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CircadianandVisual Neuroscience

SerialEditor

VincentWalsh InstituteofCognitiveNeuroscience UniversityCollegeLondon 17QueenSquare

LondonWC1N3ARUK

EditorialBoard

TanyaCalvey, Johannesburg,SouthAfrica UniversityoftheWitwatersrand HamedEkhtiari, USA UniversityofMinnesota

ChiIeongLau, Taipei,Taiwan ShinKongWuHo-SuMemorialHospital

ShaneO’Mara, Dublin,Ireland TrinityCollege

FlaviaSantos, Ireland UniversityCollegeDublin

CircadianandVisual Neuroscience

DepartmentofPsychology, NorthumbriaUniversity, NewcastleUponTyne,UnitedKingdom

ManuelSpitschan

TranslationalSensory&CircadianNeuroscience,MaxPlanck

InstituteforBiologicalCybernetics,Tubingen,Germany

Chronobiology&Health,TUMDepartmentofSport andHealthSciences(TUMSG), TechnicalUniversityofMunich,Munich; TUMInstituteforAdvancedStudy(TUM-IAS), TechnicalUniversityofMunich,Garching,Germany

Elsevier

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Firstedition2022

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Contributors

AnnetteE.Allen

CentreforBiologicalTiming,DivisionofNeuroscienceandExperimentalBiology, FacultyofBiology,MedicineandHealth,UniversityofManchester,Manchester, UnitedKingdom

BeatrizBan ˜ o-Ota ´ lora

CentreforBiologicalTiming,DivisionofNeuroscienceandExperimentalBiology, FacultyofBiology,MedicineandHealth,UniversityofManchester,Manchester, UnitedKingdom

JohnL.Barbur

CentreforAppliedVisionResearch,TheHenryWellcomeLaboratoriesforVision Science,SchoolofHealthSciences,City,UniversityofLondon,London, UnitedKingdom

PabloA.Barrionuevo

InstitutodeInvestigacio ´ nenLuz,AmbienteyVisio ´ n,ConsejoNacionalde InvestigacionesCientı´ficasyTecnicas—UniversidadNacionaldeTucuma ´ n, Tucuma ´ n,Argentina

PeterBlattner

FederalInstituteofMetrologyMETAS,Bern-Wabern,Switzerland;Presidentof theInternationalCommissiononIllumination(CIE),Vienna,Austria

DavidH.Brainard

DepartmentofPsychology,UniversityofPennsylvania,Philadelphia,PA, UnitedStates

TimothyM.Brown

CentreforBiologicalTiming,FacultyofBiologyMedicineandHealth,Universityof Manchester,Manchester,UnitedKingdom

HugoCalligaro

SalkInstituteforBiologicalStudies,LaLolla,CA,UnitedStates

AshleyE.Copenhaver

DepartmentofBiologicalSciences,UniversityofMaryland,BaltimoreCounty (UMBC),Baltimore,MD,UnitedStates

NicolasP.Cottaris

DepartmentofPsychology,UniversityofPennsylvania,Philadelphia,PA, UnitedStates

OuriaDkhissi-Benyahya

UnivLyon,UniversiteClaudeBernardLyon1,Inserm,StemCellandBrain ResearchInstitute,Bron,France

GregJ.Elder

NorthumbriaSleepResearch,DepartmentofPsychology,FacultyofHealthand LifeSciences,NorthumbriaUniversity,NewcastleuponTyne,UnitedKingdom

RheaT.Eskew,Jr.

DepartmentofPsychology,NortheasternUniversity,Boston,MA,UnitedStates

DorotheeFischer

DepartmentofSleepandHumanFactorsResearch,InstituteforAerospace Medicine,GermanAerospaceCenter,Cologne,Germany

ElisabethFlo-Groeneboom

DepartmentofClinicalPsychology,FacultyofPsychology,UniversityofBergen, Bergen,Norway

RussellG.Foster

SirJulesThornSleepandCircadianNeuroscienceInstitute(SCNi),KavliInstitute forNanoScienceDiscovery,NuffieldDepartmentofClinicalNeurosciences, UniversityofOxford,Oxford,UnitedKingdom

JingyiHe

DepartmentofPsychology,NortheasternUniversity,Boston,MA,UnitedStates

CassieJ.Hilditch

FatigueCountermeasuresLaboratory,DepartmentofPsychology,SanJoseState University,SanJose,CA,UnitedStates

AnyaHurlbert

CentreforTransformativeNeuroscienceandInstituteofBiosciences,Newcastle University,NewcastleuponTyne,UnitedKingdom

LuisA.Issolio

InstitutodeInvestigacio ´ nenLuz,AmbienteyVisio ´ n,ConsejoNacionalde InvestigacionesCientı´ficasyTecnicas—UniversidadNacionaldeTucuma ´ n; DepartamentodeLuminotecnia,LuzyVisio ´ n,FacultaddeCienciasExactasy Tecnologı´a,UniversidadNacionaldeTucuma ´ n,Tucuma ´ n,Argentina

AntoninJandot

UnivLyon,UniversiteClaudeBernardLyon1,Inserm,StemCellandBrain ResearchInstitute,Bron,France

TaraA.LeGates

DepartmentofBiologicalSciences,UniversityofMaryland,BaltimoreCounty (UMBC);DepartmentofPhysiology,UniversityofMarylandSchoolofMedicine, Baltimore,MD,UnitedStates

