Comprehensive chemometrics: chemical and biochemical data analysis 2nd edition steven brown (editor)

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COMPREHENSIVE CHEMOMETRICS:CHEMICAL ANDBIOCHEMICAL DATAANALYSIS

SECONDEDITION

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COMPREHENSIVE CHEMOMETRICS:CHEMICAL ANDBIOCHEMICAL DATAANALYSIS

SECONDEDITION

EDITORSINCHIEF

StevenBrown

DepartmentofChemistryandBiochemistry UniversityofMichigan USA

RomàTauler

DepartmentofEnvironmentalChemistry

InstituteofEnvironmentalAssessmentandWaterResearch(IDÆA)

SPANISHCOUNCILOFSCIENTIFICRESEARCH(CSIC) Spain

BeataWalczak

DepartmentofAnalyticalChemistry

InstituteofChemistry

SilesianUniversity Poland

VOLUME1

Elsevier

Radarweg29,POBox211,1000AEAmsterdam,Netherlands

TheBoulevard,LangfordLane,Kidlington,OxfordOX51GB,UnitedKingdom 50HampshireStreet,5thFloor,CambridgeMA02139,UnitedStates

Copyright 2020ELSEVIERB.V.Allrightsreserved

Nopartofthispublicationmaybereproducedortransmittedinanyformorbyanymeans,electronicormechanical,including photocopying,recording,oranyinformationstorageandretrievalsystem,withoutpermissioninwritingfromthepublisher.Detailson howtoseekpermission,furtherinformationaboutthePublisher’spermissionspoliciesandourarrangementswithorganizationssuchasthe CopyrightClearanceCenterandtheCopyrightLicensingAgency,canbefoundatourwebsite: www.elsevier.com/permissions

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Notices

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EDITORSINCHIEF

StevenBrown obtainedPhDinanalyticalchemistryfromtheUniversityofWashingtonin1978, whereheworkedwithBruceKowalski.ThatyearhewasappointedAssistantProfessorattheUniversity ofCalifornia,Berkeley,withajointappointmentatLawrenceBerkeleyLaboratory.In1981,hemoved toWashingtonStateUniversity,andin1986totheDepartmentofChemistryandBiochemistryatthe UniversityofDelaware,whereheispresentlyWillisF.HarringtonProfessor.

HehasservedasaSectionPresidentoftheAmericanChemicalSocietyfrom1982–1984,asChair oftheDepartmentofChemistryandBiochemistryattheUniversityofDelawarefrom1997–2002,and asPresidentoftheNorthAmericanChapteroftheInternationalChemometricsSocietyfrom1986–1988.HehasservedontheEditorialStaffofthe JournalofChemometrics sinceitsinception, firstas afoundingEditorandthenasEditorinChiefbeforesteppingdownasEditorinChiefin2007.He nowservesonthejournal’seditorialboard.

Hisresearchinterestsconcernawiderangeofproblemsinchemometricsandmachinelearning, withover300publicationsinthescienti fi cliterature.Hehaseditedseveralbooks,includingthe fi rst editionofthefour-volumeset ComprehensiveChemometrics, publishedbyElsevierin2009.Afocusof hisresearchhasbeenonthedevelopmentofnewinstrumentalmethodsthroughuseofmultivariate mathematicalmethodsformulticomponentanalysis,includingcalibrationtransfer,andthenovel useofdatafusionmethods.Hewaswinnerofthe fi rstEASAwardinChemometricsin1996andtheKowalskiAwardin2015.Hiswork hashadapplicationsinbiomedicalanalysis,foodscience,plantscience,forensicscience,pharmaceuticalcharacterization,andprocess chemistry.

RomàTauler (Barcelona,Spain,1955)isresearchprofessoratIDAEA-CSIC.Heobtainedhisdoctorate inAnalyticalChemistryattheUniversityofBarcelonain1977.HewasAssistantandAssociateProfessor oftheUniversityofBarcelona(1978–2002)andhasbeenCSICResearchFullProfessorsince2003.He isChiefEditorofJournalof ChemometricsandIntelligentLaboratorySystems andoftheComprehensive Chemometricsmajorreferencework.HehasachievedanAwardforAchievementsinChemometrics, EasternAnalyticalSymposium,andin2009theKowalskiPrizefrom J.ofChemometrics,Wiley,2009. HeservedasthePresidentoftheCatalanChemistrySociety,2008–2013,andwastherecipientof theEu-ERCAdvancedGrantawardNr.320337,2013–2018,CHEMAGEBproject.RomàTauler haspublishedmorethan430researchpublicationsand60bookchapters,withmorethan16,000 citationsandh-índex63.Hismainresearch fieldisChemometricsanditsapplicationsto EnvironmentalChemistry,OmicSciences,andBioanalyticalChemistry.

Prof.BeataWalczak graduatedinchemistryfromtheFacultyofMathematics,PhysicsandChemistry, SilesianUniversity,Katowice,Poland,in1979.SincethenshehasbeenworkingintheInstituteof Chemistry,SilesianUniversity,wherenowsheistheHeadoftheDepartmentofAnalyticalChemistry. Meanwhile,shestayedasapostdocattheUniversityofOrleans(France)andattheGrazUniversityof Technology(Austria).ShealsoheldapostofavisitingprofessoratVrijeUniversitietBrussel (Belgium),atRomeUniveristy “LaSapienza” (Italy),atAgroParisTechUniversity(France),atthe UniversityofModenaandReggioEmilia(Italy),andatRadboudUniversity(TheNetherlands).

