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Foreword

Weareproudtopresentforthefirsttimeavolumeofthe HandbookofClinicalNeurology devotedtoautoimmune neurologicdisorders.Theconceptofantibody-associatedencephalitiswasfirstintroducedin1966byLordBrain.The neurologicconsequencesofantibodiestoacetylcholinereceptorshavebeenstudiedforsometimebut,inrecentyears, anumberofnovelantibody-associatedautoimmuneneurologicdisordershavebeendefined.Theantibodiesagainst neuralantigens,someparaneoplastic,areoftenspecifictorelativelywell-definedsyndromesandcanbeidentifiedin serumorcerebrospinalfluid.

Theclinicalfeaturesofautoimmunedisordersofthenervoussystemincludeprominentneurologicandpsychiatric disturbances.Thesedisorders,whichconstitutearapidlyemergingsubspecialty,arereflectedinthecontentsofthe presentvolume,whichcomprises27chapters,dividedintothreeparts.Followingtheintroductoryfirstpart,thesecond dealswiththebasicprinciplesofneurobiologyandimmunology,fromthesignalingmoleculesofthecentralnervous systemthatarethetargetsofautoimmunitytoanimalmodelsofautoimmuneneurologicdisorders.Thethirdpart dealswiththeclinical,diagnostic,andtherapeuticaspectsofautoimmuneneurologicandneuropsychiatric disorders.Therecentdiscoveryofnovelantibodiesagainsttargetsontheneuronalsurfacethatareoftenpresent inpatientswithpreviouslyunexplainedneuropsychiatricdeficitsisespeciallyinteresting,sincesuchpatientscan besuccessfullytreatedimmunologically.

Weareveryfortunatetohaveasvolumeeditorstwodistinguishedscholars,SeanJ.PittockfromtheMayoClinic, Rochester,USA,andAngelaVincent,fromtheJohnRadcliffeHospital,UniversityofOxford,UK.Theyhaveassembledanexcellentinternationalandmultidisciplinarygroupofexpertswhomtheyhavecarefullyguidedincreatingthis comprehensivebook.Wearegratefultothemandtoallthecontributors.

Thisvolumewillbeofinterestnotonlytoclinicalneurologistsandpsychiatrists,butalsotoimmunologists andbasicneuroscientists.Aprintversionisavailablebutinterestisincreasingintheelectronicversionofthe Handbook series,availableonElsevier’sScienceDirectwebsite,whichfacilitatesitsaccessibility.

Asalways,itisapleasuretothankElsevier,ourpublisher – andinparticularMichaelParkinsoninScotlandand KristiAndersonandMaraE.ConnerinSanDiego – fortheirexcellentassistancewiththedevelopmentandproduction ofthisvolume.

MichaelJ.Aminoff Franc ¸ oisBoller DickF.Swaab

Preface

Autoimmuneneurologyisoneofthemostexcitingandrapidlyevolvingfieldsincontemporaryneurology,andrepresentsanewsubspecialtydrivenmainlybydiscoveryofnovelneural(neuronalorglial)-specificautoantibodiesand theirtargetantigens.Autoimmunedisordersmayaffecteverylevelofthenervoussystem,fromcortex(epilepsy, encephalopathy,dementia)toneuromuscularjunctionandmuscle(myastheniagravis,autoimmunemyositis),and areincreasinglyrecognizedasimportantandtreatablecausesofneurologicdisease.Autoimmuneneurologytranscends traditionalbordersofneurologicsubspecialtiesandisrelevanttobehavioralneurology,epilepsy,neuro-infectious disease,neuro-oncology,andneuromuscular(peripheralnerve,muscle,autonomic)andmovementdisorders.

Thefieldisonlybeginningtofinditsfootingasanindependentsubspecialty.Internationalandnationalneurologic societiesnowfrequentlyoffereducationalcoursesandsymposiathatprovideupdatesandoverviewsofwhatmany consideracomplexandconfusingconstellationofconditions.Thiscomplexityishighlightedinthegrowingnumbers ofpublicationsrelatingtonoveldiagnosticbiomarkers,theirtargets,mechanismsofaction,andcancerandviral associations,andnewtherapeuticoptions.Aseditorswithapassionateinterestinthisarea,whohaveworkedcollaborativelyinthepast,werecognizedthatacomprehensivetextbookonautoimmuneneurologywasabsentfromcurrent literatureandweconsideredtheinternationalformatofthe Handbook seriesanidealfoundationforafirsttextbookin thisarea.

Ourgoalwastoprovideaneasy-to-readbutcomprehensiveoverviewofthistranslationalsubspecialty.Todothis webroughttogetherinternationallyrecognizedexpertsfromEuropeandNorthAmericaandaskedthemtoprovidea clearandconciseoverviewinaclinicallyrelevantcontext.Weencouragedthemtoincludealittlehistoryandbackground,buttomainlyfocusonrecentpublications.Thistheyhavedoneveryeffectivelybutthereaderneeds toappreciatethatthisyoungfieldlacksstandardizedguidelinesfordiagnosisandtreatment,andspecificapproaches todiagnosisandtreatmentmaydifferfromexperttoexpertandfrominstitutiontoinstitution.Thereis,therefore, apressingneedformulticenterstudiesondiagnosticalgorithmsandtherapeuticmanagementstrategies.

Thetextbookisdividedintothreeparts.Thefirstpartprovidesabriefbutwideintroductiontothefield.Thesecond partincludesbasicscienceoverviewsofsynapticsignalingmolecules,theblood–brainbarrier,immunology,cellular andmolecularoutcomesofatargetedimmuneattack,neuronalandglialimmunopathology,andanimalmodels.We hopethatthesechapterswillprovideasolidgroundingtoallowreaderstobegintoaskpertinenttranslationalresearch questionsastheymoveintotheclinicalpart.Thisthirdsection,writtenbyclinicianswithexpertiseindiagnosisand treatmentofautoimmuneneurologicdisorders,isorganizedaccordingtothenervoussystemlevelinvolved,starting atthecerebralcortexanddescendingtomuscle.Thefinalchaptersummarizescurrentapproachestoimmunotherapies andsomefutureprospects.

