Clinical trials, second edition: study design, endpoints and biomarkers, drug safety, and fda and ic

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CLINICALTRIALS

SECONDEDITION

CLINICALTRIALS

StudyDesign,Endpointsand Biomarkers,DrugSafety, andFDAandICHGuidelines

SECONDEDITION

AcademicPressisanimprintofElsevier

Acknowledgments

IthankJuliaHaynes,MollyMcLaughlin, KristineJones,andAprilGrahamofElsevier, Inc.,fortheirdevotionandexpertiseinthe editingandproductionphasesofthisbook.

IamindebtedtoDrWaiheiA.Chu, PharmD,forhisguidanceinthefieldofregulatorywriting.Inhisownwords:Ithankthe followingpeopleforansweringspecificquestionsduringthecourseofthisproject.Nearly allofthesepersonsarephysiciansandprincipal investigatorsinclinicaltrialsinoncology,multiplesclerosis,andinfectiousdiseases.Manyof thesepersonsarethought-leadersinthefieldof studydesignoraretenuredprofessorsinmedicalschools.IthankMashaHareli,AmitBar-Or, andOlafSteve,forauthoritativeguidance onmultiplesclerosis.IthankChristinaSlover forguidanceondrug druginteractions.Iam gratefultoPatrickArchdeacon,PatriciaHarley, MichelleEby,andJoetteM.Meyer,allofthe FDA,forinformationonvariousaspectsofthe FDAapprovalprocess.IamgratefultoPeterC. Raichforgrantingpermissiontoreproduce hisconsentforms,andIthankDavidCellafor sendingmetheseforms.IthankMarcBuyse, TomaszBurzykowski,DanielJ.Sargent,Gerold Bepler,SallyStenning,JohnHainsworth, SanjivS.Agarwala,CliffordA.Hudis,Axel Grothey,Wen-JenHwu,KeithWheatley,Joseph A.Sparano,ElizabethA.Eisenhauer,Miguel Martin,andLindaColangelo,fortheirexpert guidanceonendpoints.Iamdeeplygrateful toFrankWordenandBruceE.Johnsonfor

guidanceonrun-inperiods.Iammostgrateful toDavidCella,BarbaraVickrey,Andrea (Andy)Trotti,andJinnyTavee,forhelpon health-relatedquality-of-life(HRQoL)instruments.IthankJeffreyA.Cohenforhisdetailed responsestomyquestionsonmultiplesclerosis. Also,IamgratefultoChing-HonPui,JamesB. Nachman,EricE.Hedrick,StaceyL.Berg,and TanjaHartmannfortheirinsightsregarding theleukemias.IacknowledgeMargaretvon Mehrenforinformationongastrointestinalstromaltumors.IthankBruceA.Roeformodifying mydiagramofthePhiladelphiachromosome, andIthankAdeleK.Fieldingforfurtherguidanceonthischromosome.Iamalsogratefulto JakeLiangandRobertE.Lanfordforexplaining relationsbetweenIFN-alphaandIFN-gamma, astheyapplytohepatitisCvirus.

IthankMartinE.Stryjewski,JonathanS. Berek,JamesCassidy,OlivierLeroy,and MichaelE.Pichichero,forhelponperprotocol analysisandintent-to-treatanalysis.Ithank LawrenceRubinstein,ThomasG.RobertsJr, ThomasJ.Lynch,MurrayD.Norris,Bradley R.Prestidge,andIgorSherman,forinformationonsubgroupsoroninclusion/exclusion criteria.

IamgratefultoPeterJ.Barrett-Leeforinformationondrugsafety.IthankAnthonyViera forinformationonrandomization.Ithank SyedY.ZafarandRichardL.Schilskyfortheir expertiseonbestsupportivecareandpalliative care.IacknowledgeKarenMosherforher

INTENT-TO-TREATANALYSIS ANDPLACEBOS

Second,theauthorsobservedthatother aspectsofclinicaltrialsareinadequately describedintextbooks,forexample,theywere coveredonlybyashortparagraph.These aspectsincludeintent-to-treat(ITT)analysis, modifiedITT(mITT)analysis,andperprotocol (PP)analysis.ITTanalysisisatermthatis almostuniversallyusedinclinicaltrials,but theavailabletextbooksonclinicaltrialdesign typicallyfailtodescribeITTanalysis,mITT analysis,orPPanalysis,andhowtochoose betweenthesethreetypesofdataanalysis. ThisbookcontainsanentirechapteronITT, mITT,andPPanalyses.Itisalsothecasethat mostorallbooksonclinicaltrialsfailto includeanyorganizedaccountofplacebos. Thisbookhasanentirechapteronplacebos.

