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Pain-InducedNegativeAffectIsMediatedvia RecruitmentofTheNucleusAccumbensKappa

OpioidSystem

GraphicalAbstract

Highlights

d Painrecruitsthedynorphin-kappaopioidreceptorsystemin thenucleusaccumbens

d Inhibitoryinputsontodynorphincellsarereducedduring inflammatorypain

d Increaseindynorphintonemediatesinflammatorypaininducednegativeaffect

Authors

NicolasMassaly,BryanA.Copits, AdrianneR.Wilson-Poe,..., ReamAl-Hasani,MichaelR.Bruchas, JoseA.Moron

Correspondence al-hasanir@wustl.edu(R.A.-H.), mbruchas@uw.edu(M.R.B.), jmoron-concepcion@wustl.edu(J.A.M.)

InBrief

Massalyetal.identifyapain-induced enhancementinthekappaopioidsystem withinnucleusaccumbens,whichdrives pain-associatednegativeemotional states.Theseresultsprovideafunctional substratefortherapiesthatwould circumventpain-inducedaffective disorders.

Massalyetal.,2019,Neuron 102,1–10 May8,2019 ª 2019ElsevierInc. https://doi.org/10.1016/j.neuron.2019.02.029

Pain-InducedNegativeAffectIsMediated viaRecruitmentofTheNucleusAccumbens KappaOpioidSystem

NicolasMassaly,1 BryanA.Copits,1 AdrianneR.Wilson-Poe,1 LuciaHipo ´ lito,2 TamaraMarkovic,1 HyeJeanYoon,1 ShiweiLiu,3 MarieC.Walicki,1,4,5 DionnetL.Bhatti,1 SunilSirohi,6 AmandaKlaas,7 BrendanM.Walker,6 RachaelNeve,8 CatherineM.Cahill,3 KooreshI.Shoghi,7,9 RobertW.GereauIV,1,9 JordanG.McCall,1,4,5 ReamAl-Hasani,1,4,5,* MichaelR.Bruchas,1,9,* andJoseA.Moron1,9,10,*

1DepartmentofAnesthesiology,WashingtonUniversityPainCenter,WashingtonUniversityinSt.Louis,SchoolofMedicine,St.Louis,MO 63110,USA

2DepartmentofPharmacyandPharmaceuticalTechnologyandParasitology,UniversityofValencia,Valencia46100,Spain

3DepartmentofPsychiatryandBiobehavioralSciences,UniversityofCalifornia,LosAngeles,LosAngeles,CA90095,USA 4DepartmentofPharmaceuticalandAdministrativeSciences,St.LouisCollegeofPharmacy,St.Louis,MO63110,USA 5CenterforClinicalPharmacology,St.LouisCollegeofPharmacyandWashingtonUniversityinSt.LouisSchoolofMedicine,St.Louis,MO 63110,USA

6DepartmentofPsychology,WashingtonStateUniversity,Pullman,WA99164-4820,USA 7DepartmentofRadiology,WashingtonUniversityinSt.Louis,SchoolofMedicine,St.Louis,MO63110,USA 8DepartmentofBrainandCognitiveScience,ViralGeneTransferCore,MIT,Cambridge,MA02139-4307,USA 9DepartmentofNeuroscience,WashingtonUniversityinSt.Louis,St.Louis,MO63110,USA 10LeadContact

*Correspondence: al-hasanir@wustl.edu (R.A.-H.), mbruchas@uw.edu (M.R.B.), jmoron-concepcion@wustl.edu (J.A.M.) https://doi.org/10.1016/j.neuron.2019.02.029

SUMMARY

Negativeaffectivestatesaffectqualityoflifefor patientssufferingfrompain.Thesemaladaptive emotionalstatescanleadtoinvoluntaryopioidoverdoseandmanyneuropsychiatriccomorbidities. Uncoveringthemechanismsresponsibleforpaininducednegativeaffectiscriticalinaddressingthese comorbidoutcomes.Thenucleusaccumbens(NAc) shell,whichintegratestheaversiveandrewarding valenceofstimuli,exhibitsplasticadaptationsin thepresenceofpain.Indiscreteregionsofthe NAc,activationofthekappaopioidreceptor(KOR) decreasesthereinforcingpropertiesofrewardsand inducesaversivebehaviors.Usingcomplementary techniques,wereportthat invivo recruitmentof NAcshelldynorphinneurons,actingthroughKOR, isnecessaryandsufficienttodrivepain-induced negativeaffect.Takentogether,ourresultsprovide evidencethatpain-inducedadaptationsinthekappa opioidsystemwithintheNAcshellrepresentafunctionaltargetfortherapeuticinterventionthatcould circumventpain-inducedaffectivedisorders.

INTRODUCTION

Painisamajor,growingepidemicintheU.S.,afflictingmorethan 30%ofthepopulation(Elmanetal.,2013).Inthismaladaptive condition,thepresenceofunder-oruntreatednegativeaffective

stateslargelydrivesanxiety-andstress-induceddisordersand involuntaryopioidoverdoses(ElmanandBorsook,2016;Volkow andMcLellan,2016).Despitethedrivetoimprovepaintreatment andpreventtragicoutcomes,themechanismsunderlyingthese negativeaffectivestatesarenotyetclear.Recenthumanstudies showreducednucleusaccumbens(NAc)activity,alterations inrewardevaluation,decisionmaking,andmotivationinpain patients(Apkarianetal.,2004;Verdejo-Garcıaetal.,2009).In rodentmodels,transientactivationofkappaopioidreceptors (KORs)inadiscretesubregionoftheNAcabatesthereinforcing andmotivationalvaluesofrewardsthroughpresynapticinhibitionofdopamine,glutamate,andserotoninrelease(Crowley andKash,2015;Naritaetal.,2005;Tejedaetal.,2017).This behavioraladaptationisalsoobservedduringinflammatory pain,whichrepresentsacharacteristicfeatureofnegativeaffectivestates(Al-Hasanietal.,2015;CastroandBerridge,2014; Naritaetal.,2005;Shippenbergetal.,1988;Verdejo-Garcı´a etal.,2009).WehypothesizedthatKORsinasubregionofthe NAc(NAcshellcoldspot[NAcShCS]forratsandventromedial NAcshell[vNAcSh]formice)representakeymechanismfor generatingpain-inducednegativeaffectivestates.

RESULTS

KappaOpioidReceptorsAreBothNecessaryand SufficienttoDrivePain-InducedNegativeAffect Recentevidencefrompainanddepressionstudiesreportthat decreasedmotivationingoal-directedbehaviorrepresentsa characteristicfeatureofpain-inducednegativeaffect(Hipolito etal.,2015;Schwartzetal.,2014).Therefore,todeterminethe roleoftheKORsinthesemaladaptivestates,wecombinedlocal microinjectionofthelong-actingselectiveKORantagonist

Neuron 102,1–10,May8,2019 ª 2019ElsevierInc. 1 Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid

Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

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Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

norbinaltorphimine(norBNI)withaprogressiveratio(PR) scheduleofreinforcementforsucroserewards(Figure1A).In agreementwithpreviousliterature(Leitletal.,2014;Narita etal.,2005;Schwartzetal.,2014),inflammatorypaindecreased themotivationalstateofratsasmeasuredbyalowernumberof rewardsearned(Figures1Band1C).Localpharmacological blockadeofKORs,usingbilateralmicro-injectionsofnorBNI (2 mg/side)intotheNAcShCS,wassufficienttopreventthis pain-induceddecreaseinmotivation(Figures1Band1C).This resultcannotbeattributedtoanintrinsiceffectofnorBNIas blockadeofKORsalone,inshampainconditions,didnotalter therat’smotivationalstate(norBNI-Saline, Figures1Band1C). Furthermore,inflamedratsdidnotexhibitanydifferencein rewardacquisitionwhenlowereffortswererequired(i.e.,the initialslopeofrewardearningduringPRtest[Figure1C]orina fixedratioscheduleofreinforcement[Hipolitoetal.,2015]). Thisdemonstratesthatinflammatorypaindidnotaffecttheabilityforratstointeractwiththereward-pairedleverbutrather impairedtheirmotivationwhenhigheffortswererequiredto obtainthereward.Additionally,whileinjectionofnorBNIinthe NAcShCSreversedpain-inducednegativeaffectivestate,completeFreund’sadjuvant(CFA)-inducedhyperalgesia,measured usingHargreavesthermaltest,wasnotaffected(Figure1D). TheseresultsdemonstratethatKORblockadeintheNAcShCS reversespain-inducednegativeaffectivestateswithoutaffecting thermalhyperalgesia.Ithasbeenwidelyshownthatpaininduceddecreaseinmotivatedbehavioroccursacrossspecies (Okunetal.,2016;Schwartzetal.,2014).Therefore,todetermine theextenttowhichthesefindingsapplytootherspecies,we conductedadditionalstudiestofurtherevaluateapotential roleforKORinpain-inducednegativeaffectinbothmaleand femalemice(Figures1E–1H).Localmicro-injectionofnorBNI (2 mg/side)inthevNAcShreversedthepain-induceddecrease inmotivationobserved2daysafterCFAtreatment(Figures 1E–1H)inbothsexes.Importantly,thisresultemphasizesa KOR-dependentmechanisminthevNAcShtodrivepaininducednegativeaffectacrossspeciesandsexes.Overall,our datasuggestthatKORsarenecessarywithintheNAcShCS/ vNAcShforreducingmotivatedbehaviorinducedbyinflamma-

torypainwithoutdirectlyimpactingthenociceptivecomponent ofpain(Figures1B–1H).Inordertoexaminewhetheractivation ofKORwithintheNAcwouldbesufficienttodriveadecrease inmotivation,ratsreceivedalocalbilateralmicro-injectionof theshort-actingKORagonistU50,488(1 mg/side)(Figure1I). SelectiveengagementofKORsignalingwithintheNAcShCS inducedasignificantdecreaseinmotivationforsucroseselfadministrationinnaiverats(Figures1Jand1K).Moreover,restorationinsucroseseekingwasobservedduringathirdPRtestrun 24hafterpharmacologicaltreatment,atimepointatwhich U50,488iswashedoff(Figures1Jand1K).Interestingly,local KORstimulationdidnotimpactsucroseself-administrationon afixedratioscheduleofreinforcementorimpacttheinitialshape ofthePRtest(FiguresS1A–S1Cand Figure1K,respectively). ThesedatafurthersupportthespecificinvolvementofKORsin theNAcShCSindecreasingmotivatedbehaviorratherthan causingageneralizablebehavioralimpairment.

ActivationofDynorphin-ContainingNeuronsinthe vNAcShIsSufficienttoDriveNegativeAffectiveStates andAversiveBehavior

IntheNAcSh,alargepopulationofMSNscontaindynorphinand locallycontrolpresynapticneurotransmitterrelease(Al-Hasani etal.,2015;NestlerandCarlezon,2006).Toinvestigate theroleofthesedynorphin-containingneuronsonnegative affectivestates,weselectivelyexpressedchannelrhodopsin-2 (ChR2)inthevNAcShofdynorphin-cre+mice(Figure2A).Here weobservethatstimulationofdynorphin-containingneuronsin thevNAcShissufficienttodecreasemotivationtoself-administersucrose(Figures2B–2D).Inaddition,wepreviouslyreportedthatstimulationofdynorphin-containingneuronsinthe vNAcShwassufficienttodriveaKOR-dependentreal-timeplace aversion(RTPA)(Al-Hasanietal.,2015).WecombinedRTPAinducedphoto-stimulationofdynorphin-containingneuronsin thevNacShwithlocalKORblockadeusingnorBNI(2 mgand 4 mgin0.5 mL)totesttheirinvolvementinmediatingnegative affectivestatesandaversivebehaviorduringinflammatory pain.WefoundthatlocalNAcnorBNIpretreatment(2 mg and4 mgperside)blocksdynorphin-neuron-stimulatedRTPA

Figure1.KappaOpioidReceptorsAreBothNecessaryandSufficienttoDrivePain-InducedNegativeAffect

(A)Schematicrepresentationofthebehavioralmethodology.

