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4G,LTE-AdvancedProand TheRoadto5G

ThirdEdition

AcademicPressisanimprintofElsevier

ErikDahlman
StefanParkvall
JohanSko ¨ ld

Acknowledgments

WethankallourcolleaguesatEricssonforassistinginthisprojectbyhelpingwithcontributionstothe book,givingsuggestionsandcommentsonthecontent,andtakingpartinthehugeteameffortof developingLTEandthenextgenerationofradioaccessfor5G.

Thestandardizationprocessinvolvespeoplefromallpartsoftheworld,andweacknowledgethe effortsofourcolleaguesinthewirelessindustryingeneralandin3GPPRANinparticular.Without theirworkandcontributionstothestandardization,thisbookwouldnothavebeenpossible.

Finally,weareimmenselygratefultoourfamiliesforbearingwithusandsupportingusduringthe longprocessofwritingthisbook.

E-UTRANEvolvedUTRAN

EVM Errorvectormagnitude

FCC FederalCommunicationsCommission

FDD Frequencydivisionduplex

FD-MIMOFull-dimensionmultipleinput multipleoutput

FDMA Frequency-divisionmultipleaccess

FEC Forwarderrorcorrection

FeICIC Furtherenhancedintercellinterferencecoordination

FFT FastFouriertransform

FPLMTS Futurepubliclandmobiletelecommunicationssystems

FSTD Frequency-switchedtransmitdiversity

GB Guardband

GERAN GSM/EDGEradioaccessnetwork

GP Guardperiod(forTDDoperation)

GPRS Generalpacketradioservices

GPS Globalpositioningsystem

GSM Globalsystemformobilecommunications

GSMA GSMAssociation

HARQ HybridARQ

HII High-interferenceindicator

HSFN Hypersystemframenumber

HSPA High-speedpacketaccess

HSS Homesubscriberserver

ICIC Intercellinterferencecoordination

ICNIRP InternationalCommissiononNon-IonizingRadiationProtection

ICS In-channelselectivity

IEEE InstituteofElectricalandElectronicsEngineers

IFFT InversefastFouriertransform

IMT-2000InternationalMobileTelecommunications2000(ITU’snameforthefamilyof3Gstandards)

IMT-2020InternationalMobileTelecommunications2020(ITU’snameforthefamilyof5Gstandards)

IMT-AdvancedInternationalMobileTelecommunicationsAdvanced(ITU’snameforthefamilyof4G standards).

IOT Internetofthings

IP Internetprotocol

IR Incrementalredundancy

IRC Interferencerejectioncombining

ITU InternationalTelecommunicationsUnion

ITU-R InternationalTelecommunicationsUnion Radiocommunicationssector

KPI Keyperformanceindicator

LAA License-assistedaccess

LAN Localareanetwork

LBT Listenbeforetalk

LCID Logicalchannelidentifier

LDPC Low-densityparitycheckcode

LTE Long-termevolution

QPSK Quadraturephase-shiftkeying

RAB Radio-accessbearer

RACH Random-accesschannel

RAN Radio-accessnetwork

RA-RNTIRandom-accessRNTI

RAT Radio-accesstechnology

RB Resourceblock

RE Resourceelement

REG Resource-elementgroup

RF Radiofrequency

RI Rankindicator

RLAN Radiolocalareanetworks

RLC Radiolinkcontrol

RNTI Radio-networktemporaryidentifier

RNTP Relativenarrowbandtransmitpower

RoAoA Rangeofangleofarrival

ROHC Robustheadercompression

R-PDCCHRelayphysicaldownlinkcontrolchannel

RRC Radio-resourcecontrol

RRM Radioresourcemanagement

RS Referencesymbol

RSPC Radiointerfacespecifications

RSRP Referencesignalreceivedpower

RSRQ Referencesignalreceivedquality

RV Redundancyversion

RX Receiver

S1 InterfacebetweeneNodeBandtheevolvedpacketcore

S1-c Control-planepartofS1

S1-u User-planepartofS1

SAE Systemarchitectureevolution

SBCCH Sidelinkbroadcastcontrolchannel

SCG Secondarycellgroup

SCI Sidelinkcontrolinformation

SC-PTM Single-cellpointtomultipoint

SDMA Spatialdivisionmultipleaccess

SDO Standardsdevelopingorganization

SDU Servicedataunit

SEM Spectrumemissionsmask

SF Subframe

SFBC Space frequencyblockcoding

SFN Single-frequencynetwork(ingeneral,seealsoMBSFN);systemframenumber(in3GPP).

