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Inside Arabic Music: Arabic Maqam Performance and Theory in the 20th Century Johnny

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Inside Arabic Music

Inside Arabic Music

ARABIC MAQAM PERFORMANCE AND THEORY IN THE 20TH CENTURY

Johnny

1

Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and certain other countries.

Published in the United States of America by Oxford University Press 198 Madison Avenue, New York, NY 10016, United States of America.

© Oxford University Press 2019

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, by license, or under terms agreed with the appropriate reproduction rights organization. Inquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above.

You must not circulate this work in any other form and you must impose this same condition on any acquirer.

CIP data is on file at the Library of Congress

ISBN 978–0–19–065836–6 (pbk.)

ISBN 978–0–19–065835–9 (hbk.)

9 8 7 6 5 4 3 2 1

Paperback printed by WebCom, Inc., Canada Hardback printed by Bridgeport National Bindery, Inc., United States of America

This book is dedicated to our wives, Maria Hantzopoulos and Robin Shumays.

Contents

Preface xix

Acknowledgments xxv

Approach to Music Theory xxix

A Note on Transliteration and Spelling xxxi

Introduction 1

The Golden Age of Arabic Music 2

The Arabic Maqam 4

The Wider Maqam Phenomenon 5

Oral Transmission 6

A Vocal Tradition 6

A Communal Character 7

Listening and Readiness 8

Standards of Formality 9

1. Melodic Instruments 12

The Two Clans: Melodic and Percussion 12

The Melodic Families: Sahb and Naqr 14

Intonation Precision 15

Traditional Arabic Instruments 16

The ʻUd 16

The Qanun 19

The Nay 22

The Arabic Violin 25

The Buzuq 27

Folk Melodic Instruments 29

2. Arabized Instruments 32

The Selective 24-Tone ET Scale 33

The Arabic Accordion 34

The Arabic Org 36

The Arabic Keyboard 38

The Arabic Piano 40

The Arabic Electric Guitar 41

The Arabic Trumpet 43

The Arabic Saxophone 45

3. Percussion Instruments 47

Skin Tuning 47

The Daff 49

The Egyptian Mazhar 51

The Riqq 51

The Tabla 54

The Tabl Baladi 56

The Katim 57

The Sajat 58

The Drum Set 59

Electronic Percussion 60

Combining Percussion Instruments 61

4. Ensembles 63

The Takht 63

The Midsize Ensemble 64

The Arabic Orchestra 66

The Raqs Sharqi Orchestra 67

The Arabic Pop Ensemble 67

Hybrid Songs and Ensembles 68

Backing Vocalists 69

Arabic Choirs 70

Signaling 70

The Conductor 72

Tuning an Ensemble 74

5. Ornamentation 76

Ornamentation Techniques 77

Variation Among Regions and Time Periods 79

Learning Ornamentation 79

Establishing New Ornamentation Traditions 80

Vocal Ornamentation 81

Repetition 82

Heterophony 84

Notating Ornamentation 85

6. Rhythm 87

Building Blocks 88

Clapping and Vocalizing 89

Vocalizing Rests 90

Shorthand Notation 90

Notating Iqa‘at 91

Interpreting Iqa‘at 93

Ornamenting Iqa‘at 95

Timing Subtleties 96

Managing Tempo 97

Rhythmic Modulation 98

Rhythmic Heterophony 99

Melody and Iqa‘ 100

Percussion Solos 101

Contemporary Issues 102

7. A Sampling of Arabic Iqa‘at 104

Cataloging Iqa‘at 104

Iqa‘ Ayyub () 105

Iqa‘ Malfuf () 106

Iqa‘ Karachi () 106

Iqa‘ Fox () 106

Iqa‘ Wahda Saghira () 107