RenskeLok

DepartmentofPsychiatryandBehavioralSciences,StanfordUniversity,Stanford, CA,UnitedStates

TakumaMorimoto

DepartmentofExperimentalPsychology,UniversityofOxford,Oxford, UnitedKingdom;DepartmentofGeneralPsychology,Justus-Liebig-Universit€ at Gießen,Gießen,Germany

JoshuaW.Mouland

CentreforBiologicalTiming,FacultyofBiologyMedicineandHealth,Universityof Manchester,Manchester,UnitedKingdom

RubenPastilha

CentreforTransformativeNeuroscienceandInstituteofBiosciences,Newcastle University,NewcastleuponTyne,UnitedKingdom

StuartN.Peirson

SirJulesThornSleepandCircadianNeuroscienceInstitute(SCNi),KavliInstitute forNanoScienceDiscovery,NuffieldDepartmentofClinicalNeurosciences, UniversityofOxford,Oxford,UnitedKingdom

CarinaA.Pothecary

SirJulesThornSleepandCircadianNeuroscienceInstitute(SCNi),KavliInstitute forNanoScienceDiscovery,NuffieldDepartmentofClinicalNeurosciences, UniversityofOxford,Oxford,UnitedKingdom

OscarU.Preciado

InstitutodeInvestigacio ´ nenLuz,AmbienteyVisio ´ n,ConsejoNacionalde InvestigacionesCientı´ficasyTecnicas—UniversidadNacionaldeTucuma ´ n; DepartamentodeLuminotecnia,LuzyVisio ´ n,FacultaddeCienciasExactasy Tecnologı´a,UniversidadNacionaldeTucuma ´ n,Tucuma ´ n,Argentina

LukeL.A.Price

CentreforRadiation,ChemicalandEnvironmentalHazards,PublicHealth England,Chilton,HarwellCampus,Didcot,Oxfordshire,UnitedKingdom; SecretaryofDivision6forPhotobiologyandPhotochemistryofCIE,Vienna, Austria

RoshaeC.Roberts

DepartmentofBiologicalSciences,UniversityofMaryland,BaltimoreCounty (UMBC),Baltimore,MD,UnitedStates

Marı´aL.SandovalSalinas

InstitutodeInvestigacio ´ nenLuz,AmbienteyVisio ´ n,ConsejoNacionalde InvestigacionesCientı´ficasyTecnicas—UniversidadNacionaldeTucuma ´ n; InstitutodeInvestigacionesenBiodiversidadArgentina,FacultaddeCiencias NaturaleseInstitutoMiguelLillo,UniversidadNacionaldeTucuma ´ n,Tucuma ´ n, Argentina

Ma’ayanSemo

SirJulesThornSleepandCircadianNeuroscienceInstitute(SCNi),KavliInstitute forNanoScienceDiscovery,NuffieldDepartmentofClinicalNeurosciences, UniversityofOxford,Oxford,UnitedKingdom

KeizoShinomori

SchoolofInformation/ResearchInstitute,KochiUniversityofTechnology,Kochi, Japan

MelissaA.St.Hilaire

DivisionofSleepandCircadianDisorders,BrighamandWomen’sHospital; DivisionofSleepMedicine,HarvardMedicalSchool,Boston,MA,UnitedStates

LauraC.E.Steel

SirJulesThornSleepandCircadianNeuroscienceInstitute(SCNi),KavliInstitute forNanoScienceDiscovery,NuffieldDepartmentofClinicalNeurosciences, UniversityofOxford,Oxford,UnitedKingdom

S.K.E.Tam

SirJulesThornSleepandCircadianNeuroscienceInstitute(SCNi),KavliInstitute forNanoScienceDiscovery,NuffieldDepartmentofClinicalNeurosciences, UniversityofOxford,Oxford,UnitedKingdom

YeseniaTaveras-Cruz

DepartmentofPsychology,NortheasternUniversity,Boston,MA,UnitedStates

SelmaTir

SirJulesThornSleepandCircadianNeuroscienceInstitute(SCNi),KavliInstitute forNanoScienceDiscovery,NuffieldDepartmentofClinicalNeurosciences, UniversityofOxford,Oxford,UnitedKingdom

VladyslavV.Vyazovskiy

SirJulesThornSleepandCircadianNeuroscienceInstitute(SCNi),KavliInstitute forNanoScienceDiscovery,DepartmentofPhysiology,AnatomyandGenetics, UniversityofOxford,Oxford,UnitedKingdom

BrianA.Wandell

PsychologyDepartmentandtheStanfordCenterforImageSystemsEngineering, StanfordUniversity,Stanford,CA,UnitedStates

JohnS.Werner

DepartmentofOphthalmology&VisionScience,UniversityofCaliforniaDavis, Sacramento,CA,UnitedStates

JamieM.Zeitzer

DepartmentofPsychiatryandBehavioralSciences,StanfordUniversity,Stanford; MentalIllnessResearchEducationandClinicalCenter,VAPaloAltoHealthCare System,PaloAlto,CA,UnitedStates

1. Thebasisofphysicalphotometry..................................................2

1.1AdditionalnotestoEqs.(1)to(7)..........................................4

2. Colorimetry....................................................................................4

3. IILresponses..................................................................................7

3.1AdditionalnotestoEqs.(14)and(15)...................................9 4. Conclusions....................................................................................9