Fromtheearly1990sshehasbeeninvolvedinchemometrics,andhermainscientificinterestsare inallaspectsofdataexplorationandmodeling(dealingwithmissingandcensoreddata,dealingwith outliers,datarepresentativity,enhancementofinstrumentalsignals,signalwarping,datacompression, linearandnonlinearprojections,developmentofmodelingapproaches,featureselectiontechniques, etc.).Sheauthoredandcoauthoredca.170scientificpapers,400conferencepapers,anddelivered manyinvitedlecturesatthenumerousinternationalchemistrymeetings.Sheactedasaneditorand coauthorofthebook WaveletsinChemistry,Vol.22,intheseries “DataHandlinginScienceandTechnology,” Elsevier,Amsterdam,2000,andasancoeditoroffour-volume ComprehensiveChemometrics, Elsevier,Amsterdam,2009 CurrentlysheactsasEditorofthejournal ChemometricsandIntelligent LaboratorySystems andof “DataHandlinginChemistryandTechnology” (theElsevierbookseries),andalsoasamemberoftheeditorial boardsof Talanta, AnalyticalLetters,J.ofChemometrics,and ActaChromatographica.

SECTIONEDITORS

RichardBrereton didhisBA,MA,PhDandpostdocintheUniversityofCambridge,afterwhichtime hemovedtothestaffoftheUniversityofBristolwherehewassuccessivelyLecturer,Reader, ProfessorandEmeritus.HeisFellowoftheRoyalSocietyofChemistry,RoyalStatisticalSociety andRoyalSocietyofMedicineandaCharteredChemist.HeisEditor-in-Chiefofthejournal Heritage Science,columnistfor JChemometrics,andeditorialboardmemberforseveraljournals.Hehasgiven around200invitedlecturesinover30countries,beenmain/solesupervisorof33PhDand6 researchmastersstudents,onaround50conferenceorganisingcommittees,andactedasexpert witnessin13courtcases.Hehaspublishedover400recordedarticles,including8books,209papers inWebofKnowledge,20bookchapters,32bookreviews,9conferencepapers,almostallasmainor soleauthor.Hispapershavebeencitedover5000timesaccordingtoWebofKnowledge,andhis booksover3000timesaccordingtoGoogleScholar.Hehaspublishedthemostcitedpaperin JChemometrics overthelastdecade,andtheeighthmostcitedpaperinthe Analyst since2000.

MarinaCocchi currentlyservesasanassociateprofessorinAnalyticalChemistry-Chemometrics,at theDepartmentofChemicalandGeologicalSciencesoftheUniversityofModenaandReggioEmilia (Italy),teachingchemometricsatundergraduateandgraduatelevels.Sheholdsadegree(cum Laude)andaPh.D.inChemicalSciencesfromtheUniversityofModena.AsapartofhisPh.D. heworkedwithProfessorS.Woldondevelopmentofchemometricsapproachesfor3DQSAR. Shehaspublishedmorethan100papersininternationaljournalsandbookscoveringarangeof topicsembracingMultivariate,Multi-wayandMultisetmethods;DataFusion;2DWTinMultivariate ImagesAnalysisforfaultdetectionandpatternrecognition;algorithmsforfeaturesselectionin WaveletDomain;MSPC;FoodAuthenticity;Chemical fingerprintingbyspectroscopy(MIR,NIR, NMR)andchromatography.

ShehassupervisedtwelvePhDThesisinchemometrics.ShehasbeenintheboardofItalianChemometricsGroupfrom2001to2015,actingasPresidentin2007-11.Since2010shehasbeen memberoftheeditorialboardofChemometricsandIntelligentLaboratorySystems.Shehasbeen EditorofthebookDataFusion:MethodsandApplications,DataHandlinginScienceandTechnologyseries,vol.31,Elsevier2019.

AnnadeJuan isanassociateprofessorattheDepartmentofChemicalEngineeringandAnalytical ChemistryattheUniversityofBarcelonasince2003,teachingchemometricsatundergraduateand graduatelevels.SheholdsadegreeandPhDinChemistryfromtheUniversityofBarcelona(UB) andherexpertiseisinMultivariateCurveResolution(MCR)methods:theoreticaldevelopment andapplicationtobioanalyticalandanalyticalproblems.Since2002sheismemberoftheEditorial AdvisoryBoardofChemometricsandIntelligentLaboratorysystemsandsince2006ofAnalytica ChimicaActa.Recently,ithasactedassectioneditorforthereferenceworkComprehensiveChemometrics,Elsevier(2009).ShehasstayedintheframeworkofresearchcollaborationsinVrijeUniversiteitBrussel,Brussels(1995),VirginiaCommonwealthUniversity,Richmond,US(1998),The UniversityofNewcastle,Australia(2002),UniversitédesSciencesetTechnologiesdeLille,France (2004)andtheUniversityofDalhousie,Canada(2016).In2004shereceivedthe4thChemometrics ElsevierAwardtogetherwithKarlBooksh.Shehaspublishedmorethan130papersininternational journalsandbooksandhasgivenmorethan180presentationsindifferentinternationalconferences,50ofthemplenaryorkeynotelectures,basicallyondesignofchemometrictoolsandmultivariatecurveresolutiondevelopmentsandrelatedmethodsandonapplicationstoprocessanalysis, hyperspectralimageanalysisandgeneralanalyticalapplications.

RafaelCelaTorrijos isaprofessorofanalyticalchemistryintheUniversityofSantiagodeCompostela,Spain,andtheHeadofLaboratoryforAnalyticalChemistryintheResearchinstituteofChemicalandBiologicalAnalyses(IAQBUS),inthesameuniversity.Previously,hewasattheUniversities ofMadrid(Complutense)andCádiz,belongingtothegroupofanalyticalchemiststhatstartedthe developmentofchemometricsbythe1980sinSpain.Hisresearchhasfocusedontheanalytical applicationsofseparationscience,andparticularly,thedevelopmentandoptimizationofsample preparationtechniquesinchromatographicanalysis,includingexperimentaldesignsanddevelopmentofcomputer-assistedchromatographicmethods,beingtheauthoroftheMchromScoutsoftware,distributedbyMestrelabResearchS.L.Currently,heistheauthororco-authorofmorethan 300scientificpapersandseveraltextbooks.