Itremainsasignificantchallengeandtimecommitmenttowriteabookchapter.Wesincerelythankourcontributorsfortheirhelpinmakingthisbookareality.Aseditorswehavetriedtocreateaflowofconceptsandideasfrom starttofinishandverymuchappreciateourcontributors’flexibilitywithrespecttochanges,additions,anddeletions thatwererequiredtominimizeoverlap,avoidduplication,andmaximizecohesionacrossthehandbook.

WewouldliketoacknowledgethemanycontributionsofIvanRoitt,IanSimpson,VandaLennon,JonLindstrom, DanDrachman,KlausToyka,AndrewEngel,RicardoMiledi,JohnGriffinandJohnNewsom-Davisandtheir colleagues,whoplayedessentialrolesindemonstratingtheimportanceofautoantibodiesintheperipheralnervous system.Overthelast15yearsthefieldhasgrownandwidenedconsiderablyandthatwouldnothavebeenpossible withoutthemajorcontributionsofVandaLennonandJosepDalmau.Weverymuchappreciatethetechnicalexpertise andhelpintransatlanticcoordinationofchaptersandproofreviewsprovidedbyMaryCurtis,andhelpandsupport providedbyDominicaLuscombe.Finally,wethankourfamiliesfortheirsupportandpatienceinallowingusto prepareandcompletethisvolume. SeanJ.PittockandAngelaVincent

Contributors

R.Balice-Gordon

DepartmentofNeuroscience,PerelmanSchoolof MedicineattheUniversityofPennsylvania, Philadelphia,PAandNeuroscienceandPainResearch Unit,Pfizer,Inc.,Cambridge,MA,USA

J.Bauer

CenterforBrainResearch,MedicalUniversityVienna, Vienna,Austria

E.E.Benarroch

DepartmentofNeurology,MayoClinic,Rochester, MN,USA

S.M.Benseler

DivisionofRheumatology,DepartmentofPaediatrics, AlbertaChildren’sHospital,AlbertaChildren’sHospital ResearchInstitute,CummingSchoolofMedicine, UniversityofCalgary,Alberta,Canada

C.G.Bien

Epilepsy-CentreBethel,KrankenhausMara,Bielefeld, Germany

B.F.Boeve

DepartmentofNeurology,MayoClinic,Rochester, MN,USA

M.Bradl

DepartmentofNeuroimmunology,CenterforBrain Research,MedicalUniversityVienna,Vienna,Austria

J.Britton

DepartmentofNeurology,MayoClinic,Rochester, MN,USA

E.Coutinho

NuffieldDepartmentofClinicalNeurosciences,John RadcliffeHospital,Oxford,UK

M.A.A.M.deBruijn

DepartmentofNeurology,ErasmusUniversityMedical Center,Rotterdam,TheNetherlands

D.A.Drubach

DepartmentofNeurology,MayoClinic,Rochester, MN,USA

E.P.Flanagan

DepartmentofNeurology,MayoClinic,Rochester, MN,USA

M.Gorman

DepartmentofNeurology,BostonChildren’sHospital andHarvardMedicalSchool,Boston,MA,USA

S.R.Hinson

DepartmentsofLaboratoryMedicine/Pathologyand Neurology,MayoClinic,CollegeofMedicine, Rochester,MN,USA

M.Y.Hu

DepartmentofNeurology,YaleSchoolofMedicine, NewHaven,CT,USA

S.R.Irani

NuffieldDepartmentofClinicalNeurosciences,John RadcliffeHospital,Oxford,UK

A.Jain

DepartmentofNeuroscience,PerelmanSchoolof MedicineattheUniversityofPennsylvania, Philadelphia,PA,USA

C.J.Klein

DepartmentofNeurology,MayoClinic,Rochester, MN,USA

B.Lang

NeuroimmunologyGroup,NuffieldDepartmentof ClinicalNeurosciences,JohnRadcliffeHospital, Oxford,UK

H.Lassmann

DepartmentofNeuroimmunology,CenterforBrain Research,MedicalUniversityVienna,Vienna,Austria

V.A.Lennon

DepartmentsofLaboratoryMedicine/Pathologyand Neurology,MayoClinic,CollegeofMedicine, Rochester,MN,USA

M.Lim

Children’sNeurosciences,EvelinaLondonChildren’s HospitalatGuy’sandSt.Thomas’NHSTrust, KingsHealthPartnersAcademicHealthScience Centre,LondonandNuffieldDepartmentof ClinicalNeurosciences,JohnRadcliffeHospital, Oxford,UK

C.F.Lucchinetti

DepartmentofNeurology,MayoClinic,Rochester, MN,USA

A.Mammen

NationalInstituteofArthritisandMusculoskeletal andSkinDisorders,NationalInstitutesofHealth, Bethesda,MDandDepartmentofNeurology, JohnsHopkinsUniversitySchoolofMedicine, Baltimore,MD,USA

A.McKeon

DepartmentsofNeurologyandLaboratoryMedicine andPathology,MayoClinic,Rochester,MN,USA

K.L.Medina

DepartmentofImmunologyandDepartmentof Medicine,MayoClinic,Rochester,MN,USA

R.J.Nowak

DepartmentofNeurology,YaleSchoolofMedicine, NewHaven,CT,USA

B.Obermeier

Neuro/ImmunoDiscoveryBiology,Biogen,Cambridge, MA,USA

K.C.O’Connor

DepartmentofNeurology,YaleSchoolofMedicine, NewHaven,CT,USA

J.Palace

DepartmentofClinicalNeurology,JohnRadcliffe Hospital,Oxford,UK

P.Pettingill

NeurogeneticsGroup,NuffieldDepartmentof ClinicalNeurosciences,JohnRadcliffeHospital, Oxford,UK

A.Petzold

TheDutchExpertCenterforNeuro-ophthalmology, VUUniversityMedicalCenter,Amsterdam, TheNetherlandsandMolecularNeuroscience, UCLInstituteofNeurology,London,UK

S.J.Pittock

DepartmentsofLaboratoryMedicine/Pathology andNeurology,MayoClinic,CollegeofMedicine, Rochester,MN,USA

G.T.Plant

MoorfieldsEyeHospital,TheNationalHospitalfor NeurologyandNeurosurgeryandSt.Thomas’Hospital, London,UK

B.F.Gh.Popescu

DepartmentofAnatomyandCellBiologyandCameco MSNeuroscienceResearchCenter,Universityof Saskatchewan,Saskatoon,Canada