(B)BlockadeofKORsintheNAcShCSpreventedpain-induceddecreaseinmotivation(two-wayANOVAforrepeatedmeasures:time:F2,116 =69.51,p<0.0001; interaction:F6,116 =7.349,p<0.0001.PosthocduringPR3:aCSF-Saline[n=16]versusaCSF-CFA[n=19],p<0.0001,norBNI-Saline[n=9]versusaCSF-CFA [n=19],p<0.0001andaCSF-CFA[n=19]versusnorBNI-CFA[n=18],p=0.0225).

(C)Representationoftheaveragenumberofrewardsobtainedeveryminuteacrossthe2-hPR3testsession.

(D)PawwithdrawallatencywasunchangedininflamedanimalstreatedwithnorBNI(two-wayANOVAforrepeatedmeasures:time:F2,116 =35.95,p<0.0001; treatment:F3,58 =25.08,p<0.0001;interaction:F6,116 =74.93,p<0.0001.PosthocduringPR3:aCSF-CFA[n=19]versusnorBNI-CFA[n=18],p=0.9998).

(E)Schematicrepresentationofthebehavioralmethodology.

(F)Representationoftrainingprocessacrossexperimentaldays.

(G)BlockadeofKORsinthevNAcShpreventedthepain-induceddecreaseinmotivation(two-wayANOVAforrepeatedmeasures:time:F2,76 =0.5201, p<0.0001;treatment:F2,38 =3.432,p=0.0426.Posthoc:norBNI-Saline[n=14]versusaCSF-CFA[n=13],p=0.0023,andaCSF-CFA[n=13]versus norBNI-CFA[n=14],p=0.0408).

(H)RepresentationoftheaveragenumberofrewardsobtainedeveryminuteacrossthePR3session.

(I)Schematicrepresentationofthebehavioralmethodology.

(J)StimulationofKORsintheNAcShCSbyU50,488injectionissufficienttodecreasemotivation(two-wayANOVAforrepeatedmeasures:time:F2,24 =4.767,p= 0.0181;treatment:F1,12 =6.005,p=0.0306.Posthocaftertreatment[PR2]:aCSF[n=7]versusU50,488[n=7],p=0.0064,and24hafterinjection:p>0.9999).

(K)Representationoftheaveragenumberofrewardsobtainedeveryminuteacrossthe2-htestPR2session.

(L)DuringHargreavestest,thepawwithdrawallatencyisslightlyincreasedafterU50,488injectionintheNAcShCS(two-wayANOVAforrepeatedmeasures:time F2,28 =9,246,p=0.0008;interactionF2,28 =4.060,p=0.0283;Posthoctest:aCSF[n=7]versusU50,488[n=7]onPR2:p=0.0326).

102,1–10,May8,2019 3

Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

Figure2.ActivationofDynorphin-ContainingNeuronsinthevNACShIsSufficienttoDriveNegativeAffectiveStatesandAversiveBehavior (A)Schematicrepresentationofthebehavioralparadigm.

(B)Representationofthetrainingprocessacrossexperimentaldaysformice.

(C)Photo-stimulationofdynorphin-containingneuronsinthevNAcShissufficienttodecreasemotivationforsucroseself-administration.Mann-Whitney:Ctrl (n=7)versusChr2(n=6),p=0.0385.

(D)Representationoftheaveragenumberofrewardsobtainedeveryminuteacrossthe1-htestsession(Kolmogorov-Smirnov:p<0.0001).

(E)Schematicrepresentationofthebehavioralparadigmforreal-timeplacepreferencetesting(RTPT).

(F)Representativeheatmapsoftheanimalactivityduringthe20minRTPT.

(G)Duringbaselinetest(nopain),aCSF-dyn-cre+micedemonstratedanaversionforthephoto-stimulatedcompartment(one-samplettestcomparedto50%: n=13,p=0.0352).ThiseffectwasfullypreventedbynorBNIpretreatment(one-samplettestcomparedto50%:norBNI-dyn-cre+2 mg:n=9,p=0.6833,norBNIdyn-cre+4 mg:n=7,p=0.3014).Twodaysafterpaininduction,2 mgofnorBNIdidnotreversetheaversivepropertiesofdynorphin-containingneurons stimulation(one-samplettestcomparedto50%:n=9,p=0.0122).Incontrast,4 mgofnorBNIsuccessfullypreventedphoto-stimulation-inducedaversion (one-samplettestcomparedto50%:n=7,p=0.0807).

(H)LocomotoractivitywassimilarthroughoutallgroupsofmiceduringRTPT(two-wayANOVAforrepeatedmeasures:time:F1,33 =30.16,p<0.0001;treatment: F3,33 =0.7857,p=0.5105;interaction:F3,33 =1.342,p=0.5722).

(Figures2E–2G).Interestingly,48hafterCFAinjection,pretreatmentwith2 mgofnorBNInolongerpreventedKOR-mediated aversion(Figures2Fand2G).However,localvNAcShinfusion of4 mgofnorBNIblockedtheaversionininflammatorypaincon-

Neuron 102,1–10,May8,2019

ditions.Importantly,KORblockadedidnotimpactlocomotor activity(Figure2H)orhaveaneffectonRTPTbehaviorin eYFP-expressingcontrols(FiguresS1D–S1F).Furthermore,we demonstratedthatnorBNImicro-injectioninthevNAcShdid

Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

Figure3.InflammatoryPainIncreasesKORFunctionalActivityandRecruitsDynorphin-ContainingNeuronsintheNAcShthrougha DisinhibitionMechanism

(A)DynorphinAstimulationdose-dependentlyincreasesGTPgSincorporationinNActissuefromCFA-injected(n=6)andsaline-injected(n=6)rats(two-way mixed-modelANOVA:dose:F1,30 =8.717,p=0.0066).GTPgSincorporationissignificantlyhigherinCFA-treatedanimals,suggestinganincreaseinKOR functionalactivity(two-waymixed-modelANOVA:paineffect:F2,30 =29.98,p<0.0001).

(B)RepresentativeGTPgSautoradiographyofslicesincubatedwithU69,593insaline(top)andCFA±JdTic(bottom)injectedanimals.

(CandD)Inconditionsofpain,KORfunctionalactivitywasincreasedintheNAcshell(C;unpairedtwo-wayttest:p=0.0027,n=8)butnotintheNAccore (D;unpairedtwo-wayttest:p=0.1450,n=8).

(E)RepresentativepicturesofdynorphinAexpressionintheNAcShCSineithersaline-injected(top)andCFA-injected(bottom)animals.ACA,anterior commissure;NAcSh,nucleusaccumbensshell;NAcCr,nucleusaccumbenscore.

(F)DynorphinAcontentintheNAcShCSisincreasedafterCFA-inducedinflammation(Mann-Whitneytestforunpairedvalues;p=0.0022,n=6).

(G)Schematicrepresentationofelectrophysiologymethodology.Lowerpanel:representativepictureofapatchpipetteontothesomaticareaofanAi14+ dynorphinneuroninthevNACsh.

(H)RepresentativetracesofcurrentresponsefromvNacShdynorphinneuronsobtainedfromeithersalineorCFAmice.

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Neuron 102,1–10,May8,2019 5

Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

notimpacttheinflammatorypain-inducedanxietyasmeasured inanopenfieldchamber(FiguresS1G–S1I),consistentwitha roleofKORsinanxietyintheamygdala(Al-Hasanietal.,2015; Bruchasetal.,2009;Crowleyetal.,2016;KnollandCarlezon, 2010).Ourresultsindicatethatpaindoesnotpotentiatetheaversivebehaviorinducedbydynorphin-containingneuronphotostimulationbutthatKORsarerequiredforthemodulationof pain-inducednegativeaffect.Thesefindingsidentifyakeyrole fortheKOR-dynorphinsysteminpain-inducednegativeaffect.

InflammatoryPainIncreasesKORFunctionalActivity andRecruitsDynorphin-ContainingNeuronsinthe NAcShthroughaDisinhibitionMechanism

InordertodeterminehowinflammatorypainengagestheKOR systemintheNAcShCS,weused insitu hybridizationinrattissue tomeasuretheexpressionofKORmRNA(Oprk1)(Tejedaetal., 2017).NosignificantdifferencesinKORmRNAexpressionwere observedbetweensaline-andCFA-injectedanimals48hafter paininduction(FiguresS2AandS2B).Inaddition,weassessed KORfunctionalactivityusingaradiolabelednon-hydrolysable [35S]GTPgStomeasureKOR-dependentG-proteincoupling. Dynorphin-A-stimulated[35S]GTPgSbindingwassignificantly elevatedintheNAcofCFA-injectedanimalscomparedtocontrols(Figure3A),indicatingenhancedKORG-proteincoupling ininflammatorypain.Foradditionalanatomicalresolution,we utilized[35S]GTPgSautoradiographyinbrainslices(Liuetal., 2016).InCFA-injectedrats,KOR-inducedG-proteinactivation wasenhancedintheNAcshell(Figures3B–3D).Thisincrease wasdependentonKORactivation,asnoradioactiveincorporationwasvisualizedwhensliceswerewithbothKORagonist andaselectiveKORantagonist.Interestingly,onlyaslight non-significantincreasein[35S]GTPgSradiolabelingwas observedintheNAccoreandinthebandofBroca,suggesting thatenhancedKOR-mediatedactivationofGa signalinginpain conditionsistightlylocalizedtotheNAcshell(Figure3D). CompensatorychangesintheKORsystemmayalsobemediatedviarecruitmentofdynorphin-containingmediumspinyneurons(MSNs).WehypothesizedthatchangesinNAcdynorphin tonemayunderlietheKOR-dependentdecreaseinmotivation andadaptivechangesinKORactivityobservedduringpain (Liuetal.,2016;MuschampandCarlezon,2013;Naritaetal., 2005).Totestthis,weexaminedtheexpressionofthedynorphin ApeptideintheNAcshellusingimmunohistochemistry.Rats experiencinginflammatorypainexhibitedarobustincreasein dynorphinAexpressionwithintheNAcShCS(Figures3Eand 3F)comparedtoshampaincontrols.Toinvestigatewhether

thisincreaseindynorphinAexpressionwascorrelatedwithan increaseindynorphinneuronexcitability,weconductedwholecellpatch-clampelectrophysiologicalrecordingsondynorphincontainingneuronsinthevNAcShindynorphin-cre+reporter mice(Figure3G)(Al-Hasanietal.,2015;Krashesetal.,2014). Dynorphin-containingneuronsfromCFA-treatedreportermice exhibitedenhancedexcitability,asmeasuredbyadepolarized restingmembranepotentialandalowerrheobase(Figures3H–3J).Theseresultsdemonstratethatinflammatorypainsignificantlyincreasestheexcitabilityofdynorphin-containingvNAcSh neurons(Figures3H–3J).Todeterminethepotentialcellular mechanismsunderlyingthisincreaseindynorphinergictone withintheNAcSh,weexaminedspontaneoussynapticinputto thevNAcShusingdynorphin-crereportermice.Ininflammatory pain,ascomparedtoshampaincontrols,adecreaseinthefrequencyandamplitudeofspontaneousinhibitorypostsynaptic currentswasspecificallyobservedindynorphin-containing neurons(Figures3K–3P).Interestingly,ashiftinthedistribution towardincreasedinhibitorytoneontonon-dynorphinneurons invNAcShwasalsoobserved(Figures3N–3P).Together,these resultssupporttheconclusionthatapain-inducedselective disinhibitionofdynorphin-containingneuronsleadstoan enhancementoftheirexcitabilityinthevNAcSh.

InflammatoryPainMediatesNegativeAffectiveStates throughRecruitmentofDynorphin-ContainingNeurons intheNAcShCS

Tofurtherdeterminewhetherpain-inducedincreaseindynorphincellexcitabilityresultsinanenhancementindynorphin tone,weused invivo positronemissiontomography(PET)imaging(Figure4A).Inanesthetizedrats,thebindingefficacyofa radioactivecompetitiveantagonistforKORs, 11C-LY2795050 (Zhengetal.,2013),wasmeasuredbefore(baseline)or48h afterasalineoraCFAinjectionasanindirectmeasureofreceptoroccupancy.Comparedtobaseline,thedistributionvolumeof 11C-LY2795050wassignificantlydecreasedwhenratswere inpainwhileitremainedunchangedinshampaincontrolanimals (Figures4Band4C).Thisselectivereductionin 11C-LY2795050 bindingsuggestsanelevationinendogenousdynorphinonto KORsduringinflammatorypain.