S-GW Servinggateway

SI Systeminformationmessage

SIB Systeminformationblock

SIB1-BR SIB1bandwidthreduced

SIC Successiveinterferencecombining

SIFS Shortinterframespace

SIM Subscriberidentitymodule

SINR Signal-to-interference-and-noiseratio

SIR Signal-to-interferenceratio

SI-RNTI SysteminformationRNTI

SL-BCH Sidelinkbroadcastchannel

SL-DCH Sidelinkdiscoverychannel

SLI Sidelinkidentity

SL-SCH Sidelinksharedchannel

SLSS Sidelinksynchronizationsignal

SNR Signal-to-noiseratio

SORTD Spatialorthogonal-resourcetransmitdiversity

SR Schedulingrequest

SRS Soundingreferencesignal

S-SLSS Secondarysidelinksynchronizationsignal

SSS Secondarysynchronizationsignal

STCH Sidelinktrafficchannel

STBC Space timeblockcoding

STC Space timecoding

STTD Space timetransmitdiversity

SU-MIMOSingle-userMIMO

TAB Transceiverarrayboundary

TCP Transmissioncontrolprotocol

TC-RNTI TemporaryC-RNTI

TDD Time-divisionduplex

TDMA Time-divisionmultipleaccess

TD-SCDMATime-division-synchronouscode-divisionmultipleaccess

TF Transportformat

TPC Transmitpowercontrol

TR Technicalreport

TRP Timerepetitionpattern;transmissionreceptionpoint

TRPI Timerepetitionpatternindex

TS Technicalspecification

TSDSI TelecommunicationsStandardsDevelopmentSociety,India

TSG TechnicalSpecificationGroup

TTA TelecommunicationsTechnologyAssociation

TTC TelecommunicationsTechnologyCommittee

TTI Transmissiontimeinterval

TX Transmitter

TXOP Transmissionopportunity

UCI Uplinkcontrolinformation

UE Userequipment(the3GPPnameforthemobileterminal)

UEM Unwantedemissionsmask

UL Uplink

stillvoicecentric,butthankstobeingall-digitalprovidedasignificantlyhighercapacitythan theprevious1Gsystems.Overtheyears,someoftheseearlytechnologieshavebeen extendedtoalsosupport(primitive)packetdataservices.Theseextensionsaresometimes referredtoas2.5Gtoindicatethattheyhavetheirrootsinthe2Gtechnologiesbuthavea significantlywiderrangeofcapabilitiesthantheoriginaltechnologies.EDGEisawellknownexampleofa2.5Gtechnology.GSM/EDGEisstillinwidespreaduseinsmartphonesbutisalsofrequentlyusedforsometypesofmachine-typecommunicationsuchas alarms,paymentsystems,andreal-estatemonitoring.

1.2 3GAND4G MOBILEBROADBAND

Duringthe1990s,theneedtosupportnotonlyvoicebutalsodataserviceshadstartedto emerge,drivingtheneedforanewgenerationofcellulartechnologiesgoingbeyondvoiceonlyservices.Atthistimeinthelate1990s,2GGSM,despitebeingdevelopedwithinEurope, hadalreadybecomeadefactoglobalstandard.Toensureglobalreachalsofor3Gtechnologiesitwasrealizedthatthe3Gdevelopmenthadtobecarriedoutonaglobalbasis.To facilitatethis,the Third-GenerationPartnershipProject (3GPP)wasformedtodevelopthe 3GWCDMAandTD-SCDMAtechnologies,seeChapter2forfurtherdetails.Shortlyafterward,theparallelorganization3GPP2wasformedtodevelopthecompeting3Gcdma2000 technology,anevolutionofthe2GIS-95technology.