R.M.Ransohoff

Neuro/ImmunoDiscoveryBiology,Biogen,Cambridge, MA,USA

M.H.Silber

CenterforSleepMedicineandDepartmentof Neurology,MayoClinicCollegeofMedicine, Rochester,MN,USA

P.Stathopoulos

DepartmentofNeurology,YaleSchoolofMedicine, NewHaven,CT,USA

E.Strijbos

DepartmentofNeurology,LeidenUniversityMedical Centre,Leiden,TheNetherlands

M.J.Titulaer

DepartmentofNeurology,ErasmusUniversityMedical Center,Rotterdam,TheNetherlands

M.Twilt

DivisionofRheumatology,DepartmentofPediatrics, AarhusUniversityHospitalandFacultyofMedicine, UniversityofAarhus,Aarhus,DenmarkandDivision ofRheumatology,DepartmentofPaediatrics,Alberta Children’sHospital,AlbertaChildren’sHospital ResearchInstitute,CummingSchoolofMedicine, UniversityofCalgary,Alberta,Canada

A.Verma

BiomarkersandExperimentalMedicine,Biogen, Cambridge,MA,USA

J.Verschuuren

DepartmentofNeurology,LeidenUniversityMedical Centre,Leiden,TheNetherlands

A.Vincent

NuffieldDepartmentofClinicalNeurosciences,John RadcliffeHospital,Oxford,UK

P.Waters

NeuroimmunologyGroup,NuffieldDepartmentof ClinicalNeurosciences,JohnRadcliffeHospital, Oxford,UK

S.Wong

MoorfieldsEyeHospitalandSt.Thomas’Hospital, London,UK

HandbookofClinicalNeurology, Vol.133(3rdseries)

AutoimmuneNeurology

S.J.PittockandA.Vincent,Editors © 2016ElsevierB.V.Allrightsreserved

Introductiontoautoimmuneneurology

1DepartmentsofLaboratoryMedicine/PathologyandNeurology,MayoClinic,CollegeofMedicine,Rochester,MN,USA

2NuffieldDepartmentofClinicalNeurosciences,JohnRadcliffeHospital,Oxford,UK

Abstract

Consideringthediversityandnumbersoftargetsexpressedontheestimated500billiongliaandslightly lessnumerousbutmorediverseneurons,ifanychannel,receptororproteinonsuchacellcanbethetarget oftheimmunesystem,weneedonlyimaginethepossibilities.Asthosebeforeuslookedtotheheavens andultimatelywalkedonthemoon,weneedtorecognizethepotentialimplicationsofautoimmune neurology – anewsubspecialtyinneurologythathastrulylaunched!Itsimportancecannotbeoverstated asmanyofthedisordersnowrecognizedasautoimmunearetreatableandreversible,representingashift fromthetraditionalviewheldbymanyinthelayandmedicalcommunitythatneurologistsdiagnosebut don’ttreat!Inthisintroductorychapterweprovideabriefover-viewofhowthefielddeveloped,tabulate theauthorsandcontentsoftheindividualtopicscoveredineachchapter,anddescribesomeofthe on-goingchallengesofthefield.

AUTOIMMUNENEUROLOGY:ANEW SUBSPECIALTY

Autoimmuneneurologyisarapidlyevolvingnewsubspecialtyinneurologydrivenmainlybydiscoveryof novelneural(neuronalorglial)-specificautoantibodies directedatspecifictargetantigens.Autoimmuneneurologyintersectswithmanyofthetraditionalsubspecialties, includingcognitiveandbehavioralneurology(e.g.,autoimmunedementiaandencephalopathy),movement disorders(e.g.,autoimmunechorea,myoclonus,and ataxia),epilepsy(e.g.,autoimmuneepilepsy),neurooncology(e.g.,paraneoplasticneurologicdisorders), neuromusculardisorders(e.g.,myastheniagravis, Lambert–Eatonsyndrome),peripheralnerve(neuropathiesbothsomaticandautonomic,hyperexcitabilitydisorders),anddemyelinatingdisorders(e.g.,neuromyelitis opticaspectrumdisorders).Despitetheirrelativerarity, thevarietyofclinicalphenotypesandresponsetoimmunotherapiesmaketheawarenessofthesediseasesand theirdiagnosisinpatientsparticularlyimportant.

Autoimmunityisamisguidedimmuneresponseto thebody’sownorgans.Neurologicautoimmunitycan targetvirtuallyanystructurewithinthecentralorperipheralnervoussystemandofteninahighlyspecificway, targetingaspecificcellpopulation(e.g.,Purkinjecells ofthecerebellum,hippocampalneurons,ordorsalroot ganglia).Asageneralrule,antibodiestargetingintracellularproteins(nuclearandintracytoplasmicenzymes, transcriptionfactors,andRNA-bindingproteins)serve asmarkersofcytotoxic,neuralpeptide-specific, T-cell-mediatedinjuryandaregenerallypoorlyresponsivetoimmunotherapy(classicparaneoplasticsyndromes)(Albertetal.,1998).Bycontrast,antibodies targeting plasmamembrane proteins(neurotransmitter receptors,ionchannels,waterchannels,andchannelcomplexproteins)mayactaspathogeniceffectorsand oftenimplyimmunotherapyresponsiveness(Vincent et al.,2011; Leypoldtetal.,2015).

Below,weinclude a briefoverviewofthefieldasitis atthemoment(late2015),finishingwithsomespeculativeandalsocautionarycomments.

*Correspondenceto:SeanJ.Pittock,DepartmentsofLaboratoryMedicine/PathologyandNeurology,MayoClinic,Collegeof Medicine,200FirstStreetSW,Rochester,MN55905,USA.Tel:+1-507-284-4836,E-mail:pittock.sean@mayo.edu

NEURALANTIBODIESRESULTING FROMTHEBODY’SIMMUNERESPONSE TOCANCER

Fromthe1960sonwards,immune-mediatedperipheral andbraindisordershavebeenassociatedwithsystemic tumors,oftensmallcelllungcarcinomaorgynecologic orbreasttumors(Table1.1).Thus,tothisday,autoimmune neurologic disorders areoftenassumedtobeassociatedwithanovertorcryptictumor.Theconsensusis