1. Introduction..................................................................................14

1.1Thesilentsubstitutionmethod..............................................14

2. Opticalstimulationsystems.........................................................15

2.1Nonimage-formingarrangements .........................................15

2.2Image-formingarrangements................................................19

3. Characterizationandcalibrationprinciples.................................25

3.1Stimulatorresponsecurve.....................................................26

3.2Spectralpowerdistribution...................................................28

3.3Additivity..............................................................................30

3.4Modulationtransferfunction ................................................30

3.5Spatialuniformity.. ..........................30

3.6Temporalstability.................................................................31

3.7Sourcesofartifacts................................................................31 4. Conclusions..................................................................................32

CHAPTER6Rodentmodelsintranslationalcircadian photobiology ............................................................... 97 SelmaTir,LauraC.E.Steel,S.K.E.Tam,Ma’ayanSemo, CarinaA.Pothecary,VladyslavV.Vyazovskiy, RussellG.Foster,andStuartN.Peirson

1. Introduction..................................................................................98

2. Theroleofrodentmodelsincircadian photobiology.................99

3. Translationalcircadianphotobiology.... ....................................100

4. Strengthsandlimitationsofrodentmodels...............................101

4.1Strengths..............................................................................102

4.2Limitations..........................................................................103

5. Futuredirections........................................................................105

6. Conclusions................................................................................108 Acknowledgments...........................................................................108 References.......................................................................................109

CHAPTER7Slowvision:Measuringmelanopsin-mediated lighteffectsinanimalmodels ................................. 117

AnnetteE.AllenandBeatrizBan ˜ o-Ota ´ lora

1. Introduction................................................................................117

2. Methodsofstudyingmelanopsinatasystemslevel.................122

2.1Eliminatingrod/coneresponses..........................................122

2.2Manipulatingmelanopsinactivity......................................123

2.3ModulatingipRGCactivity................................................124

2.4Stimulusspectraandreceptorsilentsubstitution...............124

3. Melanopsincontributiontononimage-formingfunction: Methodsandfindings.................................................................126

3.1Circadianphotoentrainment................................................126

3.2Pupillarylightreflex...........................................................130

3.3Sleepandbehavioralregulation.........................................131

3.4Moodregulation..................................................................132

4. Closingremarks.........................................................................133 Acknowledgments...........................................................................135 References.......................................................................................135

CHAPTER8Beyondirradiance:Visualsignalsinfluencing mammaliancircadianfunction ............... ................. 145

JoshuaW.MoulandandTimothyM.Brown

1. Introduction................................................................................145

2. Experimentalparadigmsprovidinginsightintothe photoentrainmentmechanism....................................................146

3. Evidenceforinnerandouterretinalsourcesofcircadian control........................................................................................149

4. Retinalphotoreceptorspecializations........................................151

5. Rodcontributionstocircadianphotoentrainment.... .................153

6. Conecontributionstocircadianphotoentrainment..... ..............155

7. Spatiotemporalpropertiesofcircadianresponses.....................158

8. Doinsightsintorodentphotoentrainmenttranslateto humans?......................................................................................160

9. Conclusion..................................................................................161 References.......................................................................................163

CHAPTER9Circadianphotoreception:Theimpactoflight onhumancircadianrhythms ................................... 171 JamieM.ZeitzerandRenskeLok

1. Phaseresponsecurve.................................................................172

2. Durationsensitivity....................................................................174

3. Intensityresponsecurve.............................................................175

4. Spectralsensitivity.....................................................................176 References.......................................................................................177

CHAPTER10Modeling(circadian)

1. Introduction................................................................................181

2. Foundationalaspectsofmodelingthecircadiansystem...........182

2.1ProcessC:Asimplesinusoid.............................................182

2.2Oscillatormodelsofthemammaliancircadiansystem.....183

3. Representationoflightinmodelsofthecircadiansystem.......185

3.1Power-lawrelationshipforcircadianlighteffects...... .......185

3.2ProcessL:Thelightpreprocessor....... ...............................186

3.3Beyondluxaslightinputtomathematicalmodels ofthecircadiansystem......................... ..............................187

3.4Temporaldynamicsoflightandcross-species comparisons.........................................................................189

4. Applicationofmathematicalmodelstoimprovehuman healthandperformance..............................................................191

4.1Predictionsofneurobehavioralperformanceand alertness...............................................................................191

4.2Individualizedpredictionsofcircadianphase....................192

4.3Generatingtestablehypothesesforlighttreatment andfutureexperiments........................................................193

5. Conclusions................................................................................194 References.......................................................................................195

CHAPTER11Visualencoding:Principlesandsoftware ..... ......... 199

BrianA.Wandell,DavidH.Brainard,and NicolasP.Cottaris

1. Introduction................................................................................199

2. Representingthesceneradiance................................................200

2.1Planarscenes:Calibrateddisplay.......................................201

2.2Planarscenes:Naturalimageapproximation.... .................202

2.3Displayvariation.................................................................204

2.4Three-dimensionalscenes...................................................206

3. Optics:Theretinalirradiance....................................................208

3.1Imageformation:2D...........................................................209

3.2Imageformation:3D...........................................................213

4. Lighttransduction......................................................................215

4.1Rodandconephotoreceptors..............................................215

4.2Intrinsicallyphotosensitiveretinalganglioncells..............224

5. Examplecalculations.................................................................226

6. Summary....................................................................................226

References.......................................................................................227

CHAPTER12Visualpsychophysics:Luminanceandcolor .......... 231 YeseniaTaveras-Cruz,JingyiHe,andRheaT.Eskew,Jr.