RiccardoLeardi wasborninNoviLigure(Italy)onOctober17,1959.

In1983hegraduatedcumlaudeinPharmaceuticalChemistryandTechnologyattheFacultyof PharmacyoftheUniversityofGenova..

HisactualpositionisAssociateProfessorattheDepartmentofPharmacyoftheSchoolof MedicalandPharmaceuticalSciencesoftheUniversityofGenoa.In2013hegotthequalification forfullprofessorinAnalyticalChemistry.

Since1985hehasbeenworkinginthesectionofAnalyticChemistryoftheDepartmentofPharmacyoftheUniversityofGenova,andhisresearch fieldisChemometrics.

Hisinterestsaremainlydevotedtoproblemsofclassificationandregression(appliedespecially tofood,environmentalandclinicaldata),experimentaldesign,processoptimization,multivariate processmonitoringandmultivariatequalitycontrol.

Hisoriginalresearchfocusedmainlyongeneticalgorithms,especiallyintheirapplicationtothe problemofvariableselection,andthree-waymethods.

HedevelopedthechemometricalsoftwaresCAT(ChemometricAgileTool)andBasiCAT,both freelydownloadablefromthesitehttp://gruppochemiometria.it/index.php/software.

Heisauthorofalmost150papersandmorethan130communicationsinnationalandinternationalmeetings,severalofwhichasinvitedspeaker;hewasinvitedtogivetalksandcoursesinseveral industriesandresearchcenters.

HeorganizestwoschoolsofChemometrics(MultivariateAnalysis;ExperimentalDesign),each heldtwiceayearattheUniversityofGenoa.

SinceNovember2002hestartedhisactivityofchemometricconsultancy.

Prof.FedericoMarini wasborninRome,Italy,in1977andhereceivedhisMSc(2000)andPhD (2004)fromSapienzaUniversityofRome.HeiscurrentlyassociateprofessorofChemometricsat SapienzaUniversityofRome.In2006,hewasawardedtheYoungResearcherPrizefromItalian ChemicalSocietyandin2012hewontheChemometricsandIntelligentLaboratorySystemsAward “forhisachievementsinchemometrics”.HehasbeenvisitingresearcherinvariousUniversities (Copenhagen,Stellenbosch,Silesia,Lille).Hisresearchactivityisfocusedonallaspectsofchemometrics,rangingfromtheapplicationofexistingmethodstorealworldproblemsindifferent fields tothedesignanddevelopmentofnovelalgorithms.Heisauthorofmorethan150papersininternationaljournals,andrecentlyheeditedandcoauthoredthebookChemometricsinfoodchemistry (Elsevier).HeismemberoftheEditorialboardsofChemolab,AnalyticaChimicaActa,J.ofChemometrics,J.ofNIRSpectroscopy,J.ofSpectralImagingandheservesasAssociateEditorforChemometricsinWiley’sEncyclopediaofAnalyticalChemistry.Heisthepastcoordinatorofthe ChemometricgroupoftheItalianChemicalSocietyandthecoordinatoroftheChemometricstudy groupofEUCheMS.

AlejandroC.Olivieri wasborninRosario,Argentina(07/28/1958).HeobtainedhisB.Sc.fromthe CatholicUniversity(1982),andhisPh.D.fromtheNationalUniversityofRosario(1986).Hedid PostdoctoralResearchattheUniversityofIllinois,Urbana-Champaign,USA.In1990,hereturned totheUniversityofRosario,andjoinedtheNationalResearchCouncil(CONICET).Hefounded aresearchgroupinchemometricsinanalyticalchemistry,publishingabout250papersininternationaljournals,booksandbookchapters,andsupervisedninePh.D.theses.Hereceivedseveral nationalandinternationalawards,includingtheJohnSimonGuggenheimMemorialFoundation fellowship(2001–2002).In2018hepublished “Introductiontomultivariatecalibration.Apractical approach”,abookwhichwasselectedbyChoice,fromtheAssociationofCollegeandResearch Libraries(ACRL)asoneoftheOutstandingAcademicTitlesfor2019.

Dr.WilliamRayens isProfessorandtheDr.BingZhangEndowedDepartmentChairintheDepartmentofStatisticsattheUniversityofKentucky.Rayenshasanextensiveresearchrecordfocused primarilyonthedevelopmentofmultivariateandmulti-waystatisticalmethodologies,mostly relatedtoproblemsinchemistryandtheneurosciences.HehasmentoredseveralPh.D.students andhasbeenhonoredatboththeCollegeandtheUniversitylevelasanoutstandingteacher.Rayens alsoservedasAssistantProvostforGeneralEducationduringwhichtimehewastaskedwithimplementingnewgeneraleducationreformsattheUniversityofKentucky,the firstchangestothat programinalmost30years.Hedesignedtheone-of-a-kindTechnologicallyEnhancedActive LearningroomsintheUniversity’smulti-milliondollarJacobsScienceBuilding.Dr.Rayensreceived hisPh.D.inmathematicsfromDukeUniversityin1986.

LuisA.Sarabia receivedhisPh.D.inStatisticsfromdeUniversityofValladolid(Spain)in1979. Since1974,hehasbeenteachingStatistics,MathematicsandDesignofExperimentsmostlytograduateandpostgraduatestudentsofChemistry.In2000hereachedthepositionofprofessoratthe UniversityofBurgos.HeiscurrentlydirectoroftheDepartmentofMathematicsandComputation andamemberoftheresearchgroupChemometricsandQualimetrics(officiallyrecognizedas consolidatedresearchgroup,UIC-237).Heisauthorandco-authorofaround140papers,7chapter ofbookandapproximately160communicationsininternationalmeetings.Hewasco-founderof ColloquiumChemiometricumMediterraneum.Hisresearchinterestareinmultivariatestatistics, n-wayprocedures,evolutionaryalgorithmsformultiresponseoptimization,designofexperiments, QbDandPATwithapplicationtoregulatedchemicalanalysis,foodsafety,foodcharacterizationand frauddetection.