Table1.1

thatapotentiallyeffectiveantitumorimmuneresponse isinitiatedbyanantigenthatissharedwiththenervous system(Giomettoetal.,2010;McKeonandPittock,2011; Iorio andLennon, 2012;RosenfeldandDalmau,2012). Thistumor-targeted immuneresponsecanbeinitiated byintracellularonconeuralproteins,ofteninthe nucleus,nucleoluscytoplasm(greentriangle, Fig.1.1) of certain tumors.Theseantigensarepresentedtothe adaptiveimmunesystembythetumorandimmune cellactivationresults.Theantigensarealsoexpressed

Overviewofneuralantibodiesandtheirassociatedneoplasmsaccordingtothenervoussystemlevelinvolvedandneurologic manifestation/syndrome

LevelSyndrome/disorderNeuralantibody(IgG)associationsNeoplasm:frequency

CerebralcortexEncephalitis(limbic)/ encephalopathy

Autoimmuneepilepsy

Autoimmunecognitive disorder/dementia

DiencephalonHypothalamicdysfunction, EDS,narcolepsy/ cataplexy,SIADH

VGKCcomplex(LGI1)

VGKCcomplex(CASPR2)

NMDAR

CRMP-5(CV2)

ANNA-1(Hu)

GABAR

Ma2

Ma1

Amphiphysin

IgLON5(cognitivedisorder/dementia) AMPAR GAD65

Ma1,Ma2(EDS,cataplexy)

VGKCcomplex(LGI1,CASPR2,other), AQP4

BasalgangliaChorea/dystonia/dyskinesiaCRMP-5(CV2)

GAD65

ANNA-1(Hu),

VGKCcomplex(LGI1,CASPR2,other)

Amphiphysin

Thymoma,SCLC,other: <10%

Thymoma: <40%

Ovarianteratoma:50%

SCLC > thymoma: >90%

SCLC > neuroblastoma: >80%

Lung,neuroendocrine:50%

Testicular,lung: >90%

Breast,colon,parotid,lung: >90%

Breast,SCLC: >90%

Notumorassociationknown

Lung,breast,thymoma:70%

Lung,neuroendocrine,thymoma: <10%

Seeabove

Breast/lung/thymoma/carcinoid: <5%

Seeabove

CerebellumCerebellarataxia

Cerebellardegeneration

BrainstemBrainstemencephalitis/ encephalopathy

Opsoclonusmyoclonus (OMS)

Stiff-mansyndrome(SMS) PERM

PCA-1(Yo)

PCA-Tr(DNER)

ANNA-1(Hu)

CRMP-5(CV2)

mGluR-1

GAD65

VGCC(PQandNtype)

CRMP-5(CV2)

ANNA-1(Hu),OMS

ANNA-2(Ri),OMS

Amphiphysin

Ma2

Ma1

GlyaR(SMS,PERM)

AQP4

GAD65(SMS)

SpinalcordMyelopathyandmyoclonusAQP4

CRMP5(CV2)

Amphiphysin

Ovarian,breast,mullerianduct: >90%

Hodgkin’slymphoma: >80%

Seeabove

Hodgkin’slymphoma:fewcases

Seeabove

SCLC,other:50%

Seeabove

Thymoma,lymphoma:20%

Seeabove

Seeabove

seminaldiscoveriesfromLindstrom,Drachmann,Engel, andmanyothers.BothmyastheniaandLambert–Eaton syndromehavetumor-associated(thymomaorsmallcell lungcancer)andnontumor-associatedforms,butin eachcaseimmunotherapiesarehighlyeffective.Inthe 1990sthediscoveryofgangliosideantibodiesinsome formsofperipheralnervedisorderswasanotherbreakthrough,althoughadirecteffectoftheantibodieswas moredifficulttodemonstrate,andtreatmentresponses arenotalwayssoeasytopredict.Recentlynodalproteins havebeenidentifiedinatleastasmallproportionof patientswithdistinctiveformsofchronicinflammatory demyelinatingpolyneuropathy,andthereismuchmore tolearn.

Evenbeforetheneweraofautoimmuneformsof encephalitis(2000–current),therewerehintsthatsome centralnervoussystemdisorders,aswellasthewellknownneuromuscularandperipheralnervediseases mentionedabove,wereassociatedwithspecificantibodiesandmightrespondtoimmunotherapies.Inparticularly,somebraindiseasesoverlappedwithother specialties.Patientswithautoimmunethyroidorother endocrinologicdisorderscommonlyhavecoexisting neurologicautoimmunity.Inrheumatology,patients withapersonalorfamilyhistoryoforgan-and nonorgan-specificautoimmunity,suchassystemiclupus erythematosus,Sj€ ogrendisease,andantiphospholipid syndrome,maypresentwithneurologiccomplications oftheirconnectivetissuediseaseandcommonlymay haveotherassociatedautoimmuneneurologicdisorders. Ofnote,rheumatologistshaveextensiveexperiencein theuseofawidearrayofimmunosuppressivemedicationsthathaveapplicabilitytoautoimmuneneurologic disordersandthesespecialistshaveoftenbeenmorewillingtousetheminpatientswithneurologicinvolvement.

Thereisnowanarrayofdifferentantigenictargets (e.g.,leucine-rich,glioma-inactivated1(LGI1),alphaamino-3-hydroxy-5-methyl-4-isoxazolepropionicacid (AMPA), N-methyl-D-asparticacidreceptor(NMDA), andgamma-aminobutyricacid(GABA)receptors)recognizedasimportantinthedifferentialdiagnosisof patientspresentingwithsubacuteneurologicsyndromes. Importantly,bothchildrenandadultsofallagescanbe affected,makingtherecognitionoftheseantibodyassociatedsyndromesofwideimportance. Table1.2 providesa brief synopsisofthecontentsofeachchapter.

NEWASSOCIATIONSANDCHALLENGES

Whichdrug,howmuch,andforhowlong?

Thisyoungfieldofdiscoveryhassignificantchallenges ahead,withsomanyunansweredquestions.Froma treatmentperspective,weneedtobegintoaddressbasic therapeuticquestions:Whatdrug?Whatdose?Howlong

totreat?Thoughthesedisordersareconsideredorphan diseases,randomizedcontrolledtrialswillberequired tobetterdefineappropriatetherapeuticregimens.Some ofthesedisordersaremonophasicillnessesandmay requireshort-livedimmunotherapy.Somemayactually improvespontaneously.