HOWTOCHOOSEENDPOINTS

Third,definitionsofendpointsusedin oncologyclinicaltrialsarefrequentlydisclosed intheavailabletextbooks,butunfortunately, textbooksgenerallyfailtostatetheadvantages ofanygivenendpointoveranother,andfailto statesituationswhereaparticularendpoint givesambiguousinformationorwhereanendpointcannotbeused.Theseoncologyendpointsincludeobjectiveresponserate(ORR), overallsurvival(OS),progression-freesurvival (PFS),timetoprogression(TTP),timetodistantmetastasis(TDM),disease-freesurvival (DFS),6-monthPFS,andhealth-relatedquality oflife(HRQoL).TheFDA’sGuidancefor Industry(2)providesafineintroductionto theseendpoints,butrefrainsfromdetailing, forexample,situationswhereanygivenendpointislikelytobeunreliableorunusable.

Thisbookfulfillsanunmetneedbyproviding amoredetailedaccountonhowtochoosethe mostappropriateoncologyendpoint,andon whentorefrainfromusingagivenendpoint.

DIAGNOSTICTESTS

Fourth,thisbooktakescaretointegrate diagnostictestswitheachdisease.Whatare describedaredisabilitystatusquestionnaires, HRQoLquestionnaires,bloodcounts,flow cytometry,immunoassays,polymerasechain reaction(PCR),microarrays,andmagneticresonanceimaging(MRI).Moreover,thisbook providesanintroductiontotheprocessof FDAapprovalfordiagnosticstests.

MECHANISMOFACTION

Fifth,thebookdescribesthemechanismsof variousdiseasesandthemechanismsofaction ofvariousdrugs.Thesemechanismsareintegratedintothecontextofclinicaltrials,incommentarydemonstratinghowthemechanismof actioncaninfluencetheinclusion/exclusion criteria,warningsonconsentforms,andinformationonpackageinserts.Thisbookalso describeshowthemechanismofactioncan influencestudydesign,thatis,theparticular combinationandtimingofadministereddrugs. Thebookrevealsthataknowledgeofthemechanismofactioncanencourageregulatoryagenciestoallowaclinicaltrialtobeinitiated.

STANDARDS

Sixth,thetextemphasizestheroleofvariousstandardsthatapplytoclinicaltrials. Thesestandardsincludecriteriaformeasuring

2U.S.DepartmentofHealthandHumanServices.FoodandDrugAdministration.Guidanceforindustry.Clinical trialendpointsfortheapprovalofcancerdrugsandbiologicals;2007(19pp.).

AlthoughPublicLawNo.110-85containsa sectionnamed,Section801,thelawonlyhas 88sections.Section801isreproduced,inpart, below(17):

(i)SEARCHABLECATEGORIES.—TheDirector ofNIHshallensurethatthepublicmay,inaddition tokeywordsearching,searchtheentriesintheregistrydatabankby1ormoreofthefollowingcriteria:

(I)Thediseaseorconditionbeingstudiedinthe clinicaltrial,usingMedicalSubjectHeaders(MeSH) descriptors.

(II)Thenameoftheintervention,includingany drugordevicebeingstudiedintheclinicaltrial.

(III)Thelocationoftheclinicaltrial.

(IV)Theagegroupstudiedintheclinicaltrial, includingpediatricsubpopulations.

(V)Thestudyphaseoftheclinicaltrial.

(VI)Thesponsoroftheclinicaltrial,whichmay betheNationalInstitutesofHealthoranother Federalagency,aprivateindustrysource,orauniversityorotherorganization.

(VII)Therecruitmentstatusoftheclinicaltrial.

(VIII)TheNationalClinicalTrialnumberor otherstudyidentificationfortheclinicaltrial.