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INMEMORYOFROGERPHANTANLUU

“Scienceevolvesbymeansofresearch.Scientificresearchisbasedonexperiments(GalileoGalilei,Twonew sciences,1638).Withtimeexperimentshavebecomingmoreandmorecomplex.Soscientistsused “experimentaldesign(DOE,designofexperiments)” asausefultool.Only40yearsagoRogerPhanTanLuusuggested thatDOEisthecoreoftheMethodologyofexperimentalresearch,muchmorethanatool,aphilosophy.

TheresearchworkofRogerPhanTanLuuincludesnewtools,theorganizationofdesignforcomplex experiments,andalotofapplications.Toperformresearchworkonarealproblemitisnecessarytoknowvery welltheproblem.Obvious.Whentheexpertoftheproblemasksforthehelpoftheexpertofdesign,the problemexpertmustknowjustsomebaseelementsoftheMethodology.TheexpertofMethodologyinstead muststudytohaveadeepknowledgeoftheproblem,inmuchdetail.InthiswayRogeraccumulatedknowledge,i.e.,experience,inmany fieldsofresearch.Theresultofnearly50yearsofactivitywasacompletescientist, fromtheorytonewtools,toapplications.

Acompletescientistisalwaysateacher.Rogerwasagreatteacher,notonlyinhisAix-MarseilleUniversity,but throughouttheworld.Hehadtherareabilitytocapturetheattentionofstudent,transformingaboringheavy sequenceoftheoremsintoacompelling,instructiveshow.Forthestudentsapleasure,notapain. Thisdescriptionisthatofthepublicman.

Theprivatemanwas(outsidethefamily)aloner.Onlyinthelast20yearsofthepastcenturydidhemake contactintheorganizationofschools(Eurochemometrics,Erasmusstages)ofchemometricsandexperimental designforsomepeopleoflargeaffinity.Withthesepeople,heopenedhimselftofriendship.Asoneofhis friends,Ireceivedfromhimverymuch.Itwaspossibleformetoappreciatehisgenerosity,hishumor,hisspeed toanswertoinvitation(andofcoursetoworktogether).

Friendshipdetailsareveryintimate,notreadytobedescribed.Forfriendsthe finalseparationisavery hardcontinuoussentiment.Memorieshelp.Asafriend,asacommonscientist,alwaysIwillremember.

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CONTRIBUTORSTOVOLUME1

BWBader

SandiaNationalLaboratories,Albuquerque,NM,USA

ABeal

NemrodWSAS,Marseille,France

JMBernardo

UniversitatdeValència,Valencia,Spain

AndreyBogomolov

Endress þ HauserLiquidAnalysisGmbH þ Co.KG, Gerlingen,Germany;andSamaraStateTechnical University,Samara,Russia

RichardGBrereton

SchoolofChemistry,UniversityofBristol,Bristol, UnitedKingdom

BCampisi

DepartmentofEconomics,Business,Mathematicsand Statistics,UniversityofTrieste,Trieste,Italy

JohanECarlson

DepartmentofComputerScienceandElectrical Engineering,LuleåUniversityofTechnology,Luleå, Sweden

RolfCarlson

DepartmentofChemistry,FacultyofScience,University ofTromsoe,Tromsoe,Norway

GeorgiaCharkoftaki

DepartmentofEnvironmentalHealthSciences,Yale SchoolofPublicHealthYaleUniversity,NewHaven, CT,UnitedStates

BiekeDejaegher

AnalyticalChemistry,AppliedChemometricsand MolecularModelling,VrijeUniversiteitBrussel VUB, Brussels,Belgium

PaulHCEilers

DepartmentofBiostatistics,ErasmusUniversityMedical CenterRotterdam,TheNetherlands

SLREllison

LGCLimited,Teddington,Middlesex,UnitedKingdom

JasperEngel

Biometris,WageningenUniversity&Research, Wageningen,TheNetherlands

KHEsbensen

KHEConsulting,Copenhagen,Denmark

BernardFrancq

InstituteofStatistics,BiostatisticsandActuarialSciences (ISBA),LouvainInstituteforDataAnalysisand Modeling(LIDAM),UniversitécatholiquedeLouvain (UCLouvain),Louvain-la-Neuve,Belgium;and CMCStatisticalSciences,GSKVaccines,Rixensart, Belgium

BernadetteGovaerts

InstituteofStatistics,BiostatisticsandActuarialSciences (ISBA),LouvainInstituteforDataAnalysisand Modeling(LIDAM),UniversitécatholiquedeLouvain (UCLouvain),Louvain-la-Neuve,Belgium

AnaHerrero

DepartamentodeQuímica,FacultaddeCiencias, UniversidaddeBurgos,Burgos,Spain

HCJHoefsloot UniversityofAmsterdam,Amsterdam,Netherlands

KasJHouthuijs AnalyticalChemistry,InstituteforMoleculesand Materials,RadboudUniversityNijmegen,Nijmegen, TheNetherlands

MiaHubert DepartmentofMathematics,KULeuven,Leuven, Belgium

JJJansen NetherlandsInstituteforEcology,Heteren,Netherlands

LPJulius

GlycomA/S,Esbjerg,Denmark

RiccardoLeardi DepartmentofPharmacy,UniversityofGenoa,Genoa, Italy

FedericoMarini

DepartmentofChemistry,UniversityofRomeLa Sapienza,Rome,Italy

RebeccaMarion

InstituteofStatistics,BiostatisticsandActuarialSciences (ISBA),LouvainInstituteforDataAnalysisand Modeling(LIDAM),UniversitécatholiquedeLouvain (UCLouvain),Louvain-la-Neuve,Belgium