1. Introduction................................................................................231

2. Psychophysicalmethods............................................................233

2.1Classicalmethods................................................................235

2.2Signaldetectiontheory.. .......................237

2.3Adaptivemethods...............................................................238

3. Selectedresults...........................................................................239

3.1Luminousefficiencyandspectralsensitivity.... .................239

3.2Colorvision.........................................................................242

3.3Spatialandtemporalsensitivity:Effectsoflightlevel......247

4. Finalthoughts&resources........................................................253

4.1Additionalresources...........................................................253 Acknowledgments...........................................................................254

References.......................................................................................254

CHAPTER13Agingofvisualmechanisms .................................... 257 KeizoShinomori,JohnL.Barbur,andJohnS.Werner

1. Introduction................................................................................257

2. Opticalchangesassociatedwithaging...... ...............258

2.1Senescentchangesintheeyepupil ....................................258

2.2Senescentchangesinpreretinalfilters...............................259

2.3Senescentchangesinretinalimagequality........................261

3. Senescentchangesinsensitivityofrodandconepathways.....262

3.1Darkadaptationandrodsensitivity....................................262

3.2Age-relatedchangesinconesensitivity.............................263

3.3Colordiscrimination...........................................................263

3.4Spatialvision.......................................................................265

3.5EstimatingsensitivitychangesofipRGCs.........................266

3.6Temporalvision..................................................................268

4. Anoteaboutunconsciousvisualprocesses...............................270 References.......................................................................................271

CHAPTER14Seeingandsensingtemporalvariationsin

1. Measurementsofnaturalilluminationovertime.... ..................277

1.1Thechromaticitiesofdaylight............................................277

1.2Temporalvariationsindaylightchromaticityand illuminancefromdawntodusk. .................280

2. Thedualhumanresponsetolight.............................................287

2.1Responsestolightinnonvisualpathways..........................287

2.2TheroleofSconepathways..............................................290

3. Measuringperceptionoftemporalvariationsinillumination...292

3.1Visualdiscriminationoftemporalchangesin illuminationchromaticity....................................................292

3.2Perceptualthresholdscomparedwithnatural illuminationtemporalchangecharacteristics.... .................295

3.3Nonvisualandvisualmechanismsunderlyingthe discriminationoftemporalchangesinillumination...........296

3.4Implicationsandopenquestions.........................................297 Acknowledgments...........................................................................297 References.......................................................................................298

CHAPTER15Lightinecologicalsettings:Entrainment,

1. Introduction................................................................................303

2. Entrainmentinhumans:Lightasthedominant zeitgeber ........305

2.1Modelsofentrainment........................................................305

2.2Chronotypes.......... ............308

3. Circadiandisruption:Howmisalignedlight-darkcycles candisruptthecircadiansystem................................................309

3.1Sleepregularity...................................................................311

3.2Positionwithinatimezone................................................313

3.3Daylightsavingtime...........................................................313

3.4Shiftwork............................................................................314

4. Fieldstudies:Usinglighttomitigateeffectsofcircadian disruptioninecologicalsettings................................................314

4.1Phaseshiftingeffectsoflight.............................................315

4.2Zeitgeberstrengtheningandacutealertingproperties oflight.................................................................................317

4.3Non-24-hlight-darkcycles.... ............................318

4.4Challengesandrecommendations......................................319

5. Conclusion..................................................................................322 References.......................................................................................322 CHAPTER16Howcanlightbeusedtooptimizesleepand

1. Introduction................................................................................331

2. Normalage-relatedchangestosleepandcircadian rhythmicity.................................................................................333

2.1Sleep....................................................................................333

2.2Circadianrhythmicity.... ............................336

3. Canlightimprovesleepinolderadults?...................................337

3.1Brightlighttreatment..........................................................338

3.2Howmightlightimprovecircadianrhythmicity?...... ........339

3.3Howmightlightimprovesleep?........................................339

4. Methodologicalconsiderationsfortheuseoflightinsleep andhealth...................................................................................340

4.1Whatisthemosteffectivemodeofdelivery?...................340

4.2Whatisthemostfeasiblemodeofdelivery?.....................341

4.3Whatistheoptimaldose?..................................................342

5. Canlightbeusedtotreatclinicalproblems?............................344

5.1Physicalhealth....................................................................344

5.2Sleepproblems....................................................................344

5.3Moodanddepression..........................................................346

5.4Circadianrhythmdisorders.................................................346

5.5Prevention...........................................................................347

6. Conclusion..................................................................................347

Acknowledgments...........................................................................348 References.......................................................................................348

Foreword

Onewhokindlesthelightofawarenesswithingetstruelight.

—RigVeda,circa1500–1000BCE

AndGodsaid,Lettherebelight:andtherewaslight.

—Genesis,circa550BCE

Allthefiftyyearsofconsciousbroodinghavebroughtmenoclosertoanswerthe question,’Whatarelightquanta?’Ofcourse,todayeveryrascalthinksheknows theanswer,butheisdeludinghimself.