Iqa‘ Fallahi () 107

Iqa‘ Maqsum () 107

Iqa‘ Baladi (Masmudi Saghir) () 108

Iqa‘ Sa‘idi () 108

Iqa‘ Katakufti (Nawari) () 109

Iqa‘ Zaffa () 109

Iqa‘ Hacha‘ (, , , or  ) 109

Iqa‘ Wahda () 111

Iqa‘ Wahda wi Nuss () 111

Iqa‘ Rumba () 112

Iqa‘ Ciftetelli ( or  ) 112

Iqa‘ Wahda Sunbati (Wahda Tawila) ( ) 113

Iqa‘ Masmudi Kabir ( ) 113

Iqa‘ Bambi ( ) 114

Iqa‘ Sama‘i Darij () 114

Iqa‘ Sama‘i Saraband (Sama‘i Ta’ir) ( ) 115

Iqa‘ Aqsaq Turki (Thurayya) () 115

Iqa‘ Yuruk Semai () 115

Iqa‘ Sudasi () 116

Iqa‘ Dawr Hindi () 116

Iqa‘ Nawakht ( ) 117

Iqa‘ Aqsaq ( ) 117

Iqa‘ Sama‘i Thaqil ( ) 118

Iqa‘ Jurjina ( ) 118

Iqa‘ ‘Awis (  ) 119

Iqa‘ Mudawwar (  ) 119

Iqa‘ Dharafat (  ) 119

Iqa‘ Murabba‘ ( ) 120

Iqa‘ Muhajjar () 120

Iqa‘ Mukhammas ( ) 121

Iqa‘ Khosh Rang ( ) 121

Iqa‘ Fakhit ( ) 121

Iqa‘ Sittatu ‘Ashar Masri ( ) 122

8. Song Forms 123

The Composed Qasida 123

The Muwashshah 125

The Qadd 129

The Dawr 130

The Taqtuqa 133

The Ughniya (Long-Song) 134

The Monologue 136

The Duet 136

The Wasla 137

The Maqam in Composed Forms 139

9. Instrumental Forms 141

Ottoman Instrumental Composed Forms 141

The Sama‘i 142

The Bashraf 143

The Longa 144

Arabic Instrumental Composed Forms 145

The Sama‘i Darij 145

The Dulab 146

The Tahmila 147

The Maqtu‘a 148

The Muqaddima 149

10. Arrangement 150

Arrangers 150

Arrangement Approaches 151

Instrumentation 152

Droning 153

Melodic Iqa‘at 154

Harmony 156

Ornamenting Using Harmony 156

Harmony on Traditional Instruments 157

Counterpoint in the Dawr 158

Harmonic Arabic Music 159

Polyphony with Maqam-Based Music 160

11. Tuning System 161

The Arbitrariness of the Scale 161

Arabic Scales 165

The Prototypal Maqam Rast Scale 166

Level of Detail 166

The Historic 24-Tone Arabic Scale 168

Documenting the 24-Tone Arabic Scale 169

The Gap Between Theory and Practice 170

Regional Variations 172

Period Variations 173

Variations Among Maqamat 173

Phrasing Variations 174

Defining Correct Intonation 174

Microtonality 176

Modern Arabic Tuning 176

12. Notation 179

Adopting Western Notation 180

Extending Western Notation 181

Obsolete Symbols 182

The Quartertone 182

Fine-Tuning Symbols 183

Tonal Interval Symbols 183

Key Signatures 184

Reading Arabic Notation 185

Notating for Multiple Instruments 186

Notating Arabic Lyrics 186

Sheet Music 187

Transcribing Arabic Music 188

Notation Versus Memorization 189

The Impact of Adopting Western Notation 190

13. The Jins 192

The Basic Melodic Unit 192

Interval Structure 194

The Tonic 195

The Leading Tone 195

The Ghammaz 196

Size of a Jins 197

Extended Jins Scale 198

Ajnas and Tetrachords 199

The Standard Tonic 201

Transposition 201

Identity of a Jins 202

14. The Most Common Ajnas 204

The Nine Most Common Ajnas 205

Characteristics of a Jins 206

Jins Rast 207

Jins Nahawand 209

Jins Nikriz 211

Jins ‘Ajam 213

Jins Bayati 215

Jins Hijaz 217

Jins Kurd 219

Jins Saba 221

Jins Sikah 223

15. Less Common Ajnas 226

Jins Jiharkah 227

Jins Sazkar 230

Jins Musta‘ar 232

Jins Nahawand Murassa‘ 234

Jins Athar Kurd 236

Jins Saba Zamzam 238

Jins Lami 239

16. Newly Classified Ajnas 241

Tonicization 241

Jins Versus Accidental Modification 242

Jins Upper Rast 243

Jins Upper ‘Ajam 245