ManonMartin

InstituteofStatistics,BiostatisticsandActuarialSciences (ISBA),LouvainInstituteforDataAnalysisand Modeling(LIDAM),UniversitécatholiquedeLouvain (UCLouvain),Louvain-la-Neuve,Belgium;andFond NationaldeleRechercheScienti fique,Brussels,Belgium

MCruzOrtiz

DepartamentodeQuímica,FacultaddeCiencias, UniversidaddeBurgos,Burgos,Spain

MPavan

JointResearchCentre,EuropeanCommission,Ispra, Italy

RPhan-Tan-Luu

NemrodWSAS,Marseille,France;andUniversityPaul Cezanne,MarseilleCedex,France

FFPitard

FrancisPitardSamplingConsultants,Broom field,CO, USA

MSagrarioSánchez

DepartamentodeMatemáticasyComputación,Facultad deCiencias,UniversidaddeBurgos,Burgos,Spain

LuisASarabia

DepartamentodeMatemáticasyComputación,Facultad deCiencias,UniversidaddeBurgos,Burgos,Spain

AKSmilde

UniversityofAmsterdam,Amsterdam,Netherlands

MichelThiel

InstituteofStatistics,BiostatisticsandActuarialSciences (ISBA),LouvainInstituteforDataAnalysisand Modeling(LIDAM),UniversitécatholiquedeLouvain (UCLouvain),Louvain-la-Neuve,Belgium;and StatisticsandDecisionSciences,Janssen Pharmaceutical,Beerse,Belgium

MThompson BirkbeckCollege,UniversityofLondon,London,United Kingdom

RTodeschini UniversityofMilano Bicocca,Milan,Italy

RafaelCelaTorrijos CRLFUniversityofSantiagodeCompostela,Santiago, Spain

YvanVanderHeyden AnalyticalChemistry,AppliedChemometricsand MolecularModelling,VrijeUniversiteitBrussel VUB, Brussels,Belgium

VasilisVasiliou

DepartmentofEnvironmentalHealthSciences,Yale SchoolofPublicHealthYaleUniversity,NewHaven, CT,UnitedStates

DJVis

UniversityofAmsterdam,Amsterdam,Netherlands

DVoinovich

DepartmentofChemicalandPharmaceuticalSciences, UniversityofTrieste,Trieste,Italy

BeataWalczak InstituteofChemistry,UniversityofSilesia,Katowice, Poland

JAWesterhuis UniversityofAmsterdam,Amsterdam,Netherlands

SUBJECTCLASSIFICATION

Statistics

QualityofAnalyticalMeasurements:StatisticalMethodsforInternalValidation

ProficiencyTestinginAnalyticalChemistry

QualityofAnalyticalMeasurements:UnivariateRegression

RobustandNonparametricStatisticalMethods

BayesianMethodologyinStatistics

Robustmultivariatestatisticalmethods

AnIntroductiontotheTheoryofSampling:AnEssentialPartofTotalQualityManagement RepresentativeSampling,DataQuality,Validation:ANecessaryTrinityinChemometrics

ExperimentalDesign

Introduction:ExperimentalDesigns

ScreeningStrategies

TheStudyofExperimentalFactors

ResponseSurfaceMethodology

ExperimentalDesignforMixtureStudies

NonclassicalExperimentalDesigns

Designingamulticomponentcalibrationexperiment:basicprinciplesanddiagonalapproach

AnalysisofVariance

GeneralLinearModels

MultisetDataAnalysis:ANOVASimultaneousComponentAnalysisandRelatedMethods

RegularizedManova

ANOVA TP

Optimization

ConstrainedandUnconstrainedOptimization

SequentialOptimizationMethods

Optimization:SteepestAscent,SteepestDescent,andGradientMethods

MulticriteriaDecision-MakingMethods

GeneticAlgorithmsinChemistry

AGuidedTourofPenalties

ParticleSwarmOptimization

LinearSoft-Modeling

LinearSoft-Modeling:Introduction

PrincipalComponentAnalysis:Concept,GeometricalInterpretation,MathematicalBackground,Algorithms,History,Practice PrincipalComponentAnalysis

IndependentComponentAnalysis

IndependentcomponentanalysisinAnalyticalChemistry

IntroductiontoMultivariateCurveResolution

Two-WayDataAnalysis:EvolvingFactorAnalysis

Two-WayDataAnalysis:DetectionofPurestVariables

Two-WayDataAnalysis:MultivariateCurveResolution j NoniterativeResolutionMethods

Two-WayDataAnalysis:MultivariateCurveResolution j IterativeResolutionMethods

Two-WayDataAnalysis:MultivariateCurveResolution j ErrorinCurveResolution

EstimationoffeasiblebandsinMultivariateCurveResolution

MultiwayDataAnalysis:Eigenvector-BasedMethods

MultilinearModels:IterativeMethods

MultisetDataAnalysis:ExtendedMultivariateCurveResolution

TensorSimilarityinChemometrics

BayesianMethodsforFactorAnalysisinChemometrics

TimeSeriesModeling

OtherTopicsinSoft-Modeling:MaximumLikelihood-BasedSoft-ModelingMethods FiguresofMerit

