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AssessingProgress towardsSustainability Frameworks,Toolsand

CaseStudies

AssessingProgress towardsSustainability Frameworks,Toolsand CaseStudies

CarmenTeodosiu

ProfessorandDirectoroftheDepartmentofEnvironmental EngineeringandManagementfrom„GheorgheAsachi” TechnicalUniversityIasi(TUIASI),Romania

SilviaFiore

AssociateProfessorattheDepartmentofEnvironment,Landand InfrastructureEngineering(DIATI)atPolitecnicodi Torino,Italy

AlmudenaHospido

AssociateProfessorattheDepartmentofChemicalEngineering atUniversidadedeSantiagodeCompostela(USC),Spain

Elsevier

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SECTIONIIAssessmenttoolsforsustainabilitymethodologicalissues

CHAPTER6LifeCycleSustainabilityAssessment-based tools...................................................................93

BeatrizRivela,BrandonKuczenski,and DoloresSucozhanay

1 WhatLifeCycleThinkingmeans:Asystemapproach tosustainability............................................................................93

1.1Theneedtocultivatealifecycleperspective.....................93

1.2Lifecyclemethodologiesforsustainabilityassessment: Understandingtoolsandcriteria..........................................94

2 EnvironmentalLifeCycleAssessment........................................96

2.1Processesandflows..............................................................97

2.2Atechno-economicnetwork................................................98

2.3Thenature–industryboundary..............................................99

2.4LifeCycleImpactAssessment.............................................99

2.5LCAinpractice:Insightsandapproaches.........................100

2.6Uncertaintyandvariability.................................................101

2.7Optionalsteps:Normalisationandweighting....................102

2.8Softwareanddatabases......................................................103 3 LifeCycleCosting.....................................................................105 4 SocialLifeCycleAssessment...................................................107

4.1TheS-LCAmethodology...................................................107

4.2S-LCAdatabases................................................................109

4.3Challengesanddevelopments............................................110

TowardsLifeCycleSustainabilityAssessment: Theintegrationchallenge...........................................................111

7.1Energyfootprint..................................................................129

7.2Landfootprint.....................................................................130

7.3Materialfootprint................................................................130

7.4Chemicalandozonefootprint............................................130

7.5Biodiversityfootprint.........................................................131

7.6Wasteabsorptionfootprint.................................................131

7.7Plasticfootprint...................................................................132

8 Conclusions................................................................................132 References..................................................................................133

CHAPTER8Thecombineduseoflifecycleassessment anddataenvelopmentanalysistoanalysethe environmentalefficiencyofmulti-unitsystems....137 JaraLaso,JorgeCristo ´ bal,Marı´aMargallo, RubenAldaco,andIanVa ´ zquez-Rowe

1 Theimportanceofeco-efficiencyinsustainable development...............................................................................137

2 TheLCA+DEAmethod............................................................138

2.1DEAmatrixconstruction....................................................141

2.2Modelorientation...............................................................141

2.3Returnstoscale..................................................................142

2.4DEAmodel.........................................................................142

2.5LCA+DEAapproaches......................................................145

3 AbriefhistoryofthejointuseofLCA+DEA.........................146

4 RecentmethodologicaladvancesinLCA+DEA......................147

4.1Dealingwithundesirableoutputs.......................................147

4.2Handlinguncertainty..........................................................149

4.3Rankingefficientunits:Super-efficiencyanalysis............150

5 AdvantagesandlimitationsofapplyingtheLCA+DEA method:Futureoutlook..............................................................151

Acknowledgments.....................................................................153 References..................................................................................153

CHAPTER9TerritorialLifeCycleAssessment........................161 EleonoreLoiseau,ThibaultSalou,andPhilippeRoux

1 Introduction................................................................................161

2 MainprinciplesofterritorialLCA............................................163

2.1Goalandscopedefinition...................................................163

2.2Lifecycleinventory............................................................166

2.3Lifecycleimpactassessment.............................................166

2.4Interpretation.......................................................................167

3 Overviewofapplications...........................................................168

3.1TypeA:Bibliometricanalysis...........................................168

3.2TypeB:Comparativestudyofthepeer-reviewed papers..................................................................................170