Jins Saba Dalanshin 248

Jins Hijazkar 250

Jins Sikah Baladi 252

Jins Mukhalif Sharqi 255

Jins Hijaz Murassa‘ 257

Jins ‘Ajam Murassa‘ 258

Jins Semitonal Sikah 260

Other Melodic Entities 263

Saba Buselik 263

Husayni 263

The 5th Scale Degree of Sikah 263

Hijaz Gharib 264

Athar Bayati 264

Nahawand on the 5th Degree of Rast 264

Raised 3rd Degree in Nahawand 265

17. The Maqam 266

What Is a Maqam? 267

Jins-to-Jins Motions 269

Finding the Right Metaphor 276

The Staircase 277

The Chain 277

The Tree with Branches 277

The Subway Map 278

The House with Rooms 278

The Network 279

Modulation 282

Sayr 283

18. The Maqam Scale 286

The Maqam Scale 286

The Standard Tonic 287

Transposition 287

Chaining Ajnas 288

Octave Equivalence 291

Maqam Families 293

19. Modulation 297

A Modulation Analogy 298

Jins Modulation Techniques 300

First Technique: Altering Intervals 300

Second Technique: Changing the Tonic 301

Combining Jins Modulation Techniques 303

The Mid-Jins Switch 303

Exploiting Overlapping Ajnas 304

Accidentals and Modulation Hints 305

Jins Pairs 305

Transitional Melodies 306

Jins Versus Maqam Modulation 307

Modulating to a New Maqam 309

Maqam Modulations in the Long-Song Genre 310

Tradition Versus Innovation 312

20. Sayr 314

Documented Sayr 316

Problems in Documenting Sayr 317

Sayr in the Oral Tradition 319

Notes of Melodic Emphasis 320

The Tonic 320

The Octave 320

The Leading Tone 320

The Ghammaz 321

Other Notes 321

Intonation and Jins Alterations 322

Melodic Phrasing 323

A New Understanding of Sayr 324

Sayr as a Subnetwork 326

Interpolation 328

Sayr of a Jins 328

Sayr and Maqam Family 330

21. The Taqsim 334

A Modal Improvisation 335

The Fashion of a Time and Place 335

Virtuosity 336

Finding One’s Voice 337

Uses of a Taqsim 338

The Solo Instrumental Taqsim 338

As an Introduction to a Piece 339

In the Middle of a Piece 339

As a Transition Between Pieces 340

Anatomy of a Taqsim 341

Tashwiq 343

The Qafla 344

Taqasim on the Beat 345

22. Vocal Improvisation 348

The Layali 349

The Mawwal 350

Mawwal Recordings 351

The Improvised Qasida 353

Getting in the Mood 354

Improvising a Cappella 354

The Short Mawwal During a Song 356

Iqa‘at Used in the Mawwal and Qasida 357

Tarjama: The Art of Translation 357

Tarjama Instrumentation 359

Tarjama, Sayr, and Saltana 360

Translation as a Metaphor 361

23. Tarab 362

The Tarab Genre of Music 363

Tarab and the Maqam 364

The Tarab Arc 365

Tarab in the Maqam Structure 366

Performers and Listeners 367

Expressing Tarab 368

Saltana 368

24. Maqam Index 371

Classification 371

Maqamat in Use 373

Maqam Rast Family 377

Maqam Rast 377

Maqam Kirdan/Maqam Sazkar 380

Maqam Suznak 381

Maqam Nairuz (Yakah) 381

Maqam Dalanshin 382

Maqam Suzdalara 383

Maqam Mahur 384

Maqam Bayati Family 385

Maqam Bayati 385

Maqam Bayati Shuri 386

Maqam Husayni 387

Maqam Sikah Family 388

Maqam Huzam/Maqam Rahat al-Arwah 388

Maqam Sikah 389

Maqam ‘Iraq 389

Maqam Bastanikar 390

Maqam Awj ‘Iraq 391

Maqam Musta‘ar 392

Maqam Hijaz Family 393

Maqam Hijaz 393

Maqam Hijazkar (and Its Transpositions) 394

Maqam Zanjaran 395

Maqam Nahawand Family 396

Maqam Nahawand 396

Maqam Nahawand Murassa‘ 397

Maqam ‘Ushshaq Masri 398

Maqam Nikriz Family 399