ThefirstreleaseofWCDMA(release991)wasfinalizedin1999.Itincludedcircuitswitchedvoiceandvideoservices,anddataservicesoverbothpacket-switchedand circuit-switchedbearers.

ThefirstmajorenhancementstoWCDMAcamewiththeintroductionof HighSpeed DownlinkPacketAccess (HSDPA)inrelease5followedby EnhancedUplinkinrelease6, collectivelyknownas HighSpeedPacketAccess(HSPA) [61].HSPA,sometimesreferredto as3.5G,allowedfora“true”mobile-broadbandexperiencewithdataratesofseveralMbit/s whilemaintainingthecompatibilitywiththeoriginal3Gspecifications.Withthesupportfor mobilebroadband,thefoundationfortherapiduptakeofsmartphonessuchastheiPhoneand thewiderangeofAndroiddeviceswereinplace.Withoutthewideavailabilityofmobile broadbandforthemassmarket,theuptakeofsmartphoneusagewouldhavebeensignificantlyslowerandtheirusabilityseverelylimited.Atthesametime,themassiveuseofsmart phonesandawiderangeofpacket-data-basedservicessuchassocialnetworking,video, gaming,andonlineshoppingtranslatesintorequirementsonincreasedcapacityandimproved spectralefficiency.Usersgettingmoreandmoreusedtomobileservicesalsoraisetheir expectationsintermsofexperiencingincreaseddataratesandreducedlatency.Theseneeds

1Forhistoricalreasons,thefirst3GPPreleaseisnamedaftertheyearitwasfrozen(1999),whilethefollowingreleasesare numbered4,5,6,andsoon.

werepartlyhandledbyacontinuous,andstillongoing,evolutionofHSPA,butitalsotriggeredthediscussionson4Gtechnologyinthemid-2000s.

The4GLTEtechnologywasfromthebeginningdevelopedforpacket-datasupportand hasnosupportforcircuit-switchedvoice,unlikethe3GwhereHSPAwasan“add-on”to providehigh-performancepacketdataontopofanexistingtechnology.Mobilebroadband serviceswerethefocus,withtoughrequirementsonhighdatarates,lowlatency,andhigh capacity.SpectrumflexibilityandmaximumcommonalitybetweenFDDandTDDsolutions wereotherimportantrequirements.Anewcorenetworkarchitecturewasalsodeveloped, knownas EnhancedPacketCore (EPC),toreplacethearchitectureusedbyGSMand WCDMA/HSPA.ThefirstversionofLTEwaspartofrelease8ofthe3GPPspecificationsand thefirstcommercialdeploymenttookplaceinlate2009,followedbyarapidandworldwide deploymentofLTEnetworks.

OnesignificantaspectofLTEistheworldwideacceptanceofasingletechnology,unlike previousgenerationsforwhichtherehasbeenseveralcompetingtechnologies,see Figure1.2. Havingasingle,universallyacceptedtechnologyacceleratesdevelopmentofnewservices andreducesthecostforbothusersandnetworkoperators.

Sinceitscommercialintroductionin2009,LTEhasevolvedconsiderablyintermsofdata rates,capacity,spectrumanddeploymentflexibility,andapplicationrange.Frommacrocentricdeploymentswithpeakdataratesof300Mbit/sin20MHzofcontiguous,licensed spectrum,theevolutionofLTEcaninrelease13supportmulti-Gbit/speakdataratesthrough improvementsintermsofantennatechnologies,multisitecoordination,exploitationof fragmentedaswellasunlicensedspectrumanddensifieddeploymentsjusttomentionafew areas.TheevolutionofLTEhasalsoconsiderablywidenedtheusecasesbeyondmobile broadbandby,forexample,improvingsupportformassivemachine-typecommunicationand introducingdirectdevice-to-devicecommunication.

1.3 5G BEYONDMOBILEBROADBAND NETWORKEDSOCIETY

AlthoughLTEisstillatarelativelyearlystageofdeployment,theindustryisalreadywellon theroadtowardsthenextgenerationofmobilecommunication,commonlyreferredtoasfifth generationor5G.