4 Combinationswithothertools...................................................180

4.1Territorialmetabolismstudies............................................180

4.2GIStools.............................................................................181

4.3Economicmodelling...........................................................182

5 Conclusionsandperspectives....................................................183 Acknowledgments.....................................................................184 References..................................................................................184

CHAPTER10Environmentalimpactandriskassessment.........189

BrindusaSluser,OanaPlavan,andCarmenTeodosiu

1 EIAconcepts,goals,andtargetaudience..................................189

2 Environmentalimpactassessmentmethodology.......................190

2.1EIAstages...........................................................................190

2.2EIAtools.............................................................................193

3 Riskassessmentmethodology...................................................204

4 Integratedapproachofenvironmentalimpactandrisk assessments.................................................................................207

4.1EIRAassumptionsandmethodology.................................208

4.2EIRAindex.........................................................................209

5 Environmentalimpactassessmentandlifecycle assessment..................................................................................210

6 Conclusions................................................................................211 Acknowledgments.....................................................................212 References..................................................................................212

CHAPTER11Multi-criteriadecision-making...........................219

ClaudiaLabianca,SabinoDeGisi,and MicheleNotarnicola

1 Introduction................................................................................219

2 Multi-criteriadecision-makingmethodsandframework..........222

3 Toolsandsoftware.....................................................................229

4 Datarequirements......................................................................234

5 Scaleofanalysesandtargetaudience.......................................234

6 Discussion...................................................................................235

7 Conclusionandfutureresearch.................................................237 References..................................................................................237

4.2LCAplanning:Objectives,systemlimits,

5.2LCAplanning:Objectives,systemlimits,functional

RattanawanTamMungkungandShabbirH.Gheewala

CHAPTER19Footprintassessmentofsolidwastemanagement systems.............................................................383

DanielaGavrilescu

1 Aims...........................................................................................383

2 Stateoftheart............................................................................383

3 Novelty.......................................................................................385

4 Casestudydescription...............................................................386

4.1Carbonfootprintofregional/nationalmunicipal solidwastemanagementsystems.......................................386

4.2Carbonfootprintofnationalwasteelectrical andelectronicmanagementsystems..................................388

4.3Carbonfootprintofnationalpackagingwaste managementsystem............................................................390

4.4Carbonfootprintofbiowastemanagementsystem...........393

5 Conclusions................................................................................397 Acknowledgements....................................................................403 References..................................................................................403

CHAPTER20Howcanwevalidatetheenvironmentalprofileof bioplastics?Towardstheintroductionof polyhydroxyalkanoates(PHA)inthe valuechains......................................................405

AlbaRoiba ´ s-Rozas,MateoSaavedradelOso, GiuliaZarroli,MiguelMauricio-Iglesias, AnuskaMosquera-Corral,SilviaFiore,and AlmudenaHospido

1 Plasticsandbioplastics..............................................................405

2 Polyhydroxyalkanoates:Feasibleproductionandchallenges alongthevaluechain.................................................................407

2.1OngoingeffortsonfeasiblePHAproduction....................407

2.2BeyondPHAproduction:Recoveryandpurification........408

2.3Closingtheloop:PHAcompoundingandshaping, useandendoflife..............................................................409

3 Reviewstrategy:CurrentliteratureregardingLCAofPHA....412

4 CriticalreviewofthecurrentLCAstudiesfor PHAproduction..........................................................................413

4.1Reviewoutputsregardingmethodologicalissues..............413

4.2Classificationofthestudiesregardingprocesstype..........417

4.3Mainoutputs.......................................................................419

4.4Lessonslearned...................................................................420

Contributors

FeniAgostinho

ProgramadePo ´ s-graduac ¸ a ˜ oemEngenhariadeProduc ¸ a ˜ o,Laborato ´ riode

Produc ¸aoeMeioAmbiente,UniversidadePaulista(UNIP),SaoPaulo,Brazil

RubenAldaco

DepartmentofChemicalandBiomolecularEngineering,UniversityofCantabria, Santander,Spain