TheInternationalCommitteeofMedical JournalEditors(ICMJE)adoptedthepolicy thatclinicaltrialsberegisteredattheonsetof

patientenrollment,asaconditionforpublication(18).Inobservingthattrialregistrationis largelyvoluntary,andthatregistriescontain onlyasmallproportionoftrials,theICMJE proposedthattrialregistrationbeasolution totheproblemofselectiveawareness,andset forththegoalthatICMJEmemberjournals require(asaconditionofconsiderationfor publication)registrationinapublictrialsregistry(19,20).Trialsmustregisteratorbefore theonsetofpatientenrollment.Hirsch(21) andothers(22,23)providecommentsonthis policy.Inasurveyofeditorialpoliciesof165 medicaljournals,Hopewelletal.(24),found that44speciallyrequirethattheclinicaltrial beregisteredbeforesubmittingthemanuscript tothejournal.

AccordingtotheFDA’sGuidancefor Industrydocumentongoodpharmacovigilance practices,asponsormayestablishorcreatea newregistry,forexample,forthegoalsof evaluatingsafetysignalsidentifiedfromspontaneouscasereportsorfromliteraturereports, andforevaluatingfactorsthataffecttherisk ofadverseoutcomes,suchasdose,timingof exposure,orpatientcharacteristics(25).

17PublicLaw110-85.110thCongress.September27,2007.FoodandDrugAdministrationAmendmentsof2007.

18FooteM.Clinicaltrialregistriesandpublicationofresults—aprimer.In:FooteM,editor.Clinicaltrialregistries apracticalguideforsponsorsandresearchersofmedicinalproducts.Basel,Switzerland:BirkhauserVerlag;2006. pp.1 12.

19DeAngelisCD,DrazenJM,FrizelleFA,etal.Isthisclinicaltrialfullyregistered?—Astatementfromthe InternationalCommitteeofMedicalJournalEditors.NewEngl.J.Med.2005;352:2436 8.

20DeAngelisCD,DrazenJM,FrizelleFA,etal.Clinicaltrialregistration:astatementfromtheInternational CommitteeofMedicalJournalEditors.J.Am.Med.Assoc.2004;292:1363 4.

21HirschL.Trialregistrationandresultsdisclosure:impactofUSlegislationonsponsors,investigators,and medicaljournaleditors.Curr.Med.Res.Opin.2008;24:1683 9.

22BonatiM,PandolfiniC.Trialregistration,theICMJEstatement,andpaediatricjournals.Arch.Dis.Child 2006;91:93.

23SekeresM,GoldJL,ChanAW,etal.Poorreportingofscientificleadershipinformationinclinicaltrialregisters. PLoSOne2008;3:e1610.

24HopewellS,AltmanDG,MoherD,SchulzKF.EndorsementoftheCONSORTStatementbyhighimpactfactor medicaljournals:asurveyofjournaleditorsandjournal‘InstructionstoAuthors’.Trials2008;9:20.

25U.S.DepartmentofHealthandHumanServices.FoodandDrugAdministration.Guidanceforindustry.Good pharmacovigilancepracticesandpharmacoepidemiologicassessment;March2005(20pp.).

I.GOODCLINICALPRACTICE

Clinicaltrialsintendedforregulatory approvalshouldconformtoasetofguidelines knownas,GoodClinicalPractice(GCP). AccordingtotheICHGuidelines:

GoodClinicalPracticeisaninternationalethical andscientificqualitystandardfordesigning,conducting,recordingandreportingtrialsthatinvolve theparticipationofhumansubjects.Compliance withthisstandardprovidespublicassurancethat therights,safetyandwell-beingoftrialsubjectsare protected,consistentwiththeprinciplesthathave theiroriginintheDeclarationofHelsinki,andthat theclinicaltrialdataarecredible 1 .

GCPencompassestherequirementthatthe clinicalstudybeapprovedbyanindependent ethicsboard,suchasanInstitutionalReview Board(IRB),priortoinitiatingtheclinical study.GCPalsoencompassestherequirements thatstudysubjectsgiveinformedconsentprior toenteringthestudy,thatrecordsofstudy subjectsbekeptconfidential,thatinvestigators beproperlyqualifiedbyeducationandtraining, thatadequatemedicalcarebegiventoany studysubjectswhosufferfromstudy-related adverseevents,thatseriousadverseevents beimmediatelyreportedtothesponsor,and thatstudydrugsandplacebo(ifany)bemanufacturedaccordingtoGoodManufacturing Practices(GMP).