Mobilebroadbandis,andwillcontinuetobe,animportantpartoffuturecellular communication,butfuturewirelessnetworksaretoalargeextentalsoaboutasignificantly widerrangeofusecases.Inessence,5Gshouldbeseenasaplatformenablingwireless connectivitytoallkindsofservices,existingaswellasfuturenot-yet-knownservicesand therebytakingwirelessnetworksbeyondmobilebroadband.Connectivitywillbeprovided essentiallyanywhere,anytimetoanyoneandanything.Theterm networkedsociety is sometimesusedwhenreferringtosuchascenariowhereconnectivitygoesbeyondmobile smartphones,havingaprofoundimpactonthesociety.

Massivemachine-typecommunication,exemplifiedbysensornetworksinagriculture, trafficmonitoring,andremotemanagementofutilityequipmentinbuildings,isonetypeof non-mobile-broadbandapplications.Theseapplicationsprimarilyputrequirementsonvery lowdevicepowerconsumptionwhilethedataratesandamountsofdataperdeviceare modest.ManyoftheseapplicationscanalreadybesupportedbytheLTEevolution.

Anotherexampleofnon-mobile-broadbandapplicationsare ultra-reliableandlowlatencycommunications (URLLC),alsoknownascriticalmachine-typecommunication. Exampleshereofareindustrialautomation,wherelatencyandreliabilityrequirementsare verystrict.Vehicle-to-vehiclecommunicationfortrafficsafetyisanotherexample.

Nevertheless,mobilebroadbandwillremainanimportantusecaseandtheamountof trafficinwirelessnetworksisincreasingrapidly,asistheuserexpectationondatarates, availability,andlatency.Theseenhancedrequirementsalsoneedtobeaddressedby5G wirelessnetworks.

Increasingthecapacitycanbedoneinthreeways:improvedspectralefficiency,densified deployments,andanincreasedamountofspectrum.ThespectralefficiencyofLTEisalready highandalthoughimprovementscanbemade,itisnotsufficienttomeetthetrafficincrease. Networkdensificationisalsoexpectedtohappen,notonlyfromacapacityperspective,but alsofromahigh-data-rate-availabilitypointofview,andcanprovideaconsiderableincrease incapacityalthoughatthecostoffindingadditionalantennasites.Increasingtheamountof spectrumwillhelp,butunfortunately,theamountofnot-yet-exploitedspectrumintypical cellularbands,uptoabout3GHz,islimitedandfairlysmall.Therefore,theattentionhas increasedtosomewhathigherfrequencybands,bothinthe3 6GHzrangebutalsointhe range6 30GHzandbeyondforwhichLTEisnotdesigned,asawaytoaccessadditional spectrum.However,asthepropagationconditionsinhigherfrequencybandsareless favorableforwide-areacoverageandrequiremoreadvancedantennatechniquessuchas beamforming,thesebandscanmainlyserveasacomplementtotheexisting,lower-frequency bands.

Asseenfromthediscussionearlier,therangeofrequirementsfor5Gwirelessnetworks areverywide,callingforahighdegreeofnetworkflexibility.Furthermore,asmanyfuture

Regulatorybodiesandadministrations aregovernment-ledorganizationsthatsetregulatoryandlegalrequirementsforselling,deploying,andoperatingmobilesystemsandother telecommunicationproducts.Oneoftheirmostimportanttasksistocontrolspectrumuseand tosetlicensingconditionsforthemobileoperatorsthatareawardedlicensestousepartsof theradiofrequency(RF)spectrumformobileoperations.Anothertaskistoregulate“placing onthemarket”ofproductsthroughregulatorycertification,byensuringthatdevices,base stations,andotherequipmentistypeapprovedandshowntomeettherelevantregulation.

Spectrumregulationishandledbothonanationallevelbynationaladministrations,but alsothroughregionalbodiesinEurope(CEPT/ECC),Americas(CITEL),andAsia(APT). Onagloballevel,thespectrumregulationishandledbythe InternationalTelecommunicationsUnion (ITU).Theregulatorybodiesregulatewhatservicesthespectrumistobeusedfor andalsosetmoredetailedrequirementssuchaslimitsonunwantedemissionsfromtransmitters.Theyarealsoindirectlyinvolvedinsettingrequirementsontheproductstandards throughregulation.TheinvolvementofITUinsettingrequirementsonthetechnologiesfor mobilecommunicationisexplainedfurtherin Section2.2.