Wethenexaminedwhetherdynorphin-containingneuronal activationisnecessaryfortheobservedeffectsofinflammatory painonmotivatedbehavior,usingachemogeneticapproach (Roth,2016)toselectivelysilencetheactivityofNAcdynorphin-containingneurons.FollowingabaselinePRtest,wildtyperatswerebilaterallymicro-injectedintheNAcShCSwitha

(IandJ)CFA-injectedanimalsdisplayahigherrestingmembranepotential(I;unpairedtwo-wayttest:p=0.032,ncells/animals =7–9/4)and(J)alowerrheobase (J;unpairedtwo-wayttest:p=0.019,ncells/animals =7–9/4).

(K)RepresentativetracesofsIPSCsfromdyn+neurons.

(LandM)Amplitude(L)andfrequency(M)ofsIPSContodyn+neuronsaredecreasedinconditionsofinflammatorypainascomparedtosalinecontrol(frequency: two-tailedttestforunpairedvaluesp=0.0406;amplitude:two-tailedMann-Whitneyforunpairedvalues,p=0.0140,ncells/animals =7–8/4).Thecumulative probabilityplotsdemonstrateasignificantshifttowardsmallerandlessfrequenteventsindynorphin+neuronsafterCFA(Kolmogorov-Smirnovtest,p<0.0001, ncells/animals =7–8/4).

(N)RepresentativetracesofsIPSCsfromDyn–neurons.

(OandP)Neitherthemeanamplitude(O)norfrequency(P)ofsIPSCsontodyn–neuronsareaffectedbyinflammatorypain(frequency:two-tailedMannWhitneyforunpairedvalues,p=0.6277;amplitude:two-tailedMann-Whitneyforunpairedvalues,p=0.4242,ncells/animals =5–6/4).Aplotofthecumulative probabilityrevealedasignificantshifttowardlargerandmorefrequenteventsin dynorphin-negativene uronsafterCFA(Kolmogorov-Smirnovtest, p<0.0001,ncells/animals =5–6/4).

6 Neuron 102,1–10,May8,2019

Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

Figure4.InflammatoryPainMediatesNegativeAffectiveStatesthroughRecruitmentofDynorphin-ContainingNeuronsintheNAcShCS (A)SchematicrepresentationofthePETimagingmethodologyinrats.

(B)Inflammatorypain,butnotsalinecontrol,decreasesthedistributionvolumeof 11C-LY2795050observedinrat’sbrain2daysafterCFAinjection(two-way ANOVAforrepeatedmeasures:time:F1,12 =26.88,p=0.0002;interaction:F1,12 =10.02,p=0.0081;posthoctests:baselineCFAversustestCFA:p<0.0001; baselinesalineversustestsaline:p=0.3260;testCFAversustestsaline:p=0.0282,n=7).

(C)RepresentativeimagesofPETimagingbefore(left)andafter(right)inflammation.

(D)Schematicrepresentationofthebehavioralmethodology.

(E)SilencingdynorphinneuronsintheNAcShCSpreventedtheinflammatorypain-induceddecreaseinmotivationforsucroseself-administration(two-way ANOVAforrepeatedmeasures:time:F1,38 =75.81,p<0.0001;interaction:F4,38 =15.84,p<0.0001.Posthoctest:aCSF-Veh.-CNOversushM4Di-CFA-Sal.: p=0.0006;aCSF-Veh.-CNOversusCtrl-CFA-CNO:p=0.0003;Ctrl-CFA-CNOversushM4Di-CFA-CNO:p=0.0255;hM4Di-CFA-Sal.versushM4Di-CFA-CNO: p=0.0417;hM4Di-CFA-Sal.versushM4Di-Veh.-CNO:p=0.0046;Ctrl-CFA-CNOversushM4Di-Veh.-CNO:p=0.0027;hM4Di-CFA-CNOversus hM4Di-Veh.-CNO:p=0.9658;hM4Di-CFA-Sal.versusCtrl-CFA-CNO:p=0.9988;aCSF-Veh.-CNOversushM4Di-Veh.-CNO:p=0.9706;andaCSF-Veh.-CNO versushM4Di-CFA-CNO:p=0.7173,n=8–9).

herpessimplexvirus(HSV)containinginhibitorydesigner receptorsexclusivelyactivatedbydesignerdrugs(DREADDs) (Dyn2.0-hM4Di-IRES-mCherry)oritscontrolvirus(Dyn2.0IRES-mCherry)(Figure4D).ThisapproachallowedustospecificallytargetNAcShCSdynorphin-containingneurons(Figures S3AandS3B)anddecreasetheirexcitabilityuponCNOadministration(FiguresS3C–S3F).Importantly,CNOalonedidnot impactneuronalexcitability(FiguresS3G–S3J).Aspreviously described,ratsexperiencinginflammatorypaindisplayasignificantdecreaseinmotivationcomparedtoshampainanimals. ChemogeneticsilencingofNAcShCSdynorphin-containing neuronsblockedthedecreaseinmotivationobservedin CFA-treatedanimals(Figure4E).Importantly,thesoleexpressionofGai-coupledDREADDs,notacuteCNOadministration (1mg.kg 1),impactedpain-induceddecreaseinmotivated behavior(Figure4E).Lastly,silencingdynorphin-containingneuronsdidnotincreasemotivatedbehaviorinnon-painconditions (Figure4E).TheseresultsestablishthatneitherDREADD expressionnorCNOadministrationhavenon-specificactions onthesebehaviors(Figure4E).Altogether,theseresultsdemonstratethatdynorphin-containingneuronalactivityisnecessary forgeneratinginflammatorypain-inducednegativeaffect.

DISCUSSION

Inthepresentstudy,weidentifiedacriticalroleforthekappa opioidsysteminthemodulationofnegativeaffectassociated withinflammatorypain.Wereportthatpainenhancesdynorphin expressionandrecruitsdynorphin-containingneuronsina discretesubregionoftheNAcshellthroughadisinhibitionmechanism.Inaddition,wefurtherreportthatpainincreasesKOR functionandoccupancyusingbothGTPgSbindingand invivo PETimaging.Finally,usingacomplementaryseriesofpharmacological,optogenetic,andchemogeneticapproaches,we reportthatbothdynorphin-containingneuronsandKORactivity intheNAcshellarenecessaryandsufficienttodrivepaininducednegativeaffectivestates.

Previousevidencehasuncoveredaroleforthedynorphin peptideindecreasingopioid-mediatedgoal-directedbehaviors andopioid-induceddopaminereleaseintheNAcduringpain states(Naritaetal.,2005;Verdejo-Garcı´aetal.,2009).However, thesourceofendogenouspeptideanditsconsequentmechanismofactionhaveremainedelusive.Inthecurrentwork, weuncoverthatpainissufficienttoincreasedynorphinexpressionintheNAcShCS(Figures3Eand3F)andrecruitlocal

102,1–10,May8,2019 7

Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

dynorphin-containingneuronactivity(Figures3G–3I).Wedeterminethatthisrecruitmentisduetoasubstantialdecreasein IPSCsontotheseNAcdynorphin-containingneurons,leading toahyperexcitablestateforthoseneurons(Figures3G–3M). WedemonstrateforthefirsttimeusingPETscanimaginginrodents,thatpaininducesincreasesindynorphintone invivo (Figures4A–4C).InlightoftheoverallincreaseinKORoccupancy observedinourstudy,itisimportanttoconsiderthepossibility thatseveralhubsofdynorphin-containingneurons,suchas ventralpallidumorlateralhypothalamus(Baldoetal.,2003; Peyronetal.,1998),arealsorecruitedduringpainconditions.

Throughthedevelopmentofagen2.0-specificandefficient inhibitoryDREADDs(FigureS3)inrats,weuncovertherole oftheNAcShCSdynorphin-containingneuronrecruitmentin pain-induceddecreasesinmotivationalstates(Figures4Dand 4E).Together,theseresultsrevealasourceofendogenous dynorphininthevNAcSh/NAcShCSthatdrivespain-induced negativeaffect,resolvinganimportantgapinourunderstanding oftheimpactofpainonthedynorphin-KORsystem.

RecentstudieshaveidentifiedalterationsinexcitatorytransmissionontoD2-expressingMSNsintheNAcduringinflammatoryandneuropathicpain(Renetal.,2016;Schwartzetal., 2014).Whilethesestudiesdescribeincreasedexcitatoryinputs (Renetal.,2016)thatcantriggerlong-termplasticityatsynapses ontoD2R-expressingneurons(Schwartzetal.,2014),wereport herethatdynorphin-containingneuronsarespecificallydisinhibitedininflammatorypain(Figures3K–3M).Furthermore,while NAcreceivesKOR-enrichedsynapticterminalsfrombrainstructuresinvolvedinaffectandmotivation(Bruchasetal.,2009; Landetal.,2009;Margolisetal.,2003;MuschampandCarlezon, 2013),wedemonstrateherethatlocalKORblockadeintheNAc reversespain-inducednegativeaffectinbothmiceandrats (Figure1).Localreleaseofdynorphin,activatingKORsinthe NAc,maythusnegativelyregulatethereleaseofserotonin, dopamine,glutamateand/orGABA,leadingtoalteredNAcfunctioninpain-inducedbehaviors,includingrewardseeking. Despitethisevidence,theroleofotherpeptidesandneurotransmittersinpain-inducednegativeaffectcannotbeignored. Similarly,activationoftheKORsystemlocatedoutsideofthe NAcmaybenecessarytodrivepain-inducedadaptationsin negativeaffect.Nonetheless,inadditiontopreviousreports (Renetal.,2016;Schwartzetal.,2014),ourworkprovidesa novelallostaticmechanismthroughwhichpainimpactsthe nucleusaccumbensmicrocircuitrytoinducenegativeaffective states.

Usingacombinationofpharmacologicalstudiesinbothrats andmice,weshowthatadaptationsinthedynorphin-KORsystemoccurwhenaversivebehaviorsaremeasuredinconditions ofpain(Figure2).Lastly,arecentstudyfromYangandcollaboratorshasuncoveredtwodistinctaccumbensshellsubregions projectingtotheventraltegmentalarea(VTA)toregulatemotivationalstates(Yangetal.,2018).Futurestudieswillfurther examinehowthedynorphin-containingneuronalpopulation describedinourfindingsintegrateswiththosespecificcircuits todrivemotivationalstateadaptationsinpainconditions. Whileotherstudiesdescribeapotentialtherapeuticrolefor KORantagonists( Al-Hasanietal.,2015;CastroandBerridge, 2014;Chavkin,2011),ourcurrentfindingsprovidefurtherin-

8 Neuron 102,1–10,May8,2019

sightsintoneurobiologicaltargetsforfuturepharmacotherapiesthatattenuateunwantednegativeoutcomesduring pain.Emergingtherapiessuchasfocusedultrasoundtechnology( Eliasetal.,2016),thedevelopmentofphotoactivable compounds(BanghartandSabatini,2012),anddrugsspecificallytargetingtheactivated-KORstructure( Cheetal.,2018) couldallowforselectiveandlocalizedtreatments.Together withabetterunderstandingofdynorphin-KORsystemin pain-inducednegativeaffect,thesestudiesopennewavenues fortargetingKORasasitefortreatingpain-inducedemotional states.