Maqam Nikriz 399

Maqam Nawa Athar 400

Maqam Athar Kurd 401

Maqam Kurd Family 401

Maqam Kurd 401

Maqam Hijazkar Kurd 403

Maqam Kurd (1950s Expansion) 404

Maqam ‘Ajam Family 405

Maqam ‘Ajam (Egyptian Version) 405

Maqam Shawq Afza 406

Maqam ‘Ajam ‘Ushayran 406

Maqam Saba 407

Other Maqamat 409

Maqam Saba Zamzam 409

Maqam Lami 410

Maqam Jiharkah 411

Maqam Sikah Baladi 411

Afterword: A Word of Caution  413

Glossary  419

References  427

Index  433

Preface

I have been listening to Arabic music all my life. Ironically, I only started passionately studying and performing it after I left my native Lebanon to live in the United States. When I began my journey as an Arab musician in 1998, I searched hard for a good introductory book on Arabic music theory and performance. Although I found quite a few books covering various aspects of Arabic music both in Arabic and English, none of them met my needs, for multiple reasons.

The books I found in English were by and large academic, and while they serve an important purpose in that realm, they were written in a formal style and language that made that rich and complex subject difficult for nonacademics to digest. Some academic books were thorough to a fault with their research—listing all possible (and sometimes contradictory, inconsistent, or out-of-date) narratives side by side before drawing their conclusions—and some relied more on written references and less on personal performance/learning experience. Finally, many of the English books only covered a narrow subtopic in Arabic music (e.g., singer Umm Kulthum, tarab) or one region (e.g., the music of Egypt, Syria, or Palestine), and even those with wider coverage still did not include the broad range of topics that I needed to learn as a beginner musician.

Books in Arabic had their shortcomings, too, as they were either too focused on a narrow topic (e.g., the Arabic maqam or the muwashshah genre), too theoretical, too focused on history rather than performance, or too out of date in their content. Many were out of print or were extremely hard to find in a bookstore. Another

problem with the Arabic books is that although written by Arab music practitioners and subject matter experts, they were published in different parts of the Arab world at different periods, and as a result they did not all agree when it came to theory (a state of affairs that unavoidably trickled back into the English references previously mentioned).

In order to immerse myself in Arabic music, I started studying the oud with Palestinian ‘ud virtuoso Simon Shaheen, then attended the Arabic Music Retreat’s intensive summer program for six consecutive years and studied the riqq, the ‘ud, voice, and maqam theory. At the same time, I started performing regularly with other Arab musicians in commercial venues, theaters, museums, and universities, as well as in private jam sessions. By then, most of the practical knowledge I had acquired was handed down orally from more experienced musicians, and only a small portion was acquired from written sources. In parallel, I collected a huge archive of Arabic music recordings and spent many years extensively and attentively listening to the rich repertoire of traditional Arabic music from the mid-20th century.