UnsupervisedLearning

UnsupervisedDataMining:Introduction

DataMapping:LinearMethodsversusNonlinearTechniques

Tree-BasedClusteringandExtensions

Model-BasedClustering

CommonClusteringAlgorithms

Density-BasedClusteringMethods

OtherProblemsWithDataAnalysis

FeatureSelection:Introduction

FeatureSelectionintheWaveletDomain:AdaptiveWavelets MissingData

CompositionalDataAnalysisinChemometrics

SparseMethods

DataPreprocessing

PreprocessingMethods

EvaluationofPreprocessingMethods

Model-basedpreprocessinginvibrationalspectroscopy

NormalizationandClosure

VariableShiftandAlignment

BackgroundEstimation,Denoising,andPreprocessing

DenoisingandSignal-to-NoiseRatioEnhancement:ClassicalFiltering

DenoisingandSignal-to-NoiseRatioEnhancement:Derivatives

DenoisingandSignal-to-NoiseRatioEnhancement:Splines

DataQualityandDenoising:aReview

Model-BasedPreprocessingandBackgroundElimination:OSC,OPLS,andO2PLS

RegressionandClassification

CalibrationMethodologies

VariableSelection

PartialLeastSquares

MultivariateApproaches:UVE-PLS

DataFusion

MultiblockandThree-WayDataAnalysis

TransferofMultivariateCalibrationModels

RobustMultivariateMethodsinChemometrics/RobustandSparseMultivariateMethodsinChemometrics

RegressionDiagnostics

Model-BasedDataFitting

LinearApproachesforNonlinearModeling

ComputationallyIntensiveNonlinearRegressionMethods

NeuralNetworks

FeedforwardNeuralNetworks

KernelMethods

Classification:BasicConcepts

ValidationofClassifiers

StatisticalDiscriminantAnalysis

SoftIndependentModelingbyClassAnalogy

DecisionTreeModelinginClassification

RandomForestandEnsembleMethods

MultivariateApproachestoClassificationUsingGeneticAlgorithms

MultiwayClassification

DeepLearningTheoreticalChapterforchemometrician

Applications

ChemometricsinElectrochemistry

ChemometricsinthePharmaceuticalIndustry

EnvironmentalChemometrics

ResamplingandTestinginRegressionModelswithEnvironmetricalApplications

ApplicationofChemometricsintheFoodSciences

ChemometricsinForensics

ChemometricAnalysisofSensoryData

SmartSensors

StatisticalControlofMeasuresandProcesses

BestPracticeandPerformanceofHardwareinProcessAnalyticalTechnology(PAT) APrerequisitetoAvoid PitfallsinDataAnalytics

MultivariateStatisticalProcessControlandProcessControl,UsingLatentVariables

BatchProcessModelingandMSPC

ChemometricsinRamanspectroscopy

ChemometricsinNIRHyperspectralImaging TheoryandApplicationsintheAgriculturalCropsandProductsSector MassSpectroscopicImaging:ChemometricDataAnalysis

Fastanalysis,Processing,andModelingofHyperspectralVideos:ChallengesandPossibleSolutions ImageProcessing

ChemometricsAnalysisofBigData

SystemsBiology

AnalysisofMetabolomicsData

DataProcessingforRNA/DNASequencing

AnalysisofMegavariateDatainFunctionalOmics

SpectralMapAnalysisofMicroarrayData

ChemometricsinFlowCytometry

ChemometricsforQSARModeling

Chemoinformatics

High-PerformanceGRIDComputinginChemoinformatics

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PREFACE

Some50yearsago,the firstpublicationsappearedontheuseofcomputer-aidedmathematicstoanalyze chemicaldata.Withthosepublications,themodern fieldofchemometricswaslaunched.Boththespeedand powerofcomputersandthesophisticationofanalyticalinstrumentationhavemadegreatleapsintheinterveningtime.Thereadyavailabilityofchemometricsoftware,coupledwiththeincreasingneedforrigorous, systematicexaminationofever-largerandmoresophisticatedsetsofmeasurementsfrominstrumentationhas generatedstronginterestinreliablemethodsforconvertingthemountainsofmeasurementsintomore manageablepilesofresults,andforconvertingthoseresultsintonuggetsofusefulinformation.Interestin applicationofchemometricshasspreadwellbeyondchemistswithaneedtounderstandandinterprettheir measurements;nowchemometricsishelpingtomakeimportantcontributionsinprocessengineering,in systemsbiology,inenvironmentalscience,andotherdisciplinesthatrelyonchemicalinstrumentation,toname onlyafewareas.

Inthe12yearssincethe firsteditionofthisbookappeared,therehasbeenconsiderablechangeinthe fields ofdatascienceandofchemometrics.Asapplicationsofchemometricscontinuetogrow,sotoodoesisthe methodologyofchemometrics.After50years,chemometricsisascienti fic fieldwithmatureareas,butitisalso a fieldwherechangecontinuestooccuratarapidpace,drivenbothbyadvancesinchemicalinstrumentation andmeasurementandbycloseconnectionofchemometricswiththedatascience,machinelearning,statistics andsignalprocessingresearchcommunities.Theinterfaciallocationofchemometrics,fallingbetween measurementsontheonesideandstatisticalandcomputationaltheoryandmethodsontheother,poses achallengetothenewpractitioner:gainingsufficientbreadthanddepthofunderstandingindatascienceand learninginwhatwaysdatascienceconnectswithmeasurementchemistry,inordertousechemometrics effectively.

Thefourvolumesof ComprehensiveChemometrics,2ndEd. aretheresultofameetinginOxfordinJanuary, 2017,wheretheeditorsplannedarevisedworkthatwouldupdatemostoftheworkcoveredinthe firstedition andwouldcoveremergingareasofchemometricresearch,whileprovidingasamplingofcurrentapplications. Ourgoalwastobringourreferenceworkcurrentwiththeadvancesinchemometricsthathaveoccurredsince 2006,withatreatmentthatwouldserveboththenewandtheexperiencedpractitioner.