Industryforums areindustryleadgroupspromotingandlobbyingforspecifictechnologies orotherinterests.Inthemobileindustry,theseareoftenledbyoperators,buttherearealso vendorscreatingindustryforums.AnexampleofsuchagroupisGSMA(GSMassociation) whichispromotingmobile-communicationtechnologiesbasedonGSM,WCDMA,andLTE. Otherexamplesofindustryforumsare Next-GenerationMobileNetworks (NGMN)whichis anoperatorgroupdefiningrequirementsontheevolutionofmobilesystemsand 5GAmericas, whichisaregionalindustryforumthathasevolvedfromitspredecessor4GAmericas.

Figure2.1 illustratestherelationbetweendifferentorganizationsinvolvedinsetting regulatoryandtechnicalconditionsformobilesystems.Thefigurealsoshowsthemobile industryview,wherevendorsdevelopproducts,placethemonthemarketandnegotiatewith operatorswhoprocureanddeploymobilesystems.ThisprocessreliesheavilyonthetechnicalstandardspublishedbytheSDOs,whileplacingproductsonthemarketalsorelieson certificationofproductsonaregionalornationallevel.NotethatinEurope,theregionalSDO (ETSI)isproducingtheso-called Harmonizedstandards usedforproductcertification (throughthe“CE”mark),basedonamandatefromtheregulators.Thesestandardsareused forcertificationinmanycountriesalsooutsideofEurope.

2.2 ITU-RACTIVITIESFROM3GTO5G

2.2.1 THEROLEOFITU-R

ITU-RistheradiocommunicationssectoroftheITU.ITU-Risresponsibleforensuring efficientandeconomicaluseoftheRFspectrumbyallradiocommunicationservices.The differentsubgroupsandworkingpartiesproducereportsandrecommendationsthatanalyze anddefinetheconditionsforusingtheRFspectrum.ThegoalofITU-Risto“ensure interference-freeoperationsofradiocommunicationsystems,”byimplementingthe Radio

Mobile industry view:

Simplifiedviewofrelationbetweenregulatorybodies,standardsdevelopingorganizations,industryforums, andthemobileindustry.

Regulations andregionalagreements.TheRadioRegulationsisaninternationalbinding treatyforhowRFspectrumisused.A WorldRadiocommunicationConference (WRC)isheld every3 4years.AtWRCtheRadioRegulationsarerevisedandupdatedandinthatway providerevisedandupdateduseofRFspectrumacrosstheworld.

Whilethetechnicalspecificationofmobile-communicationtechnologies,suchasLTEand WCDMA/HSPAisdonewithin3GPP,thereisaresponsibilityforITU-Rintheprocessof turningthetechnologiesintoglobalstandards,inparticularforcountriesthatarenotcovered bytheSDOsarepartnersin3GPP.ITU-RdefinesspectrumfordifferentservicesintheRF spectrum,includingmobileservicesandsomeofthatspectrumisparticularlyidentifiedfor theso-calledInternationalMobileTelecommunications(IMT)systems.WithinITU-R,itis WorkingParty5D (WP5D)thathastheresponsibilityfortheoverallradiosystemaspectsof IMTsystems,which,inpractice,correspondstothedifferentgenerationsofmobilecommunicationsystemsfrom3Gandonward.WP5Dhastheprimeresponsibilitywithin ITU-RforissuesrelatedtotheterrestrialcomponentofIMT,includingtechnical,operational, andspectrum-relatedissues.

WP5DdoesnotcreatetheactualtechnicalspecificationsforIMT,buthaskepttherolesof definingIMTincooperationwiththeregionalstandardizationbodiesandmaintainingasetof recommendationsandreportsforIMT,includingasetof RadioInterfaceSpecifications (RSPC).Theserecommendationscontain“families”of radiointerfacetechnologies

Product Vendor
FIGURE2.1

IMT,lookingatthefuturerolesofIMTandhowitcanservesociety,lookingatmarket,user andtechnologytrends,andspectrumimplications.TheusertrendsforIMTtogetherwiththe futureroleandmarketleadstoasetofusagescenariosenvisionedforbothhuman-centricand machine-centriccommunication.Theusagescenariosidentifiedare EnhancedMobile Broadband (eMBB), Ultra-ReliableandLowLatencyCommunications (URLLC),and MassiveMachine-TypeCommunications (MTC).