My first attempt to fill the gap for an introductory Arabic music reference in English was made in the early 2000s, by building MaqamWorld.com, a website that covers Arabic music theory and performance and focuses on the Arabic maqam (the system of scales that traditional/classical Arabic music is based on). While it was relatively concise, it was rich in audio samples and explained the material in English using simple language and a very down-to-earth pedagogical approach. The website proved to be hugely popular and filled an obvious gap in online Arabic music resources. MaqamWorld quickly became the de facto Internet reference for Arabic music and maqam theory. In 2016, MaqamWorld was the recipient of a grant from the Arab Fund for Arts and Culture (AFAC) in the research, training, and regional (RTR) events category.

During that period, I frequently performed with my friend, violinist Sami Abu Shumays, with whom I also engaged in many discussions on Arabic maqam theory and musical practice. Abu Shumays was also one of the contributors to MaqamWorld as a music theory consultant and the performer of the violin maqam scale audio samples.

On a parallel track, Abu Shumays started developing his MaqamLessons.com website in 2006–2007, then published two papers on Arabic music theory: “Intonation in Maqam: Using Arabic Music as a Lens for Music and Language Cognition,” presented at the 2009 Annual Conference of the Society for Ethnomusicology, and “Maqam Analysis: A Primer” (Music Theory Spectrum 35, no. 2 [Fall 2013]). At his website and in his papers, Abu Shumays introduced a new approach to describing Arabic music theory by starting from the aural repertoire and analyzing it in order

Preface xxi to arrive at the best-suited theory, rather than relying on existing theory(ies) to retroactively explain the behavior in the repertoire.

Having seen the wide appeal that MaqamWorld had among Arabic musicians, I decided to turn it into an introductory book that covers Arabic music theory and performance in much more detail. I set out to write a general readership book that could become the definitive Arabic music primer for musicians and listeners alike—in short, the book that I wish had existed when I started learning Arabic music almost twenty years ago. I started working on this book project in 2008, in my spare time. But while the performance chapters (dealing with instruments, forms, ornamentation, arrangement, improvisation, and tarab) flowed effortlessly by drawing from my own performance experience, the theory chapters (dealing with jins, maqam, intonation, modulation, and sayr) were more difficult to write because I had to reconcile a lot of existing inconsistent and archaic material, both in written references and in the oral body of knowledge.

Meanwhile, Abu Shumays’s work was gaining momentum among the music theory community as it brought a much-needed modernizing view to specific topics that have long been inconsistently defined. Among them, for example, is the size of a jins (maqam scale fragment) and its corollary issues: chaining of ajnas, octave equivalence, and the size of a maqam scale. His approach also challenged the widespread Greek tetrachord model and introduced a new view of jins and maqam that is much more consistent with the way Arabic music is performed in practice.

Abu Shumays and I had engaged in ongoing conversations about the gap between traditional Arabic music theory and musical performance practice, and he frequently introduced his new ideas to me and asked for my feedback as a practitioner and theorist. As an example of this gap, one of our pet peeves was the obsession in Arabic music theory with measuring the precise intonation of every note in every maqam scale, a feat that had been attempted at the 1932 Cairo Arabic Music Congress and had failed miserably. To highlight how misguided that idea was, Abu Shumays and I recorded a podcast in 2007 in which we demonstrated the wide range of possible intonations for some notes.

Given that background, I felt that Abu Shumays was the obvious choice for a collaborator on the book, and I invited him to work on the project, initially as a music content editor, and later as a coauthor for the theory chapters, as well as a reviewer/ content editor for the performance chapters. His role continued to expand as we worked together; he is in fact the lead author for the content in the maqam theory chapters, which by and large reflect his own innovations in understanding maqam, and he provided numerous important insights and wrote additional sections in other chapters as well. He partnered with me in figuring out the overall structure, content, and tone of the book. But more than any specific contribution, this book

reflects in many ways the nearly two-decades-long dialogue the two of us have had about Arabic music.