STAR+METHODS

Detailedmethodsareprovidedintheonlineversionofthispaper andincludethefollowing:

d KEYRESOURCESTABLE

d CONTACTFORREAGENTANDRESOURCESHARING

d EXPERIMENTALMODELANDSUBJECTDETAILS

d METHODDETAILS

B Surgeries

B Chemogenetics,OptogeneticsandBehavioralAssays

B ReceptorFunctionAssessment

B Electrophysiology

B Immunohistochemistry

B PositronEmissionTomography(Pet)Imaging

B InSitu Hibridization

B Histology

d QUANTIFICATIONANDSTATISTICALANALYSIS

d DATAANDSOFTWAREAVAILABILITY

SUPPLEMENTALINFORMATION

SupplementalInformationcanbefoundwiththisarticleonlineat https://doi. org/10.1016/j.neuron.2019.02.029

ACKNOWLEDGMENTS

WewouldliketothankallmembersfromtheMoron-Concepcion,Bruchasand Al-Hasanilaboratoriesfortheirhelpthroughoutthecompletionofthecurrent studyandLindsayLueptowforthecomplementaryanalysisofGTPgammaS slices.ThisworkwassupportedbyUSNationalInstitutesofHealth(NIH)grant DA041781(J.A.M.),DA042581(J.A.M.),DA042499(J.A.M.),DA041883 (J.A.M.),DA045463(J.A.M.),NARSADIndependentInvestigatorAwardfrom theBrainandBehaviorResearchFoundation(J.A.M.),DA033396(M.R.B.), DA037152(M.R.B.),R01-NS106953(R.W.G.),AA020394(B.M.W.),K99/R00DA038725(R.A.),K99-DA041467(A.R.W.-P.),PhilippeFoundation(N.M.), the‘‘SpanishMinisteriodeEconomiayCompetitividad’’MINECOPSI201677895-R(L.H.),theMallinckrodtInstituteofRadiologyatWashingtonUniversityfrompilotgrant16-014tosupportthepositronemissiontomography studies,theHopeCenterViralVectorsCoreatWashingtonUniversitySchool ofMedicine.

AUTHORCONTRIBUTIONS

Conceptualization,N.M.,L.H.,R.W.G.,K.I.S.,R.A.,M.R.B.,andJ.A.M.;Methodology,N.M.,R.A.,M.R.B.,andJ.A.M.;FormalAnalysis,N.M.,andJ.A.M.; Investigation,N.M.,B.A.C.,A.R.W.-P.,M.C.W.,J.G.M.,T.M.,L.H.,H.J.Y., B.M.W.,S.S.,S.L.,C.M.C.,D.L.B.,R.A.,andA.K.;Writing–OriginalDraft, N.M.,R.A.,M.R.B.,andJ.A.M.;Writing–Review&Editing,N.M.,R.A.,

Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

M.R.B.,andJ.A.M.;FundingAcquisition,R.A.,M.R.B.,andJ.A.M.;Resources, R.N.,R.A.,M.R.B.,andJ.A.M.;Supervision,N.M.,R.A.,M.R.B.,andJ.A.M.

DECLARATIONOFINTERESTS

Theauthorsdeclarenocompetingfinancialinterests.

Received:May22,2018

Revised:September20,2018

Accepted:February14,2019

Published:March13,2019

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Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

STAR+METHODS

KEYRESOURCESTABLE

REAGENTorRESOURCESOURCEIDENTIFIER

Antibodies

RabbitAnti-dynorphinAPeninsulaLaboratoriesInternationalInc.Cat#T-4266.0500;RRID:AB_518292

MouseAnti-mCherryDHBSCat#DSHB-mCherry-3A11;RRID: AB_2617430

Biotinconjugatedanti-rabbitBio-RadCat#170-6515

Alexa488conjugatedstreptavidinThermoFisherScientificCat#S32354;RRID:AB_2336881

Goatanti-Mouse-SecondaryAntibody, AlexaFluor568

ThermoFisherScientificCat#A-11019;RRID:AB_143162

EndogenousBiotinBlockingKitThermoFisherScientificCat#E21390

Goatanti-Rabbit,Biotin-XXThermoFisherScientificCat#B-2770;RRID:AB_2536431

BacterialandVirusStrains

HSV-Dyn2.0-hM4Di-IRES-mCherryObtainedfromRachaelNeve,M.I.T.N/A HSV-Dyn2.0-IRES-mCherryObtainedfromRachaelNeve,M.I.T.N/A AAV-EF1a-DIO-hChR2(H134R)-EYFPUNCVectorCoreN/A AAV-EF1a-DIO-EYFPUNCVectorCoreN/A Chemicals,Peptides,andRecombinantProteins 11C-LY2795050WashingtonUniversityCyclotronFacilityN/A CompleteFreund’sadjuvantThermoFisherScientificCat#77140 JDTicObtainedfromIvyCarroll,Reserach TriangleInstitute N/A

Nor-BinaltorphiminedihydrochlorideSigma-AldrichCASNumber105618-26-6;Cat#N1771 U-50488Sigma-AldrichCat#D8040 U-69593Sigma-AldrichCASNumber96744-75-1;Cat#U103 Clozapine-N-oxideSigma-AldrichCASNumber34233-69-7;Cat#C0882

ExperimentalModels:Organisms/Strains

Rat:SpragueDawleyEnvigoN/A

Mouse:C57BL/6JTheJacksonLaboratoryIMSRCat#JAX:000664;RRID: IMSR_JAX:000664

Mouse:C57BL/6J-preprodynorphin-IRES-cre (dyn-Cre)

Mouse:B6.Cg-Gt(ROSA)26Sortm9(CAG-tdTomato)Hze/JAi9-reporter

Mouse:B6.Cg-Gt(ROSA)26Sortm14(CAG-tdTomato)Hze/JAi14-reporter

SoftwareandAlgorithms

ObtainedfromBradfordLowellLaboratoryN/A

TheJacksonLaboratoryIMSRCat#JAX:007909;RRID: IMSR_JAX:007909

TheJacksonLaboratoryIMSRCat#JAX:007914;RRID: IMSR_JAX:007914

GraphPadPrism8GraphPadRRID:SCR_002798

IllustratorAdobeRRID:SCR_010279

EthovisionXT10.0NoldusRRID:SCR_000441

CONTACTFORREAGENTANDRESOURCESHARING

FurtherinformationandrequestsforresourcesandreagentsshouldbedirectedtoandwillbefulfilledbytheLeadContact,JoseA. Moron(jmoron-concepcion@wustl.edu).

EXPERIMENTALMODELANDSUBJECTDETAILS

AllprocedureswereapprovedbytheWashingtonUniversityInstitutionalAnimalCareandUseCommittee(IACUC)inaccordance withtheNationalInstitutesofHealthGuidelinesfortheCareandUseofLaboratoryAnimals.AdultmaleSpragueDawleyrats

(250-300g),adultmaleandfemalesdynorphin-cre(dyn-Cre)mice(25-30g)(Al-Hasanietal.,2015),adultmaleandfemalesAi14or Ai9preprodynorphinreportermice(Al-Hasanietal.,2015;Krashesetal.,2014)(25-30g)andadultC57BL/6Jmalesandfemalesmice (25-30g)wereusedforthisstudy.Allanimalswere10to12weeksatthebeginningoftheexperiments.Twotothreeratswerehoused togetherwitha12/12hdark/lightcycle(lightsonat7:00AM)andacclimatedtotheanimalfacilityholdingsforatleast7daysbefore anymanipulation.Ratsreceivedfood adlibitum until2daysbeforestartingthebehavioralstudies,whenfoodrestriction(17gofrat chowperday)startedandcontinueduntiltheendoftheexperiment.Fourtofivemicewerehousedtogether,givenaccesstofood pelletsandwater adlibitum,andmaintainedona12/12hdark/lightcycle(lightsonat7:00AM).Allanimalswerekeptinasoundattenuated,isolatedholdingfacilityinthelab1weekpriortosurgery,post-surgery,andthroughoutthedurationofthebehavioral assaystominimizestress.

METHODDETAILS

Surgeries

Allsurgerieswereperformedunderisoflurane(1.5/2MAC)anesthesiaundersterileconditions.

Intracerebralinjections

Ratswerestereotaxically(WorldPrecisionInstruments,Sarasota,FL)injectedwitheithernorBNI(2 mgpersidein0.5 ml),HSVDyn2.0-hM4di-IRES-mCherry(5x108 transducingunitsperml-0.5 mLperside),HSV-Dyn2.0-mCherry(5x108 transducingunits perml-0.5 mLperside)orimplantedwithguidecannula(PlasticsOne,Roanoke,VA)targetingtheNAcShCS(stereotaxiccoordinates fromBregma:A/p=+0.96mm,M/L=±0.8mm,D/V=–6.5mmfromtheskullsurface)(CastroandBerridge,2014;Hipolitoetal., 2015).Animal’sskinwaseithersuturedafterbilateralinjectionusingsterilenylonsuturesor,whenusingguidecannula,theimplants weresecuredontheskullusingtwosterilebonescrewsandadentalcementhead-cap(LangDental).Cannulawereobstructedusing adummycannulaandcoveredbyacannulacoveruntilpharmacologicalinjection.

Micewereanesthetizedinaninductionchamber(4MACIsoflurane)andplacedintoastereotaxicframe(KopfInstruments,Model 1900)wheretheyweremaintainedat1MAC–2MACisoflurane.Acraniotomywasperformedandfollowedbyaunilaterally injection,usingabluntneedle(86200,HamiltonCompany),300nlofAAV5-DIO-ChR2-eYFPorAAV5-DIO-eYFPcontrols(Hope CenterViralVectorCore,viraltiter2 3 1013 vg/mL)intovNAcSh(stereotaxiccoordinatesfromBregma:A/P:+1.30mm,M/L:± 0.5mm,D/V:–4.75mm)(Al-Hasanietal.,2015).TwoweeksafterthisinjectionmiceunderwentasecondsurgerywherenorBNI (2 mgor4 mg/0.5 ml)waslocallyinjectedandafiberopticwasplacedinthevNAcSh(Al-Hasanietal.,2015;Siudaetal.,2015). Theimplantsweresecuredusingtwobonescrewsandadentalcementhead-cap(LangDental).Micewereallowedtorecover oneweekbeforerunninganybehavioralexperiment,wellwithinthelimitsofnorBNIantagonism.Furthermore,theexperiments started3weeksafterAAV5-DIO-ChR2-eYFPinjection,permittingoptimalexpressionofChR2inthedyn-Crecellbodies.

AsimilarsurgicalprocedurewasusedforpharmacologicalmicroinjectionofnorBNI(Figures1E–1H).Briefly,followingcraniotomy norBNI(2 mgor4 mg/0.5 ml)wasbilaterallyinjectedintovNAcSh(stereotaxiccoordinatesfromBregma:A/P:+1.30mm,M/L:± 0.5mm,D/V:–4.75mm)5.Mice’sskinwassuturedafterbilateralinjectionusingsterilenylonsuturesandthisanimalwasallowed torecoveryforaweekbeforerunninganybehavioralexperiment.

CFAadministration

Afterconfirmingsedationbytheabsenceofreflexduringatoe-pinch,ratsandmicewereinjectedwithintherighthindpawwith properlyresuspended150ulor50ulofCFAsolution(ThermoFisher),respectively.Animal’recoveryandgeneralbehavior(feeding, drinking,mobility)weremonitoredthroughtherestoftheexperiment.

Chemogenetics,OptogeneticsandBehavioralAssays

SucroseSelf-administration

Ratoperant-conditioningchambers(MedAssociates,Fairfax,VT)wereequippedwithtworetractableleverspositionedontherighthandwall12.5cmapartand5cmabovethefloor,afoodmagazineconnectedtoafoodpelletdispenser,twocuelightspositioned 2cmabovethelevers,andonehouselightpositionedonthetopleft-handwall.Atthebeginningofthesession,bothlevers(active andinactive)werepresentedandawhitelightwasonabovetheactivelever.Pressingtheactiveleverresultedinsucrosepellet dispenseanda20s’retractionofbothactiveandinactivelevers,alongwiththeturningoffofthelightcueabovetheactivelever aftertheretractionofthelevers.Pressingtheinactiveleverhadnoeffect.Animalsweregentlyplacedintheself-administrationboxes for2hsessionswhereapressontheactiveleverresultsinsucrosepelletdispense-fixed-ratio(FR)1schedule.Onceratsacquired theself-administrationbehavior(byobtaining60pellets/sessionon5consecutivesessions),thescheduleofreinforcementwas changedtoFR2fortheother3sessions,andthenFR5foranother3sessions.Oncetheycompletedthetraining,therat’smotivation forsucroseself-administrationwastestedusingaProgressiveRatio(PR)scheduleofreinforcement(PR1).InthePRsession,the numberofresponsesontheactivelevertoobtaintherewardincreasedwiththedose.Theincreaseinthenumberofcorrectresponsesfollowedtheequationresponseratio=(5 3 e(0.2 3 infusionnumber) –5roundedtothenearestintegerresultinginthefollowing PRsteps:1,2,6,9,12,15,20,25,32,40,50,62,77,95 (Hipo ´ litoetal.,2015;RobertsandBennett,1993;Schwartzetal.,2014).