TheneedforanenhancedMBBexperience,togetherwiththenewandbroadenedusage scenarios,leadstoanextendedsetofcapabilitiesforIMT-2020.TheVisionrecommendation [63]givesafirsthigh-levelguidanceforIMT-2020requirementsbyintroducingasetof keycapabilities,withindicativetargetnumbers.Thekeycapabilitiesandtherelatedusage scenariosarefurtherdiscussedinChapter23.

Asaparallelactivity,ITU-RWP5Dproducedareporton“Futuretechnologytrendsof terrestrialIMTsystems”[64],withfocusonthetimeperiod2015 2020.Itcoverstrendsof futureIMTtechnologyaspectsbylookingatthetechnicalandoperationalcharacteristics ofIMTsystemsandhowtheyareimprovedwiththeevolutionofIMTtechnologies.Inthis way,thereportontechnologytrendsrelatetoLTErelease13andbeyond,whilethevision recommendationlooksfurtheraheadandbeyond2020.Areportstudyingoperationinfrequenciesabove6GHzwasalsoproduced.Chapter24discussessomeofthetechnology componentsconsideredforthenew5Gradioaccess.

AfterWRC-15,ITU-RWP5Disin2016initiatingtheprocessofsettingrequirementsand definingevaluationmethodologiesforIMT-2020systems.Theprocesswillcontinueuntil mid-2017,asshownin Figure2.4.Inaparalleleffort,atemplateforsubmittinganevaluation

ofcandidateRITswillbecreated.Externalorganizationsarebeinginformedoftheprocess throughacircularletter.AfteraworkshoponIMT-2020isheldin2017,theplanistostartthe evaluationofproposals,aimingatanoutcomewiththeRSPCforIMT-2020beingpublished earlyin2020.

ThecomingevaluationofcandidateRITsforIMT-2020inITU-Risexpectedtobe conductedinawaysimilartotheevaluationdoneforIMT-Advanced,wheretherequirements weredocumentedinRecommendationITU-RM.2134[28]andthedetailedevaluation methodologyinRecommendationITU-RM.2135[52].Theevaluationwillbefocusedonthe keycapabilitiesidentifiedintheVISIONrecommendation[63],butwillalsoincludeother technicalperformancerequirements.Therearethreefundamentalwaysthatrequirementsare evaluatedforacandidatetechnology:

• Simulation:Thisisthemostelaboratewaytoevaluatearequirementanditinvolves system-orlink-levelsimulations,orboth,oftheRIT.Forsystem-levelsimulations, deploymentscenariosaredefinedthatcorrespondtoasetoftestenvironments,suchas IndoorandDenseUrban.Requirementsthatarecandidatesforevaluationthrough simulationareforexamplespectrumefficiencyanduser-experienceddatarate(for detailsonthekeycapabilities,seeChapter23).

• Analysis:Somerequirementscanbeevaluatedthroughacalculationbasedonradio interfaceparameters.Thisappliesforexampleincaseofrequirementsonpeakdatarate andlatency.

• Inspection:Somerequirementscanbeevaluatedbyreviewingandassessingthe functionalityoftheRIT.Examplesofparametersthatmaybesubjecttoinspectionare bandwidth,handoverfunctionality,andsupportofservices.

Oncethetechnicalperformancerequirementsandevaluationmethodologyaresetup,the evaluationphasestarts.Evaluationcanbedonebytheproponent(“self-evaluation”)orbyan externalevaluationgroup,doingpartialorcompleteevaluationofoneormorecandidate proposals.