In order to maintain the emphasis on the oral performance tradition as a primary source for the book’s material, I invited my friend, Syrian violinist Dr. Samer Ali, to contribute with research, fact checking, and musical content editing on the performance chapters. Dr. Ali brought a vast knowledge of traditional Arabic music (especially the Aleppan tradition), poetry, and language, acquired in Syria through years of study, listening, and performance.

The result is a book that draws heavily on the body of knowledge learned and transmitted orally among musicians and relies only minimally on references. In most cases where references are cited/quoted, this is done to illustrate issues with the traditional understanding of Arabic music theory and to present an alternative view. This is consistent with the fact that most Arabic musicians acquire most of their knowledge orally, through years of communal experience, not by reading about it.

This book’s pedagogy aims to put complex and detailed subjects within reach of a general readership, and the book’s language and style are tailored accordingly. For this reason, only a handful of Arabic terms are used as is (without translation), while remaining terms and concepts are bridged to the realm of the Western reader using appropriate translations, metaphors, examples, and anecdotes.

Given how rich and diverse Arabic music is, this book is certainly not comprehensive. It does not cover every genre of Arabic music; every single instrument used; or every famous singer, composer, or instrumentalist, and it certainly doesn’t cover every maqam from the many regions of the Arab world. The primary bias of this book is maqam-based music that was practiced in the Eastern Mediterranean region (Syria though Egypt) from the 1930s to the 1960s (a period referred to as the Golden Age of Arabic Music). This is the repertoire that we the authors are experts in and have listened to and performed extensively over decades, and as such the material presented here is based on our firsthand expertise, rather than on researching material that we are less familiar with.

In recognition of the book project’s cultural dimension and potential impact, it was awarded a grant in 2012 from AFAC in the RTR category, which includes studies in cultural and artistic fields, and cultural documentation.

Among authors who have covered the subject of Arabic music in great depth, Dr. Scott L. Marcus’s scholarship deserves an extra mention here. Based on our subsequent review of his work, we find that he has documented thoroughly and clearly the whole scope of oral concepts of maqam theory, matching what we learned from our teachers over the years. As he points out repeatedly, he found an enormous gap between theory and practice, and his scholarship is predicated on filling that gap

Preface xxiii with the theoretical knowledge and concepts known to musicians, most of which have not made it into formal theory.

In that regard, we are in agreement with his conclusions, and his review of this book’s proposal and manuscript has helped us to clarify the ways our conclusions are distinct from or additional to those. Fundamentally, we find that the rich oral theory of maqam he successfully presents nevertheless contains contradictions and inconsistencies and lacks a comprehensive rationale or explanation for why the music is as it is. This is where our project has been to expand upon that knowledge, by attempting to reconcile contradictions, and to provide a comprehensive new theory accounting for the maqam system as a whole. It is not that we find the oral concepts of maqam theory to be fundamentally wrong either as learned from our teachers or as documented by Marcus since 1989—but that we find the theory incomplete. We have made an attempt to add to what we inherited in the pages that follow.