—AlbertEinstein,1951CE

Lightismiraculous.Lightsustainsourfoodchain,illuminatesourworld,andquietly controlsthechemicaltidesinourbodies.Humansarepredominantlyavisualspecies;ourmoment-to-momentwakingconsciousnessisfilledwiththesenseofvision. Ithasbeenestimatedthatmorethanhalfofthecentralnervoussystemisinvolvedin theprimaryandsecondaryprocessingofvisionandvisualreflexes.Itisnowonder, then,thatexploringthenatureoflightandcolorhasbeenapassionforprophets,mystics,philosophers,andscientistsacrossthemillennia.Brilliantminds,fromPlatoto GoetheandfromNewtontoEinstein,havepuzzledoverthemysteryoflightandits interactionwiththehumaneye(Zajonc,1993).

Thecentralthreadofthisbookistheinteractionoflightandtheeye.Itsynthesizeslightbothasastimulusforthesensorycapacityofvisionandfortheregulation ofcircadian,neuroendocrine,andneurobehavioralphysiology.Dr.Spitschanand Dr.Santhiaretobecongratulatedforfosteringthediversevoicesresponsiblefor thecollectedchapterscomprisingthisvolume.Importantly,theyopenedthedoor tomanyinvestigatorsintheearlierstagesoftheircareersforcontributingmostof themanuscripts.Thefutureofanyfieldofempiricalresearchalwaysdepends onanemergingcadreofinvestigatorswhobringfreshquestions,innovative approaches,andnovelinsights.Tobringbalanceanddiversityofperspectives, Dr.SanthiandDr.Spitschanhavejudiciouslyincludedcontributionsfromsome moreseniorinvestigators.Astonishingly,thisfieldoflightresearchisfoundedon frogsandswimmingghosts.

Morethanacenturyago,studiesontheNorthernleopardfrog, Ranapipiens, ultimatelyledtotheisolationandchemicalcharacterizationofthepinealhormone, melatonin.In1915,CareyMcCord,MD,andhisassistantFloydAllenconducted groundbreakingexperimentsfeeding R.pipiens tadpoleswithvariousbovinetissues. Totheirsurprise,tadpolesfedwithamixtureoffreshplantfoodanddesiccated pinealtissuelosttheirdarkpigmentation.Inaninterview,McCordrecountedhow

Allenexcitedlyreported:“Theylookedlikeghostsswimmingaroundinthewater withveryblackeyes!”Workingfromthisstunningobservation,McCordandAllen conductedcontrolledstudieson12,000tadpoles,therebyestablishingtheinfluence ofthepinealglandtissueonfrogpigmentation(McCordandAllen,1917).Progress haltedabruptlywhenMcCordjoinedtheNationalGuardtoserveinacoordinated missionbetweentheUnitedStatesandMexicotostopthenotoriousrebelPancho Villa.Aftercompletinghismilitaryservice,McCordreturnedtohaveaprominent careerinindustrialmedicine.

Afterretirement,McCordhadachanceencounterwithdermatologistAaron Lerner,MD,PhD,attheUniversityofMichiganin1952.Theyhappenedtosittogetherforlunchintheschoolcafeteria.McCordcaptivatedLerner’sattentionwhen theirdiscussionturnedtoMcCord’searlierfrogskinstudies.Thetwoscientistsmet severaltimestodiscussthepossibilityofisolatingtheactiveskin-lighteningagent fromthepinealgland.LernerlatermovedtoYaleUniversitywhereheandhis colleaguesembarkedonthatveryproject.

Overa4-yearperiod,Lerner’steamfractionedandtestedmorethan250,000cow pinealglandsinan invitro assaysystemof R.pipiens frogskincells.After3years, theyhitasignificantroadblock.Theteamwasinupheavalastheyrealizedthey wouldneedamillionmoreglandstoisolateapurehormonefromthepinealgland. Discouraged,theygavetheprojectonemoremonthtoprovideagoodleadbefore ceasingtheworkentirely.Oneweekbeforeshuttingdowntheproject,Lernerhad anintuitiveflashabouttheexactstructureofthepinealhormone.Hisinsightled themtoisolateaminisculebatchofmelatonin—aninvisiblelayerinthebottom ofanotherwiseemptyflask.Intheirfrogskinassay,however,itwas100,000times morepotentthanotherknownskin-lighteningagentssuchasnoradrenalineandacetylcholine.Thiscrowningachievementbroughtthearduous,4-yearprojecttoasuccessfulconclusion(Lerneretal.,1958).

Decadeslater,thediscoveryofmelanopsinwasalsopredicatedonresultsfrom studiesonthefrogskin.MarkRollag,PhD,andhiscolleagueschosetoworkwitha bioassaydevelopedfromthefrog Xenopuslaevis,commonlynamedtheAfrican clawedfrog.Rollag’steamwasinterestedinidentifyingthemelatoninreceptor andmelatonin’scapacitytoregulatecellphysiology(Whiteetal.,1987).Thosestudiesemployedan invitroXenopus melanophoreassay.Achanceobservationnoted thatthisassayrespondedtoverysubtledifferencesoflightandshadowontheir labbench,thushighlightingitsutilityinthestudyofextra-retinalphotoreception. In1996,IgnacioProvencio,PhD,ascientistwithabackgroundincircadianphotoreception,joinedDrs.RollagandGuisenJiangasapostdoctoralfellow.Theysetout toidentifytheactivephotopigmentinfrogskinmelanophores.Thisquestwas facilitatedbyemployinga Xenopus melanophorecDNAlibraryscreen,which provedinvaluablefornarrowingthesearchfortheactivephotopigmentintadpole skincells.After2yearsofintensivework,theprojectsuccessfullyculminatedin theidentificationandmolecularcharacterizationofthephotopigmentmelanopsin. InacollaborationwithWilliamParHayes,PhD,theteamdemonstratedthrough insitu hybridizationthatmelanopsinwaslocalizedinfrogskinmelanophorecells