2.3 SPECTRUMFORMOBILESYSTEMS

ThereareanumberoffrequencybandsidentifiedformobileuseandspecificallyforIMT today.ManyofthesebandswerefirstdefinedforoperationwithWCDMA/HSPA,butarenow sharedalsowithLTEdeployments.Notethatinthe3GPPspecificationsWCDMA/HSPAis referredtoas UniversalTerrestrialRadioAccess (UTRA),whileLTEisreferredtoas EnhancedUTRA (E-UTRA).

NewbandsaretodayoftendefinedonlyforLTE.Bothpairedbands,whereseparated frequencyrangesareassignedforuplinkanddownlink,andunpairedbandswithasingle sharedfrequencyrangeforuplinkanddownlink,areincludedintheLTEspecifications. PairedbandsareusedforFrequencyDivisionDuplex(FDD)operation,whileunpairedbands

usedfor2Gmobilesystemsat806 960and1710 1885MHz,and“new”3Gspectruminthe bandsat2500 2690MHz.Theidentificationofbandspreviouslyassignedfor2Gwasalso recognitionoftheevolutionofexisting2Gmobilesystemsinto3G.Additionalspectrumwas identifiedatWRC’07forIMT,encompassingbothIMT-2000andIMT-Advanced.Thebands addedwere450 470,698 806,2300 2400,and3400 3600MHz,buttheapplicabilityof thebandsvariesonaregionalandnationalbasis.AtWRC’12therewerenoadditional spectrumallocationsidentifiedforIMT,buttheissuewasputontheagendaforWRC’15. Itwasalsodeterminedtostudytheuseoftheband694 790MHzformobileservicesin Region1(Europe,MiddleEast,andAfrica).

Thesomewhatdivergingarrangementbetweenregionsofthefrequencybandsassignedto IMTmeansthatthereisnotonesinglebandthatcanbeusedfor3Gand4Groaming worldwide.Largeeffortshave,however,beenputintodefiningaminimumsetofbandsthat canbeusedtoprovidetrulyglobalroaming.Inthisway,multibanddevicescanprovide efficientworldwideroamingfor3Gand4Gdevices.

2.3.2 FREQUENCYBANDSFORLTE

LTEcanbedeployedbothinexistingIMTbandsandinfuturebandsthatmaybeidentified. Thepossibilityofoperatingaradioaccesstechnologyindifferentfrequencybandsis,in itself,nothingnew.Forexample,2Gand3Gdevicesaremultibandcapable,coveringbands usedinthedifferentregionsoftheworldtoprovideglobalroaming.Fromaradioaccess functionalityperspective,thishasnoorlimitedimpactandthephysicallayerspecifications suchastheonesforLTE[24 27]donotassumeanyspecificfrequencyband.Whatmay differ,intermsofspecification,betweendifferentbandsaremainlythemorespecificRF requirements,suchastheallowedmaximumtransmitpower,requirements/limitsonoutof-band(OOB)emission,andsoon.Onereasonforthisisthatexternalconstraints, imposedbyregulatorybodies,maydifferbetweendifferentfrequencybands.

ThefrequencybandswhereLTEwilloperateareinbothpairedandunpairedspectrum, requiringflexibilityintheduplexarrangement.Forthisreason,LTEsupportsbothFDDand TDDoperation,willbediscussedlater.

Release13ofthe3GPPspecificationsforLTEincludes32frequencybandsforFDDand12 forTDD.Thenumberofbandsisverylargeandforthisreason,thenumberingschemerecently hadtoberevisedtobecomefutureproofandaccommodatemorebands.Thepairedbandsfor FDDoperationarenumberedfrom1to32and65to66[38],asshownin Table2.1,whilethe unpairedbandsforTDDoperationarenumberedfrom33to46,asshownin Table2.2.Note thatthefrequencybandsdefinedforUTRAFDDusethesamenumbersasthepairedLTE bands,butarelabeledwithRomannumerals.Bands15and16arereservedfordefinitionin Europe,butarepresentlynotused.AllbandsforLTEaresummarizedin Figures2.5and2.6, whichalsoshowthecorrespondingfrequencyallocationdefinedbytheITU-R.

Someofthefrequencybandsarepartlyorfullyoverlapping.Inmostcasesthisis explainedbyregionaldifferencesinhowthebandsdefinedbytheITU-Rareimplemented.At

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