New York, February 2018

Acknowledgments

The authors are grateful to Dr. Anne K. Rasmussen for reading the manuscript, providing feedback and encouragement, and introducing us to Oxford University Press; Dr. Samer Ali for his research, fact checking, and musical content editing; Kay Campbell, director of the Arabic Music Retreat, for reading the manuscript and providing detailed, honest feedback, support, and guidance; Dr. Taoufiq Ben Amor and Dr. Omar Dewachi for reading various parts of the manuscript and providing valuable feedback; Dr. Jonathan H. Shannon for his help with the Aleppan repertoire and for lending us a beautiful Syrian qanun; Dr. Virginia Danielson for her help with the Umm Kulthum discography; Dr. George Dimitri Sawa for helping with translation and historical questions; Dr. Sean Williams for her invaluable help with the book publishing process; Muhammad Qadri Dalal for his help with the Aleppan repertoire; Kareem Roustom for answering many questions about Arabic music theory, history, and performance, reviewing the manuscript, and lending us a rare hard copy of Mikhail Allah Wirdi’s book; Bassel Kassem for supplying the author with an extensive archive of traditional Arabic music, including rare recordings; Nicole Lecorgne for proofreading the rhythm and percussion instrument chapters and providing tremendously helpful feedback; and Dennis Demakos for being an important sounding board, over more than a decade, for the ideas on maqam presented here, and for educating us on the similarities and differences between the maqamat practiced in Greek repertoires and those in our tradition.

We wish to thank Najib Shaheen for sharing his vast knowledge of the traditional repertoire and practice; Dimitri Mikelis for contributing his wide experience in arrangement and Byzantine music; George Ziadeh for sharing his insights on Arabic

Acknowledgments

music performance and notation; Amir Elsaffar for his expertise on the Arabic trumpet; Karam Tannous for helping with Arabic terms and transliteration; Adel Shams el-Din and Faisal Zedan for their help with the definition of some Arabic rhythmic cycles; Bridget Robbins and Dr. Fadi Bardawil for answering many questions about the nay and buzuq; Dr. Gaurav Shah for his vast knowledge of Indian Ragas; Simon Moushabeck for his help with the Arabic accordion section; Zayid el-Baghdadi for his help with the nay section and the Arabized instruments chapter; Zakaria al-Khalil for providing an original copy of Salim al-Hilu’s muwashshahat book; Saed Muhssin for writing the maqam scale cheat sheet that became the nucleus for MaqamWorld.com; Brian Prunka for answering questions about ‘ud tuning; and Karim Nagi for his expert insight on the beautiful world of Arabic rhythms.

We are very grateful to Fouad Salloum for photographing his rich collection of beautiful Arabic musical instruments for this book; Hanna Madbak, Esq., and Hassan al-Bakri, Esq., for their help with various legal aspects of the book publishing contract; Josh Farrar for helping rewrite the OUP book proposal; Dr. Kamran Rastegar for offering his insight into the book publishing world and helping with translation of Persian words; Phaedon Sinis for his help with Greek music and language specifics; Dr. Leyla Amzi for her help with Turkish/Persian translations and word origins; Karin Van der Tak for her help with copy editing questions and Arabic transliteration standards; Dr. Dalia Basiouny, Ahmed Amer, and Sherif Sadek for their help with the translations from colloquial Egyptian; Hossein Sharifi for his help with translating Persian expressions; Ranya Renee Fleysher for helping with belly dance–related questions; and ‘ud maker Ibrahim Sukkar for being our gracious host and guide in Aleppo and introducing us to musicians, teachers, and traditional instrument craftsmen.

We wish to thank Simon Shaheen, along with his collaborators Dr. Ali Jihad Racy and Kay Campbell, for creating the Arabic Music Retreat, which has sparked a resurgence of interest in Arabic music over the last two decades in the United States. Simon was the first to expose both of us to the wonders of maqam, through the retreat and private lessons. We would also like to thank Dr. Alfred Gamil, Dr. Ali Jihad Racy, Dr. George Dimitri Sawa, Youssef Kassab, Bassam Saba, Rima Khcheich, Michel Merhej Baklouk, Muhammad Qassas, Abd al-Basit Bakkar, and Abd alMin‘im Sinkary for all the lessons and instruction they gave us in this beautiful art form.