Whathasresultedfromthiscollaborationisaresourcethatcapturesthepracticeofchemometricsnow.The fourvolumesintherevisedworknowinclude119chapters,with33new,35reprintedand51updatedchapters, makingthisthemostwide-reachinganddetailedoverviewofthe fieldofchemometricseverpublished. ComprehensiveChemometrics2ndEd. offersdepthandrigortothenewpractitionerenteringthe field,andbreadth andvariedperspectivesoncurrentliteraturetomoreexperiencedpractitionersaimingtoexpandtheirhorizons. Softwareanddatasets,bothofwhichareespeciallyvaluabletothoselearningthemethods,areprovidedin somechapters.Thecoverageisnotonlycomprehensive,itisauthoritativeaswell;authorscontributingto ComprehensiveChemometrics2ndEd. areamongthemostdistinguishedpractitionersofthe field.

ComprehensiveChemometrics2ndEd. wouldnothavebeenpossiblewithouttheconsiderablehelpofthe EditorialBoard,whoassistedinselectingauthorsandreviewingchapters.Forthisedition,ourBoardincluded RichardBrereton,MarinaCocchi,AnnaDeJuan,RiccardoLeardi,RogerPhanTanLu,FedericoMarini,William Rayens,LuisSarabia,AlejandroOlivieriandRafaelCela.

ThisneweditionwouldnothavebeenpossiblewithoutthehardworkofthestaffatElsevier.Wealsoowe thankstoRachelConway,SeniorAcquisitionsEditoratElsevier,forsupportingtheprojectandseeingthe projectoff,toSeanSimms,whotookoverthetaskofAcquisitionsEditorin2019,toDhivyaKarunagaranand BrindaSubramanianfortheirhelpinensuringthatsubmissionsmettherequirementsforpublication,and

Preface

especiallytoPaulaDavies,ourContentProjectManager,foroverseeingtheentireproject,keepingtrackofthe duedatesandsubmissions,encouragingauthorsasneeded,andhelpingustokeeptotheproductionschedule. Finally,weextendspecialthankstoallofourauthorswhoseeffortshavemadetheworkthevaluablereference thatitis.

March,2020

CONTENTSOFALLVOLUMES

EditorsinChief v SectionEditors vii

InmemoryofRogerPhanTanLuu xi

ContributorstoVolume1 xiii

SubjectClassi fication xv

Preface xix

VOLUME1

1.01QualityofAnalyticalMeasurements:StatisticalMethodsforInternalValidation1 MCruzOrtiz,LuisASarabia,MSagrarioSánchez,andAnaHerrero

1.02ProficiencyTestinginAnalyticalChemistry53 MThompsonandSLREllison

1.03QualityofAnalyticalMeasurements:UnivariateRegression71 MCOrtiz,MSSánchez,andLASarabia

1.04RobustMultivariateStatisticalMethods107 MiaHubert

1.05BayesianMethodologyinStatistics123 JMBernardo

1.06RobustMethodsforHigh-DimensionalData149 MiaHubert

1.07AnIntroductiontotheTheoryofSampling:AnEssentialPartofTotalQualityManagement173 FFPitard

1.08RepresentativeSampling,DataQuality,Validation ANecessaryTrinityinChemometrics185 KHEsbensenandLPJulius

1.09IntroductionExperimentalDesigns205 RCelaandRPhan-Tan-Luu

1.10ScreeningStrategies

209 RafaelCelaTorrijosandRogerPhan-Tan-Luu

1.11TheStudyofExperimentalFactors251 RolfCarlsonandJohanECarlson

1.12ResponseSurfaceMethodology287 LuisASarabia,MCruzOrtiz,andMSagrarioSánchez

1.13ExperimentalDesignforMixtureStudies327 DVoinovich,BCampisi,RPhan-Tan-Luu,andABeal

1.14NonclassicalExperimentalDesigns385 AurélieBealandRogerPhan-Tan-Luu

1.15DesigningaMulti-ComponentCalibrationExperiment:BasicPrinciplesandDiagonalApproach411 AndreyBogomolov

1.16TheEssentialsonLinearRegression,ANOVA,GeneralLinearandLinearMixedModelsforthe Chemist

BernadetteGovaerts,BernardFrancq,RebeccaMarion,ManonMartin,andMichelThiel

1.17MultisetDataAnalysis:ANOVASimultaneousComponentAnalysisandRelatedMethods465 HCJHoefsloot,DJVis,JAWesterhuis,AKSmilde,andJJJansen

1.18RegularizedMultivariateAnalysisofVariance479 JasperEngel,KasJHouthuijs,VasilisVasiliou,andGeorgiaCharkoftaki

1.19ANOVA-TargetProjection(ANOVA-TP)495

FedericoMariniandBeataWalczak

1.20ConstrainedandUnconstrainedOptimization521 BWBader

1.21SequentialOptimizationMethods553 BiekeDejaegherandYvanVanderHeyden

1.22Optimisation:SteepestAscent,SteepestDescentandGradientMethods573 RichardGBrereton

1.23MulticriteriaDecision-MakingMethods585 MPavanandRTodeschini

1.24GeneticAlgorithmsinChemistry617 RiccardoLeardi

1.25AGuidedTourofPenalties635 PaulHCEilers

1.26ParticleSwarmOptimization649

FedericoMariniandBeataWalczak

2.01IntroductiontoLinearSoft-Modeling1 AnnadeJuanandRomàTauler

2.02PrincipalComponentAnalysis:Concept,GeometricalInterpretation,MathematicalBackground, Algorithms,History,Practice3 KHEsbensenandPGeladi

2.03PrincipalComponentAnalysis17 PaulGeladiandJohanLinderholm

2.04IndependentComponentAnalysis39 FWestadandMKermit

2.05IndependentComponentAnalysisinAnalyticalChemistry57 HadiParastar

2.06IntroductiontoMultivariateCurveResolution85 SarahCRutan,AnnadeJuan,andRomàTauler