aswellasinthefrogretina,iris,andhypothalamicnuclei.Thoseresultssuggested thatmelanopsinplayedaroleincircadianphysiologyaswellasinthephoticcontrol offrogskinpigmentation(Provencioetal.,1998).

Ultimately,photosensitivefrogskinwaspivotalinthediscoveryoftwokey molecules,thehormonemelatoninandthephotopigmentmelanopsin.Eachofthese moleculesiscitednumeroustimesacrossthechaptersinthisvolume.

Dr.SanthiandDr.Spitschanhavecuratedacollectionofcontributionswoven frombothfreshandfamiliarvoices.Thisbookisaninvaluabletoolforunderstanding ourpresentviewofhowlightstimulatestheretinatosupportvisionandphysiologicalregulation.Itisalsoaportaltothefutureofthisrapidlydevelopingfield.

Philadelphia,Pennsylvania

References

Lerner,A.B.,Case,J.D.,Takahashi,Y.,Lee,Y.,Mori,W.,1958.Isolationofmelatonin,the pinealglandfactorthatlightensmelanocytes.J.Am.Chem.Soc.80,2587. McCord,C.P.,Allen,F.B.,1917.Evidenceassociatingpinealglandfunctionwithalterations inpigmentation.J.Exp.Zool.23,207–224.

Provencio,I.,Jiang,G.,DeGrip,W.J.,Hayes,W.P.,Rollag,M.D.,1998.Melanopsin:anopsin inmelanophores,brain,andeye.PNAS95,340–345.

White,B.H.,Sekura,R.D.,Rollag,M.D.,1987.Pertussistoxinblocksmelatonin-inducedpigmentaggregationinXenopusdermalmelanophores.J.Comp.Physiol.B157,153–159. Zajonc,A.,1993.CatchingtheLight:TheEntwinedHistoryofLightandMind.Oxford UniversityPress,NewYork.

Introduction

Quiteapartfromvision,lightexertsapotentnonvisualinfluenceonphysiological andbehavioralfunctionsincludingsleep,circadianrhythms,mood,andalertness. Untilthelate1990s,rodsandconeswereconsideredtobetheeye’ssolelight detectors,withtheformerconsideredtopredominatenighttimevisionandthelatter colorvision.Theearlychallengetotheideathatrodsandconesaccountforallofthe eye’slightfunctionscamefromtheintriguingobservationsthatthesleep-wake cycleofsomefunctionallyblindindividualstrackedthesolardayandthatthese individualsalsoexhibitedlight-inducedeffectsonthemelatoninsection.Atthesame time,animalstudiesshowedsimilarresults,wheremiceengineeredtohavenorods orconesexhibitedcircadianentrainmentjustasthevisuallyblindhumansdid.These converginglinesofevidencefinallyledtotheseminaldiscoveryofathirdphotoreceptorsystem,theintrinsicallyphotosensitiveretinalganglioncells(ipRGCs),capableofproducinglight-inducedphysiologicaleffects.Wenowknowthatthevisual andnonvisualinfluencesoflightonphysiologyandbehavioraremediatedthrough complexinteractionsbetweentherods,cones,andipRGCs.Yet,explorationsofthe visualandnonvisualeffectsoflightproceedindependently.Inthisvolume,webring togetherresearchersfromthesediverseareastoshowcasethelandscapeoflight effectsonourphysiologyandbehavior.

Inhisforewordtothisvolume,GeorgeBudBrainardeloquentlylaysoutour motivationandrationaleforputtingtogetherthiscollection.Drs.BlattnerandPrice discussthecurrentstandardsforbothcircadianandvisualphotometry,explaining thedefinitionsandrationalebehindthecomputationinvolvedinthesestandards. Investigationsofthevisualandnonvisualeffectsoflightrequireexactingandprecise methodologies,particularlywithregardtostimulatingthelightreceptorsintheeye. Drs.Barrionuevo,Preciado,SandovalSalinas,andIssoliowalkusthroughthecomplexarrangementsrequiredtoachieveopticalstimulationofthevisualandnonvisual receptorsandpathways.Recentexplorationsoflightandphysiologyandbehavior haveexpandedtoconsiderourambientlightenvironmentanddailylightexposure patterns,beyondthelaboratorymilieu.Inhischapter,Dr.Morimotodiscussesthe intricaciesofcharacterizinglightinreal-worldenvironments.