ForthestudiesonthenecessityofKORonpaineffectsonmotivatedbehavior,ratswereinjectedwitheithernorBNI(2 mgperside) oraCSFintheNAcShCS(A/P:+0.96mm;M/L:+/–0.8mm;D/V:-6.5mm)(CastroandBerridge,2014).Aweekafter,toallowfull recovery,animalsweretestedonasecondPRscheduleofreinforcement(PR2)toassessanyeffectofKORantagonismon

Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

motivation.Rightafter,ratswereinjectedwith150 mLofsalineorCFAsolutioninthehindpaw;andplacedagainintheselfadministrationchambers48hafterinjectiontoundergoanadditionalPRsession.

ForthestudiesonthesufficiencyofKORonpaineffectsonmotivatedbehavior,aftertrainingandafirstPRratio(PR1)asabaseline measurement,ratsweredeeplyanesthetizedandguidecannulawereplacedbilaterally1mmabovetheNAcShCS(A/P:-0.96mm; M/L:+/–0.8mm;D/V:-5.5mm)(CastroandBerridge,2014).Oneweekaftersurgery,toallowfullrecovery,animalswereinjectedin theNAcShCSwithKORagonist(U50,488–1 mgperside)oraCSFusingamicroinjectionpump(rate0.25 mgperminute)andthe injector,projecting1mmbelowthecannula,wasleftinplaceforanadditional5mintoallowcompounddiffusion.30minafter U50,488injectionratsweretestedforthermalhyperalgesiausingHargreavestest.30minlatertheseanimalsweregentlyplaced intheself-administrationboxesforasecondPRtest(PR2),thusassessingtheroleofKORstimulationonsucroseself-administration. Lastly,andbecauseU50,488isareversibleKORagonist,athirdPRtestwasperformed24hlatertoassessiftheeffectsofKOR activationweretransientorsustainable.

TodeterminetheinvolvementofKORstimulationduringaFRscheduleofreinforcement,animalsweretrainedtoself-administer sucroseaspelletsasmentionedabove.AftercompletionofthreesuccessiveFR5sessions,ratsweredeeplyanesthetizedandguide cannulawereplacedbilaterally1mmabovetheNAcShCS(A/P:-0.96mm;M/L:+/–0.8mm;D/V:-5.5mm)(CastroandBerridge, 2014).Aweekaftersurgery,toallowfullrecovery,animalswereinjectedintheNAcShCSwithKORagonist(U50,488–1 mgper side)oraCSFusingamicroinjectionpump(rate0.25 mgperminute)andtheinjectorwasleftinplaceforanadditional5mintoallow compounddiffusion.1hafterU50,488injectionratsweregentlyplacedintheself-administrationboxesfornewFR5session,thus assessingtheroleofKORstimulationonafixedratioscheduleofreinforcementforsucroseself-administration.

Forthestudiesonthenecessityofdynorphincontainingneuronsactivityonpaineffectsonmotivatedbehaviorratswereinjected witheitherHSV-Dyn2.0-hM4Di-IRES-mCherry,HSV-Dyn2.0-mCherry(0.5 mLperside,viraltiter:5 3 108 transducingunitsperml, providedbyRachaelNeve,MIT,Boston,Massachusetts)oraCSFintheNAcShCS(A/P:+0.96mm;M/L:+/–0.8mm;D/V:–6.5mm). Threedaysafter,animalswereinjectedwith150 mLofsalineorCFAsolutioninthehindpaw;and48hlater,wheninflammationwas stable,theratswereinjected i.p withCNO(1mg.kg-1)orsalineasacontrolandplacedagainintheself-administrationchambersto undergoasecondPRsession15minafter i.p. treatment.

ForassessmentofmotivationinmiceaPRscheduleofreinforcementforsucrosepelletself-administrationwasalsousedandperformedasdescribedabovewithslightmodifications.Miceoperant-conditioningchambers(MedAssociates,Fairfax,VT)wereequippedwithnosepokeholes,bothpresentingacuelight,accessibletoanimals.Anactivenosepokeresultedinasucrosedeliveryin thefoodmagazinetogetherwithhouselightcuefor20s(FR1).Duringthis20speriod,nofurtheractionhadconsequence(timeout period).Pokingintheinactiveholehadnoconsequence.Miceweretrainedtodiscriminateinbetweenactiveandinactivelever during1hlongFR1sessions.Oncediscriminationwasacquired(lessthan30%oftotalpokingintheinactivehole),mice underwent3consecutivesessionsofFR2and3consecutivesessionsofFR5.Mice’smotivationwasthenassessedusinga1h sessionofprogressiveratioscheduleofreinforcement.TotestthenecessityofKORtodrivepain-inducednegativeaffect,intraaccumbal(AP:+1.3mm;L:+/–0.5mm;DV:–4.75mm)injectionof0.5 mLofeitheraCSFornorBNI(2 mgperside)werethen performed.Aftersurgeryrecovery,asecondprogressiveratiotestingwasperformedtoassesstheconsequencesofkappa opioidreceptorsantagonismonmice’smotivation(PR2).Followingthis,50nlofeithersterilesalineorCFAsolutionwasinjected themice’righthindpaw.48hlater,wheninflammationisstable,animalsunderwentathirdprogressiveratiosession.Totest thesufficiencyofdynorphin-containingneuronsphotostimulationtodrivenegativeaffectivestates,dynorphin-Cremicereceived aninjectionofAAVcre-dependentchannelrhodopsininthevNAcSh(AP:+1.3mm;L:+/–0.5mm;DV:–4.75mm).Aftertwoweeks recovery,usingthesamestereotaxiccoordinates,theanimalswereimplantedwithfiberimplantinthevNAcSh.Trainingperiod wasthenperformedasdescribedaboveaweekaftersurgerytoallowfullrecovery.Followingtrainingtheanimalswereexposed toaPRsessioninwhichfiberimplantwasconnectedtoa473nmlaseremittingconstantphoto-stimulation(20Hz,10mswidth)during thetest.

Plantartestforthermalsensitivity–Hargreavestest

ThehyperalgesiceffectsinducedbyCFAinjectionintherat’shindpawwereexaminedusingthethermalplantartest(Hargreaves method,IITCLifeScience).AnimalswereplacedinPlexiglasboxesontopofaglasssurface.After30minofhabituation,aradiant heatsourcewasappliedontheplantarsurfaceoftherighthindpaw,andthelatencyofpawwithdrawalfromtheradiantheatstimulus wasrecorded.Fourmeasurementswithatleasta5-minintervalbetweentrialswereobtainedforeachsession.Theintensityofthe lightbeamwasadjustedsothatbaselinelatencieswere15sinnaiverats.Acutofftimeof30swasimposedtopreventtissue damage.Pawwithdrawalthresholds(4measurementswith5minofrestingperiod)weremeasuredfor5consecutivedaysduring thefourlastsucroseself-administrationtrainingdays.Thesethermalsensitivityrecordingswererepeated30minbeforeanyprogressiveratioscheduleofreinforcementtesttoconfirminflammation-inducedhyperalgesia. Real-TimePlaceTesting(RTPT)

Allbehaviorswereperformedwithinasound-attenuatedroommaintainedat23 Catleast1weekafterhabituationtotheholding roomandthefinalsurgery.Lightingwasstabilizedat 1,500luxforaversionbehaviors, 250luxforanxiety-likebehaviors.MovementswerevideorecordedandanalyzedusingEthovisionXT10.0(NoldusInformationTechnologies).

Forreal-timeplacetesting,afterrecoveryfromsurgery(pleaserefertothesurgeriessectionforfurtherinformationonprocedure) miceweregentlyplacedinacustom-madeunbiased,balancedtwo-compartmentconditioningapparatus(52.5 3 25.5 3 25.5cm)as describedpreviously(Al-Hasanietal.,2015;McCalletal.,2015;Siudaetal.,2015).Duringa20-mintrial,entryintoonecompartment

Neuron 102,1–10.e1–e6,May8,2019 e3

Pleasecitethisarticleinpressas:Massalyetal.,Pain-InducedNegativeAffectIsMediatedviaRecruitmentofTheNucleusAccumbensKappaOpioid System,Neuron(2019),https://doi.org/10.1016/j.neuron.2019.02.029

triggeredphoto-stimulation(20Hz,10mspulsewidth)whiletheanimalremainedinthelight-pairedchamberandentryintotheother chamberendedphoto-stimulation.

OpenFieldTest

Openfieldtestingwasperformedinasquareenclosure(55 3 55cm)withinasoundattenuatedroommaintainedat23 C.Lighting wasmeasuredandstabilizedat 25lux.Micewereplacedinthecenteroftheopenfieldandallowedtoroamfreelyfor21min. Throughoutthe21minmicereceivedconstantphoto-stimulation(20Hz,10mspulsewidth).Theopenfieldwascleanedwith70% ethanolbetweeneachtrial.MovementswerevideorecordedandanalyzedusingEthovisionXT10.0(NoldusInformationTechnologies,Leesburg,VA).Thecenterwasdefinedasasquarecomprisedof50%thetotalareaoftheopenfieldchamber.Timeinthe centerwastheprimarymeasureofanxiety-likebehaviors.

ReceptorFunctionAssessment

IncorporationofGTPgSinmembranes

NActissuewasmicro-dissectedfromsalineandCFA-injectedratandtestedinGTPyScouplingassayasdescribedpreviously(Kissleretal.,2014),withslightmodifications.Briefly,tissuewashomogenized(40-45strokes;glasshomogenizerwithTeflonplunger;on ice)in1.5mLofmembranebuffer(pH7.4,50.0mMTris–HCl,3.0mMMgCl2,and1.0mMEGTA).Homogenateswerecentrifuged (15000rpm,4 Cfor30min),re-suspendedin1.5mLmembranebuffer,homogenized(12-15strokes;onice)againandfinallycentrifuged.Pelletwashomogenized(12-15strokes;onice)in1.5mLassaybuffer(pH7.4,50.0mMTris–HCl,3.0mMMgCl2,0.2mM EGTA,100.0mMNaCl).ProteinestimationwasconductedusingBCAproteinassay(Pierce).Protein(5.0 mg)washomogenized (12-15strokes;onice)andincubatedwithDynorphinA(0.1-1.0uM),atleastinduplicate,inassaybufferfor90minat25 C,with 10 mMGDPand0.4nM[35S]GTPgSinatotalvolumeof250.0 ml.UnlabeledGTPgS(10.0 mM)wasusedtoassessnonspecificbinding.Specificbindingwasobtainedbysubtractingnonspecificbindingfromtotalbinding.Thereactionwasquicklyterminatedby filtrationthroughUniFilter-96GF/Bfilterplatesusingacellharvester(Brandel,Gaithersburg,MD),followedby8-10washeswith washbuffer(ice-coldphosphatebuffer(pH7.4),5.0mMMgCl2).BoundradioactivityonthefilterswascountedbyMicrobetaliquid scintillationcounter(PerkinElmerLifeSciences)onthefollowingday.GTPyScouplingdatawereanalyzedusingamixed-model two-wayANOVAtocomparechangesinGTPgSsignalingforthecontrolsandCFA-treatedanimals.Thewithin-subjectvariable wasDYNconcentrationandthebetween-groupsvariablewastreatmentcondition.