Understandingimmunopathogenesiswill leadtonewtherapies

Advancedserologicinterpretiveinsights,coupledwith increasedunderstandingofthepathogenicimpactof bindingofneuralantibodiestotheirtargetswilllead tothediscoveryofnoveltherapeutictargetsandopen uppossibilitiesforrepurposingofdrugsalreadyavailable,aswellasthepotentialdevelopmentofdiseasespecifictherapies.Repurposingofdrugsusedinrelated fields,suchashematologyandrheumatology,willallow neurologiststoacceleratethedevelopmentoftherapeuticsforpreviouslydevastatingandincurableneurologic conditionssuchasneuromyeltisoptica(NMO),myastheniagravis,andchronicinflammatorydemyelinating polyneuropathy.Thisareawillrequirefurtherdevelopmentofanimalmodelsthatdirectlymodelthedisease inquestion.

Towardamolecularlydefinedclassification

Thisleadsintoanotherimportantchallengeofhowwe shouldclassifyordefinetheseconditions.Shouldwe definethembasedonthemoleculartargetorclassify accordingtospecificclinicalandradiologiccriteria? Manydiversedisordersarenowunifiedbyaspecificbiomarker,andsincemanyofthesymptomsandsigns extendbeyondtheirtraditionalclinicalassociations, wesuggestthatanewterminologywillbedeveloped consistentwithanevolvingnomenclatureusedinautoimmuneneurologicdiseasesthatismoleculartargetdefined.Thetermaquaporin-4(AQP4)autoimmunity isinclusiveoftheexpandingsystemicphenotypethus faridentifiedforNMOspectrumdisorders.Theabsence ofAQP4IgGmightindicateanalternativediagnosis, suchasmultiplesclerosis,anotherdemyelinating disorder,thepresenceofanotherantibody,oranindeterminatediagnosis.Similarly,thetermautoimmune NMDARencephalitishasbeenusedtodefinethe encephalopathyresultingfromtargetedattackofthe NMDARbypathogenicIgGs.Suchanapproachtoclassificationofinflammatorycentralnervoussystemdiseasesdoesnotinfer,however,thatsimilarsyndromes withoutthatspecificantibodydonotexist.Itdoesimply thattheclinicalphenotypemaybeshared,althoughthe immunopathogenicmechanismsmaydiffer(astrocytopathyinAQP4autoimmunityandoligodendrogliopathy inmyelinoligodendrocyteglycoproteinautoimmunity).

AuthorsandchaptertitleSummaryofcontents

cerebrospinalfluid,andserologicfeaturescansuggestan immunebasisforseizures,sometimesincaseswhereno specificantibodyhasbeenidentifiedandotherfeaturesare notpresent.Otherformsofepilepsy,suchasRasmussen’s encephalitis,orassociatedwithsystemicautoimmune diseases,andtheirtreatments,arebrieflyreviewed.

14.Flanagan,Drubach,andBoeve:Autoimmunedementia andencephalopathy

Justaswithepilepsies,thereisgrowingrecognitionthatsome formsofdementiaandencephalopathiesarelikelytobe immunotherapy-responsive.Presentationsvary,fromacute limbicencephalitistoacuteorchronicdisordersofcognition mimickingneurodegenerativedementia.Theimportanceof bedsidecognitiveassessmentanddetailedneuropsychologic testingisemphasizedwithapracticalguidetorecognition, diagnosis,andmanagementofpatientsforwhomthe differentialdiagnosesmayincludeCreutzfeldt–Jakob disease,moreinsidiouscauses(Alzheimer’sdisease,Lewy bodydementia,andfrontotemporaldementia),primaryand secondaryvasculitis,systemiclupuserythematosus,multiple sclerosis,andevenIgG4-relateddisease

15.CoutinhoandVincent:Autoimmunityinneuropsychiatric disorders

16.TwiltandBenseler:Centralnervoussystemvasculitisin adultsandchildren

Thischapterfocusesmainlyonneuropsychiatricdiseasesas seenbypsychiatristsandtheevidencefromgenetic epidemiologicandimmunologicstudiesthatpointtowardsan autoimmunepathophysiologyinsomeofthepatients.The authorsalsosummarizethepsychiatricmanifestationsin patientswithautoimmuneformsofencephalitis,anddiscuss howautoimmunecentralnervoussystemdiseasesmight,in someinstances,berelevanttopsychiatricdisorders, particularlyschizophreniaandautism

Primaryangiitisofthecentralnervoussystem(PACNS)isan inflammatorybraindiseasetargetingthecerebralblood vessels,leadingtoawidespectrumoffeaturesincluding neurologicdeficits,cognitivedysfunction,andpsychiatric symptoms.Theauthorsprovideaveryusefuldiscussionof thedifferentialdiagnosisanddifferencesbetween angiography-positiveandnegativeprimaryangiitis

17.McKeonandVincent:AutoimmunemovementdisordersThiscoversthebroadclinicalspectrumanddiagnostic evaluationofautoimmunemovementdisorders,andtheir treatment,focusingonmovementdisorders,ataxias,and hypokineticorhyperkineticdisorders,andtheirassociated neuralautoantibodies.Itcoversnotonlytheclassic syndrome,stiff-personsyndrome,andglycinereceptor antibody-associatedforms,butalsoautoimmunityin controversialareassuchasthosemovementdisorders associatedwithstreptococcalinfectionsorceliacdisease

18.Silber:Autoimmunesleepdisorders

19.Flanagan:Autoimmunemyelopathies

Sleepdisordersareanotherwideareawhereautoimmunitymay behighlyrelevant.Thischapterreviewsthedifferent manifestationsassociatedwithspecificneural autoantibodiesandsummarizesinmoredetailtheevidence thatidiopathicnarcolepsyisanautoimmunediseasedespite thelackofaserumantibodybiomarker

Primaryautoimmunemyelopathiescanbeantibody-mediated (includingaquaporin-4autoantibodies),postinfectious,

AuthorsandchaptertitleSummaryofcontents

paraneoplastic,andthosethoughttobeimmune-relatedbut notassociatedwithanyknownspecificantibodyasin multiplesclerosisandspinalcordsarcoidosis.Auseful overviewofrecentadvancesinthisareaandapractical approachtothedifferentialdiagnosisandmanagementof thesedisordersareprovided

20.Petzold,Wong,andPlant:AutoimmunityinvisuallossAnextensiveoverviewoftheliteratureonallformsof autoimmunevisualloss,fromretinitistoopticneuritis, providingacomprehensivedifferentialdiagnosisof disordersandhighlightingtheimportanceofconsidering immunemechanismsassociatedwithsystemicdisease