Animalmodelshaveprovidedtheinitialinsightsintotheneuralpathwaysand networksunderpinningtheinfluencesoflight,visualandnonvisual,onphysiology andbehavior.Drs.Dkhissi-Benyahya,Jandot,andCalligarodiscussthemolecular machineryandretinalclocksthatlieattheheartofcircadianphotoentrainment.Circadianrhythmicityisnottheonlynonvisualfunctionoflight.Lightappearstohave independenteffectsonotheraspectsofbiologyincludingmoodandalertness.The chapterbyDrs.LeGates,Copenhaver,andRobertsprovidesacomprehensivediscussionontheneuronalmechanismsunderlyingthedirecteffectoflightonmood. Drs.Peirson,Steel,andTirexplainhowanimalmodelshaveinformedourunderstandingoflighteffectsinhumans.Attheheartofthenonvisualeffectoflightlies themelanopsin-drivenroleofipRGCs,whichisdiscussedindetailinthechapterby

Drs.AllenandBano-Otalora.WhiletheipRGCsarevitaltocircadianphotoentrainment,theydoconveysignalsfromtherodsandconestothecircadianclock,as shownanddiscussedbyDrs.MoulandandBrownintheirchapter.

Movingontohumanstudies,thecharacteristicsofthelightstimulusincludingits timing,duration,intensity,andspectralcompositionmodulatethestrengthofthe nonvisualeffectoflight.Drs.ZeitzerandLokpresentacomprehensivesummary ofthedecadesofresearchonhowtheseaspectsoflightinfluencecircadianphotoentrainmentandotheraspectsofphysiologyandbehavior.Theefficacyofpractical andclinicalapplicationsoflightinterventionsrestsonourabilitytoaccuratelymodel findingsintheliterature.Dr.St.Hilaire,inherchapter,focusesonthemathematical modelsofcircadianrhythmsthatincorporatelightasastimulus.Dr.Wandell,inhis chapter,discussestheprinciplesandparametersofopticsandvisualencodingand presentsanopen-sourcetoolboxthatestimatestheseparameters.Drs.Taveras-Cruz, He,andEskewJr.presentaneloquentdiscussiononthevisualpsychophysics,a chaptercomplementarytothecircadianphotoreceptionchapterbyDrs.Zeitzer andLok.Precisionmedicinedependsonthediscoveryoffactorscontributingto individualdifferencesinphysiologyandbehavior.Ageisoneofthestrongestcontributorstoindividualvariationinphysiology.Drs.Werner,Barbur,andShinomori reviewourcurrentunderstandingoftheagingofvisualmechanisms.Weconclude thisvolumewiththreechaptersthatelucidatethelightinfluencesandapplicationsin therealworld.Drs.PastilhaandHurlbertdiscusshowtheeyesenseschangesin naturalilluminationandhowthisshapesourphysiology.

Drs.FischerandHilditchtakethisthinkingastepfurtherintheirchapterby showingushowourdailylightexposureintherealworldleadstocircadiandisruptionandhowwecanuselightasacountermeasureagainstit.Asweage,oursleep andcircadianrhythmsareaffected.Drs.ElderandFlo-Groeneboomprovideinsights intothestate-of-the-artdevelopmentinlightinterventionsandstrategiestooptimize sleepandcircadianrhythmsinolderadults,bothinhealthandindisease.

Ithasbeenagreatdelighttobringtogethersuchanexcitinganddiversegroupof researcherstopresenttheirworkandunderstandingofhowlightinfluencesourdaily livesconstantly.Wehopethisvolumewillserveinbringingtogethertheideasand discoveriesofvisionscienceandcircadianphysiologytodevelopnovelhypotheses andnewquestions.Wethankalltheauthorsfortheirinvaluablecontributionstothis volumeandthepublishingteamfortheirpatienceandhelp.Andlastbutnotleast,we thankGeorgeBrainardfortheverypoeticforewordtothisvolume.

Circadianandvisual photometry 1

LukeL.A.Pricea,b,∗ andPeterBlattnerc,d

aCentreforRadiation,ChemicalandEnvironmentalHazards,PublicHealthEngland,Chilton, HarwellCampus,Didcot,Oxfordshire,UnitedKingdom

bSecretaryofDivision6forPhotobiologyandPhotochemistryofCIE,Vienna,Austria

cFederalInstituteofMetrologyMETAS,Bern-Wabern,Switzerland

dPresidentoftheInternationalCommissiononIllumination(CIE),Vienna,Austria

∗Correspondingauthor:e-mailaddress:luke.price@phe.gov.uk

Abstract

Photometryisthemetrologyoflight—opticalradiationseenbythehumaneyeduetoits actiononretinalphotoreceptors.ItsoriginsarecloselytiedtotheInternationalCommission onIllumination(CIE),whichremainsresponsibleforphotometrystandardsandthelanguage oflightusedinscienceandtechnology.

Whenin1931ithadbecomepossibletomodeltheresponsetolightofthehumaneyebased onreliablespectroradiometrydata,theCIEpublishedstandardformulaeforpredictingthe luminanceofastimulus.Theseandrelatedcolorimetryformulaearestillinuse,havingbeen internationallyagreedandadopted.Bothfieldscontinuetobethesubjectofactiveresearch andincreasingaccuracy.