IncorporationofGTPgSinslices(autoradiography)

BrainswerecollectedfromsalineorCFAinjectedrats48hpost-injectionandweresnap-frozenwithisopentaneat–30 C,andstored in–80 Cuntilfurtherprocessing.Thebrainswerethencoronal-sectionedviacryostat(20 mmthick)at–20 C,andthaw-mountedon SuperFrostchargedslides.Sectionswerepre-incubatedinassaybuffer(50mMTris-HCl,3mMMgCl2,0.2mMEGTA,100mMNaCl, 2mMGDP,1 mMDPCPX,pH=7.4)for15min.Agonist-stimulatedKORactivitywasdeterminedbyincubatingbrainsectionsin[35S] GTPgS(40pM)withU69,593(10 mM)+/–JdTic(10 mM)for1hatRT.Afterincubation,slideswerewashed2xinice-coldwashbuffer (50mmTris-HCl,pH7.4)followedbyabriefwashinice-colddeionizedwater(30s).Slideswereair-driedandexposedtoKodak Biomaxfilmtogetherwith[14C]standardsfor2days.FilmsweredevelopedusingKodakGBXDeveloperandRapidFixsolutions. FilmsweredigitallyanalyzedandquantifiedusingMicroComputerImageDevice(MCID)normalizedtothe[14C]standardcurve, measuredindpm/mg(MCIDImagingResearch,St.Catherine,Ontario,Canada).Theresultingagonist-stimulatedsampleswere comparedtonon-agonist-treatedbrainsamplestodeterminethepercentactivationofKORabovebasal.

SlicesradiographyforKORoccupancy

Brainsweredissectedandfrozenforcryostatsectioning.Coronal,50mmthicksectionswerethaw-mountedinpairsonpoly-L-lysine microscopeslidesandallowedtoair-dry.Theslideswerethenstoredat–80untilused.Slideswereremovedfromthe–80and allowedtowarmtoroomtemperature.Pairedsectionsweretracedaroundusingahydrophobicpen.Eachpairedsectionwasfilled with1.0mlofeither50mci/mLof[11C]-LY2795050andallowedtoincubatefortheallottedtime(10-40min).Oncetheincubationtimeis complete,theradiopharmaceuticalwasremovedandMilliQwaterwasreplacedinthebarrierareaforapproximately10s.TheMilliQ washwasrepeated3times.Slideswereallowedtoairdry.Theslideswerethenplacedinacassetteandexposedtothephosphor imagingscreenovernight.Thescreenwasthenimagedusingthetyphoonimager.

Electrophysiology

Invitro electrophysiologicalexperimentsonbrainsliceswereconducted48haftersalineorCFAinjectioninthehindpaw. Tomeasuredynorphinneuronsexcitability,maleandfemaleAi14-Dynorphin-Cremice(5-10weeksold)weredeeplyanesthetized withisofluraneandperfusedtranscardiallywith34 CaCSF(inmMasfollows:0.001MK-801,126NaCl,2.5KCl,1.4NaH2PO4, 1.2MgCl2,2.4CaCl2,11glucose,and25NaHCO3)beforebeingdecapitated.Brainswerequicklyremovedandsubmergedin warmMK-801-bufferedaCSF.Coronalforebrainsections(230–250 mm)thatcontainedtheNAcwerecutusingavibratome (VT1200S,LeicaMicrosystems)inwarmaCSFcontaining1 mMMK-801.NAcslicesweresubmergedinaCSF(inmMasfollows: 0.01MK-801126NaCl,2.5KCl,1.4NaH2PO4,1.2MgCl2,2.4CaCl2,11glucose,and25NaHCO3)at34 Cfor30m,andequilibrated with95%O2and5%CO2beforemaintenanceatroomtemperatureinaCSFwithoutMK-801.Sliceswerethenindividually transferredtotherecordingchamber(volume0.8ml)andsuperfusedcontinuously(2.2mL/min)with34 CaCSF.NAcneurons werevisualizedusingdifferentialinterferencecontrastopticsonanuprightmicroscope(BX50WI,Olympus).Ai14reporter animalscontainacre-dependenttdTomato,whichwasvisualizedusinga530nMlightshonethroughthe40Xobjective.

e4 Neuron 102,1–10.e1–e6,May8,2019

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“Is some one ill?” she asked again.

“No; some one—some one is very well!” I managed to reply, lifting my eyes again to her wan face. The spectacle of its drawn lines and pallor all at once assailed my wearied and overtaxed nerves with crushing weight. I felt myself beginning to whimper, and rushing tears scalded my eyes. Something inside my breast seemed to be dragging me down through the stoop.

I have now only the recollection of Miss Stratford’s kneeling by my side, with a supporting arm around me, and of her thus unrolling and reading the proof-paper I had in my hand. We were in the hall now, instead of on the stoop, and there was a long silence. Then she put her head on my shoulder and wept. I could hear and feel her sobs as if they were my own.

“I—I didn’t think you’d cry—that you’d be so sorry,” I heard myself saying, at last, in despondent self-defence.

Miss Stratford lifted her head and, still kneeling as she was, put a finger under my chin to make me look her in her face. Lo! the eyes were laughing through their tears; the whole countenance was radiant once more with the light of happy youth and with that other glory which youth knows only once.

“Why, Andrew, boy,” she said, trembling, smiling, sobbing, beaming all at once, “didn’t you know that people cry for very joy sometimes?”

And as I shook my head she bent down and kissed me.

BIBLIOGRAPHICAL NOTE

[Since any list approaching a complete bibliography would be unduly long, these suggestions are merely for the convenience of those who, without special research, wish to read further and compare. They remain after rejection of many essays that seem hardly to advance the discussion.]

Cairns, William B., On the Development of American Literature from 1815 to 1833, with especial reference to periodicals; Bulletin of the University of Wisconsin, Philology and Literature Series, volume i, no. 1, pages 1–87.

Canby, Henry Seidel, The Short Story; Yale Studies in English, xii (revised as introduction to The Book of the ShortStory, edited by Alexander Jessup and Henry Seidel Canby).

Chassang, A., Histoire du Roman ... dans l’Antiquité GrecqueetLatine; Paris (2d ed.), 1862.

Gilbert, E., LeRomanenFrancependantlexixe Siècle; Paris (2d ed.), 1896.

Hart, Walter Morris, The Evolution of the Short Story; address delivered before the Alumni Association of Haverford College, June 12, 1901.

Matthews, Brander, The Philosophy of the Short Story; New York, 1901. (This, the standard essay on the subject, is now published separately, with notes and a few striking references.)

Moland et d’Héricault, Nouvelles Françoises en Prose du xiiime Siècle; Paris, 1856 (l’Empereur Constant, Amis et Amile, le Roi Flore et la Belle Jehane, la Comtesse de Ponthieu, Aucassin et Nicolette; introduction, notes).

Morris, William, OldFrenchRomancesdoneintoEnglishby William Morris, with introduction by Joseph Jacobs; London, 1896 (translation of the same tales as in the preceding, except Aucassin and Nicolette).

Peck, Harry Thurston, Trimalchio’s Dinner by Petronius Arbiter, translated from the original Latin, with an introduction and bibliographical appendix; New York, 1898. (The introduction discusses prose fiction in Greece and Rome.)

Perry, Bliss, AStudyofProseFiction; Boston, 1902.

FOOTNOTES

1 Donald G. Mitchell, AmericanLandsandLetters.

2 LiteraryPapersofWilliamAustin, Boston, 1890, page 43.

3 See Prof. William B. Cairns, On the Development of American Literature from 1815 to 1833, with especial reference to periodicals; Bulletin of the University of Wisconsin, Philology and Literature Series, volume i, No. 1.

4 For a pungent characterisation of the annuals, see Prof. Henry A. Beers’s life of N. P. Willis (American Men of Letters), pages 77 and following.

5 Fromentin (Un ÉtédansleSahara, page 59; Une Annéedans leSahel, pages 215 and following) lays this down for painting.

6 Bret Harte, The Rise of the Short Story, Cornhill Magazine, July, 1899.

7 See Cairns, as above, page 64. The influence of the Spectator form in France appears strikingly in L’Hermite de la Chaussée d’Antin, ou observations sur les mœurs et les usages français au commencement du xixme siècle, par M. de Jouy, Paris (collective volumes), 1813.

8 Cross, DevelopmentoftheEnglishNovel, pages 24, 25.

9 For Irving’s own view of his tales, see a quotation from his letters at page xix of Professor Brander Matthews’s edition of

the TalesofaTraveller.

10 “A rivulet of story meandering through a broad meadow of episode—a book of episodes with occasional digressions into the plot.” Kennedy’s preface to SwallowBarn.

11 This is the character of the tales of Mme. de Genlis, of which a volume was published in New York, 1825: New Moral Tales, selectedandtranslatedfromtheFrenchofMme.deGenlis,by anAmerican.

12 Nodier adopts the same setting for the same purpose (cf. Les Quatre Talismans, 1838); but the habit is at least as old as Voltaire.

13 So Godfrey Wallace’s Esmeralda, Atlantic Souvenir for 1829.

14 Miss Sedgwick’s Chivalric Sailor (1835) is essentially like our current historical romances. A typical instance is Dana’s Paul Felton(1822).

15 This tendency was confirmed, of course, by the predominance of Scott.

16 Brander Matthews, The Philosophy of the Short-Story, page 15.

17 Poetics, chapter x.

18 Poe’s review of Hawthorne’s tales (1842) begins by remarking that they are not all tales (Stedman and Woodberry edition of Poe, vol. vii, page 28).

19 Poe’s tales were translated into French, German, Italian, and Spanish. He was reviewed in the RevuedesDeuxMondes, Oct. 15, 1846 (new series, vol. xvi, page 341).

20 See Aristotle’s Poetics, chapters vii and viii. The “classical” French drama deduced from Aristotle’s general principle of

unity of action a strict system of practice. Of Poe’s adherence to this system a good instance is TheCaskofAmontillado.

21 In a review of Mrs. Sigourney, Southern Literary Messenger, volume ii, page 113 (January, 1836); quoted in Woodberry’s Life of Poe, page 94.

22 In a review of Hawthorne, Graham’s Magazine, May, 1842; Stedman and Woodberry’s edition of Poe, volume vii, page 30; quoted in the appendix to Brander Matthews’s Philosophy of theShort-Story.

23 A collection ascribed to Antonius Diogenes, compiled by Aristides of Miletus, was translated into Latin by Cornelius Sisenna (119–67 B.C.). The translation is lost.

24 The Cena of Petronius has more consistency, is in form more like the longer tales of antiquity.

25 The object of Lucian is always satire. This, not any purely narrative end, determines his method. But it is worth observing that The Ass is picaresque. For the rest, no single adventure of the string is more than anecdote.

26 The Greek title is ποιμενικά.

27 E.g., the fifteenth idyl of Theocritus, and the opening of the seventh oration of Dio Chrysostom. The latter, though brought in as anecdote, has extraordinary ingenuity and finish of form.

28 See the introduction by Joseph Jacobs to Old French RomancesdoneintoEnglishbyWilliamMorris.

29 This, perhaps, is typically the novella; but Boccaccio will not fix the term: “intendo di raccontare cento novelle, o favole o parabole o istorie, che dire le vogliamo ... nelle quali novelle....”—PrefacetoDecameron.

30

For reference in more detailed study of mediæval forms, this tentative classification of the Decameron may be tabulated as follows:

anecdote

(a) simpleanecdote 34

I, all but nov. 4; III, nov. 4; V, nov. 4; VI, entire; VIII, all but nov. 7 & 8; IX, nov. 1 & 7–10.

(b) anecdotemoreartisticallyelaborated 21

III, nov. 1, 2, 3, 5, 6; V, nov. 10; VII, entire; VIII, nov. 7; IX, nov. 2–5. scenarioorsummaryromance

55

40

II, nov. 3–10; III, nov. 7–10; IV, entire; V, all but nov. 4 & 10; X, entire. approachingshortstory 3

I, nov. 4; II, nov. 1; VIII, nov. 8. shortstory 2

II, nov. 2; IX, nov. 6.

100

31 E. Gilbert, LeromanenFrancependantlexixe siècle, page 65; A. France, Lavielittéraire, Ire série, page 47.

32 Brander Matthews, The Philosophy of the Short-Story, page 65.

33 Colombahas one hundred and fifty pages.

34 See an essay on The Literary Influence of Sterne in France, Publications of the Modern Language Association of America, volume xvii, pages 221–236.