CeciliaM.V.B.Almeida

ProgramadePo ´ s-graduac ¸aoemEngenhariadeProduc ¸ao,Laborato ´ riode

Produc ¸ a ˜ oeMeioAmbiente,UniversidadePaulista(UNIP),Sa ˜ oPaulo,Brazil

JacopoBacenetti

DepartmentofEnvironmentalScienceandPolicy,Universita ` degliStudidi Milano,Milan,Italy

GeorgeBarjoveanu

DepartmentofEnvironmentalEngineeringandManagement,“GheorgheAsachi” TechnicalUniversityofIasi,Iasi,Romania

FlorinBucatariu

DepartmentofEnvironmentalEngineeringandManagement,“GheorgheAsachi” TechnicalUniversityofIasi;“PetruPoni”InstituteofMacromolecularChemistry, Iasi,Romania

DianaM.Byrne

DepartmentofCivilEngineering,UniversityofKentucky,Lexington,KY,United States

RobertoChirone

DepartmentofChemical,MaterialsandProductionEngineering,Universityof NaplesFedericoII;eLoopS.r.l.,Naples,Italy

RolandClift

CentreforEnvironmentandSustainability(CES),UniversityofSurrey,Guildford, UnitedKingdom;DepartmentofChemicalandBiologicalEngineering,University ofBritishColumbia,Vancouver,BC,Canada

BrettCohen

TheGreenHouse;DepartmentofChemicalEngineering,Universityof CapeTown,CapeTown,SouthAfrica

MauroCordella

TECNALIA,BasqueResearchandTechnologyAlliance(BRTA),Derio,Spain

Lluı´sCorominas

CatalanInstituteforWaterResearch(ICRA);UniversitatdeGirona,Girona,Spain

JorgeCristo ´ bal

DepartmentofChemicalandBiomolecularEngineering,UniversityofCantabria, Santander,Spain

SabinoDeGisi

DepartmentofCivil,Environmental,Land,BuildingEngineeringandChemistry (DICATECh),PolytechnicUniversityofBari,Bari,Italy

AnaBelendeIsla

LKSKrean,KREANGroup,Mondrago ´ n,Spain

TizianoDistefano

DEM(DepartmentofEconomicsandManagement),UniversityofPisa,Pisa,Italy

AndrewFerdinando

LKSKrean,KREANGroup,Mondrago ´ n,Spain

DanielaFighir

DepartmentofEnvironmentalEngineeringandManagement,“GheorgheAsachi” TechnicalUniversityofIasi,Iasi,Romania

SilviaFiore

DepartmentofEnvironment,LandandInfrastructureEngineering(DIATI), PolitecnicodiTorino,Torino,Italy

DanielaGavrilescu

DepartmentofEnvironmentalEngineeringandManagement,“GheorgheAsachi” TechnicalUniversityofIasi,Iasi,Romania

ShabbirH.Gheewala

TheJointGraduateSchoolofEnergyandEnvironment(JGSEE),KingMongkut’s UniversityofTechnologyThonburi(KMUTT);CentreofExcellenceonEnergy TechnologyandEnvironment(CEE),PERDO,MinistryofHigherEducation, Science,ResearchandInnovation,Bangkok,Thailand

BiagioF.Giannetti

ProgramadePo ´ s-graduac ¸aoemEngenhariadeProduc ¸ao,Laborato ´ riode

Produc ¸ a ˜ oeMeioAmbiente,UniversidadePaulista(UNIP),Sa ˜ oPaulo,Brazil

SaraGonza ´ lez-Garcı ´ a

CRETUS,DepartmentofChemicalEngineering,Universidadede SantiagodeCompostela,SantiagodeCompostela,Spain

AlmudenaHospido

CRETUS,DepartmentofChemicalEngineering,UniversidadedeSantiagode Compostela,SantiagodeCompostela,Spain

BrandonKuczenski

InstituteforSocial,Behavioral,andEconomicResearchUniversityofCalifornia, SantaBarbara,CA,UnitedStates

ClaudiaLabianca

DepartmentofCivilandEnvironmentalEngineering,HongKongPolytechnic University,HungHom,Kowloon,HongKong,China;DepartmentofCivil, Environmental,Land,BuildingEngineeringandChemistry(DICATECh), PolytechnicUniversityofBari,Bari,Italy