We are grateful to have had the opportunity to perform this music with Zafer Tawil, George Ziadeh, Amir ElSaffar, Tareq Abboushi, Rami El-Aasser, Faisal Zedan, Nezih Antakli, Ramzi El-Edliby, Karim Nagi, Dr. Taoufiq Ben Amor, Dr. Marina Rustow, Butrus Bishara, Brian Prunka, Bridget Robbins, Ghaida Hinnawi, Eden Zane, Salma Habib, Ahmad Gamal, Lubana Al- Quntar, Umut Yasmut, Dimitri

Acknowledgments xxvii

Mikelis, Apostolos Sideris, John Murchison, Michael Ibrahim, Dena ElSaffar, Anne Elise Thomas, Laura Harada, Beth Cohen, Nicole Lecorgne, Souren Baronian, Haig Manoukian, Sinan Erdemsel, Wael Kakish, and many others. We are grateful to Alwan For the Arts for having provided a space, an audience, and a community in New York City for the appreciation of live Arabic music.

We are especially grateful to Rasha Salah, Cathy Khattar, and the 2012 grants committee at AFAC, who believed in this project and decided to fund it. The AFAC grant paid for essential editorial tasks like research, fact checking, indexing, jacket design, and instrument photography.

We are also especially grateful to Dr. Scott Marcus for his thorough review of the book proposal and manuscript and the dialogue he engaged in with us. Dr. Marcus has done the most of any English-language scholar to document the musical concepts of practitioners of Arabic music, and as such was able to provide an incisive and detailed critique of numerous points throughout the book. Most important, he helped us to fill in many of the gaps in our review of the scholarly literature, pointing out numerous instances where others had previously arrived at some of our conclusions.

In this regard, we must all acknowledge Dr. Ali Jihad Racy, who laid the fundamental groundwork for modern scholarship on Arabic music in the United States. We also wish to recognize the lifelong work and scholarship of Dr. George Dimitri Sawa, Dr. Virginia Danielson, and Dr. Anne Rasmussen. Even though their direct involvement in this book was limited in scope, their presence is felt throughout, both through the defining contributions they have made to the field and through their personal mentorship of the authors, which have helped us on our journeys. Sami also wishes to acknowledge John Stewart, Ivan Tcherepnin, and Stephen Blum, who contributed the most to his musical development and understanding before he embarked on his journey with Arabic music.

We are grateful to Suzanne Ryan, our editor at Oxford University Press, as well as Victoria Kouznetsov, Jamie Kim, Eden Piacitelli, Dorian Mueller, and the rest of the OUP editorial team for believing in this book project from the start and for their expertise, help, and support to make it a reality.

And last but not least, we are grateful to our wives, Dr. Maria Hantzopoulos and Robin Shumays, for being totally patient and supportive in what ended up being an all-consuming, multi-year labor of love. They made sure we stayed friends!

Approach to Music Theory

Inside Arabic Music is, in part, a book about music theory. Since our approach to music theory is unconventional in a number of ways, it is useful to start with an explanation of our perspective. As we view it, music theory is really two different things: (1) the explicit conventions underlying a musical genre (descriptions of scales and rhythmic cycles, rules of harmony or melodic motion, typical structures of various musical forms, etc.); and (2) the implicit structures as understood, often unconsciously, by practicing musicians and listeners. This is as true of Arabic music as it is of any other genre; it is also helpful to compare it with spoken language here: there are explicit grammatical rules learned in the classroom, and there is implicit grammar that exists in the language of speakers, whether or not they have ever been in a classroom.

In the field of linguistics, it has long been recognized that the implicit grammar of speakers is the actual object of study, because it is far richer, deeper, and broader than explicit grammar (which is only the “tip of the iceberg” of language). We do not find the analogous recognition to be tremendously widespread in the field of music theory, however, and it is for that reason that we have taken a different path.

The approach taken in Inside Arabic Music is to articulate what we have understood from the implicit structures of maqam-based music, learned through decades of immersion in the oral tradition and practice of the music we love so much. In many cases, these observations contradict, or differ significantly from, the traditional conventions of Arabic music theory—and we have not shied away from critiquing that theory where our practical observations point in a different direction.

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