35 It would be interesting, for instance, to determine whether Mérimée learned anything in form from Poushkin.

36 Vide the excellent discourse of G. C. Verplanck, Esq., before the New York Historical Society.

37 Not in the first edition.

38 In New Hampshire.

39 In the original publication the name is Patience.

40 [“In place of this clause the first edition has: “Her figure, her air, her features,—all, in their very minutest development were those—were identically (I can use no other sufficient term) were identically those of the Roderick Usher who sat beside me. A feeling of stupor,” etc.]

41 Watson, Dr. Percival, Spallanzani, and especially the Bishop of Llandaff. See Chemical Essays, vol. v.

42 The season of peach-blossoms was the only season of marriage in ancient China.

43 The most common decorations of rooms, halls, and temples, in China, are ornamental scrolls or labels of colored paper or wood, painted and gilded, and hung over doors or windows, and inscribed with a line or couplet conveying some allusion to the circumstances of the inhabitant, or some pious or philosophical axiom. For instance, a poetical one recorded by Dr. Morrison:

“From the pine forest the azure dragon ascends to the milky way,” typical of the prosperous man arising to wealth and honors.

INDEX

[Titles ofbooks andperiodicals are inquotation marks; titles ofseparate stories, in italics]

Addison, a model for Irving, 6

Aldrich, Thomas Bailey, 34

AliceDoane’sAppeal(Hawthorne), 13

Allegory, 10, 14, 23, 230

AmbitiousGuest,The(Hawthorne), 14

American literature, brevity of, 1; wherein American, 1–4, 8, 35; American life in, 3–6, 11, 12

“American Monthly Magazine, The,” 113

AmisandAmile, 25

Anecdote, 10, 24, 26, 27, 29

Annuals, American, 2, 4, 5, 9–12, 18

Antonius Diogenes, 24

“Appleton’s Journal,” 245

Apuleius, 30

Aristides of Miletus, 24

Aristotle, “Poetics,” 13, 19, 20

ArsèneGuillot(Mérimée), 31

Artificiality in short story, 20, 32

“Ass, The,” of Lucian, 24

“Atlantic Monthly, The,” 247

“Atlantic Souvenir, The,” 2, 4, 5, 11

AucassinandNicolette, 25, 27, 31

Austin, William, 1, 10, 12, 59–95; biographical and critical sketch, 59; JosephNatterstrom, 1, 10; PeterRugg, 10, 12, 60–95

Bacon, Delia, 11

Balzac, Honoré de, 32–33; Elverdugo, Lesproscrits, Lamessedel’athée, Z.Marcas, 32; form in, 32–33

Bandello, 29

Beckwith, Hiram W., 97

Bee-Tree,The(Kirkland), 195–210

Beers, Henry A., 2, 177

BenHadar(Paulding), 10

Berenice(Poe), 2, 3, 16, 18, 21, 22, 33

Blackwell, Robert, 97

Boccaccio, “The Decameron,” 26–28, 30

“Boston Book, The,” 61

Brunetière, Ferdinand, 26

BuckthorneandHisFriends(Irving), 8

Bunner, Henry Cuyler, 289–301; biographical and critical note, 289; TheThirdFigureoftheCotillion, 289; TheLoveLettersofSmith, 291–301

Burton’s “Gentleman’s Magazine,” 154

Cable, George W., 5, 34; PossonJone, 34

Cairns, William B., 2, 6, 325

Canby, Henry Seidel, 325

Carmen(Mérimée), 31

Catholic,The, 4

“Cena Trimalchionis,” of Petronius, 24

“Cent nouvelles nouvelles, Les,” 28, 30

Character, development of, 13, 26, 27

Chassang, A., 325

Chaucer, 25, 28;

TheManofLaw, ThePardoner, TroilusandCriseyde, 25

ChivalricSailor,The(Sedgwick), 11

Clemens, Samuel L. (Mark Twain), 4, 34; TheJumpingFrog, 34

Climax (seeCulmination)

Colomba(Mérimée), 31

Combeàl’hommemort,La(Nodier), 29, 30

Compression of time, in short story, 8, 11, 12, 13, 19, 20, 27, 28, 33 (seeUnity)

“Condensed Novels” (Harte), 229

Consistency of form, 9, 23, 26–28, 31, 32, 33 (seeUnity)

Conteand nouvelle, 30, 31, 33

“Contes de la Reine de Navarre” (see“Heptameron”)

Cooper, James Fenimore, 1, 5

Cornelius Sisenna, 24

Culmination, in short story, 7, 8, 10, 20–22, 26–28, 31, 32, 33

DamnationofTheronWare,The(Frederic), 303

Dana, Richard Henry, PaulFelton, 11

Daphne,The(Webster), 245

DaphnisandChloe, 24–25

“Dashes at Life with a Free Pencil” (Willis), 178

Daudet, Alphonse, 30, 34

DavidSwan(Hawthorne), 14

“Decameron, The,” 26–28

De Quincey, Thomas, 30

Descriptive sketches, 9, 12, 14, 31, 99, 113, 193

Dialogue and monologue, 19, 27

DiamondLens,The(O’Brien), 211

Dickens, Charles, influence of, on Bret Harte, 230; on O’Brien, 211

Dio Chrysostom, 25

Directness of movement, 18, 19, 20, 26, 27

Documentary interest, in fiction, 3, 30

Dominant, use of a single detail as, 16, 21, 22

Drama, influence of, on novel and short story, 26, 34

Dumas, Alexandre, influence of, on Bret Harte, 230

Edgeworth, Maria, 26

Emigrant’sDaughter,The, 5

EndofthePassage,The(Kipling), 212

Enlèvementdelaredoute,Le(Mérimée), 31

Esmeralda,The(Wallace), 11

Essay tendency in tales, 6, 7, 10, 14, 15, 18, 32

EthanBrand(Hawthorne), 13

EveoftheFourth,The(Frederic), 305–324

Exposition in tales (seeEssay tendency)

FalloftheHouseofUsher,The(Poe), 18, 154–176

Fancy’sShowBox(Hawthorne), 14

FilleuleduSeigneur,La(Nodier), 30

Flaubert, Gustave, 30

Flint, Timothy, 5

Florus,King,andtheFairJehane, 25

Fool’sMoustache,A(Webster), 245

“Forest Life” (Kirkland), 193

France, Anatole, 29

Frederic, Harold, 303–324; biographical and critical note, 303; “In the Sixties,” 303; TheEveoftheFourth, 305–324; TheDamnationofTheronWare, 303

Fromentin, Eugène, 3

Frontier, tales of the, 5, 10, 12, 97–127, 193–210, 229–243

Gautier, Théophile, 30, 33; Lenidderossignols, Lamortamoureuse, 33; preferred nouvelleto conte, diffuseness, influence of Sterne, tendency to mere description, likeness to Poe, 33

Genlis, Mme. de, moral tales of, 10

“Gentleman’s Magazine and American Monthly Review,” Burton’s, 154

GermanStudent,The(Irving), 8

Gift-books (seeAnnuals)

Gilbert, E., 29, 325

Gilman, Mrs., 5

“Golden Era, The,” 229

Goldsmith, influence on Irving, 6

Gradation, 20–23, 32 (seeSequence)

GreatGoodPlace,The(James), 34

GreatStoneFace,The(Hawthorne), 14

Hale, Mrs., 5

Hall, James, 5, 9, 11, 12, 97–112; biographical and critical note, 97;

“The Illinois Intelligencer,” “The Illinois Magazine,” “The Western Monthly Magazine,” “Letters from the West,” “Sketches of the West,” “Notes on the Western States,” “The Wilderness and the War Path,” 97; “The Western Souvenir,” 5, 97; TheIndianHater, PeteFeatherton, 5; TheVillageMusician, 9; TheFrenchVillage, 5, 9, 12, 99–112

Harmonisation, 16, 23

“Harper’s Monthly Magazine,” 212, 213 Hart, Walter Morris, 325

Harte, Francis Bret, 4, 229–243; biographical and critical note, 229; “Condensed Novels,” 229; TheLuckofRoaringCamp, 229, 230; Johnson’sOldWoman, Mrs.Skaggs’sHusbands, TheIliadof SandyBar, Tennessee’sPartner, 230; TheOutcastsofPokerFlat, 231–243; influence of Dickens, 230; of Dumas, 230; tendency to melodrama, 230; local truth, 229; symbolism, 230

Hawthorne, Nathaniel, 2, 5, 9, 10, 12–15, 16, 18, 23, 30, 31, 32, 59, 129–142, 230; bent not toward short story, 12–15, 31; allegory, symbolism, 14, 23, 230; vocabulary, 16; tendency toward description, 14; toward essay, 14, 15, 18, 30; expository introductions, 18; unity compared with Poe’s, 23; likeness to Nodier, 30; “Twice-Told Tales,” 131; TheGentleBoy, 12;

TheWivesoftheDead, 12, 13; RogerMalvin’sBurial, AliceDoane’sAppeal, EthanBrand, 13; TheScarletLetter, 13, 14;

SundayatHome, SightsfromaSteeple, MainStreet, The VillageUncle, TheAmbitiousGuest, Fancy’sShowBox, DavidSwan, TheSnowImage, TheGreatStoneFace, 14; TheMarbleFaun, 15; TheWhiteOldMaid, 13, 131–142; TheSevenVagabonds, 230

“Heptameron, The,” of the Queen of Navarre, 29

HermitofthePrairies,The, 5

“Hermite de la Chaussée d’Antin, Le,” 6

Higginson, Thomas Wentworth, 59

Historical tales, 4, 5, 9, 10, 11

Hoax-story, 10, 34

Horla,Le(Maupassant), 212

IliadofSandyBar,The(Harte), 230

“Illinois Intelligencer, The,” 97

“Illinois Magazine, The,” 97

“In the Sixties” (Frederic), 305

IndianHater,The(Hall), 5

InletofPeachBlossoms,The(Willis), 179–191

InroadoftheNabajo,The(Pike), 115–127

Intensity, in short story, 12, 22, 32, 34

Introductions to tales, 7, 10, 17, 18, 19, 31, 99, 195

Irving, Washington, 1, 4, 5, 6–9, 18, 29, 37–58, 143, 289; looseness of form, 7, 8; characterisation, 7; unity of tone, 7; influence of, 8, 9, 143, 289; introductions, 18;

“The Sketch Book,” 7; “Tales of a Traveller,” 8, 143; TheWife, TheWidowandHerSon, ThePrideoftheVillage, TheSpectreBridegroom, 7; BuckthorneandHisFriends, TheGermanStudent, 8; PhilipofPokanoket, 9; RipVanWinkle, 7, 8, 37–58

Jacobs, Joseph, 25

James, Henry, 34

JeanFrançois-les-bas-bleus(Nodier), 30

Johnson’sOldWoman(Harte), 230

JosephNatterstrom(Austin), 1, 10

Jouy, M. de, 6

JumpingFrog,The(Mark Twain), 34

Keepsakes (seeAnnuals)

Kennedy, John Pendleton, 5, 9; “Swallow Barn,” 9

Kinetic narrative, and static, 22

KingPest(Poe), 18, 22

Kipling, Rudyard, 34, 212; TheEndofthePassage, 212

Kirkland, Mrs., 5, 6, 193–210; biographical and critical note, 193; “A New Home—Who’ll Follow,” “Forest Life,” “Western Clearings,” 193; TheBee-Tree, 195–210

Kirkland, William, 193

Landor, Walter Savage, 30

“Letters from Arkansas” (Pike), 113

“Letters from the West” (Hall), 97

Lidivine(Nodier), 30

Ligeia(Poe), 16, 18

“Literati” (Poe), 193

Local color, 3–6, 9, 11, 12, 34, 97, 113, 193, 229, 303

Longfellow, Henry Wadsworth, 143–151; biographical and critical note, 143; “Outre-Mer,” 143; TheNotaryofPérigueux, 145–151

Longus, 24, 25

LoveLettersofSmith,The(Bunner), 291–301

Lucian, 24

LuckofRoaringCamp,The(Harte), 229, 230

Magazines, American, 2–5, 9, 34 (and see separate titles)