TheICHGuidelineforGoodClinical PracticealsoprovidestheorganizationandcontentoftheClinicalStudyProtocol.TheClinical StudyProtocolis,inessence,theinstruction manualusedbypersonsinvolvedinconductingthetrial.Additionally,theICHGuideline forGoodClinicalPracticedetailstheorganizationandcontentoftheInvestigator’sBrochure (IB),adocumentthatcompilesrelevantclinical

dataandnon-clinicaldata.Thesedatainclude thosearisingapartfromthestudy,forexample, fromreportsfromanimalstudiesandfromclinicaltrialsconductedbyotherinvestigators,as wellasdatafromhumansubjectsarisingfrom thestudyitself.Mostoftheinformationset forthinthistextbookcanbeviewedinthecontextofGoodClinicalPractice.

TheICHGoodClinicalPracticeGuidelines setsforthinternationalstandardsforthequality,safety,andefficacyofdevelopmental-stage pharmaceuticalproducts.TheICHGood ClinicalPracticeGuidelinesweremadebinding bytheEUClinicalTrialsDirectivein2004.2 Theyrequirethesponsortoverifythequalificationsoftheinvestigators,obtaininformed consentbeforeeachsubject’sparticipationin thetrial,ensurethetrialsareadequatelymonitored,andthattheinstitutionalreviewboard (IRB)reviewsandapprovestheClinicalStudy Protocol,andoverseethetrial.

ThistextbookfrequentlyreferstotheICH GuidelinesandtheFDA’sGuidancefor Industrydocuments,andusesthesedocuments asanchorpointsforthevariousnarratives.

II.FDA’SDECISION-MAKING PROCESSINGRANTING APPROVALTOADRUG

Thistextbookisuniqueinitsextensiveuse ofdocumentspublishedbytheFDAatthe timetheFDAgrantsapprovaltoadrug.These documentarepublishedbytheFDA,inits responsetoanNDAorBLAsubmittedbya Sponsor.Thedecision-makingprocessesleadingtoregulatoryapprovalofvariousdrugsare available,inpart,onthewebsiteoftheFDA. Theavailabledocuments,whicharepublished

1ICHHarmonisedTripartiteGuidelines.GuidelineforGoodClinicalPracticeE6(R1).Step4version,June1996. 2HathawayCR,MantheiJR,HaasJB,SchererCA.Lookingabroad:clinicaldrugtrials.FoodandDrugLaw Journal.2008;63:673 681.

atthetimethattheFDAgrantsapprovaltoa drug,include:

• ApprovalLetter

• PackageInsert

• MedicalRevieworClinicalReview

• PharmacologyReview

• StatisticalReview

• PackageInsert

• AdministrativeDocumentsand Correspondence.

FortheReviews,itisthecasethatFDA reviewersreproducesomeofthedatathathad beensubmittedbytheSponsor,re-analyzethe results,andcometotheirownconclusions.The Reviewsincludeclearlylabeledcommentsfrom thereviewers.Thesecommentsprovideinvaluableguidancefromtheultimateauthorityon thetypesofstudydesignanddatathatare neededtoinfluencetheFDAtograntapproval. Thesecommentssometimestaketheformof complaints,however,sincetheReviewsare publishedatthetimeofFDAapproval,it isgenerallynotthecasethatthecomplaints areharshenoughtobringahalttothedrugapprovalprocess.Onoccasion,partsofthe FDA’sReviewsthatcorrespondtoanearlier phaseofthedrug-approvalprocesswillreveal

harshcomplaints,suchasthoseinvolvinga ClinicalHold ora RefusetoFile notice,andwhere thesecomplaintswereeventuallyovercomeby theSponsor.Moreover,becausetheReviews arepublishedatthetimeofFDAapproval,itis thecasethattheseReviewsoftenemphasize postmarketingrequirementsthatwereimposed bytheFDA,forexample,therequirementto conductconfirmatoryclinicaltrials,inthecase ofatrialthathadreceivedanaccelerated approval,ortherequirementtoincludean REMSinthepostmarketingsituation.