21.Hinson,Lennon,andPittock:AutoimmuneAQP4 channelopathiesandneuromyelitisopticaspectrum disorders

22.McKeonandBenarroch:Autoimmuneautonomic disorders

Arguablythebest-studiedbutnotyetfullyunderstoodofthe newantibody-mediateddiseasesisneuromyelitisoptica.This coversindetailtheimmunobiologyofaquaporin-4 autoimmunityandthecontinuingrevisionofneuromyelitis opticaspectrumdisorderclinicaldiagnosticcriteria.Asthe spectrumbroadens,theimportanceofhighlyspecificassays thatdetectpathogenicaquaporin-4-IgGtargeting extracellularepitopesofaquaporin-4isemphasized. Importantly,thetreatmentofthisdiseaseisleadingtheway intheuseofnoveltherapeuticagentsinantibody-mediated conditions

Anumberofdifferentautoantibodiescanleaddirectlyor indirectlytodysautonomia,andtheroleoftheimmune systemneedstobeconsiderednotonlyinneuropathiesbut alsoinidiopathicforms.Thedirecteffectofantibodiesto ganglionicacetylcholinereceptors,calciumandpotassium channelscancauseavarietyofsymptoms,whilstNMDAR, glycinereceptor,anddipeptidyl-peptidase-likeprotein antibodieslikelyaffectautonomicfunctionsvia hypoathalamic-regulatorypathways.Therapeuticapproaches requirebothsymptomaticandantibody-depletingtherapies

23.Klein:Autoimmune-mediatedperipheralneuropathiesand autoimmunepain

24.Verschuuren,Strijbos,andVincent:Neuromuscular junctiondisorders

25.Mammen:Autoimmunemuscledisease

Painisanothersymptomthatcanbeautoimmune.Immunemediatedneuropathieshavevariedpresentationswith differentmolecularandcellularantigenictargets.An anatomicapproachhelpstounderstandthepathogenesisand howtheinnateandadaptiveimmunesystemsinteractto resultinthese,sometimesunderappreciated,conditions. Treatmentscanreversethesymptomsandencourage peripheralnerveregeneration

Disordersoftheneuromuscularjunctionsuchasmyasthenia gravisandtheLambert–Eatonmyasthenicsyndromes,are stillparadigmsforantibody-mediateddiseases,andhavethe advantagethattheycanbedefinedclinicallyand physiologically,leadingtorecognitionofearly-andlateonsetformsaswellasdifferentantibodies,e.g.,MuSKand LRP4.Bothsymptomaticandimmunetreatmentsare comprehensivelydiscussedforthisdisease

Musclediseasesareofteninflammatoryandthisprovidesa comprehensiveaccountoftheepidemiology,clinical presentation,andtreatmentoftheautoimmunemyopathies andinclusionbodymyositis.Thisisanadvancingfieldwhich

Table1.2

AuthorsandchaptertitleSummaryofcontents

isdefiningadiversefamilyofdiseaseswithrecent autoantibodydiscoveriesthathelptoclassifythem,suchas antisynthetaseautoantibodies,dermatomyositis autoantibodies,immune-mediatednecrotizingmyopathy autoantibodies,andautoantibodybiomarkersofinclusion bodymyositisandmixedconnectivetissuedisease.Sucha complexarearequiresguidelinesfortheapproachtomyositis autoantibodytesting,andthedifferentimmunosuppressant approachesthatcanbeused

26.LimandGorman:Autoimmuneneurologicdisordersin children

27.Hu,O’Connor,Pittock,andNowak:Currentandfuture immunotherapytargetsinautoimmuneneurology

Oneoftheexcitingdiscoveriesofthelast10yearsisthe importanceofconsideringspecificformsof encephalopathiesanddemyelinatingdiseasesinchildren. TheseincludeNMDARantibodyencephalitisandVGKC–complexantibody-associateddisordersthatareoften immunotherapyresponsive,butalsoawidevarietyofother syndromes,suchasopsoclonusmyoclonussyndromeand Sydenhamchorea,andthosethataresecondarytoother neuropsychiatricdisorders,includingsystemiclupus erythematosusandantiphospholipidsyndromes.Epileptic syndromesareparticularlyimportant,althoughantibody markersarestillrareinepilepsy,Rasmussen’sencephalitis, aswellasfeverinfectionassociatedwithrefractoryepilepsy syndromes(FIRES).Theauthorsalsoprovideanoverviewof antibodiesassociatedwithacquireddemyelination syndromes,includingaquaporin-4andmyelin oligodendrocyteglycoproteinantibodies,andprovidesome insightsintotheroleofinflammationinchildhood neurodegenerativedisorders.Optimizingimmunotherapies andcollaborationsamongcliniciansandresearchersareboth essentialtofacilitaterecognition,standardizationofcare paradigmswithconsistentdefinitionsof“adequate”and “insufficient”therapeuticresponses,andassistinthe developmentofoutcomemeasuresthatareappropriateinthe pediatriccontext

Thestandardacuteandchronicimmunotherapiesarediscussed withapracticaloverviewoftheiruseintheclinic,including mechanismsofaction,dosing,monitoring,andside-effects. Theimprovedmechanisticunderstandingofthe immunopathologyofthediseasesdescribedinthisvolumeis allowingthedevelopmentofnovelapproachestotreatment throughnewdrugdiscoveryorrepurposingofdrugsusedin otherautoimmuneconditions

Recognitionofsuchimmunopathogenicdifferenceswill likelybeimportantasmoreindividualizedandmechanisticallytargetedtherapiesbecomeavailable.Butthese considerationsraiseanotherquestion.Howdoweassess sensitivityofantibodytestsifthediseaseisonlydefined bythepresenceoftheantibodyratherthantheclinical features?

Measuringandinterpretingantibodies: Predictingoutcomeandguidingtherapeutic decisionmaking

Thisexpandinggroupofdiseasescouldnotberecognizedwithoutthedevelopment,inparallel,ofautoantibodytestinginserumandcerebrospinalfluid(CSF).