FrancescoLaio

DepartmentofEnvironment,LandandInfrastructureEngineering(DIATI), PolitecnicodiTorino,Torino,Italy

JaraLaso

DepartmentofChemicalandBiomolecularEngineering,UniversityofCantabria, Santander,Spain

PaolaLettieri

DepartmentofChemicalEngineering,UniversityCollegeLondon,London,United Kingdom

YvonneLewis

TheGreenHouse,CapeTown,SouthAfrica

EleonoreLoiseau

ITAP,UnivMontpellier,INRAE,InstitutAgro;Elsa,ResearchGroupfor EnvironmentalLifecycleandSustainabilityAssessment,Montpellier,France

SimonMair

CES,UniversityofSurrey,Guildford;CircularEconomyandDataAnalytics,School ofManagement,UniversityofBradford,Bradford,UnitedKingdom

Marı´aMargallo

DepartmentofChemicalandBiomolecularEngineering,UniversityofCantabria, Santander,Spain

CarolinMarker

InstituteofEnergyandClimateResearch-SystemsAnalysisandTechnology Evaluation(IEK-STE),ForschungszentrumJ € ulich,J € ulich;UniversityofBonn, Bonn,Germany

GeorgeMartin

DepartmentofSociology,MontclairStateUniversity,Montclair,NJ,UnitedStates; CES,UniversityofSurrey,Guildford,UnitedKingdom

JoseMiguelMartı ´ nez

LKSKrean,KREANGroup,Mondrago ´ n,Spain

AntonioMarzocchella

DepartmentofChemical,MaterialsandProductionEngineering,Universityof NaplesFedericoII,Napoli,Italy

MiguelMauricio-Iglesias

CRETUS,DepartmentofChemicalEngineering,Universidadede SantiagodeCompostela,SantiagodeCompostela,Spain

MarcelaMihai

DepartmentofEnvironmentalEngineeringandManagement,“GheorgheAsachi” TechnicalUniversityofIasi;“PetruPoni”InstituteofMacromolecularChemistry, Iasi,Romania

IrinaMorosanu

DepartmentofEnvironmentalEngineeringandManagement,“GheorgheAsachi” TechnicalUniversityofIasi,Iasi,Romania

AnuskaMosquera-Corral

CRETUS,DepartmentofChemicalEngineering,Universidadede SantiagodeCompostela,SantiagodeCompostela,Spain

RattanawanTamMungkung

CentreofExcellenceonenVironmentalstrategyforGREENbusiness(VGREEN); DepartmentofEnvironmentalTechnologyandManagement,Facultyof Environment,KasetsartUniversity,Bangkok,Thailand

MicheleNotarnicola

DepartmentofCivil,Environmental,Land,BuildingEngineeringandChemistry (DICATECh),PolytechnicUniversityofBari,Bari,Italy

AndreaPaulillo

eLoopS.r.l.,Napoli,Italy;DepartmentofChemicalEngineering,University CollegeLondon,London,UnitedKingdom

OanaPlavan

DepartmentofEnvironmentalEngineeringandManagement,“GheorgheAsachi” TechnicalUniversityofIasi,Iasi,Romania

OlatzPombo

LKSKrean,KREANGroup,Mondrago ´ n,Spain

BeatrizRivela

InviableLifeCycleThinking,Madrid,Spain

AlbaRoiba ´ s-Rozas

CRETUS,DepartmentofChemicalEngineering,Universidadede SantiagodeCompostela,SantiagodeCompostela,Spain

PhilippeRoux

ITAP,UnivMontpellier,INRAE,InstitutAgro;Elsa,ResearchGroupfor EnvironmentalLifecycleandSustainabilityAssessment,Montpellier,France

MateoSaavedradelOso

CRETUS,DepartmentofChemicalEngineering,Universidadede SantiagodeCompostela,SantiagodeCompostela,Spain

SerenellaSala

EuropeanCommission,JointResearchCentre,Ispra,VA,Italy

PieroSalatino

DepartmentofChemical,MaterialsandProductionEngineering,Universityof NaplesFedericoII,Napoli,Italy

ThibaultSalou

ITAP,UnivMontpellier,INRAE,InstitutAgro;Elsa,ResearchGroupfor EnvironmentalLifecycleandSustainabilityAssessment,Montpellier,France