III.DISCLAIMER

Thefollowingisadisclaimer.Thepresent writingdoesnotconstitutelegaladvice,andit doesnotestablishanyrelationshipbetween thereaderandtheauthors.Agoalofthepresentwritingistofacilitatecommunication betweeninvestigatorsinpharmaceuticalcompaniesandtheirattorneys,inmatterslimited toconsentforms,packageinserts,andpatents. Theopinionssetforthhereindonotnecessarilyreflecttheopinionsoftheauthors’past, present,orfutureemployers.

AbbreviationsandDefinitions

ADCC antibody-dependentcellcytotoxicity

ADME absorption,distribution,metabolism,andexcretion

ADR adversedrugreaction

AE adverseevent

ALL acutelymphocyticleukemia;acutelymphoblastic leukemia

AML acutemyeloidleukemia;acutemyelogenousleukemia

APC antigenpresentingcell.APCsincludecellsofthe immunesystem,forexample,dendriticcellsandmacrophages.Antigens,whichtaketheformofpeptidesand oligopeptides,arenoncovalentlyboundtoMHC,and arepresentedtoTcellsbywayoftheMHC,wherepresentationoccursinanimmunesynapsethatinvolves theAPCandaTcell

ASCO AmericanSocietyofClinicalOncology

AUC areaunderthecurveofconcentration,inserumor plasma,overtime.TheAUCrepresentstheoverall impactofadrug,overthecourseoftime,toorgans, tissues,andcells,inthephysiologicalmilieu

bid “bidindie,”whichisLatinfortwiceaday

Cmax maximumconcentrationinplasmaorserum. Plasmareferstobloodcontainingananticoagulant, withbloodcellsremoved.Serumpreparedbyallowing bloodnaturallytoclot,followedbydiscardingtheclot andthebloodcells

Cmin minimumconcentrationinplasmaorserum

CBER CenterforBiologicsEvaluationandResearch

CD clusterofdifferentiation.TheCDnomenclaturerefers tocell-surfaceproteinsofimmunecells,andisusedto identifyimmunecells

CDER CenterforDrugEvaluationandResearch

CFR;C.F.R. CodeofFederalRegulations

CI confidenceinterval

CIOMS CouncilforInternationalOrganizationsof MedicalSciences

CLL chroniclymphocyticleukemia;chroniclymphoblasticleukemia

CMI ConsumerMedicationInformation

CML chronicmyeloidleukemia;chronicmyelogenous leukemia

CONSORT ConsolidatedStatementofReportingTrials

COPD chronicobstructivepulmonarydisease

CR completeresponse.Completeresponseisatypeof objectiveresponse.“Objectiveresponse”meansassessingtumorsizeandnumber,asdescribedbythe RECISTcriteria.CRisalsousedtorefertoatotally differentparameter,completeremission

CRF CaseReportForm

CRP C-reactiveprotein

CTCAE CommonTerminologyCriteriaforAdverse Events

DC dendriticcell

DFS disease-freesurvival

DMC DataMonitoringCommittee

DNA deoxyribonucleicacid

DSMC DataandSafetyMonitoringCommittee

ECG electrocardiogram

ECOG EasternCooperativeOncologyGroup

ECRIN EuropeanClinicalInfrastructureNetwork

EGF epidermalgrowthfactor

EMA;EMEA EuropeanMedicinesAgency.EMEAwas theformerlyusedabbreviation,butinDec.2009the abbreviationwaschangedtoEMA

FDA USFoodandDrugAdministration

FDAForm356h theformusedtosubmitanNDAorBLA

FDAForm483 Form483issometimesissuedduringthe timeofanFDAinspectionofaclinicalormanufacturing facility.Iftheproblemsarenotcorrectedinduecourse, FDAmayfollow-upbyissuingaWarningLetter

FDAForm1571 theformusedtosubmitanIND

FOLFIRI anticancertherapyusingfolinicacid,fluorouracil,andirinotecan.Folinicacid,alsoknownasleucovorin,isatrivialnamefor5-formyl-tetrahydrofolicacid

FPI FullPrescribingInformation.FPIistheUSFoodand DrugAdministration’snameforpartofthepackageinsert 5-FU 5-fluorouracil

GCP GoodClinicalPractices

GLP GoodLaboratoryPractices

Gy Gray(1gray 5 1J/kgandalsoequals100rad).The grayisaunitofabsorbedenergypermassoftissue