Becauseoftheimplicationsofpositivetestresults,the numbersofsamplessentforantibodytestinghave increasedexponentially,mainlyinordertoexcludethe possibilityofanimmunotherapy-responsivedisease. Asaresulttherewillbeaproportionofequivocalor “clinicallyirrelevant”(notnecessarily“false”)positive results,andsomeareasofcontroversyorwhereparticularcautionisneededintheinterpretationofresults. Forthereader,itisimportanttorealizethatnotallpositivetestresults,particularlythoseatlowtiter,signifyan immunotherapy-responsivedisease;someantibodies mayarisesecondarytoneuronaldamage(asintheherpessimplexvirusencephalitis(HSVE)relapses)andnot alwayscausedisease,andtherewillbeotherfactorsthat contributetodiseasepathology.Theclinicalfeaturesand investigations,andtheclinician’sexperience,arecrucial tosuccessfuldiagnosisandmanagement.Wehopethat bydiscussingthediseasescomprehensively,butalsocritically,wecanhelpless-experiencedcliniciansmakethese decisions.

Howdoautoimmuneneurologicdisorders arise?Whatisthetrigger?Whatroledo geneticandenvironmentalfactorsplay?

Itisnowclearthatmanyantibody-associateddisorders arenotparaneoplastic.Whatothercausescanbeidentified?Thereisagrowingbodyofliteraturesupporting theconceptthatneurologicautoimmunitymaydevelop inthesettingofinfection(Leypoldtetal.,2015).Inchildren, paralysispost enterovirusD68,acutedisseminated encephalomyelitispostvaccinationorinfections,and Guillain–Barresyndromeinthesettingof Campylobacter infection,arenowwell-recognizedassociations.Fora longtime“relapses”hadbeenreportedwithHSVE,typicallyoccurringweeksafterinitialinfection,andoften associatedwithunusualmovementstermedbysome as“choreoathetosispost-HSVE.”TheCSFHSVpolymerasechainreactioniscommonlynegative.In 2012, Pruss etal. reported NMDARIgA,IgM,orIgGinthe seraorCSF of 30%ofpatientswithHSVE.Serafrom thesepatientsalteredthedensityofneuronalsynaptic markers,suggestingapotentialpathogenicdiseasemodifyingeffect.In 2014,Hacohenetal. reported NMDARantibodies in serumof3of7childrenwho hadrelapsedpost-HSVE,andwhoimprovedwithimmunotherapies.Othershavereportedsimilarfindingswith relapsespost-HSVE,includingdopaminereceptor2and unclassifiedneuralantibodies(Mohammadetal.,2014). Other studieshave reported antibodiespostcytomegalovirusandEpstein–Barrvirus,varicella-zostervirus,and adiversityofneuralantibodiesinserumandCSFof patients.

Whyarespecificregionsofthenervous systemtargeted,whentheautoantigenis widelyexpressed?Whatarethefactorsthat definewhichantigen-expressingregionsare attackedandwhicharespared?

Sometimes,whenthecelltypethatistargetedoccursin manydifferentcentralnervoussystemstructures,the syndromesthatresultmaybediverse,suchasthoseassociatedwithopticneuritis,myelitis,andattacksofbrain edemainNMO.Understandingthesedisordersultimatelyrequiresananalysisofhowthetargetantigen moleculesaffectimmunecellularinteractionsbothto generatetheautoimmunereactionandtoproducethe immune-mediatedinjuryofthenervoussystem.Wesuspectthatvariabilityintheinflammatorymicroenvironment,inabilityofcellstoregulateinflammation,and intargetantigenexpression(isoforms,epitopeconformation,andavailability)maybeareaswarranting investigation.

CONCLUSION

Theeraofneuralantibodydiscoveryhasarrivedandis themajordriverofthecurrentfieldofautoimmuneneurology.Agrowingspectrumofclinical,radiologic,and oncologicassociationsisnowbeingrecognizedwith theseautoantibodies.Recognitionofnovelbiomarkers, advancedserologicinterpretiveinsights,increased understandingofthepathogenicimpactofbindingof neuralantibodiestotheirplasmamembraneneuronal andglialtargets,aswellasfutureidentificationofnovel pathogenicmechanismswillleadtoformulationofindividualpatient-specifictherapies.

Thisbookisthefirstofitskindtoreviewallaspectsof thefieldofautoimmuneneurology.Wehopewehave providedacomprehensive,clinicallyhelpfultextbook targetedatmedicalstudents,residents,fellows,and staffcliniciansandacademicswithinterestinthisfield. Multiplesclerosis,forwhichnoautoantibodybiomarker exists,isexcludedfromthisbookasthereareaplethora oftextsonthatsubjectanddefinitiveevidencethatmultiplesclerosisisanautoimmunediseaseisstillawaited.

ACKNOWLEDGMENTS

Wearegratefultothecontributingauthorswhosehard workhasbroughtthisfirst HandbookofNeurology editionofautoimmuneneurologytolifeandwehopethat thistextbookwillbeahelpfulresourceformedicalstudents,residents,fellows,andclinicianswhowillencountersuchpatientsintheirpractice.Despitemajorstrides forward,therearestillmanyquestionsremainingand muchworktobedone.

HandbookofClinicalNeurology, Vol.133(3rdseries)

AutoimmuneNeurology

S.J.PittockandA.Vincent,Editors

© 2016ElsevierB.V.Allrightsreserved

SignalingmoleculesoftheCNSastargetsofautoimmunity

Abstract

Ionchannelsandreceptorsarethefundamentalbasisforneuronalcommunicationinthenervoussystem andareimportanttargetsofautoimmunity.Thedifferentneuronaldomainscontainauniquerepertoire ofvoltage-gatedNa+ (Nav),Ca2+ (Cav),andK+ (Kv),aswellasotherK+ channelsandhyperpolarizationgatedcyclicnucleotide-regulatedchannels.Thedistinctionchanneldistributiondefinestheelectrophysiologicpropertiesofdifferentsubtypesofneurons.Thedifferentneuronalcompartmentsalsoexpress neurotransmitter-gatedionchannels,orionotropicreceptors,aswellasGprotein-coupledreceptors. Ofparticularrelevanceinthecentralnervoussystemareexcitatoryglutamatereceptorsandinhibitory g-aminobutyricacidandglycinereceptors.Theinteractionsamongdifferentionchannelsandreceptors regulateneuronalexcitability;frequencyandpatternoffiringofactionpotentials(AP);propagationof theAPalongtheaxon;neurotransmitterreleaseatsynapticterminals;APbackpropagationfromtheaxon initialsegmenttothesomatodendriticdomain;dendriticintegrationofsynapticsignals;andusedependentplasticity.