MainStreet(Hawthorne), 14

MaisonTellier,La(Maupassant), 230

ManofLaw,The(Chaucer), 25

MarbleFaun,The(Hawthorne), 15

Margaret of Angoulême, Queen of Navarre, the “Heptameron” of, 29

MarjorieDaw(Aldrich), 34

MaryDyre(Sedgwick), 11

MatronofEphesus,The(Petronius), 24

Matthews, Brander, 8, 11, 22, 31, 212, 325; edition of Irving’s “Tales of a Traveller,” 8; “The Philosophy of the Short-Story,” 11, 22, 31, 212, 325

Maupassant, Guy de, 30, 34, 212, 230; LamaisonTellier, 230; LeHorla, 212

Mediæval tales, 23–29, 31

Melodrama, tendency toward, in earlier American tales, 4, 5, 11; in O’Brien, 211; in Bret Harte, 230

Mérimée, Prosper, 30–34; narrative conciseness, 31; preferred nouvelleto conte, 31, 34; and Poe, 32; Carmen, Colomba, ArsèneGuillot, L’enlèvementdelaredoute, Tamango, LavisiondeCharlesXI, Levaseétrusque, 31; LaVénusd’Ille, 31, 32

Messedel’athée,La(Balzac), 32

Methodist’sStory,The, 4

Metzengerstein(Poe), 16, 18, 22

Milesian tales, 24

“Mirror, The New York,” 177, 178

MissEunice’sGlove(Webster), 247–266

Mitchell, Donald G., 1

Mitford, Mary Russell, 193

Moland and d’Héricault, 325

Monologue, Poe’s, 19

Moral tales, 4, 9, 10, 14, 30; allegory in, 10, 14; of Mme. de Genlis, 10; of Nodier, 10, 30; oriental setting for, 10

Morella(Poe), 16, 17, 18, 21, 22

Morris, William, 25, 326

MorteAmoureuse,La(Gautier), 33

Mrs.Skaggs’sHusbands(Harte), 230

Musset, Alfred de, 33

MyWife’sTempter(O’Brien), 211

Narantsauk, 4

Nationality in literature, 3–6, 11, 12

“New England Galaxy, The,” 61

“New England Magazine, The,” 2, 131

“New Home, A,—Who’ll Follow” (Kirkland), 193

“New York Mirror, The,” 177, 178

Nidderossignols,Le(Gautier), 33

Nodier, Charles, 10, 29, 30, 31; preferred nouvelleto conte, 30, 31; similarity to Hawthorne, 30; Lesquatretalismans, 10; Lacombeàl’hommemort, 29, 30; Smarra, JeanFrançois-les-bas-bleus, Lidivine, Lafilleuledu Seigneur, 30

“Notes on the Western States” (Hall), 97

Nouvelle, and conte, 30, 31, 33; and roman, 31

Novel and short story, 8, 12, 13, 15, 21, 25, 26

Novelette, 31

Novella, 27, 30

O’Brien, Fitz-James, 211–228; biographical and critical note, 211; TheDiamondLens, TheWondersmith, Tommatoo, MyWife’s Tempter, 211; WhatWasIt?, 213–228

OperationinMoney,An(Webster), 245

Oriental tales, 10, 25

OutcastsofPokerFlat,The(Harte), 231–243

“Outre-Mer” (Longfellow), 143

“Overland Monthly, The,” 229, 231

Ownerof“Lara,”The(Webster), 245

Pardoner,The(Chaucer), 25

Pastoral romance, 25

PaulFelton(Dana), 11

Paulding, James K., BenHadar, 10

Peck, Harry Thurston, 326

“Pencillings by the Way” (Willis), 177

Periodicals (seeAnnuals, Magazines)

Perry, Bliss, 326

PeteFeatherton(Hall), 5

PeterRugg,theMissingMan(Austin), 10, 12, 60–95

Petronius, “Cena Trimalchionis,” “Satyricon,” 24

PhilipofPokanoket(Irving), 9

Picaresque story, 24

Pike, Albert, 12, 113–127; biographical and critical note, 113; “Prose Sketches and Poems,” 12, 115; “Letters from Arkansas,” 113; “Hymns to the Gods,” 113; TheInroadoftheNabajo, 115–127

Plot (seeCompression, Culmination Novel, Short story, Timelapse, Unity)

Plots, simple or complex, 12, 13

Poe, Edgar Allan, 3, 4, 9, 12, 15–23, 32, 33, 153–176, 193, 211; genius for form, 9, 16; preoccupation with structure, 16; review of Hawthorne, 14, 22; characters, 16; detective stories, 16, 20; harmonisation, 16, 23; refrain, 16, 17, 21;

vocabulary, 16, 17; cadence, 16; suppression of introductions, 18, 19; simplification for directness, 19; setting, 19; habit of monologue, 19; gradation, 20–23; artificiality, 20, 32; grotesque, 22; kinetic narrative, and static, 22; conception of unity, 22, 23; application of Schlegel, 22; review of Mrs. Sigourney, 22; symbolism, 23; and Hawthorne, 18, 20, 23; and Mérimée, 32; and Gautier, 33; and O’Brien, 211; “Literati,” 193; Berenice, 2, 3, 16, 18, 21, 22, 33; Metzengerstein, 16, 18, 22; Morella, 16, 17, 18, 21, 22; Ligeia, 16, 18; KingPest, 18, 22; TheTell-TaleHeart, 18; TheFalloftheHouseofUsher, 18, 154–176

“Poetics,” of Aristotle, 13, 19, 20

“Portfolio, The,” 97

PossonJone(Cable), 34

Poushkin, 34

Premonition, 21, 31

PrideoftheVillage,The(Irving), 7

Proscrits,Les(Balzac), 32

“Prose Sketches and Poems” (Pike), 12, 114

“Puck,” 289

Quatretalismans,Les(Nodier), 10

ReminiscenceofFederalism,A(Sedgwick), 11

Richepin, 34

RipVanWinkle(Irving), 7, 8, 37–58

RogerMalvin’sBurial(Hawthorne), 13

Romances, short, 4, 10, 11, 25, 27; American, 4, 11; summary or scenario, 10, 25; pastoral, 25; mediæval, 25–28, 29

Romanticism, 4, 7, 8, 11

“Satyricon” (Petronius), 24

ScarletLetter,The(Hawthorne), 13, 14

Scenario, or summary romance, 10, 13, 24, 26, 27

Schlegel, Poe’s application of, 22

Scott, Sir Walter, influence of, 11, 37

Sedgwick, Charlotte M., AReminiscenceofFederalism, Mary Dyre, TheChivalricSailor, 11

Sequence of incidents, 7, 8, 9, 10, 16, 20–23 (seeGradation)

Setting, 16 (seeLocal color)

SevenVagabonds,The(Hawthorne), 230

“Short Sixes” (Bunner), 291

Short story, in antiquity, 24, 25; in middle age, 25–29; in France, 29–35; in America, 1–23, 34, 35; in England, 33, 34;

in other countries, 34; popularity of, 3, 34; distinct from tale and novel, 2, 6, 7, 8, 11, 12, 13, 21, 23–27, 29–31; unity of, 7, 8, 11–13, 15–23; intensity of, 12, 13, 32 (seeUnity)

“Short-Story, The Philosophy of the” (Matthews), 11, 12, 31, 212, 325

SightsfromaSteeple(Hawthorne), 14

Simple plots and complex, 13–15, 25, 26

Simplification of narrative mechanism, 7, 8, 11, 12, 13, 17–20, 23 (seeUnity)

Singleness, 13, 15, 19, 31 (seeUnity)

Situation, a single, in short story, 12, 26, 27, 28, 31

“Sketch Book, The” (Irving), 7, 8, 37

“Sketches of the West” (Hall), 97

Smarra(Nodier), 30

SnowImage,The(Hawthorne), 14

“Southern Literary Messenger, The,” 2, 33

“Spectator, The,” 6, 7, 9; influence on Irving, 6, 7; on the British novel, 6; in France, 6; on J. P. Kennedy, 9; in Virginia, 9

SpectreBridegroom,The(Irving), 7

Static narrative, and kinetic, 22

Sterne, Lawrence, influence on Gautier, 33

Stevenson, Robert Louis, 34

Stockton, Frank R., TheWreckoftheThomasHyke, 34

SundayatHome(Hawthorne), 14

Suspense, 10, 16, 20

“Swallow Barn” (Kennedy), 9

Symbolism, 10, 14, 23, 230

Tale, a constant literary form, 25, 26; distinct from short story (which see); anecdote, 10, 24, 26, 29; summary or fragmentary, 13, 15, 23, 24, 27; moral, 4, 9, 10, 14, 30; historical, 4, 5, 9, 10, 11; yarn, 10, 34; oriental, 10, 25

Tales, ancient, 23–25; Milesian, 24; mediæval, 25–29, 31; modern French, 30; American, before 1835, 1–12

“Tales of a Traveller” (Irving), 8, 143

Tamango(Mérimée), 31

Taylor, Bayard, 267–287; biographical and critical note, 267; WhoWasShe?, 269–287

Tell-TaleHeart,The(Poe), 18

Tennessee’sPartner(Harte), 230

Theocritus, the fifteenth idyl of, 25

Thoreau, Henry David, 1

Time-lapse, management of, 8, 11, 12, 13, 19–21, 27–29, 31, 32

“Token, The,” 2, 5

Tommatoo(O’Brien), 211

Totality of interest, Poe’s principle of, 22

TroilusandCriseyde(Chaucer), 25

Unities, the classical, 19, 20, 34, 289

Unity, in short story, of purpose, 8, 16–23; of tone, 7, 16–19, 22, 23; of form, 7, 8, 10, 12, 13, 16–19, 22, 23, 25–29, 31–33, 59, 113, 143, 177, 193, 211, 230, 289; of time, 8, 11, 12, 13, 19–21, 27–29, 31, 32; of place, 12, 13, 19, 27, 29, 32; by suppression, 19, 32; and artificiality, 20, 32

Vaseétrusque,Le(Mérimée), 31

Vénusd’Ille,La(Mérimée), 31

Verdugo,El(Balzac), 32

VillageUncle,The(Hawthorne), 14

VisiondeCharlesXI,La(Mérimée), 31

Voltaire, 10

Wallace, Godfrey, TheEsmeralda, 11

Webster, Albert Falvey, 245–266; biographical and critical note, 245; AnOperationinMoney, TheDaphne, AFool’sMoustache, The OwnerofLara, 245; MissEunice’sGlove, 247–266

“Weekly Californian, The,” (Harte), 229

“Western Clearings” (Kirkland), 193, 195

“Western Monthly Magazine, The” (Hall), 97

“Western Monthly Review, The,” 5

“Western Souvenir, The” (Hall), 5, 97, 99

WhatWasIt?(O’Brien), 213–228

WhiteOldMaid,The(Hawthorne), 13, 131–142

Whitman, Walt, 3

WhoWasShe?(Taylor), 269–287

WidowandHerSon,The(Irving), 7

Wife,The(Irving), 7

“Wilderness and the War Path, The” (Hall), 97

Wilkins, Mary E., 11

Willis, Nathaniel Parker, 177–191, 193; biographical and critical note, 177; “Pencillings by the Way,” “Dashes at Life with a Free Pencil,” 177;

TheInletofPeachBlossoms, 179–191

WivesoftheDead,The(Hawthorne), 12, 13

Wondersmith,The(O’Brien), 211

WreckoftheThomasHyke,The(Stockton), 34

Yarn, 10, 34

Z.Marcas(Balzac), 32

PRINTED IN THE UNITED STATES OF AMERICA

Transcriber’s Notes

Punctuation, hyphenation, and spelling were made consistent when a predominant preference was found in the original book; otherwise they were not changed.

Simple typographical errors were corrected; unbalanced quotation marks were remedied when the change was obvious, and otherwise left unbalanced.

Footnotes, originally at the bottoms of the pages that referenced them, have been collected, sequentially renumbered, and placed at the end of the book.

The index was not checked for proper alphabetization or correct page references.

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