HCV hepatitisCvirus

HERGgene humanether-relateda-go-gogene

Biographies

TheauthorreceivedhisPhDfromthe UniversityofCaliforniaatBerkeleyin1980, andconductedpostdoctoralresearchat UniversityofWisconsin-Madisonandalsoat U.C.Berkeley.Mostofhis20researchpublicationsconcerntheenzymology,metabolism, andpharmacokineticsoffolatesandrelated aminoacids(1,2,3,4).Also,hecloned, sequenced,andexpressedanoncogene(XPE gene)(5,6,7).Later,heperformedresearchon thestructureofanantibody(natalizumab) usedfortreatingmultiplesclerosis(8).The authorhas15yearsofpharmaceuticalindustry experience,acquiredatSchering-Plough,Cerus Corporation,andAthenaNeurosciences(Elan Pharmaceuticals),andhascontributedtoFDAsubmissionsfortheindicationsofmultiple

sclerosis,melanoma,headandneckcancer, livercancer,pancreaticcancer,andhepatitis C.Atanearliertime,hewrotetwoeditions of NutritionalBiochemistry,publishedby Elsevier,Inc.(9). NutritionalBiochemistry describestheclinicalfeatures,diagnosis, treatment,andmechanismsofactionof40 drugs,relatingtothemetabolicdiseases. Morerecently,theauthoracquired3years ofexperienceinFDAregulations,asappliedto packageinserts,aswellasfurtherexperience inmedicalwritinginoncology,immunedisorders,andinfections,atBakerHostetler,LLP, CostaMesa,CA.Theauthorhas16yearsof trainingandexperienceintheCodeofFederal regulations,asitappliestopharmaceuticals andclinicaltrialdesign.

1BrodyT,StokstadELR.Folateoligoglutamate:aminoacidtranspeptidase.J.Biol.Chem.1982;257:14271 9.

2BrodyT,WatsonJE,StokstadELR.Folatepentaglutamateandfolatehexaglutamatemediatedone-carbon metabolism.Biochemistry1982;21:276 82.

3BrodyT,StokstadELR.Nitrousoxideprovokeschangesinfolylpenta-andhexaglutamates.J.Nutr. 1990;120:71 80.

4BrodyT,StokstadELR.Incorporationofthe2-ringcarbonofhistidineintofolylpolyglutamatecoenzymes.J.Nutr. Biochem.1991;2:492 8.

5BrodyT,KeeneyS,LinnS.Humandamage-specificDNAbindingproteinp48subunitmRNA,GenBank, Accession#U18299;1995.

6KeeneyS,EkerAP,BrodyT,etal.CorrectionoftheDNArepairdefectinxerodermapigmentosumgroupEby injectionofaDNAdamage-bindingprotein.Proc.NatlAcad.Sci.1994;91:4053 6.

7DualanR,BrodyT,KeeneyS,etal.ChromosomallocalizationandcDNAcloningofthegenes(DDB1andDDB2) forthep127andp48subunitsofahumandamage-specificDNAbindingprotein.Genomics1995;29:62 9.

8BrodyT.Multistepdenaturationandhierarchyofdisulfidebondcleavageofamonoclonalantibody.Analytical Biochem.1997;247:247 56.

9BrodyT.Nutritionalbiochemistry.2nded.SanDiego,CA:AcademicPress;1999.

is,wherethedrugsareanalogsofthesechemicals.Theseincludeanalogsofintermediatesor finalproductsofbiosyntheticpathways.Drugs thatareanalogsofchemicalsinbiosynthetic pathwaysincludemethotrexate,cladribine,and ribavirin.

Stillotherdrugsoriginatedbyfirstidentifying atargetcell,ortargetprotein,andthenby preparingantibodiesthatbindtothattarget. Vaccineshaveasimilarorigin.Onceatarget proteinisidentified,thistargetprotein(ora derivativeofit)canbeformulatedasavaccine. Typically,vaccinestaketheformofthetarget proteinderivative,calledan“antigen,”incombinationwithasecondcompoundthatisan immuneadjuvant.

Drugsarealsoderivedusingascreening assayandbytestinghundredsorthousands ofpurifiedcandidatecompoundsusingthat assay.Wherethescreeningmethodisautomated,themethodiscalledhigh-throughput screening.Thescreeningassaymayconsistof tumorcellsthatareculturedinvitro,wherea robotdeterminesifthecandidatedruginhibits aparticularenzymeinthetumorcellorif thecandidatedrugkillsthetumorcell.