BrindusaSluser

DepartmentofEnvironmentalEngineeringandManagement,“GheorgheAsachi” TechnicalUniversityofIasi,Iasi,Romania

DoloresSucozhan ˜ ay

DepartmentofSpaceandPopulation,UniversityofCuenca,Cuenca,Ecuador

CarmenTeodosiu

DepartmentofEnvironmentalEngineeringandManagement,“GheorgheAsachi” TechnicalUniversityofIasi,Iasi,Romania

MartaTuninetti

DepartmentofEnvironment,LandandInfrastructureEngineering(DIATI), PolitecnicodiTorino,Torino,Italy

Ana-MariaVasiliu

“PetruPoni”InstituteofMacromolecularChemistry,Iasi,Romania

IanVa ´ zquez-Rowe

PeruvianLCAandIndustrialEcologyNetwork(PELCAN),Departmentof Engineering,PontificiaUniversidadCato ´ licadelPeru ´ ,SanMiguel,Lima,Peru

SandraVenghaus

InstituteofEnergyandClimateResearch-SystemsAnalysisandTechnology Evaluation(IEK-STE),ForschungszentrumJulich,Julich;RWTHAachen University,SchoolofBusinessandEconomics,Aachen,Germany

GiuliaZarroli

CRETUS,DepartmentofChemicalEngineering,Universidadede SantiagodeCompostela,SantiagodeCompostela,Spain;Departmentof Environment,LandandInfrastructureEngineering(DIATI),PolitecnicodiTorino, Torino,Italy

Abouttheeditors

CarmenTeodosiu isProfessorandDirectorof theDepartmentofEnvironmentalEngineering andManagementfrom‘GheorgheAsachi’TechnicalUniversityofIasi(TUIASI),Romania.She obtainedherchemicalengineeringdegreeat TUIASI(1981);post-graduatediploma (1995)andaMasterofSciencedegreewithdistinctioninEnvironmentalScienceandTechnology(1996),bothatIHEInstituteofHydraulics andEnvironmentalEngineering,UNESCO-IHE Delft,TheNetherlands;andherPhDinchemistry atTUIASI(1998).From2008to2016,shewas Vice-RectorforresearchandDirectoroftheDoctoralSchoolsatTUIASI.Herresearchinterestsare inthefieldsofadvancedwastewatertreatment, integratedwaterresourcesmanagement,andenvironmentalandsustainability assessments.

Prof.CarmenTeodosiupublishedmorethan198scientificpapersininternational peer-reviewedjournals,29bookchapters,8patents,Hirschindex ¼ 26(Scopusand WebofScienceorWoS),andH ¼ 30(GoogleScholar).Shewasinvolved,asacoordinator/principalinvestigator,in224researchprojectsfundedbyEuropeanand Nationalagenciesorindustries.SheisaPhDsupervisorinthedomainsofchemical andenvironmentalengineering,and15candidatesreceivedtheirPhDtitlesunderher supervision.Prof.TeodosiureceivedtheDoctorHonorisCausaawardfromPannoniaUniversityVeszprem,Hungary.SheistheinitiatorandchairpersonoftheInternationalConferenceinEnvironmentalEngineeringandManagement(ICEEM),with its11theditionin2021(fourpreviouseditionswereorganisedinHungary,Austria, Italy,andSwitzerland, www.iceem.ro).

Prof.CarmenTeodosiuisamemberofeditorialboardsandsubjecteditorfor internationalpeer-reviewedjournalssuchas SustainableProductionandConsumption,JournalofCleanerProduction,Water, and EnvironmentalEngineeringand ManagementJournal.Sheisalsoaguesteditorofspecialissuesofjournalssuch as ProcessSafetyandEnvironmentalProtection,SustainableProductionandConsumption,Water,Sustainability, and EnvironmentalEngineeringandManagement Journal.