2.07Two-WayDataAnalysis:EvolvingFactorAnalysis95 MMaederandAdeJuan

2.08Two-WayDataAnalysis:DetectionofPurestVariables107 WillemWindig,AndreyBogomolov,andSergeyKucheryavskiy

2.09Two-WayDataAnalysis:MultivariateCurveResolution:NoniterativeResolutionMethods137 ZhiminZhang,PanMa,andHongmeiLu

2.10Two-WayDataAnalysis:MultivariateCurveResolution,IterativeMethods153 AnnadeJuan,SarahCRutan,andRomàTauler

2.11MultivariateCurveResolution ErrorinCurveResolution173 RomàTaulerandMarcelMaeder

2.12OntheAmbiguityUnderlyingMultivariateCurveResolutionMethods199 MathiasSawall,HenningSchröder,DeniseMeinhardt,andKlausNeymeyr

2.13MultiwayDataAnalysis:Eigenvector-BasedMethods233 JFerré,RBoqué,andNMFaber

2.14MultilinearModels,IterativeMethods267 GiorgioTomasi,EvrimAcar,andRasmusBro

2.15MultisetDataAnalysis:ExtendedMultivariateCurveResolution305 RomàTauler,MarcelMaeder,andAnnadeJuan

2.16TensorSimilarityinChemometrics337 FrederikVanEeghemandLievenDeLathauwer

2.17BayesianMethodsforFactorAnalysisinChemometrics355 EunSugParkandRomàTauler

2.18TimeSeriesAnalysisMethodsinChemometrics371 StevenDBrown

2.19OtherTopicsinSoft-Modeling:MaximumLikelihood-BasedSoft-ModelingMethods399 PDWentzell

2.20FiguresofMerit 441 FrancoAllegriniandAlejandroCOlivieri

2.21UnsupervisedDataMining:Introduction465 DCoomans,CSmyth,ILee,THancock,andJYang

2.22DataMapping:LinearMethodsversusNonlinearTechniques479 RWehrens

2.23Tree-BasedClusteringandExtensions491 THancockandCSmyth

2.24Model-BasedClustering 509 GJMcLachlan,SIRathnayake,andSXLee

2.25CommonClusteringAlgorithms531 IckjaiLeeandJianhuaYang

2.26Density-BasedClusteringMethods565 MDaszykowskiandBWalczak

2.27FeatureSelection:Introduction581 BKLavine

2.28FeatureSelectionintheWaveletDomain:AdaptiveWavelets587 DADonald,YLEveringham,LWMcKinna,andDCoomans

2.29MissingData

615 FArteaga,AFolch-Fortuny,andAFerrer

2.30CompositionalDataAnalysisinChemometrics641 PeterFilzmoserandKarelHron

2.31SparseMethods

663 AhmadMani-Varnosfaderani

VOLUME3

3.01Pre-processingMethods 1 Jean-MichelRoger,Jean-ClaudeBoulet,MagidaZeaiter,andDouglasNRutledge

3.02EvaluationofPreprocessingMethods77 HJonssonandJGabrielsson

3.03Model-BasedPre-ProcessinginVibrationalSpectroscopy83 AchimKohler,JohanneHeitmannSolheim,ValeriaTafintseva,BorisZimmermann,andVolhaShapaval

3.04NormalizationandClosure101 MBylesjö,OCloarec,andMRantalainen

3.05VariableShiftandAlignment115 RengerHJellema,AbelFolch-Fortuny,andMargrietMWBHendriks

3.06BackgroundEstimation,Denoising,andPreprocessing137 JTrygg,JGabrielsson,andTLundstedt

3.07DenoisingandSignal-to-NoiseRatioEnhancement:ClassicalFiltering143 DFThekkudanandSCRutan

3.08DenoisingandSignal-to-NoiseRatioEnhancement:Derivatives157 V-MTaavitsainen

3.09DenoisingandSignal-to-NoiseRatioEnhancement:Splines165 V-MTaavitsainen

3.10DataQualityandDenoising:AReview179 MSReis,PMSaraiva,andBRBakshi

3.11ModelBasedPreprocessingandBackgroundElimination:OSC,OPLS,andO2PLS205 MBylesjöandMRantalainen

3.12CalibrationMethodologies213 JohnHKalivasandStevenDBrown

3.13LinearRegressionModeling:VariableSelection249 RobertoKawakamiHarropGalvão,MárioCésarUgulinodeAraújo,and SófaclesFigueredoCarreiroSoares

3.14AnElementalPerspectiveonPartialLeastSquares295 WilliamSRayens

3.15MultivariateApproaches:UVE-PLS309 VCentner

3.16DataandModelFusioninChemometrics317 StevenDBrown

3.17Multi-BlockandThree-WayDataAnalysis341 MohamedHanafi,ElMostafaQannari,andBenoitJaillais

3.18TransferofMultivariateCalibrationModels359 StevenDBrown

3.19RobustMultivariateMethodsinChemometrics393 PeterFilzmoser,SvenSerneels,RicardoMaronna,andChristopheCroux

3.20RegressionDiagnostics 431 JoanFerréBaldrich

3.21Model-BasedDataFitting477 MMaeder,NMcCann,SClifford,andGPuxty

3.22LinearApproachesforNonlinearModeling497 HChenandBRBakshi

3.23ComputationallyIntensiveNonlinearRegressionMethods505 BinLi,BhavikRBakshi,andPremGoel

3.24Non-linearModeling:NeuralNetworks519 FedericoMarini

3.25Feed-ForwardNeuralNetworks543 BKLavineandTRBlank

3.26KernelMethods 555 JSuykens

3.27Classification:BasicConcepts567 BKLavineandWSRayens

3.28ValidationofClassifiers 575 BKLavine

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