II.STRUCTURESOFDRUGS

Aknowledgeofthestructureofadrugto beusedinaclinicaltrialisneededforthe followingreasons.First,theissueofwhether adrugishydrophobicorhydrophilicwill dictatethenatureoftheexcipient.Ifadrugis notwater-soluble,thentheexcipientmight needtoincludeasolubilizingagent,suchasa solvent.Second,thestructurecanalsoprovide anideaofstabilityduringlong-termstorage andthusinneedofprotectionfromlightorin needofcoldstorage.Third,thestructurecan dictatetherouteofadministration,andenable

apredictionofpharmacokineticsofthedrug andpathwaysofmetabolism,transport,and excretion.Fourth,thestructureofthedrug canhelptheinvestigatorpredictadverse eventsthatmightbeexpectedfromthedrug. Forexample,ifthedrugbelongstoaclassof compoundsthatactivatescytochromeP450, someoftheadverseeventscanbepredicted. Fifth,regulatorysubmissionstotheUSFood andDrugAdministration(FDA),suchasthe InvestigationalNewDrug(IND),Investigator’s Brochure,andthepackageinsert,typicallycontainadrawingofthedrugstructure.

a.OriginofWarfarin

Warfarinisadrugthatiswidelyusedto preventbloodclotting,forexample,inpeople atriskofheartattacksorstrokes(10).Anaturalproductproducedduringthespoilingof sweetcloverinspiredwarfarin’sdesign.The drugwasnotnamedafteranykindofwarfare, eventhoughitisusedinwarfareagainstmice andrats;itwasnamedafterthe Wisconsin AlumniResearchFoundation.

Spoiledsweetclovercontainscoumarin,a compoundthatinhibitsanenzymeinthe liver,wheretheend-resultisimpairedblood clotting.Bloodclottingfactorsarebiosynthesizedintheliver,andthenreleasedinto thebloodstream.Farmersinthemid-West foundthatcattlebledtodeathduringthe processofde-horning,wherethecattlehad eatenspoiledsweetclover.Eventually,one particularfarmerinWisconsintookabucketof unclottedbloodtoresearchersattheUniversity ofWisconsin.Theresearchersexaminedthe blood,aswellassamplesofspoiledsweet clover,anddiscoveredthattheculpritwas dicoumarol,adegradativeproductofcoumarin.Researcherssynthesizedandtestedabout 50analogsofthiscompound.Theanalogswere

10 YehCH,etal.Evolvinguseofneworalanticoagulantsfortreatmentofvenousthromboembolism.Blood 124:1020 8.

testedinrabbits.Itwasdiscoveredthatthe bestanalogwaswarfarin(11).Warfarinisalso theactiveingredientinrodentpoison.

b.OriginsofMethotrexate and5-Fluorouracil

Thenaturalsubstrateofoneparticular enzyme,dihydrofolatereductase,inspiredthe designofmethotrexate.Thisnaturalsubstrate is dihydrofolicacid (12).Dihydrofolicacidisthe end-productofthebiosyntheticpathwayof folates(13).Anticancerdrugsthatinhibitdihydrofolatereductaseweredesignedbysynthesizingandscreeningchemicalsthatresembled dihydrofolate(14,15,16).Methotrexate,which isananalogofdihydrofolicacid,andalsoan

analogoffolicacid,inhibitsdihydrofolicacid reductase.Anotherantifolatedrugusedin oncologyis5-fluorouracil.Fluorouracilwas inventedbyCharlesHeidelberger(17,18).The drugwasdevelopedonthebasisoffindings inthe1950sthatcancercellsincorporated alargeramountoftheuracilbaseintothe DNAthannormalcells.Intestinganumber ofhalogen-substituteduracilcompounds,5fluorouracilappearedtobethemostactive andpromisingdrug.Fluorouracilisa suicide inhibitor ofthymidylatesynthase.Thismeans thattheenzyme’sowncatalyticactivity resultsintheactivationofthedrug,where thisactivationcausesthedrugtoreactcovalentlywiththeenzyme,therebydestroying theenzyme’scatalyticactivity.

