasionally can complain of numbness affecting the fingers or the palms, mimicking peripheral neuropathy.2,5,16,18,19 They may have problems dressing and undressing. When weakness is a predominant feature, they will be unable to carry heavy objects. Unassisted ambulation may become difficult. The gait is slowed and becomes inefficient. In late stages of CSM, patients may become almost totally disabled and require assistance with most activities of daily living.

Diagnostic Studies

Plain radiographs usually reveal multilevel degenerative disc disease with cervical spondylosis. Dynamic studies (flexion and extension views) may reveal segmental instability with anterolisthesis on flexion and retrolisthesis on extension. In patients with ossification of the posterior longitudinal ligament, the ossified ligament may be detected on lateral plain films. The Torg-Pavlov ratio may help diagnose congenital spinal stenosis. This ratio can be obtained on plain films by dividing the anteroposterior diameter of the vertebral body by the anteroposterior diameter of the spinal canal at that level. The canal diameter can be measured from the posterior wall of the vertebra to the spinolaminar line.20 A ratio of 0.8 or less is indicative of spinal stenosis (Fig. 1.1).21

Magnetic resonance imaging, the study of choice, provides critical information about the extent of stenosis and the condition of the compressed spinal cord. Sagittal and axial cuts clearly show the offending structures (discs, spurs, thickened ligamenta flava) and the cord shape and help to quantify the amount of cord compression. Cord signal changes provide critical information about the extent of cord damage and the prognosis (Fig. 1.2). Increased cord signal on T2-weighted images is abnormal and points to the presence of edema, demyelination, myelomalacia, or gliosis. Decreased cord signal on T1-weighted images may also be observed. Occasionally the increased signal appears as two white dots in T2-weighted images. This is referred to as snake eye appearance (Fig. 1.3). However, these cord signal changes are of

References

1. Heller J. The syndromes of degenerative cervical disease. Orthop Clin North Am. 1992;23:381–394.

2. Nouri A, Tetreault L, Singh A, et al. Degenerative cervical myelopathy. Spine. 2015;40:E675–E693.

3. Machino M, Yukawa Y, Imagama S, et al. Age related and degenerative changes in the osseous anatomy, alignment, and range of motion of the cervical spine. Spine. 2016;41:476–482.

4. Rao R. Neck pain, cervical radiculopathy, and cervical myelopathy. Pathophysiology, natural history, and clinical evaluation. J Bone Joint Surg Am. 2002;84:1872–1881.

5. Law MD, Bernhardt M, White AA III. Evaluation and management of cervical spondylotic myelopathy. Instr Course Lect. 1995;44:99–110.

6. Truumees E, Herkowitz HN. Cervical spondylotic myelopathy and radiculopathy. Instr Course Lect. 2000;49:339–360.

7. Beattie MS, Manley BT. Tight squeeze, slow burn: inflammation and the aetiology of cervical myelopathy. Brain. 2011;134:1259–1263.

8. Breig A, Turnbull I, Hassler O. Effects of mechanical stresses on the spinal cord in cervical spondylosis. J Neurosurg. 1966;25:45–56.

9. Doppman JL. The mechanism of ischemia in anteroposterior compression of the spinal cord. Invest Radiol. 1975;10:543–551.

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CHAPTER 2

Cervical Facet Arthropathy

Synonyms

Facet joint arthritis

Facet-mediated pain

Facetogenic, pain

Spondylosis

Z-joint pain

Zygapophyseal joint pain

Posterior element disorder

ICD-10 Codes

M43.02 Cervical spondylosis

M47.812 Spondylosis w/o radiculopathy or myelopathy

M54.2 Cervicalgia

M54.02 Facet syndrome (cervical)

S13.4 Neck: Sprain of atlanto-axial (joints), sprain of atlanto-occipital (joints), whiplash injury

Definition

The cervical facet joints have long been identified as a potential pain generator for neck pain. The facet joints are located in the posterior portion of the cervical spine and the paired synovial joints articulate between adjacent vertebrae (Fig. 2.1). The coronal oblique orientation of the joints allows greater flexion, extension, and lateral bending of the cervical spine. Cervical facet joint arthropathy is mostly degenerative in nature, although facet joint mediated pain can occur secondary to trauma, acceleration-deceleration injury such as whiplash, or following prior fusion surgery due to adjacent segmental changes.

In the case of chronic axial neck pain, the facet joints have been reported to be the primary pain generator in about 25% to 66% of cases.1 In patients with chronic facet-mediated pain, 58% to 88% of patients complained of associated headaches.2-4 Cervical facet joint arthropathy

increases with age and in cadaveric studies, the C4-5 level was found to be most frequently affected followed by C3-4, C2-3, C5-6, and C6-7.5 The findings of facet joint arthropathy have been shown to be independent of race and gender.6 However, based on the most clinically affected segments diagnosed by diagnostic blocks, the C2-3 and C5-6 joints were shown to be most commonly affected.2,4,7 In patients who complain of posterior headaches following a whiplash injury, the C2-3 joint has been estimated to be the pain generator in 50% to 53% of patients.3,4 Following trauma, the C5-6 joint has been shown to be the most commonly affected level.2,8

Symptoms

Patients who present with facet-mediated pain secondary to facet arthropathy typically have progressive pain as opposed to acute pain with the main exception being whiplash injuries.9 Patients typically have axial neck pain that is unilateral and does not radiate past the shoulder. Weakness, numbness, or any other neurologic symptom are typically not seen in patients with primary facet-mediated pain, but may occur if there is simultaneous nerve root injury. Pain may worsen with cervical extension and axial rotation. Referral pain patterns arising from the cervical facet joints have been described using noxious stimulation of the joints in asymptomatic subjects that was subsequently validated with diagnostic blocks.10,11 Referral patterns have been described as seen in Fig. 2.2

Physical Examination

Examination for cervical facet-mediated pain has been shown to be inconsistent, although paraspinal tenderness has been demonstrated to be most correlative with facetmediated pain.12,13 Aside from palpation, examination usually consists of range of motion testing, segmental analysis, and neurologic examination to rule out neurologic impairment. Point tenderness may be associated with exacerbation of symptoms with cervical extension and axial rotation and loss of cervical motion. Manual examination of the joints may be performed with the patient supine. The C2 spinous process can be palpated as the first protuberance below the occiput while the C7 spinous process is the largest and most

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