CIES026:2018representsanothermilestoneforthemetrologyoflight(CIE,2018a).Itis thefirststandardwherelightisconsideredforitsabilitytoevokecircadianandneurophysiologicalresponses,andincludesthespectralsensitivityofmelanopsin—aretinalphotopigmentdiscovered,andshowntobecontributingtoandinfluencingresponsesfromhuman intrinsically-photosensitiveretinalganglioncells(ipRGCs),only20yearsago(Berson etal.,2002; Hattaretal.,2002; Provencioetal.,1998).Theseaccessoryvisualfunctionsalso dependtosomeextentoninputsfromtherodsandthreetypesofcones;untilveryrecently, rodsandcones(or“classicalphotoreceptors”)weretheonlyphotoreceptorsinvisualmodels. Ifphotometrystandardsarereplacedwithmodernphysiologicaldata,consistentchanges shouldbeexpectedinthephotometryoftheseaccessoryfunctions.

Thischapteroutlinesthecurrentstandards,theirdefinitionsandcalculations,andhowthe mainelementsarerelated.

Keywords

Photometry,Colorimetry,Circadian,Melanopsin,Non-visual,Photobiology,Spectroradiometry,Standards

1 Thebasisofphysicalphotometry

Inordertoquantifyandcomparephotobiologicalandphotochemicaleffects,appropriatemetrics(i.e.,measuredquantitiesandphysicalunits)havetobeagreed.Since 1960theInternationalSystemofUnits,theSI,hasbeenusedaroundtheworldasthe preferredsystemofunitsandthebasiclanguageforscience,technology,industry andtrade.Itwasestablishedbyaresolutionatthe11thmeetingoftheConference GeneraledesPoidsetMesures,theCGPM(knowninEnglishastheGeneral ConferenceonWeightsandMeasures).

ThepresentSIcontinuestoreflectthehistoricalimportanceofhumanvisionin measuringlight,andthereproduciblephysicalquantitiesthatreplacethesubjective visualimage-formingsensitivityofthehumaneyeareexpressedusingspecialized photometricunits,namelythecandela,lumenandlux,havingthesymbolscd,lmand lx,respectively.Thelinkbetweenthephotometricunitsandtheotherphysicalunits ismadebythedefiningconstant Kcd (BIPM,2019a):accordingtothedefinition,the luminousefficacyofmonochromaticradiationoffrequency540THzisexactly 683lm/W.

Inpractice,however,humansandtheirsurroundingsareveryrarelyilluminated bymonochromaticradiationof540THz(whichcorrespondstoabout555nmandis perceivedas“green”incolour).Appendix2oftheSIbrochure(BIPM,2019b)thereforedefineshowthephotometricradiationequivalenceofpolychromaticradiationis calculated.Dependingontheobserver’sviewingconditions,differentspectralluminousefficiencyfunctions Vx(λ)aredefined.Thesefunctionsareusuallynormalized tounityatthewavelengthofhighestsensitivity.AssetoutinEqs. (1)and(2),the luminousfluxforagivenobserver Φv,x isgivenbyaspectrally-weightedsummation oftheopticalradiation Φe,x(λ),multipliedby Kcd,anddividedthroughbythevalueof thecorrespondingspectralluminousefficiencyfunction Vx(λcd)atthewavelengthin standardair, λcd correspondingtothefrequencyof540THzinstandardair:

Thespectralluminousefficiencyfunctionmostrelevantinpracticewaspublishedin1931bytheInternationalCommissiononIlluminationCIE(CIE,2019a) andappliestoa“typical”observeradaptedtodaylight(photopicvision,Eq. (2)), withanarrowfieldofview(about4° orless).Inaddition,CIEhaspublishedseveral otherstandardobservers,includingforscotopic(Eq. (3),with K’m substitutingfor

Photopic Scotopic Maxima

FIG.1

TheCIEphotopicandscotopicspectralluminousefficaciesofradiation, K(λ)and K0 (λ)—dashedblackandlightgraylines—andtheirrespectivemaximaasdiamonds. Luminousefficaciesagreeexactlyatthefrequencyof540 1012 Hz(SIdefinition), correspondingto λcd,approximately555.017nminstandardair(closetothephotopic maximum, λmax 555nm).Rhodopsinissolelyresponsibleforthescotopicspectralluminous efficacy,sothat srh(λ) ¼ V 0 (λ) ¼ K0 (λ)/K0 (λmax),where λmax 507nm.

Km inEq. (1)),mesopicvision(see CIE,2010)andforsituationswherethevisual targethasanangularsubtenselargerthan4° orisseenoff-axis(CIE,2005).These “observers”relatetodifferentvisualconditionsandvisualfields(e.g.,seethe additionalnotesbelow),andallrepresentapersonwithtypicalvisualresponses atapproximately32yearsofage. Fig.1 showsthedependenceonwavelengthof theluminousefficacyfunctionsforvisioninphotopicandscotopicconditions, K(λ)and K0 (λ),i.e., Km V(λ)and K0 m V0 (λ),respectively.

Photobiologicalorphotochemicalresponsestoopticalradiationthataresufficientlydistinctfromthehumanimage-formingvisualsensationarenotdescribed bystandardphotometryandareinsteaddealtwithusingtheradiometricsystem codifiedinAppendixIIIoftheSIBrochure(BIPM,2020).Severalphotobiologicalresponseshavetheirinvivospectralsensitivitystandardizedasanaction spectrum,allowingcalculationofweightedradiometricquantities,accordingto Eqs. (4)and(5)

Theseequations, (4)and(5) ,arevalidforthetwomainbranchesofSIradiometryknownastheenergysystem(see Section1.1 )andthephotonsystem,

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