11LinkKP.Thediscoveryofdicumarolanditssequels.Circulation1959;19:97 107.

12Folicacidisusedasavitaminsupplementandforenzymaticstudiesofdihydrofolicacidreductase.Butfolic acidisnotanaturallyoccurringchemical.Folicacidisformedduringthebreakdownofdihydrofolicacid,upon exposuretooxygen.Dihydrofolicacidisanaturalproductmadebymicroorganismsandplants.

13BrownGM,WilliamsonJM.Biosynthesisofriboflavin,folicacid,thiamine,andpantothenicacid.Adv.Enzymol. Relat.AreasMol.Biol.1982;53:345 81.

14FriedkinM.Enzymaticaspectsoffolicacid.Annu.Rev.Biochem.1963;32:185 214.

15BertinoJR.Themechanismofactionoffolateantagonistsinman.CancerRes.1963;23:1286 306.

16BrodyT.Folicacid.In:MachlinLJ,editor.Handbookofvitamins.NewYork:MarcelDekker,Inc.;1990.p.453 89.

17MuggiaFM,PetersGJ,LandolphJrJR.XIIIInternationalCharlesHeidelbergerSymposiumand50yearsof fluoropyrimidinesincancertherapyheldonSeptember6to8,2007atNewYorkUniversityCancerInstitute, SmilowConferenceCenter.Mol.CancerTher.2009;8:992 9.

18HeidelbergerC.Ontherationaldevelopmentofanewdrug:theexampleofthefluorinatedpyrimidines.Cancer Treat.Rep.1981;65(Suppl.3):3 9.

c.OriginofRibavirin

Ribavirinwasdiscoveredbysynthesizing analogsofacompoundparticipatinginthe pathwaysofnucleotidebiosynthesis.Indesigning,synthesizing,andtestingavarietyofanalogsofintermediatesinnucleotidebiosynthetic pathways,theresultwasthediscoveryof ribavirin,alsoknownasvirazole(19,20).

Ribavirin,incombinationwithoneor moredrugs,isusedtotreatHCVinfections (21,22,23,24,25,26,27,28,29).Theotherdrugsin thiscombinationincludesofosbuvir,dasabuvir, andpegylatedinterferon-alfa.Ribavirinalone hasbeenusedtotreathepatitisEvirus(30).

19WitkowskiJT,RobinsRK,SidwellRW,SimonLN.Design,synthesis,andbroadspectrumantiviralactivityof 1-beta-D-ribofuranosyl-1,2,4-triazole-3-carboxamideandrelatednucleosides.J.Med.Chem.1972;15:1150 4.

20TeHS,RandallG,JensenDM.MechanismofactionofribavirininthetreatmentofchronichepatitisC. Gastroenterol.Hepatol.2007;3:218 25.

21FeldJJ,KowdleyKV,CoakleyE,etal.TreatmentofHCVwithABT-450/r-ombitasviranddasabuvirwith ribavirin.NewEngl.J.Med.2014;370:1594 603.

22KwoPY,MantryPS,CoakleyE,etal.Aninterferon-freeantiviralregimenforHCVafterlivertransplantation. NewEngl.J.Med.2014;371:2375 82.

23ZeuzemS,DusheikoGM,SalupereR,etal.SofosbuvirandribavirininHCVgenotypes2and3.NewEngl.J. Med.2014;370:1993 2001.

24AfdhalN,ZeuzemS,KwoP,etal.LedipasvirandsofosbuvirforuntreatedHCVgenotype1infection.New Engl.J.Med.2014;370:1889 98.

25FerenciP,BernsteinD,LalezariJ,etal.ABT-450/r-ombitasviranddasabuvirwithorwithoutribavirinforHCV. NewEngl.J.Med.2014;370:1983 92.

26GaneEJ,StedmanCA,HylandRH,etal.Nucleotidepolymeraseinhibitorsofosbuvirplusribavirinforhepatitis C.NewEngl.J.Med.2013;368:34 44.

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28LawitzE,MangiaA,WylesD,etal.SofosbuvirforpreviouslyuntreatedchronichepatitisCinfection.NewEngl. J.Med.2013;368:1878 87.

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30ZeuzemS,SorianoV,AsselahT,etal.FaldapreviranddeleobuvirforHCVgenotype1infection.NewEngl.J. Med.2013;369:630 9.

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