BASICPRINCIPLESOFNEURONAL SIGNALING

Basicprinciplesofelectrophysiology

Neuronsencodeinformationthroughgenerationof actionpotentials(APs)(Bean,2007)andionchannels arethe fundamentalbasisforneuronalcommunication inthenervoussystem(Baranauskas,2007;Isacoffetal., 2013).Neuronscontaindifferentfunctionalsomatodendritic and axonaldomains,eachwithacharacteristic distributionofionchannelsandreceptors(Fig.2.1) (LaiandJan,2006;Spruston,2008).Thedendritesof several types ofneurons,includingcorticalpyramidal neurons,mediumspinycellsofthestriatum,andPurkinjecells,containdendriticspines,whichreceivemost oftheexcitatorysynapticinputs.Othercells,suchas motorneuronsorstriatalcholinergicinterneurons,lack dendriticspines.Thedifferentdomainsoftheaxonare theaxonalinitialsegment(AIS),axonproper,andthe axonterminals(Debanneetal.,2011).Themyelinated

axons consistof nodesofRanvier,paranodes,juxtaparanodes,andinternodes.Thedifferentneuronaldomains containauniquerepertoireofvoltageNa+ channels(Nav) (Catteralletal.,2005a)(Table2.1);voltageCa2+ channels (Cav)(Catteralletal.,2005b;SimmsandZamponi,2014) (Table2.2);voltage-gated(Kv)(Gutmanetal.,2005) (Table2.3)andothertypesofK+ channels(Goldstein etal.,2005; Kuboetal.,2005;Weietal.,2005) (Table2.4);aswellashyperpolarization-gatedcyclic nucleotide-regulated (HCN)channels(KaseandImoto, 2012).Thedistinctionchanneldistributiondefinesthe electrophysiologic propertiesofdifferentsubtypesof neurons(LaiandJan,2006;Spruston,2008;Debanne etal., 2011). Inaddition,thedifferentneuronalcompartments,particularly thesomatodendriticdomainandthe axonterminals,expressneurotransmitter-gatedion channels(ionotropicreceptors);ofparticularrelevance inthecentralnervoussystem(CNS)areexcitatory glutamatereceptors(HollmannandHeinemann,1994; Traynelis et al., 2010)andinhibitory g-aminobutyric acid

*Correspondenceto:EduardoE.Benarroch,M.D.,DepartmentofNeurology,MayoClinic,200FirstStreetSW,RochesterMN 55905,USA.Tel:+1-507-284-1005,E-mail:benarroch@mayo.edu

Table2.3

Voltage-gatedK+ (Kv)channels

Subtype

Kv1

Distribution

Somatodendritic Axoninitialsegment(AIS) NodesofRanvier Juxtparanodes*

Kv2 Dendrites AIS

Kv3

Kv4

Kv7.2/Kv7.3 (KCNQ2/KCNQ3)

Dendrites(fastspiking GABAergicneurons)

Somaanddendrites†

Somatodendritic AIS NodesofRanvier

Activation

LVA(milddepolarization duringactionpotential (AP)); rapidactivation

HVA.Slowlyactivated followingthepeakof theAP

Function

Transientslowlyinactivatingcurrent (ID)thatregulatesactionpotential thresholdandfiringrate

Delayedrectifiercurrent(IK)involved inrepolarizationoftheAPand hyperpolarizationduringfastfrequencyfiring

RegulateAPbackpropagation

HVA.RapidlyactivatedAcceleratesAPrepolarization, allowingfastfiring

LVA(activatedat subthreshold depolarization) Rapidactivationand inactivation

LVA(activatednear restingmembrane potential(RMP)).Slow kinetics,inhibitsby muscarinicagonists

SubthresholdAcurrent(IA)thatdelays onsetoftheAP,controlsrepetitive firing,andlimitsAP backpropagation

Contributestomaintenanceofthe RMP Reducesresponsetoexcitatoryinputs

*Formsamacromolecularcomplexwithcontactin-associatedprotein2(Caspr2)/contactin. †FormsamolecularcomplexwithK-channel-interactingproteins(KChIPs)anddipeptidylpeptidase-likeproteinsDPP6(DPPX)orDDP10 (DPPY).

Table2.4

OtherK+ channelsinneuronsandglialcells

FastCa2+ activated Kchannels(BKCa)

SlowCa2+ activated Kchannels(BKCa)

Somatodendritic Axons? Rapidlyactivatedafter Ca2+ influxKCa

Somatodendritic Axons? Slowlyactivatedafter Ca2+ influx

Kir6.1(KATP) SomatodendriticInhibitedbyadenosine triphosphate

Kir3(GIRK) Somatodendritic Axonterminals

GatedbyGi/o protein bg subunit

Kir4.1 Astrocyteendfootprocess Formsacomplexwith aquaporin4

2Porechannels (TASK,TREEK) WidespreadActivatedbylipid mediators,acids, volume

passiveflowofionsdrivenbytheirconcentrationgradient(Isacoffetal.,2013).Ionchannelscanbeopened (gatedor activated) byvoltage(voltage-gatedchannels) orbindingofneurotransmitters(ionotropicreceptors); theycanalsobeopen(activated)orclosed(inactivated) byseveralchemicalsignals,includingCa2+,H+, Gproteins,andadenosinetriphosphate(ATP).Ion

Contributestoactionpotential(AP)repolarizationand afterhyperpolarization

Afterhyperpolarizationandspikefrequency adaptation

Maintenanceofrestingmembranepotential(RMP) Feedbackmechanismthatreducescellexcitabilityin thesettingofenergyfailure

Reducesexcitabilityinresponsetoneurotransmitters actingviaGi/o-coupledreceptors

BufferingofextracellularK+ andmaintenanceofcell volume

LeakcurrentresponsiblefortheRMP

selectivity,gating,andkineticsofactivationandinactivationdependontheaminoacidcompositionofthe polypeptideregionthatformsthewallofthechannel pore(Isacoffetal.,2013).Thehighheterogeneityofsubunit composition andtheirdifferentialdistributioncriticallyaffectchannelkineticsandeffectsonneurons. Otherinfluencesaffectingionchannelfunctioninclude

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