SilviaFiore isAssociateProfessoratDepartment ofEnvironment,LandandInfrastructure Engineering(DIATI),PolitecnicodiTorino,Italy, since2014.Sheobtainedherchemistrydegreeat theUniversityofTurin(1997)andaPhDin GeoenvironmentalEngineeringatPolitecnicodi Torino(2003).Sheinstructsthecourses‘EnvironmentalChemistry’and‘CircularEconomyand EnvironmentalSustainability’atthePolitecnico diTorino SheisresponsibleoftheCircular Economylaboratory.Hercurrentresearchinterestsarewaterandwastewatertreatments,waste managementandcirculareconomy,andenvironmentalandeconomicassessmentsoffull-scale processes.Shehaspublishedabout80papersinpeer-reviewedjournals(H-index 22onScopus,23onGoogleScholar),hassupervised10PhDstudents(3ongoing) and12researchfellows,andwastheprincipalcoordinatorof11researchprojects fundedbyEuropean/Nationalagenciesandindustries.Sheiscurrentlyinvolvedin threeHorizon2020projects(BEST4Hy,HYDRA,andNICE)andinone ERA-MIN2project(BASH-TREAT).ShehasbeenVisitingScholaratMcGillUniversity,Canada,in2016.ShewasawardedDoctorHonorisCausaby‘Gheorghe Asachi’TechnicalUniversityofIasiin2019andhasbeenappointedAdjunct ResearchProfessor(2018–24)intheDepartmentofChemicalandBiochemical EngineeringofWesternUniversityofOntario,Canada.Sheisaneditorialboard memberfor EnvironmentalEngineeringandManagementJournal andthe Sustainabilityjournal. Sheisalsoaguesteditorfor SustainableProductionandConsumption,Water, and Sustainability journals.

AlmudenaHospido isAssociateProfessoratthe DepartmentofChemicalEngineeringandamemberoftheCenterforInterdisciplinaryResearchin EnvironmentalTechnologies(CRETUS),bothat theUniversidadedeSantiagodeCompostela (USC),Spain.Hercurrentresearchinterestsare relatedtotheapplicationanddevelopmentoflife cycleassessmentandenvironmentalfootprintsfor monitoringprogressandsupportdecisions,witha specialfocusonthewastewatersector(bothtreatmentandvalorisation)andonthefoodproduction andprocessingindustry.

Internationalcollaborationhasalwaysbeena keypillarofherresearchactivities,withresearch staysinSweden,Canada,andtheUnitedKingdom,andanactiveroleinEuropean projects:atpresentparticipatingintwoH2020actions(USABLEPackagingand

PROTECT)andinthepastascoordinatoroftheH2020CASENERWATERthat developed,tested,andvalidatedamethodtomeasure,benchmark,andcommunicate theenergyefficiencyofwastewatertreatmentplants.Themethodhasbeenadopted bytheCEN/TC165andapprovedinJanuary2021asthe CEN/TR17614:Standard methodforassessingandimprovingtheenergyefficiencyofwastewatertreatment plans.

Shehaspublishedmorethan70papersinpeer-reviewedjournals(H-index ¼ 35, Scopus)and10bookchapters.ShehassupervisedeightPhDtheses(threeofthem ongoing).Sheisaneditorialboardmemberforthe InternationalJournalofLife CycleAssessment,responsibleforthewastewatersection.

AlmudenaHospidowasalsoVice-RectorofInternationalisation(September 2015–June2018),CEOofCursosInternacionaisdaUSC(October2015–June 2018),memberoftheExecutiveCommitteeoftheCompostelaGroupofUniversities (September2015–June2018),andUSCInternationalRelationsCoordinator (September2013–April2014).

Acknowledgements

Weacknowledgetheimportantcontributionsofallauthorstothisbookelaboration. Theirscientificexpertise,involvement,anddedicationarehighlyappreciated,especiallyconsideringthetimeconstraintsrelatedtothesubmissionsandrevisionsofthe chapters.Itwasaprivilegeforustoworkontheplanning,review,anddevelopment ofthebook.Itwasalongjourney,andwehopethatthereaderswillenjoyreadingit andfindusefulinsightsfortheirresearchandprofessionaldevelopment.

WeexpressourgratitudetotheElsevierrepresentatives,theEditorialProject Manager,MissAleksandraPackowska,andtheProductionManager,Mr.Paul PrasadChandramohan;theirsupportforthebookfinalisationwasconstantandvery important.

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